0000919458-12-000004.txt : 20121113
0000919458-12-000004.hdr.sgml : 20121112
20121113142702
ACCESSION NUMBER: 0000919458-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL NA
CENTRAL INDEX KEY: 0000919458
IRS NUMBER: 450140105
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03439
FILM NUMBER: 121198094
BUSINESS ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA
DATE OF NAME CHANGE: 19980309
13F-HR
1
sec13f.txt
ALERUS FINANCIAL 13F-HR 09/30/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Alerus Financial, N.A.
Address: PO Box 6001
401 Demers Ave
Grand Forks, ND 58206-6001
13F File Number: 28-03439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Carpenter
Title: Director Trust & Investments
Phone: 701-795-3211
Signature, Place, and Date of Signing:
Douglas C. Carpenter Grand Forks, North Dakota November 8, 2012
Report Type (Check only one.):
[ ] 13F Holdings Report.
[ ] 13F Notice.
[X ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
28-06758 Arbor Capital Management LLC
28-10174 Leuthold Weeden Capital Management LLC
28-14784 Alerus Investment Advisors Corp
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 0
Form 13F Information Table Entry 17
Form 13F Information Table Value $169,361
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE
ISHARES TRUST DJ SEL DIV INX 464287168 13053 226307 SH SOLE 226,307
ISHARES TRUST BARCLYS TIPS BD 464287176 5262 43212 SH SOLE 43,212
ISHARES TRUST S & P 500 INDEX 464287200 25968 179832 SH SOLE 179,832
ISHARES TRUST BARCLY USAGG B 464287226 10726 95382 SH SOLE 95,382
ISHARES TRUST MSCI EMERG MKT 464287234 6190 149783 SH SOLE 149,783
ISHARES TRUST IBOXX INV CPBD 464287242 11831 97160 SH SOLE 97,160
ISHARES TRUST MSCI EAFE INDEX 464287465 12563 237037 SH SOLE 237,037
ISHARES TRUST S & P MIDCAP 400 464287507 5819 58968 SH SOLE 58,968
ISHARES TRUST RUSSELL 2000 464287655 12662 151750 SH SOLE 151,750
ISHARES TRUST DEV SM CP EX-N 464288497 2181 63564 SH SOLE 63,564
ISHARES TRUST HIGH YLD CORP 464288513 4684 50750 SH SOLE 50,750
SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2171 79423 SH SOLE 79,423
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 12585 382759 SH SOLE 382,759
VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 19952 302676 SH SOLE 302,676
VANGUARD INDEX FUNDS REIT ETF 922908553 5216 80278 SH SOLE 80,278
VANGUARD INDEX FUNDS MCAP ETF 922908629 5831 71845 SH SOLE 71,845
VANGUARD INDEX FUNDS SMALL CP ETF 922908751 12667 158061 SH SOLE 158,061