0001140361-12-046725.txt : 20121113 0001140361-12-046725.hdr.sgml : 20121112 20121113121927 ACCESSION NUMBER: 0001140361-12-046725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 121197268 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management LLC Address: 25 East Erie Street Chicago, IL 60611 Form 13F File Number: 028-04207 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Janet McWilliams Title: Managing Director Phone: 312-587-3800 Signature, Place, and Date of Signing: /s/ Janet McWilliams Chicago, IL 11/13/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-01190 Frank Russell Company --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 483 Form 13F Information Table Value Total: $ 2,560,285 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- 3M Co. COM 88579Y101 1540 16662 SH SOLE 13244 0 3418 8x8 Inc COM 282914100 6512 992611 SH SOLE 241650 0 750961 Abb ltd - Spon Adr ADR 000375204 318 16995 SH SOLE 0 0 16995 ACADIA HEALTHCARE CO INC COM 00404A109 1125 47221 SH SOLE 19693 0 27528 ACADIA PHARMACEUTICALS INC COM 004225108 2022 799338 SH SOLE 332637 0 466701 Accenture, Ltd. - A ADR G1151C101 1216 17364 SH SOLE 13434 0 3930 Access Midstream Partners LP COM 00434L109 2342 70700 SH SOLE 0 0 70700 Actuant Corp - Cl. A COM 00508X203 3905 136431 SH SOLE 104749 0 31682 Acuity Brands Inc COM 00508Y102 7127 112615 SH SOLE 89948 0 22667 ADA-ES INC COM 005208103 517 21904 SH SOLE 9107 0 12797 Aegean Marine Petroleum ADR Y0017S102 236 38831 SH SOLE 0 0 38831 Network, Inc. AFFYMAX INC COM 00826A109 3932 186717 SH SOLE 61283 0 125434 Air Methods Corp. COM 009128307 8990 75312 SH SOLE 58470 0 16842 Airmedia Group, Inc. - ADR ADR 009411109 1989 1052395 SH SOLE 0 0 1052395 Alaska Airgroup Inc. COM 011659109 3329 94965 SH SOLE 74066 0 20899 Alexion Pharmaceuticals, Inc. COM 015351109 15860 138844 SH SOLE 93050 0 45794 Align Technology, Inc. COM 016255101 10058 272052 SH SOLE 203391 0 68661 Alkermes Plc ADR G01767105 600 28900 SH SOLE 3971 0 24929 Allergan, Inc. COM 018490102 10414 113983 SH SOLE 86951 0 27032 ALLOT COMMUNICATIONS LTD ADR M0854Q105 5475 206451 SH SOLE 133414 0 73037 Alnylam Pharmaceuticals Inc COM 02043Q107 7909 420905 SH SOLE 245069 0 175836 Alon USA Energy Inc COM 020520102 1375 100389 SH SOLE 10177 0 90212 Altera Corp. COM 021441100 7182 211782 SH SOLE 154812 0 56970 Altisource Portfolio Solutions ADR L0175J104 11639 134949 SH SOLE 99121 0 35828 SA Amazon.com, Inc. COM 023135106 7332 28929 SH SOLE 20312 0 8617 American Capital Agency Corp. COM 02503X105 11700 338237 SH SOLE 112307 0 225930 AMERICAN CAPITAL MORTGAGE COM 02504A104 6124 243690 SH SOLE 0 0 243690 American Eagle Outfitters COM 02553E106 564 26752 SH SOLE 5128 0 21624 American Railcar Industries COM 02916P103 1415 49925 SH SOLE 12033 0 37892 American Tower Corp. COM 03027X100 1722 24116 SH SOLE 18651 0 5465 American Vanguard Corp. COM 030371108 4530 130176 SH SOLE 40777 0 89399 AMICUS THERAPEUTICS INC COM 03152W109 895 172120 SH SOLE 71468 0 100652 ANACOR PHARMACEUTICALS INC COM 032420101 1103 167648 SH SOLE 69681 0 97967 Analogic Corp. COM 032657207 7198 92235 SH SOLE 73525 0 18710 ANIXTER INTL INC NOTE 1.000% 035290AJ4 22659 20,800,000 PRN SOLE 20,800,000 0 0 02/15/13 APOLLO COMMERCIAL REAL ESTAT COM 03762U105 3625 209035 SH SOLE 0 0 209035 Apple Inc. COM 037833100 55429 83273 SH SOLE 56407 0 26866 Arctic Cat Inc. COM 039670104 9224 222483 SH SOLE 139978 0 82505 Ariad Pharmaceuticals, Inc. COM 04033A100 10582 437406 SH SOLE 286944 0 150462 ARM Holdings PLC - SP ADR ADR 042068106 6136 219289 SH SOLE 147240 0 72049 ArQule Inc. COM 04269E107 1131 221235 SH SOLE 92158 0 129077 Array Biopharma Inc COM 04269X105 4741 811040 SH SOLE 321678 0 489362 Aruba Networks, Inc. COM 043176106 11285 501910 SH SOLE 350122 0 151788 Aspen Technology Inc. COM 045327103 6179 239134 SH SOLE 175944 0 63190 Athenahealth Inc COM 04685W103 4304 46904 SH SOLE 33491 0 13413 Atlas Pipeline Partners-uts. COM 049392103 2293 67233 SH SOLE 0 0 67233 Atmos Energy Corp. COM 049560105 1675 46813 SH SOLE 0 0 46813 Baidu, Inc. - SP ADR ADR 056752108 32251 276401 SH SOLE 236512 0 39889 Banco Santander Chile - SP ADR ADR 05965X109 8155 111342 SH SOLE 104046 0 7296 Banco Santander SA - Spons. ADR ADR 05964H105 144 19347 SH SOLE 0 0 19347 Bankrate, Inc. COM 06647F102 4057 260387 SH SOLE 182015 0 78372 BANK OF AMERICA 7.25%CNV PFD L 060505682 23241 21,322 PRN SOLE 21,322 0 0 BANNER CORPORATION COM 06652V208 1931 71134 SH SOLE 29666 0 41468 Barrett Business Svcs COM 068463108 1069 39447 SH SOLE 16483 0 22964 BBCN Bancorp Inc COM 073295107 285 22608 SH SOLE 5107 0 17501 Beacon Roofing Supply Inc COM 073685109 7574 265938 SH SOLE 206511 0 59427 Beam, Inc. COM 073730103 16339 284346 SH SOLE 210811 0 73535

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Bed Bath & Beyond, Inc. COM 075896100 12152 193241 SH SOLE 140086 0 53155 Belo (A.H.) Corp. - Com. Ser. A COM 080555105 282 36000 SH SOLE 0 0 36000 BHP Billiton, Ltd. ADR 088606108 4390 64018 SH SOLE 56091 0 7927 Big 5 Sporting Goods Corp COM 08915P101 448 44796 SH SOLE 0 0 44796 Bill Barrett Corp COM 06846N104 434 17509 SH SOLE 0 0 17509 Biocryst Pharmaceuticals COM 09058V103 2977 702175 SH SOLE 293078 0 409097 Biogen Idec, Inc. COM 09062X103 4129 27732 SH SOLE 19369 0 8363 Biomarin Pharmaceutical, Inc. COM 09061G101 8718 216988 SH SOLE 155196 0 61792 BIOSCRIP INC COM 09069N108 5299 581723 SH SOLE 211289 0 370434 Bloomin' Brands, Inc. COM 094235108 4197 255117 SH SOLE 178286 0 76831 Blucora Inc COM 095229100 682 38280 SH SOLE 8649 0 29631 BOFI HOLDING INC COM 05566U108 2974 114156 SH SOLE 0 0 114156 BONANZA CREEK ENERGY INC COM 097793103 5662 240340 SH SOLE 71841 0 168499 Boston Properties, Inc. COM 101121101 6239 56405 SH SOLE 40557 0 15848 BottomLine Technologies Inc. COM 101388106 343 13900 SH SOLE 0 0 13900 BREITBURN ENERGY PARTNERS LP COM 106776107 3942 202900 SH SOLE 0 0 202900 Bristol-Myers Squibb Co. COM 110122108 12571 373559 SH SOLE 267977 0 105582 Brookdale Senior Living, Inc. COM 112463104 441 19000 SH SOLE 4530 0 14470 Brown Shoe Company COM 115736100 278 17373 SH SOLE 0 0 17373 Brown-Forman Corp. - B COM 115637209 6356 97413 SH SOLE 70092 0 27321 Brunswick Corp. COM 117043109 3393 149916 SH SOLE 107039 0 42877 BUILDERS FIRSTSOURCE INC COM 12008R107 756 145635 SH SOLE 12997 0 132638 C&J Energy Services, Inc. COM 12467B304 405 20365 SH SOLE 0 0 20365 Cabela's, Inc. COM 126804301 554 10136 SH SOLE 2536 0 7600 Cadence Design Systems Inc. COM 127387108 408 31747 SH SOLE 7922 0 23825 California Amplifier Inc. COM 128126109 604 73619 SH SOLE 30756 0 42863 CALUMET SPECIALTY PRODUCTS COM 131476103 4618 144300 SH SOLE 0 0 144300 Cameron International Corp. COM 13342B105 10980 196247 SH SOLE 134794 0 61453 CARDTRONICS INC COM 14161H108 2831 95127 SH SOLE 67920 0 27207 Carpenter Technology Corp. COM 144285103 12316 236080 SH SOLE 160247 0 75833 Catamaran Corp. COM 148887102 20585 210490 SH SOLE 155004 0 55486 Cedar Fair - LP COM 150185106 2647 79081 SH SOLE 0 0 79081 Celadon Group Inc COM 150838100 2097 130488 SH SOLE 53463 0 77025 Cepheid Inc COM 15670R107 4406 127707 SH SOLE 98216 0 29491 Cerner Corp. COM 156782104 10114 130932 SH SOLE 94957 0 35975 Cerus Corp. COM 157085101 1248 366940 SH SOLE 152846 0 214094 CF Industries Holdings, Inc. COM 125269100 3024 13605 SH SOLE 8623 0 4982 Chart Industries, Inc. COM 16115Q308 15349 208079 SH SOLE 152197 0 55882 Check Point Software ADR M22465104 2255 47129 SH SOLE 26025 0 21104 Technologies, Ltd. CHEMTURA CORP COM 163893209 5356 311024 SH SOLE 247763 0 63261 CHENIERE ENERGY INC COM 16411R208 4129 265864 SH SOLE 208756 0 57108 ChipMOS TECHNOLOGIES Bermuda Ltd ADR G2110R114 1329 83829 SH SOLE 35028 0 48801 Chipotle Mexican Grill - A COM 169656105 7734 24409 SH SOLE 17340 0 7069 Church & Dwight Co., Inc. COM 171340102 2350 43530 SH SOLE 25133 0 18397 Cirrus Logic, Inc. COM 172755100 9785 254889 SH SOLE 85142 0 169747 Cirrus Logic, Inc. CALL 172755900 768 20000 SH CALL SOLE 0 0 20000 CITIGROUP INC UNIT 172967416 4849 50,000 PRN SOLE 50,000 0 0 99/99/9999 CLOVIS ONCOLOGY INC COM 189464100 1402 68538 SH SOLE 28549 0 39989 COBALT INTERNATIONAL ENERGY CALL 19075F906 40 40000 SH CALL SOLE 0 0 40000 Coca-Cola Co./The COM 191216100 9156 241974 SH SOLE 185070 0 56904 COLONY FINANCIAL INC COM 19624R106 3419 175516 SH SOLE 0 0 175516 Comcast Corp - Cl A COM 20030N101 570 15951 SH SOLE 1629 0 14322 Concho Resources, Inc. COM 20605P101 11301 119511 SH SOLE 87274 0 32237 Concur Technologies Inc. COM 206708109 4400 59672 SH SOLE 46520 0 13152 Conn's Inc COM 208242107 9478 429849 SH SOLE 259704 0 170145 Copa Holdings SA - A ADR P31076105 6407 78837 SH SOLE 51299 0 27538 Core Laboratories NV ADR N22717107 2041 16810 SH SOLE 14742 0 2068 CoreLogic Inc COM 21871D103 2889 108878 SH SOLE 11627 0 97251

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Cornerstone OnDemand, Inc. COM 21925Y103 10607 345941 SH SOLE 269853 0 76088 CORONADO BIOSCIENCES INC COM 21976U109 896 172241 SH SOLE 71624 0 100617 Corporate Executive Board Co COM 21988R102 5018 93571 SH SOLE 73829 0 19742 Costco Wholesale Corp. COM 22160K105 13084 131020 SH SOLE 94414 0 36606 Covidien PLC ADR G2554F113 4152 69896 SH SOLE 59559 0 10337 Credicorp, Ltd. ADR G2519Y108 17461 139380 SH SOLE 131665 0 7715 CRIMSON EXPLORATION INC COM 22662K207 1598 374137 SH SOLE 155826 0 218311 Crown Castle International Corp. COM 228227104 1345 20982 SH SOLE 8833 0 12149 CSX Corp. COM 126408103 1483 71464 SH SOLE 55280 0 16184 Cubist Pharmaceuticals, Inc. COM 229678107 12280 257542 SH SOLE 189618 0 67924 Cummins, Inc. COM 231021106 5579 60654 SH SOLE 46580 0 14074 CYANOTECH CORP COM 232437301 518 87822 SH SOLE 36492 0 51330 Cyberonics COM 23251P102 9396 179254 SH SOLE 137884 0 41370 Cynosure Inc-Class A COM 232577205 5210 197630 SH SOLE 64537 0 133093 Datawatch Corp. COM 237917208 602 29700 SH SOLE 0 0 29700 Deckers Outdoor Corp. COM 243537107 2590 70907 SH SOLE 47462 0 23445 DEXCOM INC COM 252131107 3582 238302 SH SOLE 147662 0 90640 Dick's Sporting Goods, Inc. COM 253393102 645 12443 SH SOLE 2246 0 10197 Discovery Laboratories Inc. COM 254668403 1776 542996 SH SOLE 226291 0 316705 DSW, Inc. COM 23334L102 22707 340754 SH SOLE 250070 0 90684 DURATA THERAPEUTICS INC COM 26658A107 1135 120707 SH SOLE 69308 0 51399 Dusa Pharmaceuticals Inc. COM 266898105 1205 177485 SH SOLE 74140 0 103345 Dxp Enterprises Inc COM 233377407 1370 28686 SH SOLE 11949 0 16737 Eagle Materials Inc COM 26969P108 5096 110165 SH SOLE 77434 0 32731 Ebay, Inc. COM 278642103 966 19974 SH SOLE 2041 0 17933 EDGEN GROUP INC CMN COM 28014Q107 1447 186,750 SH SOLE 186,750 0 0 Edwards Lifesciences Corp. COM 28176E108 13758 128372 SH SOLE 89704 0 38668 Elan Corp. PLC ADR 284131208 5014 467857 SH SOLE 376752 0 91105 ELECTRONIC ARTS INC NOTE 0.7500% 285512AA7 6132 6,720,000 PRN SOLE 6,720,000 0 0 07/15/16 Elizabeth Arden Inc COM 28660G106 8280 175271 SH SOLE 139132 0 36139 ELLIE MAE INC COM 28849P100 13186 484230 SH SOLE 312245 0 171985 ELOQUA INC COM 290139104 4037 204399 SH SOLE 80209 0 124190 EMC Corp. COM 268648102 521 19095 SH SOLE 1951 0 17144 Endologix Inc COM 29266S106 10217 739300 SH SOLE 465215 0 274085 ENERGY XXI BERMUDA ADR G10082140 4128 118075 SH SOLE 85348 0 32727 Enterprise Products Prtns LP COM 293792107 8588 160229 SH SOLE 0 0 160229 Entertainment Pptys Tr COM 29380T105 2546 57307 SH SOLE 0 0 57307 EPOCRATES INC COM 29429D103 210 18000 SH SOLE 0 0 18000 EQT MIDSTREAM PARTNERS LP COM 26885B100 4438 154113 SH SOLE 0 0 154113 Equinix, Inc. COM 29444U502 20219 98282 SH SOLE 69221 0 29061 EQUINIX INC NOTE 3.000% 29444UAG1 31467 30,400,000 PRN SOLE 30,400,000 0 0 10/15/14 EV ENERGY PARTNER LP COM 26926V107 5859 94323 SH SOLE 0 0 94323 Exact Sciences Corp COM 30063P105 1246 113287 SH SOLE 47214 0 66073 ExacTarget, Inc. COM 30064K105 7025 290055 SH SOLE 226624 0 63431 Express Scripts Holding Co. COM 30219G108 1374 21924 SH SOLE 14273 0 7651 F5 Networks, Inc. COM 315616102 8670 82944 SH SOLE 58682 0 24262 Facebook, Inc. - A COM 30303M102 3838 177792 SH SOLE 131094 0 46698 Family Dollar Stores, Inc. COM 307000109 15453 233321 SH SOLE 175967 0 57354 FIESTA RESTAURANT GROUP COM 31660B101 1904 119970 SH SOLE 49986 0 69984 Fifth Third Bancorp COM 316773100 1438 92766 SH SOLE 14353 0 78413 FIRST AMERICAN FINANCIAL COM 31847R102 258 11900 SH SOLE 2689 0 9211 FIRSTBANK CORP/ALMA MICH - COM DDH61G100 0 55125 SH SOLE 55125 0 0 fractional shares Flotek Industries Inc COM 343389102 10385 819642 SH SOLE 531044 0 288598 Fomento Economico Mexicano SAB ADR 344419106 11937 129776 SH SOLE 119704 0 10072 de CV Foot Locker, Inc. COM 344849104 745 20980 SH SOLE 3795 0 17185 FORD MOTOR CO NOTE 4.2500% 345370CN8 54485 39,500,000 PRN SOLE 39,500,000 0 0 11/15/16

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Fortinet, Inc. COM 34959E109 969 40178 SH SOLE 40178 0 0 FORTUNE BRANDS HOME & SECURI COM 34964C106 713 26400 SH SOLE 4500 0 21900 FORUM ENERGY TECHNOLOGIES INC COM 34984V100 2247 92393 SH SOLE 66216 0 26177 Freeport McMoran Copper & Gold, COM 35671D857 7275 184457 SH SOLE 133339 0 51118 Inc. Genemedicine Inc COM 379577208 439 24335 SH SOLE 5498 0 18837 GENERAL MOTORS CO *W EXP 37045V126 9456 1,144,830 SH SOLE 1,144,830 0 0 07/10/201 GENERAL MOTORS CO *W EXP 37045V126 143 17,371 SH CALL SOLE 17,371 0 0 07/10/201 GENERAL MOTORS COMPANY CONV PFD CNV 37045V209 2982 80,000 SH SOLE 80,000 0 0 4.7500 12/01/2013 SERIES B GENERAL MOTORS CO COM 37045V100 16990 746,845 SH SOLE 746,845 0 0 GENERAL MOTORS CO *W EXP 37045V118 239 17,371 SH CALL SOLE 17,371 0 0 07/10/201 Genesee & Wyoming, Inc. COM 371559105 10829 161968 SH SOLE 109059 0 52909 Genesis Energy Lp COM 371927104 2793 83044 SH SOLE 0 0 83044 GENMARK DIAGNOSTICS INC COM 372309104 1863 202331 SH SOLE 0 0 202331 Gentherm, Inc. COM 37253A103 1765 141879 SH SOLE 59127 0 82752 Georgia Gulf Corp COM 373200302 3890 107408 SH SOLE 84586 0 22822 Geospace Technologies Corp COM 37364X109 2403 19632 SH SOLE 8187 0 11445 Gerdau SA - ADR ADR 373737105 2032 213755 SH SOLE 186913 0 26842 Gilead Sciences, Inc. COM 375558103 5021 75913 SH SOLE 55731 0 20182 GlaxoSmithKline PLC ADR 37733W105 5209 112661 SH SOLE 107041 0 5620 GLOBE SPECIALTY METALS INC COM 37954N206 4889 321199 SH SOLE 246129 0 75070 GLU MOBILE INC COM 379890106 6622 1427131 SH SOLE 791720 0 635411 GNC Holdings, Inc. COM 36191G107 22231 571314 SH SOLE 411461 0 159853 GRAY TELEVISION INC COM 389375106 114 49973 SH SOLE 0 0 49973 Great Lakes Dredge & Dock CO COM 390607109 2155 279872 SH SOLE 116644 0 163228 Grupo Financiero Santander ADR 40053C105 1558 113790 SH SOLE 99432 0 14358 Mexico SAB de CV GUIDEWIRE SOFTWARE INC COM 40171v100 6416 206650 SH SOLE 165294 0 41356 Gulfmark Offshore, Inc. COM 402629208 3669 111036 SH SOLE 77564 0 33472 Gulfport Energy Corp COM 402635304 3382 108191 SH SOLE 10379 0 97812 H&E EQUIPMENT SERVICES INC COM 404030108 959 79107 SH SOLE 33035 0 46072 Hain Celestial Group Inc. COM 405217100 10078 159965 SH SOLE 119788 0 40177 HALCON RESOURCES CORP COM 40537Q209 1653 225534 SH SOLE 94015 0 131519 Halliburton Co. COM 406216101 7792 232000 SH SOLE 169584 0 62416 HDFC Bank, Ltd. - ADR ADR 40415F101 2323 61802 SH SOLE 61802 0 0 Headwaters Inc COM 42210P102 1378 209393 SH SOLE 15729 0 193664 Health Care Reit Inc. COM 42217K106 1470 25458 SH SOLE 0 0 25458 Healthcare Services Group COM 421906108 6398 279892 SH SOLE 215221 0 64671 HEALTHSTREAM INC COM 42222N103 9639 338698 SH SOLE 217447 0 121251 HEARTLAND PAYMENT SYSTEMS INC COM 42235N108 3722 117499 SH SOLE 90310 0 27189 Heinz (H.J.) Co. COM 423074103 1602 28629 SH SOLE 22895 0 5734 Helmerich & Payne COM 423452101 4123 86900 SH SOLE 62760 0 24140 Hershey Co. COM 427866108 6447 90947 SH SOLE 63666 0 27281 HMS Holdings Corp. COM 40425J101 8216 246067 SH SOLE 189257 0 56810 HOME LOAN SERVICING SOLUTION ADR G6648D109 5615 344926 SH SOLE 0 0 344926 Hornbeck Offshore Services COM 440543106 5193 141695 SH SOLE 109690 0 32005 Hovnanian Enterprises - A COM 442487203 218 63105 SH SOLE 0 0 63105 ICICI Bank, Ltd. - SP ADR ADR 45104G104 2781 69279 SH SOLE 51071 0 18208 Imax Corp. ADR 45245E109 1702 85541 SH SOLE 78778 0 6763 IMPERVA INC COM 45321L100 2067 55891 SH SOLE 23330 0 32561 INCONTACT INC COM 45336E109 2517 387227 SH SOLE 161405 0 225822 INDIA FUND INC COM 454089103 6139 264141 SH SOLE 160314 0 103827 Infinity Pharmaceuticals Inc COM 45665G303 2252 95809 SH SOLE 34868 0 60941 INFOBLOX INC COM 45672H104 2215 95263 SH SOLE 39674 0 55589 INNERWORKINGS INC COM 45773Y105 2611 200518 SH SOLE 82131 0 118387 INTERXION HOLDING NV ADR N47279109 7137 314141 SH SOLE 231194 0 82947

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Intuitive Surgical, Inc. COM 46120E602 11535 23315 SH SOLE 16803 0 6512 INVENTURE FOODS INC COM 461212102 961 168925 SH SOLE 70253 0 98672 INVESCO MORTGAGE CAPITAL COM 46131B100 5961 296110 SH SOLE 0 0 296110 Invision Technologies Inc. COM 46123D205 143 12000 SH SOLE 0 0 12000 IPG Photonics Corp. COM 44980X109 10967 191523 SH SOLE 142906 0 48617 Iron Mountain Inc COM 462846106 2452 71896 SH SOLE 0 0 71896 iShares FTSE China 25 Index Fund CALL 464287184 17300 500000 SH CALL SOLE 0 0 500000 Ishares MSCI Emerging Markets PUT 464287234 4133 100000 SH PUT SOLE 0 0 100000 Index Fund Ishares MSCI South Korea Index COM 464286772 1423 24062 SH SOLE 24062 0 0 Fund Ishares MSCI Taiwan Index Fund COM 464286731 273 20425 SH SOLE 20425 0 0 Isis Pharmaceuticals Inc. COM 464330109 2716 193044 SH SOLE 121067 0 71977 Itau Unibanco Holding - PREF ADR ADR 465562106 712 47400 SH SOLE 0 0 47400 Jamba Inc COM 47023A101 1378 617983 SH SOLE 257467 0 360516 Jazz Pharmaceuticals PLC ADR G50871105 13336 233941 SH SOLE 171740 0 62201 JIVE SOFTWARE INC COM 47760A108 2314 147293 SH SOLE 105139 0 42154 Joy Global, Inc. COM 481165108 12405 221768 SH SOLE 160416 0 61352 KB Home COM 48666K109 2728 190070 SH SOLE 13213 0 176857 Key Tronic Corp. COM 493144109 2342 236085 SH SOLE 98339 0 137746 KEYW HOLDING CORP/THE COM 493723100 2564 205142 SH SOLE 24263 0 180879 Kinder Morgan, Inc. COM 49456B101 1852 52140 SH SOLE 40333 0 11807 Kirby Corp. COM 497266106 2207 39927 SH SOLE 28554 0 11373 Kodiak Oil & Gas Corp COM 50015Q100 10497 1121473 SH SOLE 841400 0 280073 Krispy Kreme Doughnuts Inc COM 501014104 2272 286485 SH SOLE 119357 0 167128 Landec Corporation COM 514766104 842 73523 SH SOLE 9534 0 63989 Las Vegas Sands Corp. COM 517834107 1298 28002 SH SOLE 5664 0 22338 Las Vegas Sands Corp. CALL 517834907 464 10000 SH CALL SOLE 0 0 10000 Leapfrog Enterprises Inc COM 52186N106 10867 1204819 SH SOLE 834412 0 370407 Lender Processing Services COM 52602E102 1889 67735 SH SOLE 8702 0 59033 Lennar Corp. COM 526057104 1624 46695 SH SOLE 7663 0 39032 Liberty Property Trust COM 531172104 2874 79300 SH SOLE 0 0 79300 LINN ENERGY LLC - UNITS COM 536020100 7056 171099 SH SOLE 0 0 171099 Lionbridge Technologies Inc. COM 536252109 257 73100 SH SOLE 0 0 73100 Lions Gate Entertainment Cor ADR 535919203 3351 219420 SH SOLE 156675 0 62745 Liquidity Services, Inc. COM 53635B107 4921 98015 SH SOLE 61623 0 36392 Lithia Motors Inc. Cl-A COM 536797103 506 15183 SH SOLE 3430 0 11753 Liveperson Inc COM 538146101 1430 78980 SH SOLE 32906 0 46074 LKQ Corp. COM 501889208 5049 272941 SH SOLE 191570 0 81371 LUCENT TECHNOLOGIES DBCV 2.8750% 549463AG2 13590 18,000,000 PRN SOLE 18,000,000 0 0 6/15/23 Lululemon Athletica, Inc. ADR 550021109 3459 46786 SH SOLE 33416 0 13370 LUMBER LIQUIDATORS HOLDINGS COM 55003T107 6292 124153 SH SOLE 96629 0 27524 LyondellBasell Industries NV ADR N53745100 21365 413563 SH SOLE 393672 0 19891 M/I Homes Inc. COM 55305B101 3627 187548 SH SOLE 61005 0 126543 Macy's, Inc. COM 55616P104 1495 39729 SH SOLE 24260 0 15469 Magellan Midstream Partners COM 559080106 7564 86484 SH SOLE 0 0 86484 MarineMax Inc. COM 567908108 1960 236418 SH SOLE 98488 0 137930 Market Leader Inc COM 57056R103 1517 226396 SH SOLE 75204 0 151192 Market Vectors Junior Gold COM 57060U589 1102 44580 SH SOLE 44580 0 0 Miners ETF Mastercard, Inc. - A COM 57636Q104 6608 14689 SH SOLE 10616 0 4073 Materials Select Sector Spdr PUT 81369Y10 246 245900 SH PUT SOLE 0 0 245900 Mattel, Inc. COM 577081102 4348 122554 SH SOLE 85822 0 36732 Maximus Inc. COM 577933104 2137 35787 SH SOLE 6429 0 29358 MAXLINEAR INC-CLASS A COM 57776J100 1745 260879 SH SOLE 10648 0 250231 McDonald's Corp. COM 580135101 10585 115608 SH SOLE 86478 0 29130 Mdc Holdings Inc. COM 552676108 2351 61058 SH SOLE 6987 0 54071 Mead Johnson Nutrition Co. - A COM 582839106 6167 84150 SH SOLE 78430 0 5720 MEDICAL PROPERTIES TRUST INC COM 58463J304 2793 267270 SH SOLE 0 0 267270

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Medicines Company COM 584688105 4303 166720 SH SOLE 119060 0 47660 MEDIDATA SOLUTIONS INC COM 58471A105 5998 144538 SH SOLE 80141 0 64397 Medivation, Inc. COM 58501N101 21778 386481 SH SOLE 293611 0 92870 Melco Crown Entertainment - ADR ADR 585464100 890 66015 SH SOLE 10510 0 55505 Mellanox Technologies, Ltd. ADR M51363113 25236 248562 SH SOLE 80649 0 167913 MercadoLibre, Inc. ADR 58733R102 13982 169380 SH SOLE 146093 0 23287 Merge Healthcare Inc COM 589499102 457 119600 SH SOLE 0 0 119600 MERRIMACK PHARMACEUTICALS IN COM 590328100 3239 345267 SH SOLE 246439 0 98828 MGM Resorts International CALL 552953901 20 20000 SH CALL SOLE 0 0 20000 MGM RESORTS INTERNATIONAL NOTE 4.2500% 55303QAE0 15071 14,500,000 PRN SOLE 14,500,000 0 0 04/15/15 Michael Kors Holdings, Ltd. ADR G60754101 15403 289663 SH SOLE 196570 0 93093 Microfinancial Inc COM 595072109 709 77469 SH SOLE 5997 0 71472 MICROSOFT CORP COM 594918104 9847 330,698 SH SOLE 321,295 0 9403 MIMEDX GROUP INC COM 602496101 534 180920 SH SOLE 17392 0 163528 Mobile Telesystems - SP ADR ADR 607409109 5199 296735 SH SOLE 281873 0 14862 MOLSON COORS BREWING CO CMN COM 60871R209 1370 30,400 SH SOLE 30,400 0 0 CLASS B Mondelez International, Inc. COM 609207105 1223 29578 SH SOLE 22877 0 6701 Monsanto Co. COM 61166W101 1486 16327 SH SOLE 13413 0 2914 Monster Beverage Corp. COM 611740101 14262 263943 SH SOLE 189792 0 74151 Morgan Stanley Ins - Frontier COM 61760X836 1947 141122 SH SOLE 110539 0 30583 Emerging Markets Portfolio MORGANS HOTEL GROUP CO COM 61748W108 1740 271024 SH SOLE 0 0 271024 Movado Group COM 624580106 13804 409375 SH SOLE 286654 0 122721 MRC Global, Inc. COM 55345K103 5318 216256 SH SOLE 148708 0 67548 Multimedia Games, Inc. COM 625453105 11811 750881 SH SOLE 485567 0 265314 NANOSPHERE INC COM 63009F105 1812 545911 SH SOLE 53426 0 492485 National Retail Properties Inc COM 637417106 2403 78800 SH SOLE 0 0 78800 National Semiconductor Corp COM 63861C109 1690 50933 SH SOLE 9824 0 41109 NATURAL GROCERS BY VITAMIN C COM 63888U108 3194 143113 SH SOLE 44359 0 98754 Nektar Therapeutics COM 640268108 11695 1095525 SH SOLE 692204 0 403321 NETFLIX PUT 64110L106 770 1,188 SH PUT SOLE 1,188 0 0 Netsuite, Inc. COM 64118Q107 4748 74625 SH SOLE 48239 0 26386 Neurocrine Biosciences COM 64125C109 1651 206883 SH SOLE 86169 0 120714 New Oriental Education & Tech. ADR 647581107 1553 93220 SH SOLE 81800 0 11420 Group, Inc. - SP ADR NewCastle Investment Corp COM 65105M108 7029 933473 SH SOLE 11056 0 922417 NEWLINK GENETICS CORP COM 651511107 1346 82947 SH SOLE 26039 0 56908 NORTHERN TIER ENERGY LP COM 665826103 16845 797568 SH SOLE 69057 0 728511 NOVADAQ TECHNOLOGIES INC ADR 66987G102 3191 308623 SH SOLE 103079 0 205544 Nu Skin Enterprises, Inc. COM 67018T105 557 14600 SH SOLE 0 0 14600 Ocwen Financial Corp COM 675746309 10124 369343 SH SOLE 56957 0 312386 Ocwen Financial Corp CALL 675746909 274 10000 SH CALL SOLE 0 0 10000 ODYSSEY MARINE EXPLORATION COM 676118102 1259 399584 SH SOLE 145661 0 253923 Old Dominion Freight Line COM 679580100 5408 179409 SH SOLE 138029 0 41380 Omega Healthcare Investors COM 681936100 1753 77112 SH SOLE 0 0 77112 On Assignment Inc. COM 682159108 12126 608737 SH SOLE 393860 0 214877 Onyx Pharmaceuticals, Inc. COM 683399109 4048 47905 SH SOLE 33942 0 13963 O'Reilly Automotive, Inc. COM 67103H107 2836 33912 SH SOLE 23043 0 10869 OREXIGEN THERAPEUTICS INC COM 686164104 1900 332511 SH SOLE 108215 0 224296 Orient Express Hotels ADR G67743107 2464 276851 SH SOLE 0 0 276851 OSI Systems, Inc. COM 671044105 6033 77502 SH SOLE 57322 0 20180 OVERSEAS SHIPHOLDING PUT 690368105 216 1,030 SH PUT SOLE 1,030 0 0 Oxford Industries Inc. COM 691497309 7555 133838 SH SOLE 82548 0 51290 PAA NATURAL GAS STORAGE LP COM 693139107 2133 107177 SH SOLE 0 0 107177 PACIRA PHARMACEUTICALS INC COM 695127100 1648 94696 SH SOLE 32281 0 62415 Packaging Corp. of America COM 695156109 436 12000 SH SOLE 2712 0 9288 Palo Alto Networks, Inc. COM 697435105 1681 27300 SH SOLE 18882 0 8418 PDF Solutions COM 693282105 2021 147959 SH SOLE 31094 0 116865

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- PEREGRINE SEMICONDUCTOR CORP COM 71366R703 2102 124105 SH SOLE 35948 0 88157 PERFORMANT FINANCIAL CORP COM 71377E105 271 25258 SH SOLE 5705 0 19553 Perrigo Co. COM 714290103 10794 93123 SH SOLE 67015 0 26108 Petroleo Brasileiro SA ADR 71654V408 25593 1115653 SH SOLE 1059381 0 56272 Pfizer, Inc. COM 717081103 1975 79458 SH SOLE 61465 0 17993 Pharmacyclics Inc COM 716933106 5532 85767 SH SOLE 62191 0 23576 Pier 1 Imports Inc./Del. COM 720279108 674 35947 SH SOLE 8588 0 27359 Pioneer Energy Services Corp COM 723664108 1108 142258 SH SOLE 59436 0 82822 Pioneer Natural Resources Co. COM 723787107 10797 103583 SH SOLE 75369 0 28214 Plains All American Pipeline LP COM 726503105 10659 120851 SH SOLE 0 0 120851 Plum Creek Timber Co. COM 729251108 5364 122355 SH SOLE 0 0 122355 Polaris Industries COM 731068102 7926 98014 SH SOLE 75105 0 22909 Polyone Corporation COM 73179P106 6063 365913 SH SOLE 282559 0 83354 POWERSHARES DB US DOL IND BU CALL 73936D107 701 700900 SH CALL SOLE 0 0 700900 Praxair, Inc. COM 74005P104 1713 16492 SH SOLE 12759 0 3733 Precision Castparts Corp. COM 740189105 4998 30686 SH SOLE 21466 0 9220 priceline.com, Inc. COM 741503403 9416 15263 SH SOLE 11175 0 4088 Pricesmart, Inc. COM 741511109 4177 55160 SH SOLE 38588 0 16572 Procera Networks Inc COM 74269U203 2123 90339 SH SOLE 37707 0 52632 PROTO LABS INC COM 743713109 3414 100947 SH SOLE 42161 0 58786 Provident Financial Hldg COM 743868101 567 39880 SH SOLE 1722 0 38158 Pulte Corp. COM 745867101 2808 181163 SH SOLE 29386 0 151777 QIHOO 360 TECHNOLOGY CO-ADR ADR 74734M109 1043 47300 SH SOLE 0 0 47300 QR ENERGY LP COM 74734R108 4022 206048 SH SOLE 0 0 206048 Qualcomm, Inc. COM 747525103 14749 236565 SH SOLE 168581 0 67984 QUALYS INC COM 74758T303 1392 98274 SH SOLE 41328 0 56946 Quimica y Minera Chile - SP ADR ADR 833635105 17549 284722 SH SOLE 267486 0 17236 Rackspace Hosting, Inc. COM 750086100 14147 214558 SH SOLE 129045 0 85513 Ramco-gershenson Ppty Tr COM 751452202 1852 147777 SH SOLE 0 0 147777 RBC Bearings Inc COM 75524B104 2456 51061 SH SOLE 36447 0 14614 REED'S INC COM 758338107 1959 317561 SH SOLE 0 0 317561 REGIONS FINANCIAL CORP COM 7591EP100 2220 308539 SH SOLE 36203 0 272336 Rentech Inc COM 760112102 1859 755678 SH SOLE 314791 0 440887 Repros Therapeutics Inc COM 76028H209 1472 96681 SH SOLE 40318 0 56363 Rex Energy Corp COM 761565100 267 20036 SH SOLE 0 0 20036 Rigel Pharmaceuticals Inc COM 766559603 1089 106332 SH SOLE 44254 0 62078 Rio Tinto PLC - SP ADR ADR 767204100 5450 116548 SH SOLE 105174 0 11374 Riverbed Technology, Inc. COM 768573107 11954 514950 SH SOLE 311392 0 203558 Rock Tenn Co Cl A COM 772739207 766 10616 SH SOLE 1927 0 8689 Rosetta Resources, Inc. COM 777779307 4135 86354 SH SOLE 65003 0 21351 Ross Stores, Inc. COM 778296103 6427 99496 SH SOLE 66446 0 33050 Royal Gold, Inc. COM 780287108 8428 84402 SH SOLE 53046 0 31356 Ryland Group Inc. COM 783764103 5167 172245 SH SOLE 126893 0 45352 S & P 500 Depositary Receipt PUT 78462F953 4132 28700 SH PUT SOLE 0 0 28700 S & P 500 Depositary Receipt PUT 78462F953 1411 9800 SH PUT SOLE 0 0 9800 Saba Software Inc COM 784932600 743 74406 SH SOLE 8133 0 66273 SABRA HEALTH CARE REIT INC COM 78573L106 5185 259119 SH SOLE 0 0 259119 Saia Inc COM 78709Y105 1062 52708 SH SOLE 21955 0 30753 Salesforce.com, Inc. COM 79466L302 15904 104373 SH SOLE 75289 0 29084 SANCHEZ ENERGY CORP COM 79970Y105 1781 87164 SH SOLE 4424 0 82740 Schiff Nutrition International COM 806693107 6075 251153 SH SOLE 126388 0 124765 Inc SCIQUEST INC COM 80908T101 1478 81200 SH SOLE 33900 0 47300 Seattle Genetics Inc. COM 812578102 3535 131209 SH SOLE 104209 0 27000 Select Comfort Corp. COM 81616X103 9063 287452 SH SOLE 219467 0 67985 Sensata Technologies Holding NV ADR N7902X106 10942 367603 SH SOLE 305832 0 61771 Shire PLC - ADR ADR 82481R106 1580 17816 SH SOLE 13781 0 4035 Silver Wheaton Corp. ADR 828336107 1116 28101 SH SOLE 2423 0 25678 Simon Property Group Inc. COM 828806109 1564 10300 SH SOLE 0 0 10300 Sina Corp. ADR G81477104 1906 29463 SH SOLE 20490 0 8973

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Smart Balance Inc COM 83169Y108 6527 540274 SH SOLE 294050 0 246224 Solarwinds, Inc. COM 83416B109 10350 185973 SH SOLE 129221 0 56752 Southern Copper Corp. COM 84265V105 12796 372415 SH SOLE 354105 0 18310 Spectranetics Corp. COM 84760C107 7994 541953 SH SOLE 167048 0 374905 Spirit AeroSystems Holdings, COM 848574109 9213 415502 SH SOLE 311988 0 103514 Inc. - A Splunk, Inc. COM 848637104 5097 138817 SH SOLE 109115 0 29702 SPS COMMERCE INC COM 78463M107 7436 193306 SH SOLE 53347 0 139959 Staar Surgical Co. COM 852312305 2553 337675 SH SOLE 140695 0 196980 Stage Stores Inc. COM 85254C305 2519 119589 SH SOLE 26026 0 93563 Standard Pacific Corp. COM 85375C101 666 98541 SH SOLE 0 0 98541 Starbucks Corp. COM 855244109 8988 177563 SH SOLE 130752 0 46811 Starwood Hotels & Resorts COM 85590A401 797 13753 SH SOLE 2645 0 11108 Worldwide STARWOOD PROPERTY TRUST INC COM 85571B105 5962 256210 SH SOLE 0 0 256210 Stratasys, Inc. COM 862685104 8438 155114 SH SOLE 120790 0 34324 SUNESIS PHARMACEUTICALS INC COM 867328601 1900 337423 SH SOLE 117961 0 219462 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 3578 76700 SH SOLE 0 0 76700 SUNPOWER CORPORATION 4.5% CNV 867652AE9 50688 55,170,000 PRN SOLE 55,170,000 0 0 03/15/2015 CONV SM SUNSHINE HEART INC ADR 86782U106 823 98634 SH SOLE 41194 0 57440 SUNTECH POWER HOLDINGS CO 3% CNV 86800CAE4 16383 33,122,000 PRN SOLE 33,122,000 0 0 03/15/2013 CONV SM SunTrust Bank Inc COM 867914103 1056 37338 SH SOLE 5780 0 31558 SurModics Inc COM 868873100 2823 139606 SH SOLE 36507 0 103099 SUSSER HOLDINGS CORP COM 869233106 1390 38443 SH SOLE 16008 0 22435 Synageva BioPharma Corp. COM 87159A103 10072 188733 SH SOLE 137966 0 50767 SYNERGY RESOURCES CORP COM 87164P103 626 150000 SH SOLE 62665 0 87335 Synopsys Inc. COM 871607107 479 14515 SH SOLE 1484 0 13031 Synta Pharmaeuticals Corp COM 87162T206 3265 428433 SH SOLE 178799 0 249634 Syntel Inc. COM 87162H103 3775 60482 SH SOLE 43190 0 17292 Taiwan Semiconductor - ADR ADR 874039100 20139 1273031 SH SOLE 1208935 0 64096 Tata Motors, Ltd. - SP ADR ADR 876568502 2421 94334 SH SOLE 82676 0 11658 Team Inc. COM 878155100 2895 90881 SH SOLE 37890 0 52991 TEARLAB CORP COM 878193101 939 243775 SH SOLE 101391 0 142384 TESARO INC COM 881569107 332 23309 SH SOLE 13339 0 9970 Tesoro Corp COM 881609101 792 18914 SH SOLE 2672 0 16242 TESORO LOGISTICS LP COM 88160T107 4241 97699 SH SOLE 0 0 97699 Teva Pharmaceutical Industries, ADR 881624209 10902 263873 SH SOLE 206691 0 57182 Ltd. - SP ADR Texas Capital Bancshares Inc COM 88224Q107 1138 22893 SH SOLE 4533 0 18360 Thermon Group Holdings Inc COM 88362T103 1213 48539 SH SOLE 20211 0 28328 THRESHOLD PHARMACEUTICALS COM 885807206 5330 736230 SH SOLE 400307 0 335923 Tidewater, Inc. COM 886423102 9035 186732 SH SOLE 136814 0 49918 TILE SHOP HLDGS INC COM 88677Q109 539 37500 SH SOLE 7328 0 30172 TILLY'S INC-CLASS A SHRS COM 886885102 1141 62255 SH SOLE 25932 0 36323 Titan Machinery Inc COM 88830R101 3149 155255 SH SOLE 95572 0 59683 Toll Brothers Inc. COM 889478103 1500 45128 SH SOLE 5677 0 39451 TPC GROUP INC COM 89236Y104 1009 24717 SH SOLE 10276 0 14441 TRIANGLE PETROLEUM CORP COM 89600B201 2115 295424 SH SOLE 73186 0 222238 Trinity Industries COM 896522109 808 26971 SH SOLE 6732 0 20239 TRI-TECH HOLDING INC ADR G9103F106 164 43282 SH SOLE 0 0 43282 Triumph Group, Inc. COM 896818101 13568 216988 SH SOLE 159678 0 57310 TUCOWS INC ADR 898697107 711 555843 SH SOLE 0 0 555843 Tumi Holdings, Inc. COM 89969Q104 898 38800 SH SOLE 0 0 38800 TW Telecom, Inc. COM 87311L104 548 21000 SH SOLE 2497 0 18503 TWO HARBORS INVESTMENT CORP COM 90187B101 6900 587257 SH SOLE 0 0 587257 Ulta Salon, Cosmetics & COM 90384S303 15119 157164 SH SOLE 110988 0 46176 Fragrance, Inc. Ultimate Software Group Inc. COM 90385D107 14016 137278 SH SOLE 99042 0 38236

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Ultratech Inc. COM 904034105 6218 198159 SH SOLE 133862 0 64297 Under Armour, Inc. COM 904311107 13770 246927 SH SOLE 176855 0 70072 UNILIFE CORP COM 90478E103 798 255855 SH SOLE 106240 0 149615 United Natural Foods Inc COM 911163103 923 15798 SH SOLE 3719 0 12079 United Rentals, Inc. COM 911363109 8973 274735 SH SOLE 207318 0 67417 United States Oil Fund LP PUT 91232N958 200 200000 SH PUT SOLE 0 0 200000 Urban Outfitters COM 917047102 406 10816 SH SOLE 1106 0 9710 UROPLASTY INC COM 917277204 997 261643 SH SOLE 94830 0 166813 USA TECHNOLOGIES INC COM 90328S500 94 74300 SH SOLE 0 0 74300 USG Corp. COM 903293405 373 17000 SH SOLE 0 0 17000 Vale SA - SP ADR ADR 91912E105 1163 65757 SH SOLE 0 0 65757 VANGUARD EMERGING MARKET ETF COM 922042858 1083 25959 SH SOLE 25959 0 0 VANGUARD HEALTH SYSTEMS INC COM 922036207 198 16000 SH SOLE 0 0 16000 VANGUARD NATURAL RESOURCES COM 92205F106 3369 116400 SH SOLE 0 0 116400 Vantive Corp COM 92210H105 474 22000 SH SOLE 3724 0 18276 VELTI Plc ADR G93285107 136 16218 SH SOLE 0 0 16218 Vertex Pharmaceuticals, Inc. COM 92532F100 7707 138012 SH SOLE 99642 0 38370 VIEWPOINT FINANCIAL GROUP IN COM 92672A101 332 17304 SH SOLE 3908 0 13396 Visionchina Media, Inc. - ADR ADR 92833U103 23 102726 SH SOLE 0 0 102726 VOCERA COMMUNICATIONS INC COM 92857F107 2138 69173 SH SOLE 28832 0 40341 Vodafone Group PLC - Spons. ADR ADR 92857W209 374 13117 SH SOLE 0 0 13117 Wabash National Corp. COM 929566107 1785 250370 SH SOLE 104575 0 145795 WALTER INVESTMENT MANAGEMENT COM 93317W102 8710 235351 SH SOLE 106021 0 129330 WEBMD HEALTH CORP CNV 94770VAH5 22616 24,450,000 PRN SOLE 24,450,000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 7388 724354 SH SOLE 354073 0 370281 WESTERN GAS PARTNERS LP COM 958254104 4447 88214 SH SOLE 0 0 88214 Whole Foods Market, Inc. COM 966837106 14385 147994 SH SOLE 102843 0 45151 Williams-Sonoma Inc. COM 969904101 491 11158 SH SOLE 2788 0 8370 XENOPORT INC COM 98411C100 4598 401495 SH SOLE 102917 0 298578 XOMA Corp COM 98419J107 2343 634864 SH SOLE 264475 0 370389 Yum Brands, Inc. COM 988498101 1277 19244 SH SOLE 15829 0 3415 ZIOPHARM ONCOLOGY INC COM 98973P101 1893 347408 SH SOLE 144742 0 202666 Zygo Corp. COM 989855101 1658 90647 SH SOLE 37758 0 52889