0001134152-12-000008.txt : 20121029 0001134152-12-000008.hdr.sgml : 20121029 20121029110934 ACCESSION NUMBER: 0001134152-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121029 DATE AS OF CHANGE: 20121029 EFFECTIVENESS DATE: 20121029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADELL HARRIMAN & CARPENTER INC CENTRAL INDEX KEY: 0001134152 IRS NUMBER: 760484482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06247 FILM NUMBER: 121166022 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7136211155 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 ahc13f-093012.txt COVER, SUMMARY & HOLDINGS REPORT UNITED STATES SECRUTIES AND EXCHANGE COMMISSION\ Washington, D.C. 20549 FORM 13F-HR INFORMATION REQURED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13F OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended September 30, 2012 Institutional Investment Manager Filing this Report: Name: Adell, Harriman, & Carpenter Address: 2700 Post Oak Blvd. Suite 1200 Houston, TX 77056 13F File Number: 028-06247 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leia P. Carpenter Title: Principal Phone: 713.621.1155 Signature, Place, and Date of Signing: Leia P. Carpenter Houston, Texas October 29, 2011 Report Type: 13F HOLDINGS REPORT List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $258,010,658 Adell, Harriman & Carpenter, Inc. HOLDINGS TABLE 30-Sep-12 Title of Market # of Voting Authority Security Class Cusip Value Shares Desc Sole Shared None ABBOTT LABS Com 002824100 1,467,870 21,410 Sole 21,410 0 0 ALERIAN MLP ETF Com 00162Q866 975,145 58,850 Sole 58,850 0 0 AMAZON.COM Com 023135106 2,628,652 10,336 Sole 10,336 0 0 AMGEN INC Com 031162100 1,750,366 20,766 Sole 20,766 0 0 AMREIT INC Com 032999856 227,932 15,380 Sole 15,380 0 0 ANADARKO PETRO Com 032511107 4,317,490 61,749 Sole 61,749 0 0 APACHE CORP Com 037411105 377,009 4,360 Sole 4,360 0 0 APPLE COMPUTER Com 037833100 28,684,848 42,999 Sole 42,999 0 0 AT&T CORP Com 00206R102 3,277,940 86,948 Sole 86,948 0 0 AUTOMATIC DATA Com 053015103 687,202 11,715 Sole 11,715 0 0 BANK OF AMERICA Com 060505104 108,521 12,290 Sole 12,290 0 0 BHP BILLITON LTD Com 088606108 4,507,060 65,691 Sole 65,691 0 0 BROADCOM CORP CL A Com 111320107 651,299 18,840 Sole 18,840 0 0 CATERPILLAR Com 149123101 2,053,173 23,863 Sole 23,863 0 0 CENTERPOINT ENERGY Com 15189T107 481,057 22,585 Sole 22,585 0 0 CENTURYLINK INC Com 156700106 6,269,671 155,190 Sole 155,190 0 0 CERNER CORP Com 156782104 1,434,774 18,540 Sole 18,540 0 0 CF INDS HLDGS INC Com 125269100 214,239 964 Sole 964 0 0 CHESTNUT ST EXC Com 166668103 296,648 750 Sole 750 0 0 CHEVRONTEXACO Com 166764100 5,938,619 50,949 Sole 50,949 0 0 CHINA FD Com 169373107 210,975 9,465 Sole 9,465 0 0 CHINA INDEX ISHARES Com 464287184 859,153 24,831 Sole 24,831 0 0 CISCO SYSTEMS Com 17275R102 998,420 52,287 Sole 52,287 0 0 COCA COLA Com 191216100 3,803,593 100,279 Sole 100,279 0 0 CONOCOPHILLIPS Com 20825C104 835,686 14,615 Sole 14,615 0 0 CUMMINS INC Com 231021106 1,331,051 14,435 Sole 14,435 0 0 DISNEY WALT CO Com 254687106 3,621,958 69,280 Sole 69,280 0 0 DU PONT Com 263534109 2,568,696 51,098 Sole 51,098 0 0 E M C CORP Com 268648102 2,316,505 84,947 Sole 84,947 0 0 EAGLE ROCK ENERGY PRTS Com 26985R104 1,281,040 134,000 Sole 134,000 0 0 EMERGING MARKETS ISHARES Com 464287234 4,788,080 115,864 Sole 115,864 0 0 EMERSON ELEC Com 291011104 1,790,962 37,103 Sole 37,103 0 0 ENERGY TRANSFER PRTS Com 29273R109 517,226 12,150 Sole 12,150 0 0 ENTERPRISE PRODUCTS Com 293792107 8,350,719 155,797 Sole 155,797 0 0 EQUINIX INC Com 29444U502 1,184,788 5,750 Sole 5,750 0 0 EXXON MOBIL Com 30231G102 20,291,475 221,886 Sole 221,886 0 0 FLUOR CORP Com 343412102 2,275,851 40,438 Sole 40,438 0 0 FREEPORT MC COPPER Com 35671D857 3,617,097 91,387 Sole 91,387 0 0 FRONTIER COMMUNICATIONS Com 35906A108 120,073 24,430 Sole 24,430 0 0 GAMCO GLOBAL GOLD Com 36465A109 538,920 37,425 Sole 37,425 0 0 GENERAL ELEC Com 369604103 1,761,297 77,556 Sole 77,556 0 0 GENERAL MILLS Com 370334104 2,671,783 67,046 Sole 67,046 0 0 GILEAD SCIENCES INC Com 375558103 341,600 5,150 Sole 5,150 0 0 GOOGLE INC Com 38259P508 4,389,681 5,818 Sole 5,818 0 0 HALLIBURTON Com 406216101 2,671,902 79,308 Sole 79,308 0 0 HESS CORP Com 42809H107 208,165 3,875 Sole 3,875 0 0 HONEYWELL INTL Com 438516106 3,901,615 65,299 Sole 65,299 0 0 IBM CORP Com 459200101 4,014,399 19,351 Sole 19,351 0 0 INDIA FUND INC Com 454089103 285,852 12,300 Sole 12,300 0 0 INTEL CORP Com 458140100 5,833,815 257,507 Sole 257,507 0 0 ISHARES D-J BASIC MAT Com 464287838 476,678 7,040 Sole 7,040 0 0 ISHARES D-J REAL ESTATE Com 464287739 3,262,385 50,674 Sole 50,674 0 0 ISHARES BRIC INDEX Com 464286657 3,207,334 84,985 Sole 84,985 0 0 ISHARES NASDAQ BIOTECH Com 464287556 1,345,907 9,439 Sole 9,439 0 0 ISHARES SM GR INDEX Com 464288604 271,321 2,858 Sole 2,858 0 0 ISHARES S&P GLOBAL MAT Com 464288695 817,826 13,789 Sole 13,789 0 0 ISHARES WORLD EX-US R-E Com 464288422 1,000,188 29,400 Sole 29,400 0 0 J P MORGAN CHASE Com 46625H100 5,384,892 133,026 Sole 133,026 0 0 JOHNSN&JOHNSN Com 478160104 5,037,734 73,106 Sole 73,106 0 0 KIMBERLY CLARK Com 494368103 460,295 5,366 Sole 5,366 0 0 KINDER MORGAN PRTS Com 494550106 3,204,218 38,839 Sole 38,839 0 0 LATIN AMER 40 INDEX Com 464287390 260,036 6,107 Sole 6,107 0 0 LINN ENERGY LLC Com 536020100 1,256,665 30,472 Sole 30,472 0 0 LYONDELLBASELL IND Com N53745100 1,974,962 38,230 Sole 38,230 0 0 MAGELLAN MIDSTREAM PRT Com 559080106 233,606 2,671 Sole 2,671 0 0 MARATHON OIL Com 565849106 410,284 13,875 Sole 13,875 0 0 MARATHON PET CORP Com 56585A102 223,819 4,100 Sole 4,100 0 0 MCDONALDS Com 580135101 5,368,642 58,514 Sole 58,514 0 0 MICROSOFT Com 594918104 5,112,232 171,782 Sole 171,782 0 0 NATIONAL OILWELL VARCO Com 637071101 302,415 3,775 Sole 3,775 0 0 NOBLE CORP Com H5833n103 381,415 10,660 Sole 10,660 0 0 OCCIDENTAL PET Com 674599105 3,765,039 43,749 Sole 43,749 0 0 ORACLE CORP Com 68389X105 6,112,635 194,299 Sole 194,299 0 0 PEPSICO INC Com 713448108 5,029,990 71,075 Sole 71,075 0 0 PHILLIPS 66 Com 718546104 414,038 8,929 Sole 8,929 0 0 PROCTER&GAMBLE Com 742718109 3,402,534 49,056 Sole 49,056 0 0 PUBLIC STORAGE Com 74460D109 544,851 3,915 Sole 3,915 0 0 QUALCOMM INC Com 747525103 7,513,982 120,281 Sole 120,281 0 0 RIO TINTO SPRD ADR 767204100 517,867 11,075 Sole 11,075 0 0 ROYAL DUTCH SHELL Com 780259107 1,247,607 17,498 Sole 17,498 0 0 SANDISK CORP Com 80004C101 558,076 12,850 Sole 12,850 0 0 SCHLUMBERGER Com 806857108 4,491,706 62,100 Sole 62,100 0 0 SEADRILL LTD Com G7945E105 1,062,862 27,100 Sole 27,100 0 0 SIMON PPTY GRP Com 828806109 1,525,691 10,050 Sole 10,050 0 0 SPDR GOLD TR Com 78463V107 763,363 4,441 Sole 4,441 0 0 TARGET CORP Com 87612E106 718,734 11,324 Sole 11,324 0 0 TEXAS INST Com 882508104 225,124 8,170 Sole 8,170 0 0 TORONTO-DOMINION BANK Com 891160509 1,900,152 22,800 Sole 22,800 0 0 UNITED TECHNOLOGIES CORP Com 913017109 5,224,135 66,728 Sole 66,728 0 0 VANGUARD NAT RES LLC Com 92205F106 3,337,997 115,342 Sole 115,342 0 0 VERIZON COMM Com 92343V104 3,187,895 69,956 Sole 69,956 0 0 VISA INC Com 92826C839 3,628,917 27,025 Sole 27,025 0 0 WAL MART Com 931142103 465,752 6,311 Sole 6,311 0 0 WALGREEN CO Com 931422109 974,624 26,746 Sole 26,746 0 0 WEATHERFORD Com H27013103 130,794 10,315 Sole 10,315 0 0 WEINGARTEN RLTY Com 948741103 257,853 9,173 Sole 9,173 0 0 WELLS FARGO Com 949746101 2,015,447 58,368 Sole 58,368 0 0 WHOLE FOODS Com 966837106 3,328,061 34,169 Sole 34,169 0 0 WINDSTREAM CORP Com 97381W104 1,685,444 167,041 Sole 167,041 0 0 YUM! BRANDS INC Com 988498101 254,746 3,840 Sole 3,840 0 0 ___________ $ 258,010,658 ===========