0001047469-12-010394.txt : 20121113 0001047469-12-010394.hdr.sgml : 20121112 20121113085405 ACCESSION NUMBER: 0001047469-12-010394 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RK Capital Management, LLC CENTRAL INDEX KEY: 0001426266 IRS NUMBER: 201253959 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12689 FILM NUMBER: 121195985 BUSINESS ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 BUSINESS PHONE: 303 394 0101 MAIL ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 13F-HR 1 a2211711z13f-hr.txt 13F-HR -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment / /; Amendment Number: This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RK Capital Management, LLC Address: 3033 E. First Avenue, Suite 307, Denver, CO 80206
Form 13F File Number: 028-12689 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Bennewitz Title: Chief Compliance Officer Phone: (303) 394-0101
Signature, Place, and Date of Signing:
/s/ Scott A. Bennewitz Denver, Colorado November 6, 2012
Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: $240,397 (thousands) List of Other Included Managers: None.
2 FORM 13F INFORMATION TABLE 13F 9/30/2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 ----------------------------- -------- ---------- --------- --------------------------------- ---------- -------- TITLE OF VALUE SHARES OR INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (X 1,000) PRN AMOUNT SH/PRN PUT/CALL DISCRETION MANAGERS -------------- -------- ---------- --------- ----------- -------- -------- ---------- -------- 8X8 INC NEW.................. COM 28291410 4,256 648,773 SH Sole ACACIA RESH CORP............. COM 00388130 2,615 95,400 SH Sole AKORN INC.................... COM 00972810 7,214 545,701 SH Sole ALLOT COMMUNICATIONS LTD..... COM M0854Q10 10,197 384,487 SH Sole AMERICAN SCIENCE & ENGR INC........................ COM 02942910 2,555 38,941 SH Sole AMERICAS CAR MART INC........ COM 03062T10 5,649 124,234 SH Sole AUTHENTEC INC. .............. COM 05266010 1,457 181,760 SH Sole AXT INC...................... COM 00246W10 3,932 1,163,380 SH Sole BALLY TECHNOLOGIES INC....... COM 05874B10 5,734 116,100 SH Sole BANK OF THE OZARKS INC....... COM 06390410 8,110 235,280 SH Sole BLACKBAUD INC................ COM 09227Q10 6,429 268,763 SH Sole BROWN SHOE INC NEW........... COM 11573610 3,575 223,000 SH Sole CARLISLE COS INC............. COM 14233910 3,375 65,000 SH Sole CHART INDS INC............... COM 16115Q30 7,591 102,789 SH Sole COLUMBIA SPORTSWEAR CO....... COM 19851610 6,736 125,000 SH Sole CONCEPTUS INC................ COM 20601610 5,153 253,700 SH Sole DELUXE CORP.................. COM 24801910 8,687 284,275 SH Sole DREW INDS INC................ COM 26168L20 1,813 60,000 SH Sole EXPONENT INC................. COM 30214U10 7,605 133,202 SH Sole FORWARD AIR CORP............. COM 34985310 5,112 168,100 SH Sole FURMANITE CORPORATION........ COM 36108610 2,305 405,736 SH Sole GENTHERM INC................. COM 37253A10 5,116 411,244 SH Sole GEO GROUP INC................ COM 36159R10 6,054 218,800 SH Sole GORMAN RUPP CO............... COM 38308210 1,781 65,971 SH Sole GRAHAM CORP.................. COM 38455610 5,892 326,056 SH Sole HANGER INC................... COM 41043F20 4,577 160,433 SH Sole IPG PHOTONICS CORP........... COM 44980X10 6,263 109,300 SH Sole JAZZ PHARMACEUTICALS PLC..... COM G5087110 5,852 102,673 SH Sole JOHN BEAN TECHNOLOGIES CORP....................... COM 47783910 5,583 341,900 SH Sole MAIDENFORM BRANDS INC........ COM 56030510 5,005 244,371 SH Sole MARTEN TRANS LTD............. COM 57307510 4,935 280,894 SH Sole METTLER TOLEDO INTERNATIONAL.............. COM 59268810 5,856 34,300 SH Sole MULTIMEDIA GAMES HLDG CO INC........................ COM 62545310 5,018 319,000 SH Sole NATUS MEDICAL INC DEL........ COM 63905010 4,262 326,104 SH Sole NOVA MEASURING INSTRUMENTS LTD............ COM M7516K10 3,395 435,198 SH Sole NVE CORP..................... COM 62944520 4,189 70,770 SH Sole ODYSSEY MARINE EXPLORATION INC........................ COM 67611810 1,521 482,821 SH Sole OPLINK COMMUNICATIONS INC.... COM 68375Q40 6,015 363,653 SH Sole PENN NATL GAMING INC......... COM 70756910 8,568 198,700 SH Sole POWERSECURE INTL INC......... COM 73936N10 690 115,158 SH Sole QUIDEL CORP.................. COM 74838J10 4,608 243,441 SH Sole SAIA INC..................... COM 78709Y10 4,988 247,657 SH Sole SILGAN HOLDINGS INC.......... COM 82704810 3,503 80,500 SH Sole SUN HYDRAULICS CORP.......... COM 86694210 2,746 103,343 SH Sole TOWERSTREAM CORP............. COM 89200010 2,114 520,611 SH Sole TREX CO INC.................. COM 89531P10 5,705 167,200 SH Sole TYLER TECHNOLOGIES INC....... COM 90225210 4,419 100,386 SH Sole VERA BRADLEY INC............. COM 92335C10 5,426 227,500 SH Sole WATERS CORP.................. COM 94184810 4,416 53,000 SH Sole ZUMIEZ INC................... COM 98981710 1,802 65,000 SH Sole COLUMN 1 COLUMN 8 ----------------------------- ------------------------------- VOTING AUTHORITY ------------------------------- NAME OF ISSUER SOLE SHARED NONE -------------- --------- -------- -------- 8X8 INC NEW.................. 648,773 ACACIA RESH CORP............. 95,400 AKORN INC.................... 545,701 ALLOT COMMUNICATIONS LTD..... 384,487 AMERICAN SCIENCE & ENGR INC........................ 38,941 AMERICAS CAR MART INC........ 124,234 AUTHENTEC INC. .............. 181,760 AXT INC...................... 1,163,380 BALLY TECHNOLOGIES INC....... 116,100 BANK OF THE OZARKS INC....... 235,280 BLACKBAUD INC................ 268,763 BROWN SHOE INC NEW........... 223,000 CARLISLE COS INC............. 65,000 CHART INDS INC............... 102,789 COLUMBIA SPORTSWEAR CO....... 125,000 CONCEPTUS INC................ 253,700 DELUXE CORP.................. 284,275 DREW INDS INC................ 60,000 EXPONENT INC................. 133,202 FORWARD AIR CORP............. 168,100 FURMANITE CORPORATION........ 405,736 GENTHERM INC................. 411,244 GEO GROUP INC................ 218,800 GORMAN RUPP CO............... 65,971 GRAHAM CORP.................. 326,056 HANGER INC................... 160,433 IPG PHOTONICS CORP........... 109,300 JAZZ PHARMACEUTICALS PLC..... 102,673 JOHN BEAN TECHNOLOGIES CORP....................... 341,900 MAIDENFORM BRANDS INC........ 244,371 MARTEN TRANS LTD............. 280,894 METTLER TOLEDO INTERNATIONAL.............. 34,300 MULTIMEDIA GAMES HLDG CO INC........................ 319,000 NATUS MEDICAL INC DEL........ 326,104 NOVA MEASURING INSTRUMENTS LTD............ 435,198 NVE CORP..................... 70,770 ODYSSEY MARINE EXPLORATION INC........................ 482,821 OPLINK COMMUNICATIONS INC.... 363,653 PENN NATL GAMING INC......... 198,700 POWERSECURE INTL INC......... 115,158 QUIDEL CORP.................. 243,441 SAIA INC..................... 247,657 SILGAN HOLDINGS INC.......... 80,500 SUN HYDRAULICS CORP.......... 103,343 TOWERSTREAM CORP............. 520,611 TREX CO INC.................. 167,200 TYLER TECHNOLOGIES INC....... 100,386 VERA BRADLEY INC............. 227,500 WATERS CORP.................. 53,000 ZUMIEZ INC................... 65,000
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