0001363561-12-000008.txt : 20121031 0001363561-12-000008.hdr.sgml : 20121031 20121031155051 ACCESSION NUMBER: 0001363561-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121031 DATE AS OF CHANGE: 20121031 EFFECTIVENESS DATE: 20121031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 121170797 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2012q3.txt TYPE: 13F-CR PERIOD 09/30/2012 FILER CIK 0001363561 CCC b#v4ycth SUBMISSION - CONTACT NAME Frank Reilly PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91942 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 34.754 371SH Sole None 371 ABB, Ltd. Common 000375204 16.378 863SH Sole None 863 Abbott Labs Common 002824100 132.938 1938SH Sole None 1938 Aberdeen Asia-Pacific Income Fund Common 003009107 22.268 2813SH Sole None 2813 Accenture Ltd Common G1151C101 6817.371 97378SH Sole None 97378 Acuity Brands Inc Common 00508Y102 56.961 900SH Sole None 900 Advantage Oil & Gas Ltd Common 00765F101 9.750 2600SH Sole None 2600 Advent Claymore Convert Secs & Income Fd Common 00764C109 10.249 622SH Sole None 622 Aegon N V 6.375% Pfd Pref. 007924301 187.630 7425SH Sole None 7425 AFLAC Inc Common 001055102 299.298 6251SH Sole None 6251 Agco Corp Common AGCO 1924.980 40545SH Sole None 40545 AGCO Corp Common AGCO 1243.670 26189SH Sole None 26189 Agilent Technologies Inc Common 00846U101 7.275 200SH Sole None 200 Agrium Inc Common 008916108 10.863 105SH Sole None 105 Air Products & Chemicals Inc Common 009158106 60.619 730SH Sole None 730 Alabama Power 5.83% Pfd Pref. 010392611 16.554 600SH Sole None 600 Alaska Air Group Inc Common 011659109 14.024 400SH Sole None 400 Alcoa Inc Common 013817101 .549 62SH Sole None 62 Alexander & Baldwin Inc Common 014491104 29.530 1000SH Sole None 1000 Alexion Pharmaceauticals Inc. Common 015351109 4.576 40SH Sole None 40 Allscripts Healthcare Solutions Inc. Common 01988P108 6.210 500SH Sole None 500 Allstate Corp Common 020002101 25.747 650SH Sole None 650 Altria Group Inc Common 02209S103 199.196 5979SH Sole None 5979 Amazon.com Inc Common 023135106 109.358 430SH Sole None 430 America Movil S A Common 02364W105 2815.277 110692SH Sole None 110692 American Electric Power Co Common 025537101 71.051 1617SH Sole None 1617 American Express Corp Common 025816109 24.450 430SH Sole None 430 American Greetings Corp-Cl A Common 026375105 25.500 1500SH Sole None 1500 American Science & Engineering Common 029429107 65.610 1000SH Sole None 1000 Ameriprise Financial Common 03076C106 4.082 72SH Sole None 72 Amerisourcebergen Corp Common 03073E105 4.065 105SH Sole None 105 Amgen Inc Common 031162100 56.299 652SH Sole None 652 Amphenol Corporation Common 032095101 3811.833 65391SH Sole None 65391 Anadarko Petroleum Corp Common 032511107 70.727 1009SH Sole None 1009 Annaly Mortgage Management Inc Common 035710409 64.753 3866SH Sole None 3866 Aon Corporation Common G0408V102 2.092 40SH Sole None 40 Aon Saturns 6.875% Pfd Pref. 03738Q204 15.270 600SH Sole None 600 Apache Corp Common 037411105 72.033 832SH Sole None 832 Apple Computer Inc Common 037833100 14433.466 21660SH Sole None 21660 ARM Holdings Plc Common ARMH 125.599 4481SH Sole None 4481 Ashford Hospitality Pfd D Common 044103406 5.060 200SH Sole None 200 Ashland Inc Common 044204105 38.449 537SH Sole None 537 ASML Holding NV Common ASML 8.589 160SH Sole None 160 AT&T Inc Common 00206R102 653.790 17303SH Sole None 17303 Automatic Data Processing Inc Common 053015103 522.423 8883SH Sole None 8883 AutoZone Inc Common 053332102 12.569 34SH Sole None 34 Avis Budget Group Inc Common 053774105 38.388 2207SH Sole None 2207 Avon Prods Inc Common 054303102 5.742 360SH Sole None 360 Axcelis Technologies Inc Common 054540109 34.493 32850SH Sole None 32850 AxoGen Inc Common 05463X106 21.600 8000SH Sole None 8000 Babcock + Wilcox Co Common 05615F102 1.274 50SH Sole None 50 Baidu.com, Inc Common 056752108 82.992 710SH Sole None 710 Bank America Corp Common 060505104 82.130 9178SH Sole None 9178 Bank Of America Corp Pfd Pref. 060505740 13.110 500SH Sole None 500 Bank of America Pfd Pref. 060505DR2 23.177 1071SH Sole None 1071 Bank of America Pfd Pref. 060505DR2 3.267 3SH Sole None 3 Barclays Bank 7.10% ADR Common BCS+A 35.168 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 50.240 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 4.552 109SH Sole None 109 BASF AG Common 055262505 67.458 796SH Sole None 796 Baxter International Inc Common 071813109 69.514 1150SH Sole None 1150 BB&T Corp 5.63% Pfd Pref. 054937404 46.026 1800SH Sole None 1800 BB&T Corp 5.63% Pfd Pref. 054937404 142.154 5550SH Sole None 5550 BB&T Corporation Common 054937107 4.497 150SH Sole None 150 BCE Inc Common 05534B760 8.034 183SH Sole None 183 Becton Dickinson & Co Common 075887109 7.856 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 42.525 675SH Sole None 675 Berkshire Hathaway Cl B Common 084670702 6702.583 75973SH Sole None 75973 BGC Partners Inc Common 05541T101 2.612 533SH Sole None 533 BHP Billiton Ltd Common 088606108 5549.993 80890SH Sole None 80890 Big Lots Inc Common 089302103 8.874 300SH Sole None 300 Biogen Idec Inc Common 09062X103 220.085 1475SH Sole None 1475 Blackrock Ca Muni Income Trust Common 09248E102 75.877 4607SH Sole None 4607 Blackrock Core Bond Common 09249E101 27.848 1800SH Sole None 1800 BlackRock Income Opportunity Tr Common 092475102 17.325 1500SH Sole None 1500 BlackRock Muni Inc Investment Trust Common 09248H105 6.416 400SH Sole None 400 BlackRock Muni Intermediate Duration Common 09253X102 12.275 700SH Sole None 700 BlackRock MuniHoldings CA Insd Common 09254L107 123.371 7463SH Sole None 7463 BlackRock MuniHoldings Insured Common MFL 8.852 543SH Sole None 543 Blackrock Munivest Fund II Common 09253T101 3.498 190SH Sole None 190 Blackrock Muniyield Calif Fd Inc Common 09254M105 27.440 1600SH Sole None 1600 Blackrock Preferred Opportunity Trust Common 09249V103 43.293 3575SH Sole None 3575 Boardwalk Pipeline Partners LP Common 096627104 22.980 850SH Sole None 850 Boeing Co Common 097023105 161.991 2320SH Sole None 2320 BP PLC Common 055622104 4.236 100SH Sole None 100 BP Prudhoe Bay Royalty Trust Common 055630107 4.212 50SH Sole None 50 BreitBurn Energy Partners LP Common 106776107 4.177 215SH Sole None 215 Bristol-Myers Squibb Co Common 110122108 124.246 3676SH Sole None 3676 Brookfield Asset Management Common 112585104 11.024 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 9.000 100SH Sole None 100 Buckeye Partners LP Common 118230101 25.247 526SH Sole None 526 C R Bard Inc Common 067383109 15.698 150SH Sole None 150 Calavo Growers Inc Common CVGW 38.559 1503SH Sole None 1503 Campbell Soup Company Common 134429109 6.964 200SH Sole None 200 Canadian National Railway Company Common 136375102 77.289 869SH Sole None 869 Capital One Financial Corp Common 14040H105 9.512 166SH Sole None 166 Capitol Federal Financial Common 14057J101 14.468 1224SH Sole None 1224 CareFusion Corp Common 14170T101 2.839 100SH Sole None 100 Catamaran Corporation Common 148887102 78.376 800SH Sole None 800 Caterpillar Inc Common 149123101 267.727 3110SH Sole None 3110 CBS Corporation Cl B Common 124857202 12.134 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 36.260 1400SH Sole None 1400 CBTCS Boeing 6.05% Common 21988G262 74.256 2800SH Sole None 2800 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 15.066 600SH Sole None 600 Celgene Corp Common 151020104 27.314 355SH Sole None 355 Cellcom Israel, Ltd Common M2196U109 10.380 1200SH Sole None 1200 Cenovus Energy Inc Common 15135U109 72.888 2090SH Sole None 2090 CenterPoint Energy Inc Common 15189T107 44.134 2072SH Sole None 2072 Central Fund Of Canada Common 153501101 7.143 300SH Sole None 300 Central Securities Corporation Common 155123102 45.504 2256SH Sole None 2256 CenturyLink Inc Common 156686107 55.673 1393SH Sole None 1393 Cerner Corp Common 156782104 3952.747 51220SH Sole None 51220 Charles Schwab Corp Common 808513105 62.151 4848SH Sole None 4848 Cheniere Energy Inc Common 16411R208 7.765 500SH Sole None 500 Chesapeake Energy Corp Common 165167107 9.435 500SH Sole None 500 ChevronTexaco Corp Common 166764100 728.691 6261SH Sole None 6261 Chicos Fas Inc Common 168615102 1.811 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 2.710 1000SH Sole None 1000 China Mobile Hong Kong Ltd Common 16941M109 29.163 535SH Sole None 535 CHS Inc 8% Pfd Pref. 12542R209 12.749 400SH Sole None 400 Chubb Corporation Common 171232101 1.546 20SH Sole None 20 Ciena Corp Common 171779309 7.951 630SH Sole None 630 CIGNA Corporation Common 125509109 245.284 5200SH Sole None 5200 Cimarex Energy Co Common 171798101 6.206 106SH Sole None 106 Cisco Systems Inc Common 17275R102 36.185 2074SH Sole None 2074 Citigroup Cap XX Pfd 7.875% Common 173085200 25.250 1000SH Sole None 1000 Citigroup Inc Common 172967424 59.375 1752SH Sole None 1752 CLARCOR Inc Common 179895107 47.119 1056SH Sole None 1056 Clorox Co Common 189054109 14.410 200SH Sole None 200 CNOOC Ltd Common 126132109 17.726 86SH Sole None 86 Coca Cola Co Common 191216100 363.476 9578SH Sole None 9578 Cohen & Steers Utility Fund Common 19248A109 18.220 1000SH Sole None 1000 Colgate Palmolive Co Common 194162103 42.888 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 46.545 1278SH Sole None 1278 Companhia Vale Do Rio Doce Common 204412209 15.898 340SH Sole None 340 ConocoPhillips Common 20825C104 69.388 1211SH Sole None 1211 Consolidated Edison Inc Common 209115104 71.269 1190SH Sole None 1190 Cooper Industries Ltd Common G24140108 11.259 150SH Sole None 150 Corning Inc. Common 219350105 3.661 275SH Sole None 275 Corp High Yield Fund VI Inc Common 09255P107 768.187 58421SH Sole None 58421 Corts Bellsouth 7.00% Common KTBA 26.190 900SH Sole None 900 Costco Wholesale Corp Common 22160K105 256.377 2560SH Sole None 2560 Csx Corp Common 126408103 22.037 1062SH Sole None 1062 Cummins Inc Common 231021106 9.221 100SH Sole None 100 CurrencyShares Australian Dollar Trust Common 23129U101 5.103 50SH Sole None 50 CVS Corp Common 126650100 46.900 1000SH Sole None 1000 Cypress Semiconductor Corp Common 232806109 6.697 693SH Sole None 693 Danaher Corp Common 235851102 61.492 1115SH Sole None 1115 DaVita Inc Common 23918K108 51.805 500SH Sole None 500 db-X 2040 Target Date Fund Common 233052406 2.492 111SH Sole None 111 De Master Blenders 1753 N.V. Common N2563N109 3.606 300SH Sole None 300 Deere & Co Common 244199105 210.637 2549SH Sole None 2549 Dell Inc Common 24702R101 3.801 400SH Sole None 400 Diageo PLC ADR Common 25243Q205 8106.565 71886SH Sole None 71886 DIAMONDS Trust, Series 1 Common 252787106 43.557 325SH Sole None 325 Digital Realty Trust Inc Common 253868103 3506.469 50331SH Sole None 50331 Digitl Realty Trust Pfd Pref. 253868707 26.750 1000SH Sole None 1000 Dish Network Corp Common 25470M109 183.660 6000SH Sole None 6000 Dollar Tree Stores Inc Common 256746108 3598.718 75087SH Sole None 75087 Dominion Resources Inc Common 25746U109 245.112 4630SH Sole None 4630 Dow Chem Co Common 260543103 2.896 100SH Sole None 100 Dreyfus Strategic Muni Bond Common 26202F107 2.994 303SH Sole None 303 Dreyfus Strategic Municipals Common 261932107 12.325 1230SH Sole None 1230 DryShips Inc Common Y2109Q101 4.729 2021SH Sole None 2021 Duke Energy Corp Common 264399106 67.252 1038SH Sole None 1038 DURECT Corporation Common 266605104 2.880 2000SH Sole None 2000 E I Du Pont De Nemours & Co Common 263534109 25.135 500SH Sole None 500 Eastern American Natural Gas Trust Common 276217106 8.460 400SH Sole None 400 Eaton Corporation Common 278058102 9.162 200SH Sole None 200 Eaton Vance CA Muni Bond Common 27828A100 81.404 6435SH Sole None 6435 Eaton Vance Tax Mgd Global Common 27829C105 8.325 750SH Sole None 750 eBay Inc Common 278642103 12.093 250SH Sole None 250 Echostar Corp Com Common 278768106 45.856 1600SH Sole None 1600 Ecolab Inc Common 278865100 20.361 300SH Sole None 300 Edison International Common 281020107 925.451 20255SH Sole None 20255 Edwards Lifesciences Corp Common 28176E108 10.737 100SH Sole None 100 Eldorado Gold Corp Common 284902103 13.512 887SH Sole None 887 Eli Lilly & Co Common 532457108 19.844 400SH Sole None 400 Emc Corp Common 268648102 123.063 4604SH Sole None 4604 Emerson Elec Co Common 291011104 11.450 233SH Sole None 233 Enbridge Energy Partners LP Common 29250R106 5.005 170SH Sole None 170 Encana Corp Common 292505104 43.621 1990SH Sole None 1990 Energen Corp Common 29265N108 5.241 100SH Sole None 100 Energizer Holding Inc Common 29266R108 9.468 127SH Sole None 127 Energy Transfer Partners LP Common 29273R109 27.578 647SH Sole None 647 Enerplus Resources Fund Common 292766102 39.386 2350SH Sole None 2350 Ensco Intl Inc Common G3157S106 3402.788 62180SH Sole None 62180 Enterprise Products Part Common 293792107 116.075 2158SH Sole None 2158 Entropic Communications Common ENTR 48.888 8400SH Sole None 8400 Epsilon Energy Ltd Common EPSEF 3.687 1825SH Sole None 1825 Equifax Inc Common 294429105 74.528 1600SH Sole None 1600 ETFS Physical Silver Shares Common 26922X107 6.840 200SH Sole None 200 Ev Energy Partners Com Common 26926V107 1.553 25SH Sole None 25 Exelon Corp Common 30161N101 192.701 5416SH Sole None 5416 Expedia Inc Common 30212P303 2917.553 50556SH Sole None 50556 Express Scripts Inc Common 30219G108 6244.871 99652SH Sole None 99652 Exxon Mobil Corp Common 30231G102 8657.734 94633SH Sole None 94633 Facebook Inc Common 30303M102 142.371 6500SH Sole None 6500 Fanuc Ltd Common 307305102 10.826 405SH Sole None 405 Fastenal Company Common 311900104 3632.569 84419SH Sole None 84419 Fedex Corp Common 31428X106 5.077 60SH Sole None 60 Ferrellgas Partners LP Common 315293100 8.148 420SH Sole None 420 First Republic Bank Common 33616C100 3624.208 105262SH Sole None 105262 First Republic Bank Pfd Pref. 33616C209 46.121 1700SH Sole None 1700 First Republic Bk 6.70% Pfd Pref. FRC+A 31.200 1150SH Sole None 1150 First Trust Aberdeen Global Opp Inc Common 337319107 15.155 835SH Sole None 835 First Trust STOXX European Select Div Common 33735T109 4.350 361SH Sole None 361 First Trust Value Line Dividend Common 33734H106 6.944 400SH Sole None 400 FirstEnergy Corp Common 337932107 40.793 925SH Sole None 925 Flaherty & Crumrine/Claymore Pfd Income Common 338478100 11.774 589SH Sole None 589 Flowserve Corporation Common 34354P105 3839.769 29908SH Sole None 29908 Fluor Corp Common 343861100 3.377 60SH Sole None 60 Ford Motor Pfd 7.5% Common 345370852 92.208 3400SH Sole None 3400 Ford Mtr Co Common 345370860 47.417 4650SH Sole None 4650 Forest Oil Corporation Common FST 1.392 160SH Sole None 160 Freeport McMoran Copper & Gold Common 35671D105 53.735 1355SH Sole None 1355 Frontier Communications Corp Common 35906A108 5.807 1210SH Sole None 1210 Frontline Ltd Common G3682E127 3.840 1000SH Sole None 1000 Gardner Denver, Inc Common 365558105 2328.410 38550SH Sole None 38550 General Dynamics Common 369550108 19.993 302SH Sole None 302 General Elec Co Common 369604103 252.966 11800SH Sole None 11800 General Electric 6.45% 6/15/46 Common GER 79.110 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 334.989 12825SH Sole None 12825 General Mills Inc Common 370334104 31.880 800SH Sole None 800 General Motors Company Warrant A Common 37045V118 1.709 124SH Sole None 124 General Motors Company Warrants B Common 37045V126 1.024 124SH Sole None 124 General Motors Corp Common 37045V100 127.982 5208SH Sole None 5208 Genuine Parts Company Common 372460105 12.206 200SH Sole None 200 Gilead Sciences Inc Common 375558103 41.125 620SH Sole None 620 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 26.135 1026SH Sole None 1026 Glaxosmithkline plc Common 37733W105 41.874 885SH Sole None 885 GMAC Capital Pfd 8.125% Common 361860208 10.044 400SH Sole None 400 Golar LNG Ltd Common G9456A100 3.859 100SH Sole None 100 Goldman Sachs 6.20% Pfd Pref. 38144X500 253.382 10011SH Sole None 10011 Goldman Sachs Group Inc Common 38141G104 34.104 300SH Sole None 300 Google Inc Common 38259P508 6990.181 9287SH Sole None 9287 Gran Tierra Energy Inc Common 38500T101 7.238 1400SH Sole None 1400 Guggenheim Strategic Opportunity Fund Common 40167F101 16.424 750SH Sole None 750 Halliburton Co Common 406216101 57.204 1665SH Sole None 1665 Harbinger Group Inc Common 012489153 1.349 160SH Sole None 160 Hawaiian Electric Industries Inc Common 419870100 102.609 3900SH Sole None 3900 Heinz H J Company Common 423074103 22.877 402SH Sole None 402 Helen of Troy Ltd Common G4388N106 6.366 200SH Sole None 200 Henry Schein Inc Common 806407102 7.922 100SH Sole None 100 Hershey Foods Corporation Common 427866108 56.972 804SH Sole None 804 Hewlett-Packard Co Common 428236103 16.852 1138SH Sole None 1138 Hillman Group Capital 11.60% Common 43162L206 10.861 363SH Sole None 363 Hines Real Estate Invest Trust Nsa Common 433995511 5.166 664SH Sole None 664 Hittite Microwave Corp Common 43365Y104 1.387 25SH Sole None 25 Home Depot Inc Common 437076102 111.464 1821SH Sole None 1821 Honeywell Intl Inc Common 438516106 43.286 705SH Sole None 705 Hospitality Porperty Trust 7% PFD Common 44106M508 13.475 528SH Sole None 528 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 116.041 4625SH Sole None 4625 HSBC Holdings PLC Common 404280406 18.492 385SH Sole None 385 HSBC Holdings Plc Common 404280406 2.299 240SH Sole None 240 HSBC Holdings Plc 8% Pfd Pref. HCS+B 28.250 1000SH Sole None 1000 Iberdrola S A Common 450737101 3.606 200SH Sole None 200 ICON Plc Common 45103T107 48.740 2000SH Sole None 2000 IDACORP Inc Common 451107106 12.981 300SH Sole None 300 IKONICS Corporation Common IKNX 31.840 4000SH Sole None 4000 Impax Laboratories Common IPXL 12.980 500SH Sole None 500 Industrial Sector SPDR Common 81369Y704 41.065 1115SH Sole None 1115 ING Prime Rate Trust Common 44977W106 51.626 8300SH Sole None 8300 Inland American REIT Common 457281103 110.615 15321SH Sole None 15321 Intel Corp Common 458140100 4920.561 217439SH Sole None 217439 International Business Machine Common 459200101 6976.823 33687SH Sole None 33687 International Paper Co Common 460146103 14.644 400SH Sole None 400 Intuitive Surgical Inc Common 46120E602 19.825 40SH Sole None 40 Invesco Van Kampen Muni Trust Common 920919107 15.270 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 4.696 80SH Sole None 80 iPath S&P 500 VIX Short-Term Common 06740C261 682.400 20000SH Sole None 20000 iShares S&P Europe 350 Common 464287861 6.208 170SH Sole None 170 iShares Barclays 10-20 Yr Trea Bd Common 464288653 67.220 498SH Sole None 498 iShares Barclays 1-3 Year Treasury Bon Common 464287457 103.837 1230SH Sole None 1230 iShares Barclays 20+ Yr Treas Bond Common 464287432 19.142 158SH Sole None 158 iShares Barclays 3-7 Yr Treasury Bond Common 464288661 3.085 25SH Sole None 25 iShares Barclays Agency Common AGZ 3.188 28SH Sole None 28 iShares Barclays Aggregate Bond Common 464287226 345.393 3087SH Sole None 3087 iShares Barclays Int Credit Bond Common 464288638 358.975 3225SH Sole None 3225 iShares Barclays Interm Govt/Credit Bd Common 464288612 5.640 50SH Sole None 50 iShares Barclays MBS Bond Common 464288588 82.058 754SH Sole None 754 iShares Barclays Short Treasury Bond Common 464288679 7.164 65SH Sole None 65 iShares Barclays TIPS Bond Fund Common 464287176 1816.927 14922SH Sole None 14922 iShares China 25 Index Fund Common 464287184 2.595 75SH Sole None 75 iShares Cohen & Steers Rlty Common 464287564 34.799 447SH Sole None 447 iShares COMEX Gold Trust Common 464285105 5.872 340SH Sole None 340 iShares DJ Dividend Index Fund Common 464287168 3.749 65SH Sole None 65 iShares DJ US Consumer Goods Common 464287812 11.174 150SH Sole None 150 iShares Dow Jones Ind Common 464287754 15.464 219SH Sole None 219 iShares Dow Jones Total Market Common 464287846 40.320 560SH Sole None 560 iShares Dow Jones US Technology Common 464287721 3.794 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 3.043 34SH Sole None 34 iShares FTSE China Common 464288190 57.684 1350SH Sole None 1350 iShares FTSE NAREIT Mtg Plus Cap Common 464288539 17.057 1135SH Sole None 1135 iShares Goldman Sachs Tech Index Fund Common 464287549 10.180 147SH Sole None 147 iShares GS Natural Resources Common 464287374 2.963 75SH Sole None 75 iShares High Yield Bond Common 464288513 431.337 4665SH Sole None 4665 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 249.289 2051SH Sole None 2051 iShares MSCI Brazil Index Common 464286400 16.149 300SH Sole None 300 iShares MSCI EAFE Index Fund Common 464287465 160.217 3016SH Sole None 3016 iShares MSCI Emerging Markets Index Common 464287234 6468.070 156456SH Sole None 156456 iShares Mstar Small Growth Common 464288604 5.696 60SH Sole None 60 iShares Russell 1000 Growth Common 464287614 424.135 6364SH Sole None 6364 iShares Russell 1000 Index Fund Common 464287622 7.630 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 450.817 6247SH Sole None 6247 iShares Russell 2000 Growth Common 464287648 3528.818 36924SH Sole None 36924 iShares Russell 2000 Value Index Common 464287630 3450.646 46672SH Sole None 46672 iShares Russell 3000 Value Common 464287663 39.381 417SH Sole None 417 iShares Russell Mid Cap Index Common 464287499 102.352 924SH Sole None 924 iShares Russell Midcap Growth Index Common 464287481 4.062 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 1.583 32SH Sole None 32 iShares S&P CA AMT-Free Muni Common 464288356 17.448 150SH Sole None 150 iShares S&P Global Tech Index Fund Common 464287291 6.914 100SH Sole None 100 iShares S&P Latin America Common 464287390 10.219 240SH Sole None 240 iShares S&P Mid Cap 400 Common 464287507 15.197 154SH Sole None 154 iShares S&P Small Cap 600 Common 464287879 98.863 1251SH Sole None 1251 iShares S&P SmallCap 600 Index Common 464287804 14.104 183SH Sole None 183 iShares S&P/Citi Intl Treasury Bd Common 464288117 10.868 105SH Sole None 105 iShares Silver Trust Common 46428Q109 57.920 1730SH Sole None 1730 iShares Trust 7-10 Yr Treasury Bond Common 464287440 130.137 1209SH Sole None 1209 iShares Trust Russell 2000 Index Common 464287655 125.577 1505SH Sole None 1505 iShares USD Emg Mrkt Bond Common 464288281 36.603 301SH Sole None 301 J P Morgan Chase & Co Common 46625H100 151.877 3704SH Sole None 3704 JDS Uniphase Corp Common 46612J507 15.332 1463SH Sole None 1463 Johnson & Johnson Common 478160104 495.523 7151SH Sole None 7151 Jones Apparel Group Inc Common 480074103 3.390 250SH Sole None 250 JP Morgan Chase Capital XII Common 46626X203 5.080 200SH Sole None 200 JP Morgan Chase Pfd 6.875% Common 48123W209 10.204 400SH Sole None 400 Kansas City Southern Common 485170302 81.103 1100SH Sole None 1100 Katahdin Bankshares Corp Common 485835102 6.250 500SH Sole None 500 KEMET Corp Common 488360207 8.800 2000SH Sole None 2000 Kimberly Clark Corp Common 494368103 60.046 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 173.505 2103SH Sole None 2103 Kinder Morgan Inc Common 49456B101 38.316 1079SH Sole None 1079 Kinder Morgan Management LLC Common 49455U100 23.684 310SH Sole None 310 Kodiak Oil & Gas Corp Common 50015Q100 1.872 200SH Sole None 200 Las Vegas Sands Corp Common 517834107 7.095 153SH Sole None 153 Level 3 Communications Inc Common 52729N308 6.707 292SH Sole None 292 Life Technologies Corp Common 53217V109 3.176 65SH Sole None 65 Limited Brands Inc Common 532716107 5.172 105SH Sole None 105 Linn Energy LLC Common 536020100 201.622 4889SH Sole None 4889 Lockheed Martin Corp Common 539830109 20.544 220SH Sole None 220 Loews Corp Common 540424108 50.523 1225SH Sole None 1225 Lone Pine Resources Inc Common LPR 1.650 1000SH Sole None 1000 L'Oreal SA Common LRLCY 8.028 325SH Sole None 325 LSI Logic Corp Common 502161102 6.918 1052SH Sole None 1052 Lululemon Athlettca Inc Common 550021109 2.292 31SH Sole None 31 LVMH Moet Hennessy Louis Vuitton Common LVMUY 11.126 370SH Sole None 370 M.D.C. Holdings Inc Common 552676108 25.224 655SH Sole None 655 Magellan Midstream Partners LP Common 559080106 55.667 1264SH Sole None 1264 Manulife Financial Corporation Common 56501R106 4.503 374SH Sole None 374 Market Vectors Agribusiness ETF Common MOO 2.279 44SH Sole None 44 Market Vectors Brazil Small Cap Common 57060U613 3.472 85SH Sole None 85 Market Vectors Indonesia Index Common 57060U753 4.801 168SH Sole None 168 Mastercard Inc Common 57636Q104 6701.931 14826SH Sole None 14826 Materials Select Sector SPDR Common 81369Y100 31.981 875SH Sole None 875 Matson Inc Common 57686G105 20.910 1000SH Sole None 1000 McDermott International Inc Common 580037109 .794 65SH Sole None 65 McDonalds Corp Common 580135101 5583.045 60850SH Sole None 60850 Mead Johnson Nutrition Company Common 582839106 50.563 690SH Sole None 690 Medtronic Inc Common 585055106 15.761 365SH Sole None 365 Merck & Co Inc Common 58933Y105 129.759 2772SH Sole None 2772 Merrill Lynch Cap Trust III 7.375% Common 59025D207 10.136 400SH Sole None 400 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 25.100 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 2.521 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 57.376 2200SH Sole None 2200 MFS Charter Income Trust Common 552727109 17.228 1700SH Sole None 1700 MGM Mirage Common 552953101 4.300 400SH Sole None 400 Micron Technology Inc Common 595112103 5.980 1000SH Sole None 1000 Microsoft Corp Common 594918104 455.867 15315SH Sole None 15315 MidCap SPDRs Common 78467Y107 78.625 437SH Sole None 437 Molycorp Inc Common 608753109 1.150 100SH Sole None 100 Mondelez International Inc Common 609207105 15.809 472SH Sole None 472 Morgan Stanley 6.25% Pfd Pref. 617460209 130.194 5235SH Sole None 5235 Morgan Stanley Cap Trust VI Common 617461207 40.928 1629SH Sole None 1629 Morgan Stanley Capital V Pfd 5.75% Common 617466206 24.870 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 10.872 900SH Sole None 900 Morgan Stanley Pfd 6.25% Common 617462205 9.956 400SH Sole None 400 National Fuel Gas Company Common 636180101 20.820 400SH Sole None 400 National Oilwell Varco Inc Common 637071101 18.857 235SH Sole None 235 Nestle Common 012777647 2970.542 46893SH Sole None 46893 Nestle S.A. Common 641069406 4115.404 65028SH Sole None 65028 Netapp Inc Common 64110D104 10.146 315SH Sole None 315 Newcastle Invt 9.75% Pfd Pref. NCT+B 48.992 1905SH Sole None 1905 Newmont Mining Corp Common 651639106 16.805 300SH Sole None 300 Nexen Inc 7.35% Common 65334H508 10.172 400SH Sole None 400 NextEra Energy, Inc. Common 65339F101 6717.113 95489SH Sole None 95489 Nike Inc Cl B Common 654106103 5332.967 56186SH Sole None 56186 Norfolk Southern Corp Common 655844108 94.787 1476SH Sole None 1476 Northeast Utilities Common 664397106 29.590 774SH Sole None 774 Northern Oil And Gas Inc Common 665531109 25.485 1500SH Sole None 1500 Northern Trust Corporation Common 665859104 3279.641 70593SH Sole None 70593 Northrop Grumman Corp Common 666807102 22.121 333SH Sole None 333 Northwest Natural Gas Co Common 667655104 9.848 200SH Sole None 200 Novartis ADR Common 66987V109 104.571 1707SH Sole None 1707 Novo Nordisk A/S Common 670100205 11.836 75SH Sole None 75 Nuance Communications Inc Common 669967101 4.978 200SH Sole None 200 NuVasive Inc Common NUVA 57.275 2500SH Sole None 2500 Nuveen CA Performance Plus Common 67062Q106 14.697 900SH Sole None 900 Nuveen California Select Tax Free Income Common 67063R103 20.078 1256SH Sole None 1256 Nuveen Insd Quality Municipal Common 67062N103 4.623 300SH Sole None 300 Nuveen Performance Plus Muni Fd Common 67062P108 11.935 706SH Sole None 706 Nuveen Prem Income Muni Fd Common 67062T100 5.719 364SH Sole None 364 Nuveen Quality Income Muni Fd Common 670977107 16.283 1009SH Sole None 1009 Nuveen Senior Income Fund Common 67067Y104 5.827 780SH Sole None 780 Occidental Pete Corp Common 674599105 358.937 4385SH Sole None 4385 Office Depot Common 676220106 15.263 6272SH Sole None 6272 OmniVision Technologies Inc Common 682128103 4.537 325SH Sole None 325 Oracle Systems Corp Common 68389X105 5205.523 165592SH Sole None 165592 O'Reilly Automotive Inc Common 67103H107 18.696 220SH Sole None 220 Pan American Silver Corp Common 697900108 2.144 100SH Sole None 100 Panera Bread Co Common 69840W108 11.621 68SH Sole None 68 Peabody Energy Corporation Common 704549104 11.145 500SH Sole None 500 Pegasi Energy Resources Corp Common 70557V101 2.070 3000SH Sole None 3000 Pembina Pipeline Corporation Common 706327103 51.724 1844SH Sole None 1844 Pepco Holdings Inc Common 713291102 72.425 3832SH Sole None 3832 Pepsico Inc Common 713448108 5919.308 83671SH Sole None 83671 PetroChina Co ADR Common 71646E100 12.916 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 27.522 1200SH Sole None 1200 Pfizer Inc Common 717081103 649.213 25990SH Sole None 25990 PG&E Corporation Common 69331C108 91.655 2150SH Sole None 2150 Philip Morris Intl Common 718172109 6045.170 66539SH Sole None 66539 Phillips 66 Common 718546104 32.688 705SH Sole None 705 Piedmont Natural Gas Co Inc Common 720186105 12.500 400SH Sole None 400 PIMCO 1-5 Year US Tips Index Common STPZ 5.015 93SH Sole None 93 PIMCO Cal Muni Inc Fund II Common 72200M108 36.596 3401SH Sole None 3401 PIMCO Corporate & Income Opportunity Common 72201B101 426.958 21237SH Sole None 21237 Pimco Income Opp Fund Common PKO 9.069 300SH Sole None 300 PIMCO Income Strategy Fund Common PFL 14.811 1109SH Sole None 1109 Pimco Muni Inc III Common 72201A103 62.217 4674SH Sole None 4674 PIMCO Muni Income Fund II Common 72200W106 13.220 1000SH Sole None 1000 PIMCO Strategic Global Govt Fund Common 72200X104 18.495 1500SH Sole None 1500 Pinnacle West Capital Corporation Common 723484101 21.120 400SH Sole None 400 Pioneer Natural Resources Co Common 723787107 6.129 60SH Sole None 60 Pitney Bowes Inc Common 724479100 7.349 532SH Sole None 532 Plains All American Pipeline LP Common 726503105 37.044 420SH Sole None 420 PNC Financial 6.125% Pfd Pref. PNC+P 60.434 2200SH Sole None 2200 PNC Financial Corp Pfd Pref. 693475857 90.651 3300SH Sole None 3300 PolyMet Mining Corp Common 731916102 9.280 8000SH Sole None 8000 POSCO Common 693483109 8.154 100SH Sole None 100 Potash Corp Of Saskatchewan Common 73755L107 9.770 225SH Sole None 225 PowerShares Clean Energy Fund Common 73935X500 .790 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 8.823 300SH Sole None 300 PowerShares Emerg Mkts Infrastructure Common PXR 11.742 300SH Sole None 300 PowerShares HighYield Div Acheivers Common 73935X302 5.367 555SH Sole None 555 PowerShares Intl Div Achievers Common 73935X716 6.080 400SH Sole None 400 PowerShares QQQ Common 73935A104 101.004 1473SH Sole None 1473 Praxair Inc Common 74005P104 51.940 500SH Sole None 500 Premier Service Bank Common AD8324040 2.449 1560SH Sole None 1560 Price Smart Inc Common 741511109 7.572 100SH Sole None 100 Priceline.Com Common 741503403 28.062 46SH Sole None 46 Procter & Gamble Co Common 742718109 304.150 4387SH Sole None 4387 Prologis Trust Common 743410102 6.148 169SH Sole None 169 Prologis Pfd 6.75% Common 74340W608 32.630 1300SH Sole None 1300 Prospect Capital Corporation Common 74348T102 7.151 604SH Sole None 604 Protective Life 6.25% Common PL+C 25.770 1000SH Sole None 1000 Protective Life Corp Common 743674103 99.152 3783SH Sole None 3783 Protective Life Pfd 6.25% Common 743674608 10.308 400SH Sole None 400 Prudential Financial Inc Common 744320102 5.996 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 272.581 8471SH Sole None 8471 Public Storage 5.625% Pfd Pref. PSA+U 25.980 1000SH Sole None 1000 Public Storage 5.90% Pfd Pref. PSA+S 39.810 1500SH Sole None 1500 Public Storage 6.25% Pfd Pref. PSA+Z 111.671 4300SH Sole None 4300 Public Storage 6.25% Pfd Z Common 74460D521 64.925 2500SH Sole None 2500 Public Storage 6.50% Pfd Pref. PSA+P 63.682 2325SH Sole None 2325 Public Storage Inc Common 74460D109 102.934 740SH Sole None 740 Public Storage Pfd 5.6% Common 74460W602 44.166 1700SH Sole None 1700 Public Storage Pfd 5.75% Common 74460W404 65.600 2500SH Sole None 2500 Public Storage Pfd 5.9% Common 74460W206 21.232 800SH Sole None 800 Public Storage Pfd 6.5% Common 74460D158 56.150 2050SH Sole None 2050 Pulte Homes Inc Common 745867101 8.825 500SH Sole None 500 Putnam Managed Municipal Income Common 746823103 6.760 800SH Sole None 800 Putnam Municipal Opportunities Common 746922103 11.034 834SH Sole None 834 QEP Resources Inc Common 74733V100 31.660 1000SH Sole None 1000 QLogic Corp Common 747277101 5.712 600SH Sole None 600 Qualcomm Inc Common 747525103 7481.981 119968SH Sole None 119968 Reaves Utility Income Fund Common 756158101 64.253 2533SH Sole None 2533 Rent-A-Center Inc Common RCII 11.646 351SH Sole None 351 ResMed Inc Common 761152107 4.047 100SH Sole None 100 Rite Aid Corp Common 767754104 5.265 4500SH Sole None 4500 Rockwell Automation Inc Common 773903109 36.722 528SH Sole None 528 Rogers Communications Inc B Common 775109200 15.512 380SH Sole None 380 Ross Stores Inc Common 778296103 4334.060 67160SH Sole None 67160 Rowan Cos Inc Common 779382100 20.262 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 16.576 800SH Sole None 800 Royal Dutch Shell CL B Common 780259107 17.825 250SH Sole None 250 Royal Dutch Shell plc Common 780259206 6144.167 88533SH Sole None 88533 RPM International Inc Common 749685103 51.743 1813SH Sole None 1813 Sabine Royalty Trust Common 785688102 10.330 200SH Sole None 200 Safeguard Scientifics, Inc Common 786449207 4.707 300SH Sole None 300 Safeway Inc Common 786514208 3.770 240SH Sole None 240 SAIC Inc Common 78390X101 16.447 1366SH Sole None 1366 San Diego G&E 7.28% Pfd Pref. SDO+H 52.105 1717SH Sole None 1717 Sandisk Corp Common 80004C101 21.715 500SH Sole None 500 Sanmina-SCI Corp Common 800907206 4.205 500SH Sole None 500 Sanofi Aventis Common 80105N105 29.608 680SH Sole None 680 SAP AG Common 803054204 12.839 180SH Sole None 180 Saturns GS Cap I 6% Pfd Pref. HJL 29.726 1200SH Sole None 1200 SBA Communications Corp Common 78388J106 11.322 180SH Sole None 180 Schlumberger Limited Common 806857108 5036.299 69729SH Sole None 69729 Seabridge Gold Inc Common 811916105 11.640 600SH Sole None 600 Seadrill Limited Common G7945E105 7.844 200SH Sole None 200 Sempra Energy Common 816851109 238.010 3524SH Sole None 3524 Semtech Corporation Common SMTC 187.067 7441SH Sole None 7441 Shaw Communications Inc Common 82028K200 94.300 4600SH Sole None 4600 Siemens AG Common 826197501 6427.624 64145SH Sole None 64145 Signature Bank Common SBNY 16.770 250SH Sole None 250 Simon Property Group Inc Common 828806109 70.033 461SH Sole None 461 SINA Corporation Common G81477104 6.468 100SH Sole None 100 Skechers USA Inc Common 830566105 2.040 100SH Sole None 100 SLM Corporation Common 78442P106 15.720 1000SH Sole None 1000 SMART Technologies Inc Common 83172R108 3.020 2000SH Sole None 2000 Southern CA Ed Pfd 4.78% Common 842400509 25.480 1000SH Sole None 1000 Southern Co Common 842587107 383.153 8313SH Sole None 8313 Southwest Gas Corp Common 844895102 4.420 100SH Sole None 100 SPDR Barclays Cap Interm Term Common 78464A672 6.736 110SH Sole None 110 SPDR Barclays Capital High Yield Common 78464A417 14.607 364SH Sole None 364 SPDR Barclays Capital Short Term Corp Common SCPB 51.761 1680SH Sole None 1680 SPDR Gold Shares Common 78463V107 162.780 947SH Sole None 947 SPDR S&P Bric 40 Common 78463X798 72.204 3153SH Sole None 3153 Spectra Energy Corp Common 847560109 10.981 374SH Sole None 374 Standard & Poors Depository Receipts Common 78462F103 28.966 200SH Sole None 200 Stanley Black & Decker Common 854616109 2.898 38SH Sole None 38 Stanley Black & Decker Pfd Pref. 854502705 56.696 2150SH Sole None 2150 Staples Inc Common 855030102 2.424 210SH Sole None 210 Star Gas Partners LP Common 85512C105 3.024 700SH Sole None 700 Starbuck's Corp Common 855244109 111.352 2196SH Sole None 2196 Stericycle Inc Common 858912108 38.233 425SH Sole None 425 Stone Energy Common 861642106 3.125 37SH Sole None 37 Suburban Propane Partners LP Common 864482104 16.544 400SH Sole None 400 Symantec Corp Common 871503108 32.875 1850SH Sole None 1850 Syngenta AG ADR Common 87160A100 63.997 855SH Sole None 855 Sysco Corp Common 871829107 47.218 1490SH Sole None 1490 Target Corporation Common 87612E106 57.812 915SH Sole None 915 Taro Pharmaceutical Inds Ltd Common M8737E108 18.276 400SH Sole None 400 TE Connectivity Ltd Common H84989104 14.046 413SH Sole None 413 Terra Nitrogen Company LP Common 881005201 43.200 200SH Sole None 200 Teva Pharmaceutical Ind Common 881624209 4625.867 111783SH Sole None 111783 Textron Inc Common 883203101 73.868 2840SH Sole None 2840 The Active Network Inc Common 00506D100 276.675 22081SH Sole None 22081 The Blackstone Group LP Common 09253U108 10.739 720SH Sole None 720 The Buckle Inc Common 118440106 81.774 1800SH Sole None 1800 The Energy Select Sector Index Common 81369Y506 47.501 647SH Sole None 647 The Manitowoc Company Inc Common 563571108 8.004 600SH Sole None 600 The PNC Financial Services Group Inc Common 693475105 9.221 143SH Sole None 143 The Travelers Companies Inc Common 89417E109 9.390 127SH Sole None 127 Thermo Fisher Scientific Inc. Common 883556102 5.349 90SH Sole None 90 Time Warner Cable Inc Common 88732J207 11.594 118SH Sole None 118 Time Warner Inc Common 887317303 21.659 478SH Sole None 478 Titanium Metals Corporation Common 888339207 42.756 3333SH Sole None 3333 Tjx Companies Inc Common 872540109 5585.739 124893SH Sole None 124893 Toyota Motor Corp Common 892331307 23.553 300SH Sole None 300 TransAtlantic Petroleum Ltd Common G89982105 2.613 2500SH Sole None 2500 TransCanada Corporation Common 89353D107 39.167 861SH Sole None 861 Transocean Ltd. Common H8817H100 29.203 613SH Sole None 613 TripAdvisor Inc Common 896945201 1675.466 50955SH Sole None 50955 TRW Automotive Holdings Corp Common 87264S106 8.742 200SH Sole None 200 Tuesday Morning Corp Common 899035505 1.393 212SH Sole None 212 Two Harbors Investment Corp Common 90187B101 13.092 1110SH Sole None 1110 UBS Fisher Big Cap 5/24/2013 Common 90268U176 36.007 1270SH Sole None 1270 Union Pacific Corporation Common 907818108 6008.733 50568SH Sole None 50568 United Parcel Service Inc Cl B Common 911312106 5549.972 77470SH Sole None 77470 United States Steel Common 912909108 11.442 600SH Sole None 600 United Technologies Corp Common 913017109 5447.155 69611SH Sole None 69611 URS Corporation Common 903236107 104.410 2838SH Sole None 2838 US Energy Corp Common 911805109 64.500 30000SH Sole None 30000 Vale S.A. Common 91912E105 39.081 2175SH Sole None 2175 Valero Energy Corp Common 91913Y100 12.672 400SH Sole None 400 Vanguard Emerging Markets Stock ETF Common 922042858 34.600 821SH Sole None 821 Vanguard FTSE All World ETF Common 922042775 4.940 115SH Sole None 115 Vanguard Intermediate Term Bond Common 921937819 22.760 253SH Sole None 253 Vanguard Long Term Bond EFT Common 921937793 6.768 71SH Sole None 71 Vanguard Mid Cap ETF Common 922908629 8.116 100SH Sole None 100 Vanguard Mid Cap Growth ETF Common 922908538 21.477 317SH Sole None 317 Vanguard Mid Cap Value ETF Common 922908512 48.566 832SH Sole None 832 Vanguard REIT Index VIPERS Common 922908553 9.096 140SH Sole None 140 Vanguard Short Term Bond ETF Common 921937827 55.013 676SH Sole None 676 Vanguard Short-Term Corp Bond Common VCSH 3.301 41SH Sole None 41 Vanguard Sm Cap Growth Common 922908595 27.796 315SH Sole None 315 Vanguard Small Cap ETF Common 922908751 20.121 251SH Sole None 251 Vanguard Small Cap Value Common 922908611 33.375 460SH Sole None 460 Vanguard Total Bond Market ETF Common 921937835 129.952 1533SH Sole None 1533 Varian Medical Systems Inc Common 92220P105 34.081 565SH Sole None 565 Vector Group Ltd Common 92240M108 7.699 464SH Sole None 464 Verizon Communications Common 92343V104 7037.427 154450SH Sole None 154450 Viacom Inc-Cl B Common 92553P201 17.899 334SH Sole None 334 ViroPharma Inc Common 928241108 6.038 200SH Sole None 200 Visa Inc Common 92826C839 20.142 150SH Sole None 150 VMware Inc Common 928563402 6.385 66SH Sole None 66 Vodafone Group Common 92857W209 43.378 1518SH Sole None 1518 Volcano Corporation Common 928645100 2.857 100SH Sole None 100 Volvo AB Common 928856400 15.747 1116SH Sole None 1116 Vornado Realty Tr 5.7% Pfd Pref. VNO+K 8.768 350SH Sole None 350 Vornado Realty Trust 6.875% Common 929042869 22.056 800SH Sole None 800 W.R. Berkley 6.75% Pfd Pref. 08449Q203 125.234 4915SH Sole None 4915 Wabtec Corp Common 929740108 20.073 250SH Sole None 250 Walgreen Co Common 931422109 64.744 1780SH Sole None 1780 Walmart Stores Inc Common 931142103 40.588 550SH Sole None 550 Walt Disney Company Common 254687106 110.281 2116SH Sole None 2116 Waste Management Inc Common 94106L109 64.172 2000SH Sole None 2000 Watson Pharmaceutical Inc Common 942683103 4284.012 50259SH Sole None 50259 WD-40 Company Common 929236107 5.264 100SH Sole None 100 Wells Fargo & Co Common 949746101 60.292 1734SH Sole None 1734 Wells Fargo Company Pfd 8% Common 949746879 35.664 1200SH Sole None 1200 Western Asset Emerging Markets Debt Common 95766A101 36.987 1690SH Sole None 1690 Western Asset Global Partners Income Fun Common 95766G108 6.800 500SH Sole None 500 Western Asset Managed Muni Fund Common 95766M105 10.812 702SH Sole None 702 Western Digital Corp Common 958102105 1.073 30SH Sole None 30 Westpac Banking Corp Common Q97417101 2594.305 101140SH Sole None 101140 Westpac Banking Corporation Common 961214301 2615.271 20345SH Sole None 20345 Whirlpool Corporation Common 963320106 4.892 59SH Sole None 59 White Mountain Insurance Common G9618E107 6.024 12SH Sole None 12 Wisdomtree Brazilian Real Fund Common 97717W240 4.720 250SH Sole None 250 WisdomTree Emerging Local Debt Common ELD 2.406 46SH Sole None 46 Woodward Inc Common 980745103 10.194 300SH Sole None 300 World Fuel Services Corp Common 981475106 14.380 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 11.544 100SH Sole None 100 Xcel Energy Inc Common 98389B100 42.756 1527SH Sole None 1527 Xcel Energy Inc. Pfd 7.6% Common 98389B886 10.332 400SH Sole None 400 Xerox Corporation Common 984121103 2.202 300SH Sole None 300 Xylem Inc Common 98419M100 3244.669 129158SH Sole None 129158 Yahoo Inc Com Common 984332106 17.491 1100SH Sole None 1100 Yamana Gold Inc Common 98462Y100 8.354 447SH Sole None 447 Youku Inc Common 98742U100 2.759 150SH Sole None 150 Yum Brands Inc Common 988498101 10.614 160SH Sole None 160 Zions Bancorporation Common 989701107 10.330 500SH Sole None 500 TOTAL 291770.251 /TEXT /DOCUMENT /SUBMISSION