-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uxo4zWvd//cYv05Ijoe0qyY6DxiTzbnTAOeuFsC97ARVK8+xTYJ0tVJlFAjsyfad nKCHPI0TK+d/6O369f0dJw== 0001389709-07-000007.txt : 20070522 0001389709-07-000007.hdr.sgml : 20070522 20070522114235 ACCESSION NUMBER: 0001389709-07-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 EFFECTIVENESS DATE: 20070522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHALEROCK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001389709 IRS NUMBER: 204837195 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12315 FILM NUMBER: 07870260 BUSINESS ADDRESS: STREET 1: ONE TURKS HEAD PLACE STREET 2: SUITE 1050 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-228-7799 MAIL ADDRESS: STREET 1: ONE TURKS HEAD PLACE STREET 2: SUITE 1050 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR/A 1 whalerock13f_q107.txt 13 F HOLDINGS REPORT Q1 2007 COLUMN1 COLUMN2 COLUMN3 COLUMN4 COLUMN5 COLUMN6 COLUMN7 COLUMN8 * 3M CO COM COM 88579Y101 7 100 SH Sole 100 Sole * ABBOTT LABS COM COM 002824100 4 75 SH Sole 75 Sole * AFLAC INC COM COM 001055102 214 4550 SH Sole 4550 Sole * ALLIANCEBERNSTEIN HOLDING LP UNIT LP 01881G106 37 425 SH Sole 425 Sole * ALTRIA GROUP INC COM COM 02209S103 689 7850 SH Sole 7850 Sole * AMERICAN INTL GROUP INC COM COM 026874107 2965 44109 SH Sole 44109 Sole * AMGEN INC COM COM 031162100 339 6080 SH Sole 6080 Sole * ANADARKO PETE CORP COM COM 032511107 601 14000 SH Sole 14000 Sole * ANHEUSER BUSCH COS INC COM COM 035229103 587 11650 SH Sole 11650 Sole * AON CORP COM COM 037389103 13 350 SH Sole 350 Sole * APPLE COMPUTER INC COM COM 037833100 30 325 SH Sole 325 Sole * APPLIED MATLS INC COM COM 038222105 492 26900 SH Sole 26900 Sole * AT&T INC COM COM 00206R102 758 19227 SH Sole 19227 Sole * AUTOMATIC DATA PROCESSING IN COM COM 053015103 3391 70067 SH Sole 70067 Sole * BANK OF AMERICA CORP COM COM 060505104 14281 279926 SH Sole 279926 Sole * BECTON DICKINSON & CO COM COM 075887109 307 4000 SH Sole 4000 Sole * BOEING CO COM COM 097023105 2582 29050 SH Sole 29050 Sole * BOSTON PROPERTIES INC COM COM 101121101 58 500 SH Sole 500 Sole * BP PLC SPONSORED ADR ADR 055622104 2606 40256 SH Sole 40256 Sole * BRISTOL MYERS SQUIBB CO COM COM 110122108 1135 40910 SH Sole 40910 Sole * CANETIC RES TR COM COM 137513107 4 350 SH Sole 350 Sole * CAPITAL ONE FINL CORP COM COM 14040H105 169 2250 SH Sole 2250 Sole * CATERPILLAR INC DEL COM COM 149123101 2798 41750 SH Sole 41750 Sole * CHEVRON CORP NEW COM COM 166764100 295 4000 SH Sole 4000 Sole * CISCO SYS INC COM COM 17275R102 476 18670 SH Sole 18670 Sole * CITIGROUP INC COM COM 172967101 3590 69930 SH Sole 69930 Sole * COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 52 600 SH Sole 600 Sole * COMCAST CORP NEW CL A COM 20030N101 304 11750 SH Sole 11750 Sole * COMMERCE BANCORP INC NJ COM COM 200519106 195 5850 SH Sole 5850 Sole * CONOCOPHILLIPS COM COM 20825C104 167 2450 SH Sole 2450 Sole * CONSOLIDATED EDISON INC COM COM 209115104 195 3825 SH Sole 3825 Sole * CORNING INC COM COM 219350105 378 16650 SH Sole 16650 Sole * CVS CORP COM COM 126650100 341 10017 SH Sole 10017 Sole * DEERE & CO COM COM 244199105 1447 13325 SH Sole 13325 Sole * DEVON ENERGY CORP NEW COM COM 25179M103 410 5925 SH Sole 5925 Sole * DISNEY WALT CO COM DISNEY COM 254687106 1076 31255 SH Sole 31255 Sole * DOW CHEM CO COM COM 260543103 1061 23150 SH Sole 23150 Sole * DUKE ENERGY CORP NEW COM COM 26441C105 133 6590 SH Sole 6590 Sole * E M C CORP MASS COM COM 268648102 96 6950 SH Sole 6950 Sole * EL PASO CORP COM COM 28336L109 217 15000 SH Sole 15000 Sole * ELECTRONIC ARTS INC COM COM 285512109 1 25 SH Sole 25 Sole * EMERSON ELEC CO COM COM 291011104 491 11400 SH Sole 11400 Sole * EXELON CORP COM COM 30161N101 242 3525 SH Sole 3525 Sole * EXPEDITORS INTL WASH INC COM COM 302130109 87 2125 SH Sole 2125 Sole * EXXON MOBIL CORP COM COM 30231G102 4906 65026 SH Sole 65026 Sole * FEDERAL NATL MTG ASSN COM COM 313586109 300 5500 SH Sole 5500 Sole * FIRST MARBLEHEAD CORP COM COM 320771108 101 2250 SH Sole 2250 Sole * FPL GROUP INC COM COM 302571104 244 4000 SH Sole 4000 Sole * FRANKLIN RES INC COM COM 354613101 132 1100 SH Sole 1100 Sole * GENERAL ELECTRIC CO COM COM 369604103 2196 62125 SH Sole 62125 Sole * GOLDMAN SACHS GROUP INC COM COM 38141G104 712 3450 SH Sole 3450 Sole * GOOGLE INC CL A CL A 38259P508 4 10 SH Sole 10 Sole * HALLIBURTON CO COM COM 406216101 93 2950 SH Sole 2950 Sole * HERSHEY CO COM COM 427866108 992 18150 SH Sole 18150 Sole * HEWLETT PACKARD CO COM COM 428236103 291 7250 SH Sole 7250 Sole * HOME DEPOT INC COM COM 437076102 482 13125 SH Sole 13125 Sole * IDEARC INC COM ADDED COM 451663108 0 14 SH Sole 14 Sole * ILLINOIS TOOL WKS INC COM COM 452308109 51 1000 SH Sole 1000 Sole * INTEL CORP COM COM 458140100 1946 101775 SH Sole 101775 Sole * INTERNATIONAL BUSINESS MACHS COM COM 459200101 214 2275 SH Sole 2275 Sole * ISHARES INC MSCI JAPAN ETF 464286848 185 12750 SH Sole 12750 Sole * ISHARES TR DJ SEL DIV INX ETF 464287168 53 750 SH Sole 750 Sole * JOHNSON & JOHNSON COM COM 478160104 6488 107680 SH Sole 107680 Sole * JP MORGAN CHASE & CO COM COM 46625H100 603 12480 SH Sole 12480 Sole * KEYCORP NEW COM COM 493267108 281 7500 SH Sole 7500 Sole * KIMBERLY CLARK CORP COM COM 494368103 191 2800 SH Sole 2800 Sole * KINDER MORGAN ENERGY PARTNER UT LP LP 494550106 158 3000 SH Sole 3000 Sole * KINDER MORGAN INC KANS COM COM 49455P101 404 3800 SH Sole 3800 Sole * LILLY ELI & CO COM COM 532457108 26 500 SH Sole 500 Sole * LOWES COS INC COM COM 548661107 293 9315 SH Sole 9315 Sole * MARRIOTT INTL INC NEW CL A CL A 571903202 48 1000 SH Sole 1000 Sole * MASTERCARD INC CL A CL A 57636Q104 7 75 SH Sole 75 Sole * MBIA INC COM COM 55262C100 65 1000 SH Sole 1000 Sole * MCDONALDS CORP COM COM 580135101 2583 57356 SH Sole 57356 Sole * MEDTRONIC INC COM COM 585055106 215 4400 SH Sole 4400 Sole * MELLON FINL CORP COM COM 58551A108 43 1000 SH Sole 1000 Sole * MERCK & CO INC COM COM 589331107 261 5925 SH Sole 5925 Sole * METLIFE INC COM COM 59156R108 137 2175 SH Sole 2175 Sole * MGIC INVT CORP WIS COM COM 552848103 29 500 SH Sole 500 Sole * MICROSOFT CORP COM COM 594918104 619 22225 SH Sole 22225 Sole * NABORS INDUSTRIES LTD SHS SHS G6359F103 5 200 SH Sole 200 Sole * NEWS CORP CL A CL A 65248E104 158 6850 SH Sole 6850 Sole * NIKE INC CL B CL B 654106103 15 150 SH Sole 150 Sole * NOKIA CORP SPONSORED ADR ADR 654902204 45 2000 SH Sole 2000 Sole * NORTHERN TR CORP COM COM 665859104 60 1000 SH Sole 1000 Sole * NYSE GROUP INC COM COM 62949W103 297 3175 SH Sole 3175 Sole * ORACLE CORP COM COM 68389X105 90 5000 SH Sole 5000 Sole * P F CHANGS CHINA BISTRO INC COM COM 69333Y108 125 3000 SH Sole 3000 Sole * PEPSICO INC COM COM 713448108 5221 82153 SH Sole 82153 Sole * PFIZER INC COM COM 717081103 5742 227347 SH Sole 227347 Sole * PIONEER NAT RES CO COM COM 723787107 25 584 SH Sole 584 Sole * PLUM CREEK TIMBER CO INC COM COM 729251108 54 1370 SH Sole 1370 Sole * PNC FINL SVCS GROUP INC COM COM 693475105 179 2500 SH Sole 2500 Sole * PROCTER & GAMBLE CO COM COM 742718109 3723 58949 SH Sole 58949 Sole * PROGRESSIVE CORP OHIO COM COM 743315103 130 6000 SH Sole 6000 Sole * PUBLIC STORAGE INC COM COM 74460D109 18 200 SH Sole 200 Sole * RAYTHEON CO COM NEW COM 755111507 1236 23575 SH Sole 23575 Sole * SARA LEE CORP COM COM 803111103 186 11000 SH Sole 11000 Sole * SCHERING PLOUGH CORP COM COM 806605101 63 2500 SH Sole 2500 Sole * SCHLUMBERGER LTD COM COM 806857108 2073 30000 SH Sole 30000 Sole * SIMON PPTY GROUP INC NEW COM COM 828806109 55 500 SH Sole 500 Sole * SOUTHERN CO COM COM 842587107 56 1550 SH Sole 1550 Sole * SOVEREIGN BANCORP INC COM COM 845905108 133 5250 SH Sole 5250 Sole * STAPLES INC COM COM 855030102 5 225 SH Sole 225 Sole * STATE STR CORP COM COM 857477103 64 1000 SH Sole 1000 Sole * STRYKER CORP COM COM 863667101 66 1000 SH Sole 1000 Sole * SUNTRUST BKS INC COM COM 867914103 308 3714 SH Sole 3714 Sole * SYSCO CORP COM COM 871829107 1483 43850 SH Sole 43850 Sole * TARGET CORP COM COM 87612E106 6979 117780 SH Sole 117780 Sole * TERADYNE INC COM COM 880770102 23 1400 SH Sole 1400 Sole * TEXAS INSTRS INC COM COM 882508104 114 3800 SH Sole 3800 Sole * TEXTRON INC COM COM 883203101 76 850 SH Sole 850 Sole * TYCO INTL LTD NEW COM COM 902124106 11 350 SH Sole 350 Sole * UNITED TECHNOLOGIES CORP COM COM 913017109 204 3150 SH Sole 3150 Sole * UNITEDHEALTH GROUP INC COM COM 91324P102 413 7800 SH Sole 7800 Sole * VERIZON COMMUNICATIONS COM COM 92343V104 9 244 SH Sole 244 Sole * WACHOVIA CORP 2ND NEW COM COM 929903102 110 2000 SH Sole 2000 Sole * WAL MART STORES INC COM COM 931142103 2343 49922 SH Sole 49922 Sole * WALGREEN CO COM COM 931422109 170 3725 SH Sole 3725 Sole * WATSON PHARMACEUTICALS INC COM COM 942683103 26 1000 SH Sole 1000 Sole * WEINGARTEN RLTY INVS SH BEN INT SH 948741103 53 1125 SH Sole 1125 Sole * WELLPOINT INC COM COM 94973V107 254 3135 SH Sole 3135 Sole * WELLS FARGO & CO NEW COM COM 949746101 467 13570 SH Sole 13570 Sole * WYETH COM COM 983024100 975 19500 SH Sole 19500 Sole * YUM BRANDS INC COM COM 988498101 86 1490 SH Sole 1490 Sole * ZIMMER HLDGS INC COM COM 98956P102 68 800 SH Sole 800 Sole BERKSHIRE HATHAWAY INC DEL CL B CL B 084670207 3 1 SH Sole 1 Sole BIOSPHERE MEDICAL INC COM COM 09066V103 47 6500 SH Sole 6500 Sole CAPITAL PPTYS INC R I COM COM 140430109 21 990 SH Sole 990 Sole CROSS A T CO CL A CL A 227478104 10213 1160639 SH Sole 1160639 Sole FEDERAL REALTY INVT TR SH BEN INT NEW SH 313747206 45 500 SH Sole 500 Sole FLORIDA EAST COAST INDS COM COM 340632108 62 1000 SH Sole 1000 Sole ISHARES INC MSCI PAC J IDX ETF 464286665 292 2175 SH Sole 2175 Sole SPECTRA ENERGY CORP COM ADDED COM 847560109 16 637 SH Sole 637 Sole -----END PRIVACY-ENHANCED MESSAGE-----