0001193125-12-459740.txt : 20121108 0001193125-12-459740.hdr.sgml : 20121108 20121108123853 ACCESSION NUMBER: 0001193125-12-459740 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121108 DATE AS OF CHANGE: 20121108 EFFECTIVENESS DATE: 20121108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 121189186 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d433990d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8/th/ Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer Lynn Title: Senior Vice President Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Jennifer Lynn New York, NY 11/8/2012 ----------------------- --------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: 1594378 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.

Peter B. Cannell & Co. Inc. FORM 13F 30-Sep-12

Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------- ---------- --------- -------- -------- --- ---- ------- ---------- -------- -------- ------ 3D SYSTEMS CORP COM 88554D205 11931 363200 SH Defined 1,2,3 363200 ABBOTT LABORATORIES COM 002824100 973 14195 SH Defined 1,2,3 14195 AFFILIATED MANAGERS GROUP INC COM 008252108 1381 11225 SH Defined 1,2,3 11225 AFLAC INC COM 001055102 4590 95871 SH Defined 1,2,3 95871 AGILENT TECHNOLOGIES INC COM 00846U101 2891 75177 SH Defined 1,2,3 75177 AGRIUM INC COM 008916108 45502 439800 SH Defined 1,2,3 439800 AIR LEASE CORP CL A 00912X302 19291 945650 SH Defined 1,2,3 945650 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 53569 2541215 SH Defined 1,2,3 2541215 AMGEN INC COM 031162100 767 9100 SH Defined 1,2,3 9100 ANALOG DEVICES INC COM 032654105 51056 1302792 SH Defined 1,2,3 1302792 APPLE INC COM 037833100 86392 129473 SH Defined 1,2,3 129473 APPROACH RESOURCES INC COM 03834A103 27836 923855 SH Defined 1,2,3 923855 ASCENA RETAIL GROUP INC COM 04351G101 4419 206000 SH Defined 1,2,3 206000 ASHLAND INC COM 044209104 47599 664785 SH Defined 1,2,3 664785 BAXTER INTERNATIONAL INC COM 071813109 2740 45471 SH Defined 1,2,3 45471 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 82927 2402980 SH Defined 1,2,3 2402980 BROOKFIELD INFRASTRUCTURE LP INT PART UNIT G16252101 5291 148824 SH Defined 1,2,3 148824 CATERPILLAR INC COM 149123101 1794 20850 SH Defined 1,2,3 20850 CEDAR FAIR LP DEPOSITRY UNIT 150185106 47880 1430545 SH Defined 1,2,3 1430545 CELGENE CORP COM 151020104 93655 1225849 SH Defined 1,2,3 1225849 CENTRAL FUND OF CANADA LTD CL A 153501101 1960 82300 SH Defined 1,2,3 82300 CENTURYLINK INC COM 156700106 12204 302075 SH Defined 1,2,3 302075 CF INDUSTRIES HOLDINGS INC COM 125269100 1578 7100 SH Defined 1,2,3 7100 CHEVRON CORP COM 166764100 860 7380 SH Defined 1,2,3 7380 CHUBB CORP COM 171232101 206 2700 SH Defined 1,2,3 2700 CISCO SYSTEMS INC COM 17275R102 4835 253300 SH Defined 1,2,3 253300 COCA COLA CO COM 191216100 379 10000 SH Defined 1,2,3 10000 COLGATE-PALMOLIVE CO COM 194162103 888 8285 SH Defined 1,2,3 8285 CONTINENTAL RESOURCES INC COM 212015101 45085 586285 SH Defined 1,2,3 586285 CROWN HOLDINGS INC COM 228368106 51003 1387840 SH Defined 1,2,3 1387840 D.R. HORTON INC COM 23331A109 879 42600 SH Defined 1,2,3 42600 DEERE & CO COM 244199105 4302 52156 SH Defined 1,2,3 52156 DISNEY WALT CO COM DISNEY 254687106 2523 48250 SH Defined 1,2,3 48250 DOMINION RESOURCES INC COM 25746U109 647 12222 SH Defined 1,2,3 12222 DOVER CORPORATION COM 260003108 1959 32937 SH Defined 1,2,3 32937 DUKE ENERGY CORP COM 26441C204 836 12895 SH Defined 1,2,3 12895 E I DU PONT DE NEMOURS & CO COM 263534109 19873 395335 SH Defined 1,2,3 395335 ELAN CORP PLC ADR ADR 284131208 4596 428700 SH Defined 1,2,3 428700 ELEPHANT TALK COMMUNICATIONS CORP COM 286202205 28 20000 SH Defined 1,2,3 20000 EMC CORP MASS COM 268648102 4855 178033 SH Defined 1,2,3 178033 ENDURO ROYALTY TRUST TR UNIT 29269K100 5515 299420 SH Defined 1,2,3 299420 EOG RESOURCES INC COM 26875P101 3863 34475 SH Defined 1,2,3 34475 EQT CORPORATION COM 26884L109 6655 112800 SH Defined 1,2,3 112800 EV ENERGY PARTNERS LP COM UNITS 26926V107 36659 590125 SH Defined 1,2,3 590125 EXXON MOBIL CORP COM 30231G102 1692 18502 SH Defined 1,2,3 18502 FRANCO NEV CORP COM 351858105 8863 150400 SH Defined 1,2,3 150400 GENERAL ELECTRIC CO COM 369604103 3273 144100 SH Defined 1,2,3 144100 GENESIS ENERGY LP UNIT LTD PARTN 371927104 29407 874425 SH Defined 1,2,3 874425 GOLDCORP INC COM 380956409 6900 150500 SH Defined 1,2,3 150500 HOME LOAN SERVICING SOLUTIONS ORD SHS G6648D109 25083 1541650 SH Defined 1,2,3 1541650 HOMETRUST BANCSHARES INC COM 437872104 5185 391300 SH Defined 1,2,3 391300 HORMEL FOODS CORP COM 440452100 12608 431205 SH Defined 1,2,3 431205 INTERNATIONAL BUSINESS MACHINE COM 459200101 7873 37951 SH Defined 1,2,3 37951 JM SMUCKER COMPANY COM 832696405 9909 114775 SH Defined 1,2,3 114775 JOHNSON & JOHNSON CO COM 478160104 2614 37936 SH Defined 1,2,3 37936 JOHNSON CONTROLS INC COM 478366107 1034 37750 SH Defined 1,2,3 37750 LOWES COMPANIES INC COM 548661107 3917 129525 SH Defined 1,2,3 129525 MFA FINANCIAL INC COM 55272X102 5500 647100 SH Defined 1,2,3 647100 MICROSOFT CORP COM 594918104 5427 182233 SH Defined 1,2,3 182233 NEWMONT MINING CORPORATION COM 651639106 2977 53150 SH Defined 1,2,3 53150 NORFOLK SOUTHERN CORP COM 655844108 37979 596875 SH Defined 1,2,3 596875 NORTHROP GRUMMAN CORP COM 666807102 929 13991 SH Defined 1,2,3 13991 ORACLE CORP COM 68389X105 43776 1390168 SH Defined 1,2,3 1390168 ORITANI FINANCIAL CORP COM 68633D103 11074 735818 SH Defined 1,2,3 735818 PACKAGING CORP OF AMERICA COM 695156109 20514 565125 SH Defined 1,2,3 565125 PARKER HANNIFIN CORP COM 701094104 31107 372185 SH Defined 1,2,3 372185 PEPSICO INC COM 713448108 510 7200 SH Defined 1,2,3 7200 PERKIN ELMER INC COM 714046109 53266 1807450 SH Defined 1,2,3 1807450 PFIZER INC COM 717081103 32361 1302260 SH Defined 1,2,3 1302260 PROCTER & GAMBLE CO COM 742718109 624 8993 SH Defined 1,2,3 8993 QUALCOMM INC COM 747525103 63319 1013265 SH Defined 1,2,3 1013265

QUIDEL CORP COM 74838J101 4861 256800 SH Defined 1,2,3 256800 RANGE RESOURCES CORP COM 75281A109 54284 776930 SH Defined 1,2,3 776930 RAYONIER INC COM 754907103 6036 123160 SH Defined 1,2,3 123160 RENTRAK CORP COM 760174102 626 36979 SH Defined 1,2,3 36979 SEADRILL LTD SHS G7945E105 3491 89000 SH Defined 1,2,3 89000 SIGMA ALDRICH CORP COM 826552101 2159 30000 SH Defined 1,2,3 30000 SLM CORP COM 78442P106 56724 3608420 SH Defined 1,2,3 3608420 SOUTHWESTERN ENERGY CO COM 845467109 13941 400825 SH Defined 1,2,3 400825 SPDR GOLD TRUST GOLD SHS 78463V107 1624 9440 SH Defined 1,2,3 9440 SPECTRA ENERGY CORP COM 847560109 1992 67850 SH Defined 1,2,3 67850 ST. JUDE MEDICAL INC COM 790849103 3437 81580 SH Defined 1,2,3 81580 STANLEY BLACK & DECKER INC COM 854502101 3342 43830 SH Defined 1,2,3 43830 STERICYCLE INC COM 858912108 6891 76132 SH Defined 1,2,3 76132 TERRITORIAL BANCORP INC COM 88145X108 16519 719775 SH Defined 1,2,3 719775 THERMO FISHER SCIENTIFIC INC COM 883556102 5018 85300 SH Defined 1,2,3 85300 TIFFANY & CO COM 886547108 35621 575645 SH Defined 1,2,3 575645 TORNIER NV SHS N87237108 257 13555 SH Defined 1,2,3 13555 TRINITY INDUSTRIES INC COM 896522109 1858 62000 SH Defined 1,2,3 62000 TRONOX INC SHS CL A Q9235V101 66934 2955160 SH Defined 1,2,3 2955160 TUPPERWARE BRANDS CORP COM 899896104 2609 48680 SH Defined 1,2,3 48680 UNILEVER N V NY SHS 904784709 4693 132281 SH Defined 1,2,3 132281 UNION PACIFIC CORP COM 907818108 644 5425 SH Defined 1,2,3 5425 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 662 14400 SH Defined 1,2,3 14400 VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 10096 348875 SH Defined 1,2,3 348875 VARIAN MEDICAL SYSTEMS INC COM 92220P105 3722 61700 SH Defined 1,2,3 61700 VIRNETX HOLDING CORP COM 92823T108 38001 1494320 SH Defined 1,2,3 1494320 VISA INC COM CL A 92826C839 2639 19650 SH Defined 1,2,3 19650 W.P. CAREY INC COM 92930Y107 2646 54000 SH Defined 1,2,3 54000 WEIGHT WATCHERS INTERNATIONAL COM 948626106 2129 40325 SH Defined 1,2,3 40325 WILEY JOHN AND SONS INC CL A 968223206 3136 68250 SH Defined 1,2,3 68250 XEROX CORP COM 984121103 818 111400 SH Defined 1,2,3 111400 ZIX CORPORATION COM 98974P100 893 311100 SH Defined 1,2,3 311100 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3682 68550 SH Defined 1,2,3 68550 REPORT SUMMARY 104 DATA RECORDS 1594378 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED