0001463217-12-000007.txt : 20121114 0001463217-12-000007.hdr.sgml : 20121114 20121114090739 ACCESSION NUMBER: 0001463217-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 270493248 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 121201189 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. DATE OF NAME CHANGE: 20090501 13F-HR 1 093012filing.txt 13F HOLDINGS REPORT - SEPTEMBER 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this report: Name: United Capital Financial Advisers,LLC (Formerly known as: United Capital Financial Advisers,Inc) Address: 500 Newport Center Drive 2nd Floor Newport Beach, CA 92660 13F File Number: 028-13508 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understand that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Herman Title: Chief Compliance Officer Phone: 949-999-8500 Signature, Place and Date of Signing Michael Herman Newport Beach, CA November 14, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:

Form 13F File Number Name ---------------------- ----------------------- 028-13411 Envestnet Asset Management Inc. 028-11107 Placemark Investments Inc. 028-13466 Northcoast Asset Management, LLC 028-05775 Brown Advisory LLC 028-01474 NWQ Investment Management Co, LLC 028-06810 Keeley Asset Management Corp. 028-10469 Lazard Asset Management, LLC 028-00398 Loomis Sayles & Co, LP 028-04558 Parametric Portfolio Associates 028-04691 Schafer Cullen Capital Management Inc. 028-01204 WHV Investment Management, Inc. 028-01666 Eagle Asset Management, Inc. 028-13757 Saratoga Research & Investment Management 028-05792 Kayne Anderson Rudnick Investment Management LLC 028-11293 Invesco AIM Capital Management 028-12572 Tradewinds Global Investors, LLC 028-03434 Congress Asset Management Co. 028-01822 Becker Capital Management Inc. 028-06630 Disciplined Growth Investors Inc. 028-13399 Advisor Partners LLC 028-13023 Dana Investment Advisors, Inc.

I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE September 30, 2012 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 ----------- FORM 13F INFORMATION TABLE ENTRY TOTAL: 565 ----------- FORM 13F INFORMATION TABLE VALUE TOTAL: $2,171,070 ----------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M CO Common Stock 88579Y101 7284 78811 SH Sole 55505 0 23306 ABBOTT LABORATORIES Common Stock 002824100 16515 240882 SH Sole 134834 0 106048 ABERDEEN ASIA PACIFIC INCOM FD ETF 003009107 101 13029 SH Sole 13029 0 0 ADDUS HOMECARE COR Common Stock 006739106 64 12000 SH Sole 10000 0 2000 ADOBE SYSTEMS INC Common Stock 00724F101 555 17099 SH Sole 6539 0 10560 ADVANCED MICRO DEVICES INC Common Stock 007903107 79 23326 SH Sole 23326 0 0 ADVENT CLAYMORE CONVERTIBLE SE ETF 00764C109 219 13324 SH Sole 10824 0 2500 AECOM TECHNOLOGY CORPORATION Common Stock 00766T100 2121 100219 SH Sole 46768 0 53451 AES CORP Common Stock 00130H105 953 86916 SH Sole 36221 0 50695 AES TR III 6.75% PF Preferred Stock 00808N202 4116 82540 SH Sole 42390 0 40150 AFC ENTERPRISES INC COM Common Stock 00104q107 310 12600 SH Sole 2500 0 10100 AFFILIATED MANAGERS GROUP INC Common Stock 008252108 1410 11461 SH Sole 4685 0 6776 AFLAC INC Common Stock 001055102 4909 102521 SH Sole 88833 0 13688 AGCO CORP Common Stock 001084102 253 5333 SH Sole 4313 0 1020 AGILENT TECHNOLOGIES INC Common Stock 00846U101 1971 51259 SH Sole 29218 0 22041 AGL RESOURCES, INC. Common Stock 001204106 3240 79197 SH Sole 75847 0 3350 AIR PRODUCTS & CHEMICALS INC Common Stock 009158106 227 2745 SH Sole 1561 0 1184 AK STEEL HOLDING CORPORATION Common Stock 001547108 83 17200 SH Sole 17200 0 0 ALCATEL-LUCENT Common Stock 013904305 14 12715 SH Sole 4744 0 7971 ALIGN TECHNOLOGY, INC. Common Stock 016255101 4778 129239 SH Sole 625 0 128614 ALLEGHENY TECHNOLOGIES INC Convertible Bd 01741RAD4 230 2000 SH Sole 2000 0 0 ALLIANCE BERNSTEIN HOLDING L.P Partnership Sh 01881G106 433 28100 SH Sole 21500 0 6600 ALLIANCE BERNSTEIN INCOME FUND ETF 01881E101 155 17963 SH Sole 15385 0 2578 ALLIANCE DATA SYSTEMS CORPORAT Common Stock 018581108 249 1752 SH Sole 1587 0 165 ALLIANCE RESOURCE PARTNER Partnership Sh 01877R108 1274 21250 SH Sole 15950 0 5300 ALLIANCEBERNSTEIN GLOBAL HIGH ETF 01879R106 279 17570 SH Sole 8853 0 8717 ALLIANT ENERGY CORPORATION Common Stock 018802108 208 4793 SH Sole 4793 0 0 ALLSTATE CORP Common Stock 020002101 6645 167756 SH Sole 143035 0 24721 ALPHATEC HOLDINGS, INC. Common Stock 02081G102 82 49949 SH Sole 49949 0 0 ALPS ALERIAN MLP ETF ETF 00162Q866 2360 142415 SH Sole 116216 0 26199 ALTRIA GROUP INC. Common Stock 02209S103 3319 99404 SH Sole 82781 0 16623 AMAZON.COM INC Common Stock 023135106 1109 4362 SH Sole 2442 0 1920 AMERICA MOVIL, S.A.B. DE C.V. Common Stock 02364W105 594 23353 SH Sole 7564 0 15789 AMERICAN CAMPUS COMMUNITIES, I Common Stock 024835100 895 20399 SH Sole 18940 0 1459 AMERICAN CAP MTG INVT COM REIT 02504a104 452 18000 SH Sole 14500 0 3500 AMERICAN CAPITAL AGENCY CORP. Common Stock 02503X105 365 10541 SH Sole 9952 0 589 AMERICAN CAPITAL LTD Common Stock 02503y103 1269 111809 SH Sole 89173 0 22636 AMERICAN EXPRESS CO Common Stock 025816109 1542 27124 SH Sole 16978 0 10146 AMERICAN INTERNATIONAL GROUP I Common Stock 026874784 6536 199342 SH Sole 95779 0 103563 AMERICAN VANGUARD CORPORATION Common Stock 030371108 703 20210 SH Sole 20210 0 0 AMGEN INC Common Stock 031162100 1199 14223 SH Sole 11722 0 2502 AMKOR TECHNOLOGY, INC. Common Stock 031652100 88 20000 SH Sole 20000 0 0 ANADARKO PETROLEUM CORP Common Stock 032511107 738 10548 SH Sole 6879 0 3669 ANALOG DEVICES INC Common Stock 032654105 901 23004 SH Sole 21545 0 1459 ANHEUSER-BUSCH INBEV SA Common Stock 03524A108 236 2746 SH Sole 867 0 1879 ANNALY CAPITAL MANAGEMENT, INC Common Stock 035710409 4036 239649 SH Sole 207632 0 32017 ANSYS, INC. Common Stock 03662Q105 282 3848 SH Sole 699 0 3149 AOL, INC. Common Stock 00184X105 5443 154486 SH Sole 133115 0 21371 APACHE CORPORATION Common Stock 037411105 572 6618 SH Sole 1943 0 4675 APPLE, INC. Common Stock 037833100 103697 155443 SH Sole 74052 0 81391 APPLIED INDUSTRIAL TECHNOLOGIE Common Stock 03820C105 1330 32108 SH Sole 32108 0 0 APPLIED MATERIALS, INC. Common Stock 038222105 427 38207 SH Sole 32739 0 5468 AQUA AMERICA INC Common Stock 03836W103 561 22674 SH Sole 22674 0 0 ARCHER DANIELS MIDLAND CO Convertible Bd 039483AW2 300 3000 SH Sole 3000 0 0 ARENA PHARMACEUTICALS, INC. Common Stock 040047102 179 21500 SH Sole 21500 0 0 ARROW FINANCIAL CORPORATION Common Stock 042744102 298 11932 SH Sole 11932 0 0 AT&T INC Common Stock 00206R102 17544 465369 SH Sole 352810 0 112559 ATWOOD OCEANICS, INC. Common Stock 050095108 769 16921 SH Sole 2623 0 14298 AURICO GOLD INC Common Stock 05155C105 154 21999 SH Sole 21999 0 0 AUTODESK, INC. Common Stock 052769106 314 9428 SH Sole 8865 0 563 AUTOMATIC DATA PROCESSING Common Stock 053015103 2050 34945 SH Sole 27695 0 7250 AUTOZONE INC Common Stock 053332102 366 991 SH Sole 990 0 1 BABSON CAPITAL CORPORATE INVES Mutual Fund 05617k109 284 17000 SH Sole 17000 0 0 BAIDU, INC. Common Stock 056752108 739 6321 SH Sole 6161 0 160 BAKER HUGHES INC. Common Stock 057224107 1133 25046 SH Sole 12333 0 12713 BALL CORPORATION Common Stock 058498106 2148 50778 SH Sole 13398 0 37380 BANK OF AMERICA A WTS Warrant 060505146 1130 320200 SH Sole 243700 0 76500 BANK OF AMERICA B WTS Warrant 060505153 378 532780 SH Sole 292000 0 240780 BANK OF AMERICA CORPORATION Common Stock 060505104 1690 191418 SH Sole 154335 0 37083 BANK OF NEW YORK MELLON Common Stock 064058100 477 21097 SH Sole 18532 0 2565 BARRICK GOLD CORPORATION Common Stock 067901108 1183 28336 SH Sole 22389 0 5947 BAXTER INTERNATIONAL INC. Common Stock 071813109 298 4939 SH Sole 3534 0 1405 BB&T CORP Common Stock 054937107 1978 59646 SH Sole 13296 0 46350 BECTON DICKINSON & CO Common Stock 075887109 6258 79657 SH Sole 73831 0 5826 BED BATH & BEYOND, INC. Common Stock 075896100 1123 17831 SH Sole 3852 0 13979 BERKSHIRE HATHAWAY INC Common Stock 084670108 531 4 SH Sole 4 0 0 BERKSHIRE HATHAWAY INC Common Stock 084670702 6896 78183 SH Sole 59709 0 18474 BHP BILLITON LTD Common Stock 088606108 814 11867 SH Sole 4440 0 7427 BIOGEN IDEC INC Common Stock 09062X103 6681 44774 SH Sole 39216 0 5558 BLACKROCK INC Common Stock 09247X101 2900 16262 SH Sole 7510 0 8752 BLACKROCK MUNIHOLDINGS QTY II ETF 09254C107 347 22000 SH Sole 22000 0 0 BLACKROCK MUNIYIELD MI QUALITY ETF 09254V105 616 37761 SH Sole 33845 0 3916 BLACKSTONE GROUP LP Common Stock 09253U108 227 15892 SH Sole 15892 0 0 BOARDWALK PIPELINE PARTNERS LP Common Stock 096627104 1938 69475 SH Sole 44875 0 24600 BOEING CO Common Stock 097023105 3786 54397 SH Sole 50300 0 4097 BOSTON BEER COMPANY, INC. Common Stock 100557107 612 5467 SH Sole 5287 0 180 BOSTON SCIENTIFIC, INC. Common Stock 101137107 115 20029 SH Sole 3875 0 16154 BP PLC Common Stock 055622104 1517 35804 SH Sole 18056 0 17748 BRISTOL-MYERS SQUIBB COMPANY Common Stock 110122108 1008 29863 SH Sole 22800 0 7063 BRITISH AMERICAN TOBACCO PLC Common Stock 110448107 317 3093 SH Sole 1418 0 1675 CA, INC. Common Stock 12673P105 313 12140 SH Sole 9123 0 3017 CALAMOS CONVERTIBLE OPP INC ETF 128117108 1170 91700 SH Sole 87850 0 3850 CALAVO GROWERS, INC. Common Stock 128246105 4128 165137 SH Sole 36362 0 128775 CAMERON INTERNATIONAL CORPORAT Common Stock 13342B105 267 4757 SH Sole 3511 0 1246 CANADIAN NATIONAL RAILWAY CO Common Stock 136375102 237 2690 SH Sole 440 0 2250 CANADIAN NATURAL RESOURCES LTD Common Stock 136385101 694 22546 SH Sole 16726 0 5820 CANADIAN PACIFIC RAILWAY LTD Common Stock 13645T100 272 3285 SH Sole 360 0 2925 CAPITAL ONE FINANCIAL CORP Common Stock 14040H105 1076 18878 SH Sole 7624 0 11254 CAPITAL ONE FINANCIAL CORPORAT Warrant 14040H139 3706 180055 SH Sole 95574 0 84481 CAPITALSOURCE INC Common Stock 14055X102 5381 709944 SH Sole 371400 0 338544 CAREFUSION CORP Common Stock 14170T101 303 10668 SH Sole 7355 0 3313 CARPENTER TECHNOLOGY CP Common Stock 144285103 599 11450 SH Sole 10350 0 1100 CATERPILLAR INC Common Stock 149123101 2174 25271 SH Sole 23066 0 2205 CBS CORPORATION Common Stock 124857202 6059 166788 SH Sole 140273 0 26515 CELANESE CORPORATION Common Stock 150870103 249 6578 SH Sole 6578 0 0 CENTURYLINK INC Common Stock 156700106 275 6817 SH Sole 6120 0 697 CF INDUSTRIES HOLDINGS INC Common Stock 125269100 5446 24505 SH Sole 21254 0 3251 CHARLES SCHWAB CORP Common Stock 808513105 254 19885 SH Sole 11687 0 8198 CHEVRON CORP Common Stock 166764100 8559 73431 SH Sole 65568 0 7863 CHINA MOBILE LTD. Common Stock 16941M109 312 5635 SH Sole 3938 0 1697 CHIPOTLE MEXICAN GRILL, INC. Common Stock 169656105 464 1461 SH Sole 1272 0 189 CHUBB CORP Common Stock 171232101 277 3626 SH Sole 3626 0 0 CINEMARK HOLDINGS INC Common Stock 17243V102 1102 49123 SH Sole 46163 0 2960 CISCO SYSTEMS INC Common Stock 17275R102 5828 305230 SH Sole 109101 0 196129 CITIGROUP INC Common Stock 172967424 799 24422 SH Sole 12679 0 11743 CITRIX SYSTEMS, INC. Common Stock 177376100 212 2772 SH Sole 1364 0 1408 CITY NATIONAL CORP Common Stock 178566105 774 15022 SH Sole 14578 0 444 CLIFFS NATURAL RESOURCES INC. Common Stock 18683K101 2362 60358 SH Sole 15803 0 44555 CLOROX COMPANY Common Stock 189054109 336 4669 SH Sole 4417 0 252 CME GROUP, INC. Common Stock 12572Q105 7093 123815 SH Sole 46690 0 77125 COACH, INC. Common Stock 189754104 625 11154 SH Sole 9387 0 1767 COBALT INTERNATIONAL ENERGY, I Common Stock 19075F106 210 9421 SH Sole 9421 0 0 COCA-COLA CO Common Stock 191216100 2284 60214 SH Sole 47241 0 12973 COGNIZANT TECHNOLOGY SOLUTIONS Common Stock 192446102 366 5239 SH Sole 4345 0 894 COHEN & STEERS INC Common Stock 19247A100 206 6940 SH Sole 0 0 6940 COLFAX CORPORATION Common Stock 194014106 257 6996 SH Sole 6042 0 954 COLGATE-PALMOLIVE COMPANY Common Stock 194162103 4046 37739 SH Sole 37334 0 405 COMCAST CORP Common Stock 20030N101 5943 166274 SH Sole 137834 0 28440 CONOCOPHILLIPS Common Stock 20825C104 2713 47449 SH Sole 30983 0 16466 CONSOLIDATED EDISON, INC. Common Stock 209115104 366 6111 SH Sole 3420 0 2691 CONSUMER DISCRET SELECT SECTOR ETF 81369Y407 31531 673880 SH Sole 521039 0 152840 CONSUMER STAPLES SELECT SECTOR ETF 81369Y308 30094 840016 SH Sole 649095 0 190921 COPART, INC. Common Stock 217204106 228 8234 SH Sole 78 0 8156 CORNING INC Common Stock 219350105 150 11371 SH Sole 9981 0 1390 COSTCO WHOLESALE CORPORATION Common Stock 22160K105 3063 30578 SH Sole 23543 0 7035 CPFL ENERGY SA Common Stock 126153105 307 13999 SH Sole 10911 0 3088 CREDIT SUISSE CUSHING 30 MLP I ETF 22542D852 621 24790 SH Sole 22467 0 2323 CROWN CASTLE INTERNATIONAL COR Common Stock 228227104 211 3295 SH Sole 109 0 3186 CROWN HOLDINGS INC Common Stock 228368106 255 6935 SH Sole 6831 0 104 CUI GLOBAL, INC. Common Stock 126576206 175 33607 SH Sole 33607 0 0 CUMBERLAND PHARMACEUTICALS, IN Common Stock 230770109 2790 431864 SH Sole 431864 0 0 CURRENCYSHARES AUSTRALIAN DOLL ETF 23129U101 1144 10999 SH Sole 9937 0 1062 CVS CAREMARK CORP Common Stock 126650100 7402 152867 SH Sole 124839 0 28028 DANAHER CORPORATION Common Stock 235851102 3579 64901 SH Sole 60916 0 3985 DELTA AIR LINES INC Common Stock 247361702 134 14670 SH Sole 14670 0 0 DEVON ENERGY CORP Common Stock 25179M103 1594 26343 SH Sole 14522 0 11821 DIAGEO PLC Common Stock 25243Q205 462 4095 SH Sole 1520 0 2575 DIAMOND OFFSHORE DRILLING, INC Common Stock 25271C102 983 14932 SH Sole 11341 0 3591 DIGITAL REALTY TRUST, INC. Common Stock 253868103 3005 43018 SH Sole 39039 0 3979 DIRECT MKTS HLDGS COM Common Stock 25456u109 0 20000 SH Sole 20000 0 0 DIRECTV Common Stock 25490A309 235 4486 SH Sole 493 0 3993 DISCOVER FINANCIAL SERVICES Common Stock 254709108 388 9755 SH Sole 6090 0 3665 DISCOVERY COMMUNICATIONS INC Common Stock 25470F104 672 11267 SH Sole 8689 0 2578 DOMINION RESOURCES INC Common Stock 25746U109 1735 32765 SH Sole 32765 0 0 DOW CHEMICAL CO Common Stock 260543103 232 8000 SH Sole 6782 0 1218 DUKE ENERGY Common Stock 26441c105 2281 45384 SH Sole 42568 0 2816 DUKE ENERGY CORPORATION NEW Common Stock 26441C204 1702 26267 SH Sole 20203 0 6063 DUKE REALTY CORP Common Stock 264411505 1364 92803 SH Sole 70597 0 22206 E.I. DU PONT DE NEMOURS & COMP Common Stock 263534109 598 11896 SH Sole 9151 0 2745 EBAY INC Common Stock 278642103 340 7035 SH Sole 3622 0 3413 EDWARDS LIFESCIENCES CORPORATI Common Stock 28176E108 273 2538 SH Sole 2328 0 210 EGSHARES GEMS COMPOSITE ETF ETF 268461100 1053 46944 SH Sole 46466 0 478 EL PASO PIPELINE PARTNERS LP Common Stock 283702108 393 10558 SH Sole 10558 0 0 ELI LILLY AND COMPANY Common Stock 532457108 1766 37249 SH Sole 26653 0 10597 EMC CORPORATION Common Stock 268648102 1439 52759 SH Sole 41847 0 10912 EMERSON ELECTRIC CO. Common Stock 291011104 5068 105002 SH Sole 93053 0 11949 ENERGY SELECT SECTOR SPDR ETF 81369Y506 510 6940 SH Sole 6340 0 600 ENERGY TRANSFER EQUITY LP Partnership Sh 29273V100 3442 76150 SH Sole 50900 0 25250 ENERGY TRANSFER PARTNERS, L.P. Common Stock 29273R109 225 5277 SH Sole 3525 0 1752 ENTERPRISE PRODUCTS PARTNERS L Common Stock 293792107 4061 75761 SH Sole 70331 0 5430 EOG RESOURCES Common Stock 26875P101 2975 26549 SH Sole 16504 0 10045 EQUINIX, INC. Common Stock 29444U502 5455 26474 SH Sole 22935 0 3539 EV ENERGY PARTNER LP Common Stock 26926V107 696 11200 SH Sole 11200 0 0 EXELON CORP Common Stock 30161N101 216 6069 SH Sole 4101 0 1968 EXPEDIA, INC. Common Stock 30212P303 4561 78856 SH Sole 68361 0 10495 EXPRESS SCRIPTS Common Stock 30219G108 1104 17632 SH Sole 13381 0 4251 EXXON MOBIL CORPORATION Common Stock 30231G102 27270 298195 SH Sole 212414 0 85781 FACEBOOK INC Common Stock 30303M102 402 18555 SH Sole 15884 0 2671 FACTSET RESEARCH SYSTEMS, INC. Common Stock 303075105 223 2317 SH Sole 529 0 1788 FBL FINANCIAL GROUP INC Common Stock 30239F106 4463 134430 SH Sole 134430 0 0 FEDERATED INVESTORS, INC. Common Stock 314211103 213 10275 SH Sole 89 0 10186 FEDEX CORPORATION Common Stock 31428X106 1043 12326 SH Sole 5980 0 6346 FIDUCIARY-CLAYMORE MLP OPPORTU ETF 31647Q106 2168 94475 SH Sole 18845 0 75630 FIFTH STREET FINANCE CORPORATI Common Stock 31678A103 613 55865 SH Sole 55865 0 0 FIFTH THIRD BANCORP Common Stock 316773100 325 20978 SH Sole 12817 0 8161 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 31030 1990348 SH Sole 1537482 0 452865 FIRST HORIZON NATIONAL CORP Common Stock 320517105 188 19546 SH Sole 19546 0 0 FIRST NIAGARA FINANCIAL GROUP Common Stock 33582V108 121 14974 SH Sole 14034 0 940 FIRST TRUST NYSE ARCA BIOTECH ETF 33733E203 571 12301 SH Sole 1901 0 10400 FIRST TRUST SENIOR FR INC II ETF 33733U108 300 18990 SH Sole 14890 0 4100 FLOWERS FOODS, INC. Common Stock 343498101 1237 61321 SH Sole 56601 0 4720 FLOWSERVE CORPORATION Common Stock 34354P105 876 6854 SH Sole 6281 0 573 FLUOR CORPORATION Common Stock 343412102 926 16450 SH Sole 15790 0 660 FMC TECHNOLOGIES, INC. Common Stock 30249U101 328 7076 SH Sole 3052 0 4024 FOOT LOCKER INC Common Stock 344849104 245 6897 SH Sole 5517 0 1380 FORD MOTOR CO Common Stock 345370860 407 41245 SH Sole 33623 0 7622 FREEPORT-MCMORAN COPPER & GOLD Common Stock 35671D857 4520 114188 SH Sole 40304 0 73884 FX ENERGY, INC. Common Stock 302695101 131 17519 SH Sole 17519 0 0 GABELLI EQUITY ETF 362397101 96 17040 SH Sole 2630 0 14410 GAP, INC. Common Stock 364760108 5223 145989 SH Sole 126198 0 19791 GENERAL DYNAMICS Common Stock 369550108 444 6716 SH Sole 6706 0 10 GENERAL ELECTRIC CO Common Stock 369604103 5742 252835 SH Sole 195253 0 57582 GENERAL MILLS, INC. Common Stock 370334104 535 13434 SH Sole 12651 0 783 GENERAL MOTORS CO Common Stock 37045V100 249 10964 SH Sole 10180 0 784 GENUINE PARTS COMPANY Common Stock 372460105 211 3465 SH Sole 3465 0 0 GIGOPTIX, INC. Common Stock 37517Y103 262 137152 SH Sole 0 0 137152 GLAXOSMITHKLINE PLC Common Stock 37733W105 1463 31649 SH Sole 23213 0 8436 GNC ACQUISITION HOLDINGS INC Common Stock 36191G107 5481 140635 SH Sole 122064 0 18571 GOLDCORP, INC. Common Stock 380956409 2039 44461 SH Sole 43970 0 491 GOLDMAN SACHS GROUP INC Common Stock 38141G104 2456 21605 SH Sole 8276 0 13329 GOOGLE, INC. Common Stock 38259P508 21627 28664 SH Sole 14425 0 14239 GOVERNMENT PROPERTIES REIT 38376A103 3417 146008 SH Sole 80675 0 65333 GUGGENHEIM FRONTIER MARKETS ETF 18383Q838 213 10578 SH Sole 10479 0 99 GUGGENHEIM MSCI EAFE EQUAL WEI ETF 78355W544 302 8280 SH Sole 8280 0 0 GUGGENHEIM S&P 500 EQUAL WEIGH ETF 78355W106 4035 77320 SH Sole 71388 0 5931 GUGGENHEIM S&P MIDCAP 400 PURE ETF 78355W601 11746 130744 SH Sole 91269 0 39475 H&R BLOCK INC Common Stock 093671105 193 11140 SH Sole 0 0 11140 HAEMONETICS CORPORATION Common Stock 405024100 205 2555 SH Sole 0 0 2555 HALLIBURTON COMPANY Common Stock 406216101 258 7666 SH Sole 4487 0 3179 HASBRO, INC. Common Stock 418056107 1620 42459 SH Sole 38814 0 3645 HATTERAS FINANCIAL CORPORATION Common Stock 41902R103 2454 87039 SH Sole 74399 0 12640 HCP INC Common Stock 40414L109 1760 39576 SH Sole 37386 0 2190 HEALTH CARE REIT, INC. Common Stock 42217K106 305 5283 SH Sole 4130 0 1153 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 31316 780558 SH Sole 604069 0 176490 HENRY JACK & ASSOCIATES, INC. Common Stock 426281101 215 5673 SH Sole 23 0 5650 HENRY SCHEIN, INC. Common Stock 806407102 589 7434 SH Sole 7434 0 0 HESS CORP Common Stock 42809H107 1650 30718 SH Sole 10205 0 20513 HEWLETT-PACKARD CO Common Stock 428236103 525 30792 SH Sole 27411 0 3381 HEXCEL CORPORATION Common Stock 428291108 1077 44847 SH Sole 42600 0 2247 HITTITE MICROWAVE CORPORATION Common Stock 43365Y104 209 3762 SH Sole 0 0 3762 HJ HEINZ COMPANY Common Stock 423074103 211 3780 SH Sole 3780 0 0 HOLLYFRONTIER CORP Common Stock 436106108 5387 130541 SH Sole 113070 0 17471 HOME DEPOT, INC. Common Stock 437076102 7486 123998 SH Sole 109558 0 14440 HONDA MOTOR CO LTD Common Stock 438128308 358 11595 SH Sole 9284 0 2311 HONEYWELL INTERNATIONAL, INC. Common Stock 438516106 311 5208 SH Sole 2464 0 2744 HORNBECK OFFSHORE SVCS INC NEW Convertible Bd 440543AE6 209 2000 SH Sole 2000 0 0 HOST HOTELS & RESORTS INC Common Stock 44107P104 433 26957 SH Sole 22344 0 4613 INFORMATICA CORPORATION Common Stock 45666Q102 331 9498 SH Sole 9498 0 0 INGREDION INC Common Stock 457187102 235 4256 SH Sole 3883 0 373 INTEL CORP Common Stock 458140100 2533 111798 SH Sole 90090 0 21707 INTERDIGITAL INC Common Stock 45867G101 240 6431 SH Sole 3331 0 3100 INTERNATIONAL BUSINESS MACHINE Common Stock 459200101 5617 27076 SH Sole 24274 0 2802 INTERNATIONAL PAPER CO. Common Stock 460146103 260 7148 SH Sole 5612 0 1536 INTUITIVE SURGICAL, INC. Common Stock 46120E602 3010 6073 SH Sole 945 0 5128 INVESCO VALUE MUNI INCOME ETF 46132P108 222 13282 SH Sole 11815 0 1467 INVESCO VAN KAMPEN ADVANTAGE M ETF 46132E103 181 12911 SH Sole 12911 0 0 IPATH DJ-UBS COMMODITY INDEX T ETF 06738C778 1594 36060 SH Sole 35896 0 164 IPATH S&P 500 DYNAMIC VIX ETN ETF 06741L609 256 4859 SH Sole 4619 0 240 IPATH S&P 500 VIX ST FUTURES E ETF 06740C261 4858 539725 SH Sole 529987 0 9738 ISHARES BARCLAYS 10-20 YEAR TR ETF 464288653 18455 134962 SH Sole 119427 0 15535 ISHARES BARCLAYS 1-3 YEAR CRED ETF 464288646 2613 24704 SH Sole 20825 0 3879 ISHARES BARCLAYS 1-3 YEAR TREA ETF 464287457 1169 13833 SH Sole 7071 0 6762 ISHARES BARCLAYS 20+ YEAR TREA ETF 464287432 18705 150580 SH Sole 149021 0 1559 ISHARES BARCLAYS 7-10 YEAR TRE ETF 464287440 19627 180958 SH Sole 149262 0 31696 ISHARES BARCLAYS AGGREGATE BON ETF 464287226 28185 250648 SH Sole 174934 0 75713 ISHARES BARCLAYS CREDIT BOND ETF 464288620 20177 177117 SH Sole 143249 0 33868 ISHARES BARCLAYS INTERMEDIATE ETF 464288638 15425 138425 SH Sole 115323 0 23102 ISHARES BARCLAYS MBS BOND ETF 464288588 42778 391884 SH Sole 315438 0 76446 ISHARES BARCLAYS TIPS BOND ETF 464287176 47490 390027 SH Sole 375062 0 14965 ISHARES DOW JONES INTL SELECT ETF 464288448 5469 172964 SH Sole 140243 0 32721 ISHARES DOW JONES SELECT DIVID ETF 464287168 5003 86730 SH Sole 68869 0 17862 ISHARES DOW JONES U.S. INDEX ETF 464287846 1375 19092 SH Sole 19092 0 0 ISHARES DOW JONES US ENERGY Mutual Fund 464287796 31298 742016 SH Sole 572302 0 169714 ISHARES DOW JONES US INDUSTRIA Mutual Fund 464287754 30478 431632 SH Sole 333005 0 98627 ISHARES DOW JONES US REAL ESTA ETF 464287739 714 11089 SH Sole 11089 0 0 ISHARES FTSE EPRA/NAREIT DEV R ETF 464288489 303 9725 SH Sole 9725 0 0 ISHARES GOLD TRUST ETF 464285105 639 37022 SH Sole 37022 0 0 ISHARES IBOXX $ HIGH YIELD COR ETF 464288513 283 3070 SH Sole 2727 0 343 ISHARES IBOXX $ INVEST GRADE C ETF 464287242 7255 59577 SH Sole 58759 0 818 ISHARES MSCI BRAZIL INDEX ETF 464286400 331 6118 SH Sole 5818 0 300 ISHARES MSCI CANADA INDEX ETF 464286509 2944 103334 SH Sole 36204 0 67130 ISHARES MSCI EAFE GROWTH INDEX ETF 464288885 18324 324427 SH Sole 322182 0 2245 ISHARES MSCI EAFE INDEX ETF 464287465 88658 1672790 SH Sole 1403253 0 269537 ISHARES MSCI EAFE SMALL CAP IN ETF 464288273 2103 54350 SH Sole 54146 0 204 ISHARES MSCI EAFE VALUE INDEX ETF 464288877 14626 322083 SH Sole 319526 0 2557 ISHARES MSCI EMERGING MARKETS ETF 464287234 47789 1156421 SH Sole 938594 0 217826 ISHARES MSCI JAPAN INDEX ETF 464286848 526 57356 SH Sole 57011 0 345 ISHARES MSCI PACIFIC EX-JAPAN ETF 464286665 2978 66782 SH Sole 23345 0 43437 ISHARES MSCI SINGAPORE INDEX ETF 464286673 2660 198350 SH Sole 178350 0 20000 ISHARES RUSSELL 1000 GROWTH IN ETF 464287614 44487 666973 SH Sole 653333 0 13639 ISHARES RUSSELL 1000 INDEX ETF 464287622 792 9962 SH Sole 9962 0 0 ISHARES RUSSELL 1000 VALUE IND ETF 464287598 34356 475983 SH Sole 460269 0 15714 ISHARES RUSSELL 2000 GROWTH IN ETF 464287648 20147 210716 SH Sole 207183 0 3533 ISHARES RUSSELL 2000 INDEX ETF 464287655 22434 268868 SH Sole 223754 0 45114 ISHARES RUSSELL 2000 VALUE IND ETF 464287630 5796 78382 SH Sole 74353 0 4029 ISHARES RUSSELL 3000 INDEX ETF 464287689 50612 596487 SH Sole 507250 0 89237 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 649 12275 SH Sole 12156 0 119 ISHARES RUSSELL MIDCAP GROWTH ETF 464287481 422 6782 SH Sole 6732 0 50 ISHARES RUSSELL MIDCAP INDEX ETF 464287499 490 4426 SH Sole 3308 0 1118 ISHARES RUSSELL MIDCAP VALUE I ETF 464287473 849 17424 SH Sole 15710 0 1714 ISHARES S&P 100 INDEX ETF 464287101 3968 59701 SH Sole 53445 0 6256 ISHARES S&P 500 GROWTH INDEX ETF 464287309 23622 303428 SH Sole 227000 0 76428 ISHARES S&P 500 INDEX ETF 464287200 31649 219177 SH Sole 217050 0 2127 ISHARES S&P 500 VALUE INDEX ETF 464287408 8927 135683 SH Sole 115793 0 19891 ISHARES S&P EUROPE 350 INDEX ETF 464287861 2897 79331 SH Sole 27496 0 51835 ISHARES S&P GLOBAL ENERGY ETF 464287341 2246 57115 SH Sole 44604 0 12511 ISHARES S&P GSCI COMMODITY-IND ETF 46428R107 395 11701 SH Sole 11268 0 433 ISHARES S&P MIDCAP 400 INDEX ETF 464287507 4454 45132 SH Sole 37562 0 7569 ISHARES S&P MIDCAP 400 VALUE I ETF 464287705 551 6485 SH Sole 5480 0 1005 ISHARES S&P NATIONAL AMT-FREE ETF 464288414 7353 65651 SH Sole 54478 0 11173 ISHARES S&P NORTH AMER NATURAL ETF 464287374 842 21299 SH Sole 21299 0 0 ISHARES S&P S/T NATNL AMT-FREE ETF 464288158 394 3682 SH Sole 3682 0 0 ISHARES S&P SMALLCAP 600 GROWT ETF 464287887 3230 38630 SH Sole 37971 0 659 ISHARES S&P SMALLCAP 600 INDEX ETF 464287804 3414 44294 SH Sole 36145 0 8149 ISHARES S&P SMALLCAP 600 VALUE ETF 464287879 233 2952 SH Sole 2652 0 300 ISHARES S&P U.S. PREFERRED STO ETF 464288687 4633 116228 SH Sole 100804 0 15424 ISHARES S&P/CITI 1-3 YR INTL T ETF 464288125 457 4675 SH Sole 3633 0 1042 ISHARES S&P/CITI INTL TREASURY ETF 464288117 574 5581 SH Sole 4344 0 1237 ISHARES SILVER TRUST ETF 46428Q109 2009 59996 SH Sole 49711 0 10285 ISHARES TR DJ US UTILS SECTOR ETF 464287697 338 3775 SH Sole 3675 0 100 ISTAR FINANCIAL, INC. Common Stock 45031U101 91 11037 SH Sole 6637 0 4400 JOHNSON & JOHNSON Common Stock 478160104 5902 85652 SH Sole 71612 0 14041 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 4615 114103 SH Sole 109182 0 4921 JPMORGAN CHASE & CO Common Stock 46625H100 8041 198636 SH Sole 133278 0 65359 JPMORGAN CHASE WTS Warrant 46634E114 6890 669576 SH Sole 324000 0 345576 KIMBERLY-CLARK CORPORATION Common Stock 494368103 1765 20572 SH Sole 19774 0 798 KINDER MORGAN ENERGY PARTNERS Common Stock 494550106 569 6898 SH Sole 5998 0 900 KINDER MORGAN MANAGEMENT LLC Common Stock 49455U100 5250 69831 SH Sole 44052 0 25779 KINDER MORGAN, INC. Common Stock 49456B101 7313 205894 SH Sole 148557 0 57337 KINROSS GOLD CORPORATION Common Stock 496902404 116 11356 SH Sole 766 0 10590 KKR FINANCIAL HOLDING Partnership Sh 48248A306 4500 447749 SH Sole 307867 0 139882 KLA-TENCOR CORPORATION Common Stock 482480100 319 6691 SH Sole 6238 0 453 KOHL'S CORP Common Stock 500255104 639 12468 SH Sole 9461 0 3007 KONINKLIJKE PHILIPS ELECTRONIC Common Stock 500472303 776 33100 SH Sole 28256 0 4844 KRAFT FOODS INC Common Stock 50075N104 9550 230955 SH Sole 126205 0 104750 KROGER CO Common Stock 501044101 577 24515 SH Sole 23367 0 1148 LABORATORY CORPORATION OF AMER Common Stock 50540R409 7337 79340 SH Sole 48900 0 30440 LAS VEGAS SANDS CORP Common Stock 517834107 402 8672 SH Sole 6451 0 2221 LEGGETT & PLATT, INC. Common Stock 524660107 1482 59174 SH Sole 45180 0 13994 LIMELIGHT NETWORKS, INC. Common Stock 53261M104 66 27993 SH Sole 0 0 27993 LINKEDIN CORP Common Stock 53578A108 201 1671 SH Sole 0 0 1671 LINN ENERGY LLC Common Stock 536020100 466 11300 SH Sole 11300 0 0 LOCKHEED MARTIN CORPORATION Common Stock 539830109 426 4560 SH Sole 4358 0 202 MACQUARIE INFRASTRUCTURE COMPA Common Stock 55608B105 409 9850 SH Sole 7850 0 2000 MACY'S INC Common Stock 55616P104 252 6706 SH Sole 5989 0 717 MAGNUM HUNTER RESOURCES Common Stock 55973B102 592 133310 SH Sole 2000 0 131310 MANULIFE FINANCIAL CORPORATION Common Stock 56501R106 359 29792 SH Sole 24489 0 5303 MARATHON PETROLEUM CORP Common Stock 56585A102 5617 102889 SH Sole 89199 0 13690 MARKET VECTORS AGRIBUSINESS ET ETF 57060U605 1095 21150 SH Sole 16008 0 5142 MARKET VECTORS GOLD MINERS ETF ETF 57060U100 928 17282 SH Sole 16058 0 1224 MARRIOTT INTERNATIONAL, INC. Common Stock 571903202 464 11862 SH Sole 6147 0 5715 MASTERCARD INCORPORATED Common Stock 57636Q104 5867 12994 SH Sole 10030 0 2964 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 30850 838328 SH Sole 648086 0 190242 MATTEL, INC. Common Stock 577081102 209 5888 SH Sole 5306 0 582 MCDONALD'S CORPORATION Common Stock 580135101 3754 40917 SH Sole 35190 0 5727 MCKESSON, INC. Common Stock 58155Q103 947 11003 SH Sole 8217 0 2786 MEDTRONIC, INC. Common Stock 585055106 413 9578 SH Sole 8972 0 606 MERCADOLIBRE, INC. Common Stock 58733R102 649 7865 SH Sole 7365 0 500 MERCK & CO INC Common Stock 58933Y105 10316 228755 SH Sole 160490 0 68265 METLIFE INC Common Stock 59156R108 1633 47384 SH Sole 24098 0 23286 MICROCHIP TECHNOLOGY, INC. Common Stock 595017104 1630 49792 SH Sole 47542 0 2250 MICRON TECHNOLOGY, INC. Common Stock 595112103 246 41103 SH Sole 41103 0 0 MICROSOFT CORPORATION Common Stock 594918104 8834 296855 SH Sole 241343 0 55511 MID-AMERICA APARTMENT COMMUNIT Common Stock 59522J103 375 5747 SH Sole 5700 0 47 MISSION WEST PROPERTIES Common Stock 605203108 385 44298 SH Sole 0 0 44298 MONSANTO COMPANY Common Stock 61166W101 5883 64639 SH Sole 24502 0 40137 MSCI, INC. Common Stock 55354G100 1323 36979 SH Sole 11366 0 25613 MYLAN INC Common Stock 628530107 271 11133 SH Sole 11133 0 0 NETSCOUT SYSTEMS, INC. Common Stock 64115T104 498 19504 SH Sole 6249 0 13255 NETSUITE INC. Common Stock 64118Q107 1075 16850 SH Sole 6100 0 10750 NEXTERA ENERGY INC Common Stock 65339F101 1975 28079 SH Sole 26165 0 1914 NICE-SYSTEMS, LTD. Common Stock 653656108 1165 35076 SH Sole 33398 0 1678 NIKE, INC. Common Stock 654106103 519 5473 SH Sole 5353 0 120 NORTHSTAR REALTY FINANCE CORPO Common Stock 66704R100 65 10239 SH Sole 239 0 10000 NOVARTIS AG Common Stock 66987V109 4904 80054 SH Sole 68241 0 11813 NUANCE COMMUNICATIONS, INC. Common Stock 67020Y100 473 19004 SH Sole 17404 0 1600 NUVEEN DIVIDEND ADVANTAGE MUNI ETF 67066V101 636 40320 SH Sole 34730 0 5590 NUVEEN ENHANCED MUNICIPAL VALU ETF 67074M101 361 22000 SH Sole 22000 0 0 NUVEEN FLOATING RATE INCOME OP ETF 6706EN100 132 10550 SH Sole 5550 0 5000 NUVEEN GA DIV AD MUNI FD GEORG Closed-End Fund 67072B107 1424 96350 SH Sole 87950 0 8400 NUVEEN INSD DIVID ADVANTAGE ETF 67071L106 350 22000 SH Sole 22000 0 0 NUVEEN INVESTMENT QUAL MUNI ETF 67062E103 186 11000 SH Sole 11000 0 0 NUVEEN MUNICIPAL VALUE ETF 670928100 1718 164906 SH Sole 154906 0 10000 NUVEEN PERFORMANCE PLUS MUNI F Closed-End Fund 67062P108 1038 61400 SH Sole 54600 0 6800 NUVEEN PREMIER MUNICIPAL OPP ETF 670987106 371 23250 SH Sole 22861 0 389 NUVEEN PREMIUM INCOME MUNI 4 ETF 6706K4105 459 31087 SH Sole 24587 0 6500 NUVEEN QUALIFIED PREFERRED INC Closed-End Fund 67072C105 448 13000 SH Sole 3000 0 10000 NUVEEN SELECT TAX FREE INC ETF 67062F100 243 15147 SH Sole 15147 0 0 NUVEEN SELECT TAX FREE INC 2 Closed-End Fund 67063C106 387 26011 SH Sole 26011 0 0 OCCIDENTAL PETROLEUM CORPORATI Common Stock 674599105 573 6662 SH Sole 3574 0 3088 OLIN CORP Common Stock 680665205 1283 59020 SH Sole 57120 0 1900 OMNICOM GROUP, INC. Common Stock 681919106 775 15039 SH Sole 12163 0 2876 ONEOK PARTNERS, L.P. Common Stock 68268N103 244 4100 SH Sole 2100 0 2000 OPKO HEALTH, INC. Common Stock 68375N103 406 97026 SH Sole 3268 0 93758 ORACLE CORPORATION Common Stock 68389X105 5861 186286 SH Sole 105446 0 80840 O'REILLY AUTOMOTIVE INC Common Stock 67103H107 267 3193 SH Sole 242 0 2951 OSHKOSH CORPORATION Common Stock 688239201 538 19600 SH Sole 350 0 19250 OWENS & MINOR, INC. Common Stock 690732102 205 6868 SH Sole 0 0 6868 PALL CORPORATION Common Stock 696429307 1411 22220 SH Sole 21107 0 1113 PAYCHEX, INC. Common Stock 704326107 2214 66512 SH Sole 53243 0 13269 PEOPLE'S UNITED FINANCIAL, INC Common Stock 712704105 124 10242 SH Sole 1600 0 8642 PEPSICO INC Common Stock 713448108 7841 110799 SH Sole 98868 0 11931 PETROCHINA CO LTD Common Stock 71646E100 903 6994 SH Sole 6272 0 722 PETROLEO BRASILEIRO SA PETROBR Common Stock 71654V408 252 10976 SH Sole 8663 0 2313 PFIZER INC Common Stock 717081103 3554 143014 SH Sole 117124 0 25890 PG&E CORP Common Stock 69331C108 352 8258 SH Sole 7905 0 354 PHILIP MORRIS INTERNATIONAL, I Common Stock 718172109 3913 43502 SH Sole 32322 0 11180 PHILLIPS 66 Common Stock 718546104 376 8098 SH Sole 3072 0 5026 PIEDMONT OFFICE REALTY TRUST, Common Stock 720190206 355 20461 SH Sole 19927 0 534 PIMCO ENHANCED SHORT MATURITY ETF 72201R833 28367 279506 SH Sole 223792 0 55713 PIMCO HIGH INCOME ETF 722014107 337 24096 SH Sole 24096 0 0 PIMCO TOTAL RETURN ETF ETF 72201R775 696 6396 SH Sole 6276 0 120 PLAINS ALL AMERICAN PIPELINE L Common Stock 726503105 256 5795 SH Sole 3595 0 2200 PNC FINANCIAL SERVICES GROUP I Common Stock 693475105 1428 22634 SH Sole 19157 0 3477 POTASH CORPORATION OF SASKATCH Common Stock 73755L107 416 9589 SH Sole 1414 0 8175 POWERSHARES DB COMMODITY INDEX ETF 73935S105 944 32900 SH Sole 31403 0 1497 POWERSHARES INDIA ETF 73935L100 438 23332 SH Sole 20780 0 2552 POWERSHARES QQQ ETF 73935A104 4357 63539 SH Sole 57121 0 6418 POWERSHARES VRDO TAX-FREE WEEK ETF 73936T433 2123 85000 SH Sole 85000 0 0 POWERSHS EXCH TRAD FD TR POWER ETF 73935X716 1006 66200 SH Sole 62500 0 3700 PPG INDUSTRIES, INC. Common Stock 693506107 5563 48445 SH Sole 39754 0 8691 PRAXAIR, INC. Common Stock 74005P104 4776 45981 SH Sole 20820 0 25161 PRECISION CASTPARTS CORP. Common Stock 740189105 633 3874 SH Sole 2376 0 1498 PROCTER & GAMBLE CO Common Stock 742718109 3857 55613 SH Sole 44580 0 11033 PROSHARES ULTRA OIL & GAS ETF 74347R719 232 4755 SH Sole 4670 0 85 PRUDENTIAL FINANCIAL INC Common Stock 744320102 338 6199 SH Sole 5071 0 1128 QUALCOMM, INC. Common Stock 747525103 757 12112 SH Sole 7659 0 4453 QUEST DIAGNOSTICS INC Common Stock 74834L100 240 3790 SH Sole 2770 0 1020 RADIANT LOGISTICS, INC. Common Stock 75025X100 192 114000 SH Sole 114000 0 0 RANGE RESOURCES CORPORATION Common Stock 75281A109 269 3850 SH Sole 174 0 3676 RAYONIER, INC. Common Stock 754907103 1733 35363 SH Sole 32988 0 2375 RAYTHEON COMPANY Common Stock 755111507 7131 124759 SH Sole 109476 0 15283 RELIANCE STEEL AND ALUMINUM Common Stock 759509102 221 4217 SH Sole 4217 0 0 RENN GLOBAL ENTREPRENEURS FUND ETF 759720105 16 10126 SH Sole 10126 0 0 RESEARCH FRONTIERS Common Stock 760911107 147 33088 SH Sole 33088 0 0 RETAIL PROPERTIES OF AMERICAN Common Stock 76131V202 162 14283 SH Sole 10509 0 3774 RIO TINTO PLC Common Stock 767204100 897 19173 SH Sole 14448 0 4725 ROYAL BANK OF CANADA Common Stock 780087102 1153 20088 SH Sole 18174 0 1914 ROYAL DUTCH SHELL PLC Common Stock 780259206 2458 35417 SH Sole 23367 0 12050 SABINE ROYALTY TRUST Common Stock 785688102 1483 28719 SH Sole 23536 0 5183 SAN JUAN BASIN ROYALTY Common Stock 798241105 668 47169 SH Sole 45669 0 1500 SANGAMO BIOSCIENCES, INC. Common Stock 800677106 121 19944 SH Sole 19944 0 0 SANOFI Common Stock 80105N105 313 7259 SH Sole 2458 0 4801 SCH US REIT ETF ETF 808524847 324 10710 SH Sole 10540 0 170 SCHLUMBERGER NV Common Stock 806857108 9881 136615 SH Sole 128441 0 8175 SCHWAB DIVIDEND STOCK ETF Mutual Fund 808524797 429 14935 SH Sole 14335 0 600 SCHWAB EMERGING MARKETS EQUITY ETF 808524706 3818 152462 SH Sole 129881 0 22581 SCHWAB INTERNATIONAL EQUITY ET ETF 808524805 3136 121445 SH Sole 89789 0 31656 SCHWAB U.S. AGGREGATE BOND ETF ETF 808524839 3522 66695 SH Sole 56735 0 9960 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 28990 839302 SH Sole 715422 0 123880 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 977 28588 SH Sole 27677 0 911 SCHWAB U.S. LARGE-CAP GROWTH E ETF 808524300 2415 69624 SH Sole 46175 0 23449 SCHWAB U.S. LARGE-CAP VALUE ET ETF 808524409 2402 75156 SH Sole 50069 0 25087 SCHWAB U.S. MID-CAP ETF ETF 808524508 615 22801 SH Sole 22481 0 320 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 1946 51999 SH Sole 39644 0 12355 SHERWIN-WILLIAMS COMPANY Common Stock 824348106 319 2144 SH Sole 1243 0 901 SIEMENS AG Common Stock 826197501 4715 47075 SH Sole 39992 0 7083 SIGMA-ALDRICH CORPORATION Common Stock 826552101 1753 24352 SH Sole 22038 0 2314 SIRIUS XM RADIO INC. Common Stock 82967N108 134 51805 SH Sole 20880 0 30925 SLM CORP Common Stock 78442P106 289 18396 SH Sole 13415 0 4981 SOLAR CAPITAL, LTD. Common Stock 83413U100 1146 50000 SH Sole 50000 0 0 SOUTHERN CO Common Stock 842587107 2118 45955 SH Sole 40939 0 5016 SPDR BARCLAYS CAPITAL HIGH YIE ETF 78464A417 2129 52938 SH Sole 45827 0 7111 SPDR BARCLAYS CAPITAL INTL TRE ETF 78464A516 1206 19582 SH Sole 16213 0 3369 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 791 5904 SH Sole 4747 0 1157 SPDR DOW JONES INTL REAL ESTAT ETF 78463X863 2118 53953 SH Sole 42177 0 11776 SPDR DOW JONES REIT ETF 78464A607 819 11384 SH Sole 10608 0 776 SPDR GOLD SHARES ETF 78463V107 15992 93036 SH Sole 76516 0 16520 SPDR NUVEEN BARCLAYS CAPITAL M ETF 78464A458 303 12323 SH Sole 9323 0 3000 SPDR NUVEEN BARCLAYS CAPITAL S Mutual Fund 78464A425 997 40711 SH Sole 33711 0 7000 SPDR S&P 500 ETF 78462F103 3117 21653 SH Sole 16096 0 5557 SPDR S&P 500 VALUE ETF ETF 78464A508 623 8722 SH Sole 8722 0 0 SPDR S&P DIVIDEND ETF 78464A763 24277 417842 SH Sole 389605 0 28237 SPDR S&P EMERGING MARKETS Mutual Fund 78463X509 678 10677 SH Sole 3220 0 7457 SPDR S&P HOMEBUILDERS Mutual Fund 78464A888 216 8700 SH Sole 8700 0 0 SPDR S&P INTERNATIONAL DIVIDEN ETF 78463X772 3399 75176 SH Sole 73851 0 1325 SPDR S&P MIDCAP 400 ETF 78467Y107 741 4120 SH Sole 3215 0 905 SPECTRA ENERGY CORP Common Stock 847560109 1723 58686 SH Sole 55487 0 3199 SPRINT NEXTEL CORP Common Stock 852061100 448 81166 SH Sole 81119 0 47 STAR SCIENTIFIC IN Common Stock 85517P101 35 10000 SH Sole 10000 0 0 STARBUCKS CORPORATION Common Stock 855244109 1498 29549 SH Sole 25003 0 4546 STERICYCLE, INC. Common Stock 858912108 996 11005 SH Sole 11005 0 0 STRYKER CORPORATION Common Stock 863667101 224 4019 SH Sole 3606 0 413 SUNCOR ENERGY INC Common Stock 867224107 892 27166 SH Sole 21801 0 5365 SUNOCO LOGISTICS PARTNERS LP Partnership Sh 86764L108 1418 30400 SH Sole 24000 0 6400 SYMANTEC CORP Convertible Bd 871503AF5 327 3000 SH Sole 3000 0 0 SYNERGETICS USA, INC. Common Stock 87160G107 684 138460 SH Sole 138460 0 0 T. ROWE PRICE GROUP Common Stock 74144T108 1266 19994 SH Sole 1525 0 18469 TAIWAN SEMICONDUCTOR MANUFACTU Common Stock 874039100 214 13502 SH Sole 10713 0 2789 TALISMAN ENERGY INC Common Stock 87425E103 180 13535 SH Sole 3868 0 9667 TARGET CORP Common Stock 87612E106 1343 21153 SH Sole 3386 0 17767 TECHNE CORPORATION Common Stock 878377100 201 2793 SH Sole 113 0 2680 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 32470 1053375 SH Sole 812967 0 240408 TELECOM ITALIA SPA Common Stock 87927Y201 87 10046 SH Sole 0 0 10046 TELLABS, INC. Common Stock 879664100 48 13725 SH Sole 212 0 13513 TEREX CORP Common Stock 880779103 298 13191 SH Sole 10780 0 2411 TESORO CORPORATION Common Stock 881609101 524 12501 SH Sole 12501 0 0 TESORO LOGISTICS LP Common Stock 88160T107 391 9000 SH Sole 0 0 9000 TEVA PHARMACEUTICAL INDUSTRIES Common Stock 881624209 1428 34492 SH Sole 30721 0 3771 TEXAS INSTRUMENTS, INC. Common Stock 882508104 283 10270 SH Sole 8669 0 1601 THERMO FISHER SCIENTIFIC INC Common Stock 883556102 555 9434 SH Sole 8805 0 629 THOMSON REUTERS CORPORATION Common Stock 884903105 1325 45895 SH Sole 34900 0 10995 TIME WARNER CABLE INC Common Stock 88732J207 201 2114 SH Sole 683 0 1431 TIME WARNER INC Common Stock 887317303 209 4617 SH Sole 2073 0 2544 TJX COMPANIES Common Stock 872540109 4536 101275 SH Sole 88182 0 13093 TORO COMPANY Common Stock 891092108 228 5723 SH Sole 1513 0 4210 TORTOISE ENERGY INFRASTRUCTURE ETF 89147L100 2028 50089 SH Sole 50089 0 0 TRANSOCEAN SEDCO FOREX INC Convertible Bd 893830AW9 61 61000 SH Sole 21000 0 40000 TRAVELERS COMPANIES, INC. Common Stock 89417E109 2174 31853 SH Sole 30041 0 1812 U.S. BANCORP Common Stock 902973304 421 12281 SH Sole 5922 0 6359 ULTA SALON COSMETICS & FRAGRAN Common Stock 90384S303 5136 53326 SH Sole 46120 0 7206 UNILEVER NV Common Stock 904784709 454 12810 SH Sole 6475 0 6335 UNION PACIFIC CORP Common Stock 907818108 6597 55575 SH Sole 46348 0 9227 UNITED PARCEL SERVICE INC (UPS Common Stock 911312106 1062 14839 SH Sole 12925 0 1914 UNITED TECHNOLOGIES CORP Common Stock 913017109 976 12464 SH Sole 11266 0 1198 UNITEDHEALTH GROUP INC Common Stock 91324P102 1641 29620 SH Sole 23149 0 6471 US AIRWAYS GROUP INC Common Stock 90341W108 4802 459039 SH Sole 398576 0 60463 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 35521 976132 SH Sole 757564 0 218567 VALENCE TECHNOLOGY, INC. Common Stock 918914102 1 107000 SH Sole 0 0 107000 VANGUARD DIVIDEND APPRECIATION ETF 921908844 3106 52050 SH Sole 41009 0 11041 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 1160 27012 SH Sole 26222 0 790 VANGUARD GROWTH ETF ETF 922908736 1139 15733 SH Sole 15349 0 384 VANGUARD HEALTH CARE ETF ETF 92204A504 477 6513 SH Sole 6317 0 196 VANGUARD INFORMATION TECHNOLOG ETF 92204A702 255 3471 SH Sole 2235 0 1236 VANGUARD INTERM-TM CORP BD IDX ETF 92206C870 14732 168041 SH Sole 131453 0 36588 VANGUARD MATERIALS ETF ETF 92204A801 2793 33694 SH Sole 31161 0 2533 VANGUARD MID-CAP ETF ETF 922908629 495 6100 SH Sole 4495 0 1605 VANGUARD MSCI EAFE ETF ETF 921943858 1142 34739 SH Sole 28522 0 6217 VANGUARD MSCI EMERGING MARKETS ETF 922042858 12717 304825 SH Sole 255580 0 49246 VANGUARD REIT INDEX ETF ETF 922908553 6205 95505 SH Sole 90683 0 4822 VANGUARD RUSSELL 1000 GROWTH I ETF 92206C680 4356 63768 SH Sole 63768 0 0 VANGUARD RUSSELL 1000 VALUE IN ETF 92206C714 3184 50480 SH Sole 50480 0 0 VANGUARD S&P 500 ETF ETF 922908413 3582 54332 SH Sole 54184 0 148 VANGUARD SHORT-TERM BOND ETF ETF 921937827 550 6757 SH Sole 4663 0 2094 VANGUARD SHORT-TERM CORP BD ID ETF 92206C409 2916 36299 SH Sole 255 0 36044 VANGUARD SMALL CAP ETF ETF 922908751 537 6706 SH Sole 5557 0 1149 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 8440 95643 SH Sole 67416 0 28227 VANGUARD SMALL CAP VALUE ETF ETF 922908611 8906 123863 SH Sole 123560 0 303 VANGUARD TELECOM SERVICES ETF ETF 92204A884 3257 43395 SH Sole 35090 0 8304 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 17235 202411 SH Sole 162749 0 39662 VANGUARD TOTAL STOCK MARKET ET ETF 922908769 32623 442951 SH Sole 336591 0 106361 VANGUARD TOTAL WORLD STOCK IND ETF 922042742 318 6614 SH Sole 6614 0 0 VANGUARD UTILITIES ETF ETF 92204A876 930 11926 SH Sole 11576 0 350 VANGUARD VALUE ETF ETF 922908744 403 6867 SH Sole 5628 0 1239 VERIZON COMMUNICATIONS INC Common Stock 92343V104 8478 186044 SH Sole 135953 0 50091 VIACOM, INC. Common Stock 92553P201 468 8734 SH Sole 7395 0 1339 VIRGINIA COMMERCE BANCORP N/C Common Stock 92778Q109 3735 426854 SH Sole 0 0 426854 VISA, INC. Common Stock 92826C839 811 6040 SH Sole 3931 0 2109 VODAFONE GROUP PLC Common Stock 92857W209 9017 316386 SH Sole 237438 0 78948 W.P. CAREY & CO. LLC Common Stock 92930Y107 212 4323 SH Sole 4323 0 0 WALGREEN COMPANY Common Stock 931422109 260 7148 SH Sole 4903 0 2245 WAL-MART STORES INC Common Stock 931142103 1878 25446 SH Sole 24036 0 1410 WALT DISNEY CO Common Stock 254687106 3316 63437 SH Sole 60495 0 2942 WASTE MANAGEMENT INC Common Stock 94106L109 4529 141170 SH Sole 124938 0 16232 WATERS CORPORATION Common Stock 941848103 1080 12958 SH Sole 12958 0 0 WELLPOINT INC Common Stock 94973V107 221 3812 SH Sole 3789 0 23 WELLS FARGO & CO Common Stock 949746101 2522 73027 SH Sole 54313 0 18714 WESTERN UNION COMPANY Common Stock 959802109 301 16520 SH Sole 689 0 15831 WESTPAC BANKING CORP Common Stock 961214301 305 2378 SH Sole 1862 0 516 WESTPORT INNOVATIONS Common Stock 960908309 240 8628 SH Sole 6731 0 1897 WHITING PETROLEUM CORP Common Stock 966387102 429 9050 SH Sole 8650 0 400 WISDOM TREE EMERGING MARKETS E ETF 97717w315 2051 38207 SH Sole 28256 0 9951 WISDOMTREE EMERGING MARKETS LO ETF 97717X867 2487 47547 SH Sole 46857 0 690 WISDOMTREE EMERGING MKTS SMALL ETF 97717W281 1690 36862 SH Sole 27844 0 9018 WISDOMTREE INTERNATIONAL DIV E ETF 97717W786 493 12307 SH Sole 12307 0 0 WISDOMTREE INTERNATIONAL LARGE ETF 97717W794 2290 54081 SH Sole 53618 0 463 WISDOMTREE LARGECAP DIVIDEND ETF 97717W307 10447 191206 SH Sole 190469 0 737 WISDOMTREE SMALLCAP DIVIDEND ETF 97717W604 4529 89635 SH Sole 89359 0 276 WYNDHAM WORLDWIDE CORPORATION Common Stock 98310W108 261 4967 SH Sole 4206 0 761 XCEL ENERGY INC Common Stock 98389B100 964 34797 SH Sole 31826 0 2971 XYLEM INC Common Stock 98419M100 1370 54463 SH Sole 10069 0 44394 YUM BRANDS INC Common Stock 988498101 534 8055 SH Sole 7877 0 178 ZHONGPIN, INC. Common Stock 98952K107 249 22623 SH Sole 17540 0 5083 ZIMMER HOLDINGS INC Common Stock 98956P102 2725 40302 SH Sole 34219 0 6083 ZIPCAR INC Common Stock 98974X103 679 87331 SH Sole 84745 0 2586