0001047469-12-010394.txt : 20121113
0001047469-12-010394.hdr.sgml : 20121112
20121113085405
ACCESSION NUMBER: 0001047469-12-010394
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RK Capital Management, LLC
CENTRAL INDEX KEY: 0001426266
IRS NUMBER: 201253959
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12689
FILM NUMBER: 121195985
BUSINESS ADDRESS:
STREET 1: 3033 E. FIRST AVENUE, SUITE 307
CITY: DENVER
STATE: CO
ZIP: 80206-5619
BUSINESS PHONE: 303 394 0101
MAIL ADDRESS:
STREET 1: 3033 E. FIRST AVENUE, SUITE 307
CITY: DENVER
STATE: CO
ZIP: 80206-5619
13F-HR
1
a2211711z13f-hr.txt
13F-HR
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment / /; Amendment Number:
This Amendment (Check only one.): / / is a restatement. / / adds new
holdings entries.
Institutional Investment Manager Filing this Report:
Name: RK Capital Management, LLC
Address: 3033 E. First Avenue, Suite 307, Denver, CO 80206
Form 13F File Number: 028-12689
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott A. Bennewitz
Title: Chief Compliance Officer
Phone: (303) 394-0101
Signature, Place, and Date of Signing:
/s/ Scott A. Bennewitz Denver, Colorado November 6, 2012
Report Type (Check only one):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 50
Form 13F Information Table Value Total: $240,397 (thousands)
List of Other Included Managers: None.
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FORM 13F INFORMATION TABLE
13F
9/30/2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
----------------------------- -------- ---------- --------- --------------------------------- ---------- --------
TITLE OF VALUE SHARES OR INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (X 1,000) PRN AMOUNT SH/PRN PUT/CALL DISCRETION MANAGERS
-------------- -------- ---------- --------- ----------- -------- -------- ---------- --------
8X8 INC NEW.................. COM 28291410 4,256 648,773 SH Sole
ACACIA RESH CORP............. COM 00388130 2,615 95,400 SH Sole
AKORN INC.................... COM 00972810 7,214 545,701 SH Sole
ALLOT COMMUNICATIONS LTD..... COM M0854Q10 10,197 384,487 SH Sole
AMERICAN SCIENCE & ENGR
INC........................ COM 02942910 2,555 38,941 SH Sole
AMERICAS CAR MART INC........ COM 03062T10 5,649 124,234 SH Sole
AUTHENTEC INC. .............. COM 05266010 1,457 181,760 SH Sole
AXT INC...................... COM 00246W10 3,932 1,163,380 SH Sole
BALLY TECHNOLOGIES INC....... COM 05874B10 5,734 116,100 SH Sole
BANK OF THE OZARKS INC....... COM 06390410 8,110 235,280 SH Sole
BLACKBAUD INC................ COM 09227Q10 6,429 268,763 SH Sole
BROWN SHOE INC NEW........... COM 11573610 3,575 223,000 SH Sole
CARLISLE COS INC............. COM 14233910 3,375 65,000 SH Sole
CHART INDS INC............... COM 16115Q30 7,591 102,789 SH Sole
COLUMBIA SPORTSWEAR CO....... COM 19851610 6,736 125,000 SH Sole
CONCEPTUS INC................ COM 20601610 5,153 253,700 SH Sole
DELUXE CORP.................. COM 24801910 8,687 284,275 SH Sole
DREW INDS INC................ COM 26168L20 1,813 60,000 SH Sole
EXPONENT INC................. COM 30214U10 7,605 133,202 SH Sole
FORWARD AIR CORP............. COM 34985310 5,112 168,100 SH Sole
FURMANITE CORPORATION........ COM 36108610 2,305 405,736 SH Sole
GENTHERM INC................. COM 37253A10 5,116 411,244 SH Sole
GEO GROUP INC................ COM 36159R10 6,054 218,800 SH Sole
GORMAN RUPP CO............... COM 38308210 1,781 65,971 SH Sole
GRAHAM CORP.................. COM 38455610 5,892 326,056 SH Sole
HANGER INC................... COM 41043F20 4,577 160,433 SH Sole
IPG PHOTONICS CORP........... COM 44980X10 6,263 109,300 SH Sole
JAZZ PHARMACEUTICALS PLC..... COM G5087110 5,852 102,673 SH Sole
JOHN BEAN TECHNOLOGIES
CORP....................... COM 47783910 5,583 341,900 SH Sole
MAIDENFORM BRANDS INC........ COM 56030510 5,005 244,371 SH Sole
MARTEN TRANS LTD............. COM 57307510 4,935 280,894 SH Sole
METTLER TOLEDO
INTERNATIONAL.............. COM 59268810 5,856 34,300 SH Sole
MULTIMEDIA GAMES HLDG CO
INC........................ COM 62545310 5,018 319,000 SH Sole
NATUS MEDICAL INC DEL........ COM 63905010 4,262 326,104 SH Sole
NOVA MEASURING
INSTRUMENTS LTD............ COM M7516K10 3,395 435,198 SH Sole
NVE CORP..................... COM 62944520 4,189 70,770 SH Sole
ODYSSEY MARINE EXPLORATION
INC........................ COM 67611810 1,521 482,821 SH Sole
OPLINK COMMUNICATIONS INC.... COM 68375Q40 6,015 363,653 SH Sole
PENN NATL GAMING INC......... COM 70756910 8,568 198,700 SH Sole
POWERSECURE INTL INC......... COM 73936N10 690 115,158 SH Sole
QUIDEL CORP.................. COM 74838J10 4,608 243,441 SH Sole
SAIA INC..................... COM 78709Y10 4,988 247,657 SH Sole
SILGAN HOLDINGS INC.......... COM 82704810 3,503 80,500 SH Sole
SUN HYDRAULICS CORP.......... COM 86694210 2,746 103,343 SH Sole
TOWERSTREAM CORP............. COM 89200010 2,114 520,611 SH Sole
TREX CO INC.................. COM 89531P10 5,705 167,200 SH Sole
TYLER TECHNOLOGIES INC....... COM 90225210 4,419 100,386 SH Sole
VERA BRADLEY INC............. COM 92335C10 5,426 227,500 SH Sole
WATERS CORP.................. COM 94184810 4,416 53,000 SH Sole
ZUMIEZ INC................... COM 98981710 1,802 65,000 SH Sole
COLUMN 1 COLUMN 8
----------------------------- -------------------------------
VOTING AUTHORITY
-------------------------------
NAME OF ISSUER SOLE SHARED NONE
-------------- --------- -------- --------
8X8 INC NEW.................. 648,773
ACACIA RESH CORP............. 95,400
AKORN INC.................... 545,701
ALLOT COMMUNICATIONS LTD..... 384,487
AMERICAN SCIENCE & ENGR
INC........................ 38,941
AMERICAS CAR MART INC........ 124,234
AUTHENTEC INC. .............. 181,760
AXT INC...................... 1,163,380
BALLY TECHNOLOGIES INC....... 116,100
BANK OF THE OZARKS INC....... 235,280
BLACKBAUD INC................ 268,763
BROWN SHOE INC NEW........... 223,000
CARLISLE COS INC............. 65,000
CHART INDS INC............... 102,789
COLUMBIA SPORTSWEAR CO....... 125,000
CONCEPTUS INC................ 253,700
DELUXE CORP.................. 284,275
DREW INDS INC................ 60,000
EXPONENT INC................. 133,202
FORWARD AIR CORP............. 168,100
FURMANITE CORPORATION........ 405,736
GENTHERM INC................. 411,244
GEO GROUP INC................ 218,800
GORMAN RUPP CO............... 65,971
GRAHAM CORP.................. 326,056
HANGER INC................... 160,433
IPG PHOTONICS CORP........... 109,300
JAZZ PHARMACEUTICALS PLC..... 102,673
JOHN BEAN TECHNOLOGIES
CORP....................... 341,900
MAIDENFORM BRANDS INC........ 244,371
MARTEN TRANS LTD............. 280,894
METTLER TOLEDO
INTERNATIONAL.............. 34,300
MULTIMEDIA GAMES HLDG CO
INC........................ 319,000
NATUS MEDICAL INC DEL........ 326,104
NOVA MEASURING
INSTRUMENTS LTD............ 435,198
NVE CORP..................... 70,770
ODYSSEY MARINE EXPLORATION
INC........................ 482,821
OPLINK COMMUNICATIONS INC.... 363,653
PENN NATL GAMING INC......... 198,700
POWERSECURE INTL INC......... 115,158
QUIDEL CORP.................. 243,441
SAIA INC..................... 247,657
SILGAN HOLDINGS INC.......... 80,500
SUN HYDRAULICS CORP.......... 103,343
TOWERSTREAM CORP............. 520,611
TREX CO INC.................. 167,200
TYLER TECHNOLOGIES INC....... 100,386
VERA BRADLEY INC............. 227,500
WATERS CORP.................. 53,000
ZUMIEZ INC................... 65,000
3