0001313294-12-000008.txt : 20121026 0001313294-12-000008.hdr.sgml : 20121026 20121026170844 ACCESSION NUMBER: 0001313294-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 EFFECTIVENESS DATE: 20121026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Linscomb & Williams, Inc. CENTRAL INDEX KEY: 0001313294 IRS NUMBER: 741939813 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11251 FILM NUMBER: 121165082 BUSINESS ADDRESS: STREET 1: 1400 POST OAK BLVD., SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-840-1000 MAIL ADDRESS: STREET 1: 1400 POST OAK BLVD., SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 form13f093012lw.txt FORM 13F AS OF SEPTEMBER 30, 2012 FORM 13F INFORMATION TABLE LINSCOMB & WILLIAMS SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 9/30/2012 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Alerian MLP ETF MF 00162q866 1774 107057 SH Sole 107057 Blackrock Senior High Income P MF 09255T109 2988 680701 SH Sole 680701 Clough Global Opp MF 18914e106 241 20589 SH Sole 20589 EnerVest Diversified Income Tr MF 292963204 19220 1436468 SH Sole 1436468 First Trust Morningstar Div Le MF 336917109 761 39630 SH Sole 39630 Guggenheim BulletShares 2012 C MF 18383m597 247 12137 SH Sole 12137 Guggenheim BulletShares 2013 C MF 18383m589 2658 126981 SH Sole 126981 Guggenheim BulletShares 2013 H MF 18383m449 1607 62080 SH Sole 62080 Guggenheim BulletShares 2014 C MF 18383m571 5252 246568 SH Sole 246568 Guggenheim BulletShares 2014 H MF 18383m431 11096 420779 SH Sole 420779 Guggenheim BulletShares 2015 C MF 18383m563 5779 264328 SH Sole 264328 Guggenheim BulletShares 2015 H MF 18383m423 5938 225345 SH Sole 225345 Guggenheim BulletShares 2016 C MF 18383m555 6531 292992 SH Sole 292992 Guggenheim BulletShares 2016 H MF 18383m415 1587 61531 SH Sole 61531 Guggenheim BulletShares 2017 C MF 18383m548 6380 278853 SH Sole 278853 Guggenheim BulletShares 2017 H MF 18383m399 1968 75374 SH Sole 75374 Guggenheim BulletShares 2018 C MF 18383m530 2966 140964 SH Sole 140964 Guggenheim BulletShares 2018 H MF 18383m381 2823 109140 SH Sole 109140 Guggenheim BulletShares 2019 C MF 18383m522 993 47244 SH Sole 47244 Guggenheim BulletShares 2020 C MF 18383m514 1952 92359 SH Sole 92359 Guggenheim Intl Multi-Asset In MF 18383q804 2072 126815 SH Sole 126815 Guggenheim Multi-Asset Income MF 18383M506 39879 1785109 SH Sole 1785109 IQ Global ETF Agribusiness Sma MF 45409b834 313 12759 SH Sole 12759 iShares 2013 S&P AMT-Free Muni MF 464289388 545 10740 SH Sole 10740 iShares 2015 S&P AMT-Free Muni MF 464289339 226 4250 SH Sole 4250 iShares 2016 S&P AMT-Free Muni MF 464289313 255 4737 SH Sole 4737 iShares Asia Pacific Ex Japan MF 464286665 707 15866 SH Sole 15866 iShares Barclays Aggregate Bon MF 464287226 351 3124 SH Sole 3124 iShares DJ Sel Dividend MF 464287168 30615 530773 SH Sole 530773 iShares DJ US Energy MF 464287796 255 6041 SH Sole 6041 iShares iBoxx$ Corp Bond MF 464287242 14410 118336 SH Sole 118336 iShares MSCI EAFE Index MF 464287465 1964 37061 SH Sole 37061 iShares MSCI Emerging Markets MF 464287234 1101 26651 SH Sole 26651 iShares Russell MidCap Index MF 464287499 410 3700 SH Sole 3700 iShares S&P 500 Index MF 464287200 37610 260456 SH Sole 260456 iShares S&P 500 Value Index MF 464287408 329 5006 SH Sole 5006 iShares S&P Global Infrastruct MF 464288372 1254 35573 SH Sole 35573 iShares S&P MidCap 400 Growth MF 464287606 230 2053 SH Sole 2053 iShares S&P Midcap 400 Index MF 464287507 47436 480703 SH Sole 480703 iShares US Pfd Stock Index MF 464288687 1497 37559 SH Sole 37559 Market Vectors Agribusiness MF 57060U605 3674 70937 SH Sole 70937 Market Vectors High Yield Muni MF 57060u878 282 8549 SH Sole 8549 MidCap SPDR Trust MF 78467y107 11090 61639 SH Sole 61639 PIMCO 15+ Year US TIPS Index MF 72201R304 291 4089 SH Sole 4089 PowerShares Global Water Portf MF 73936t623 2246 129825 SH Sole 129825 Powershares QQQ MF 73935A104 795 11587 SH Sole 11587 PowerShares Water Resources MF 73935X575 2184 112050 SH Sole 112050 Rydex Equal Weight S&P 500 MF 78355w106 207 3959 SH Sole 3959 SPDR Barclays Capital High Yie MF 78464A417 285 7089 SH Sole 7089 SPDR Gold Trust MF 78463V107 436 2535 SH Sole 2535 SPDR Nuveen Barclays Capital B MF 78464a276 1014 16780 SH Sole 16780 SPDR S&P 500 ETF MF 78462F103 702 4873 SH Sole 4873 SPDR S&P Dividend MF 78464a763 14023 241362 SH Sole 241362 SPDR S&P Intl Dividend MF 78463x772 9615 212673 SH Sole 212673 SPDR S&P Metals & Mining ETF MF 78464a755 537 12337 SH Sole 12337 Tortoise Capital Resources MF 89147N304 1388 155903 SH Sole 155903 Tortoise Energy Infrastructure MF 89147L100 10781 266320 SH Sole 266320 Tortoise MLP Fund MF 89148b101 26653 1051398 SH Sole 1051398 Vanguard Ext Mkt ETF MF 922908652 10922 183372 SH Sole 183372 Vanguard Mid Cap Index ETF MF 922908629 757 9325 SH Sole 9325 Vanguard REIT Index ETF MF 922908553 422 6503 SH Sole 6503 Vanguard Total Stock Market In MF 922908769 34496 468375 SH Sole 468375 WisdomTree DEFA Equity Income MF 97717W802 2861 74712 SH Sole 74712 WisdomTree Emerging Mkts Equit MF 97717w315 11361 211674 SH Sole 211674 WisdomTree Equity Income MF 97717W208 33766 713575 SH Sole 713575 WisdomTree LargeCap Dividend MF 97717w307 3444 63039 SH Sole 63039 WisdomTree MidCap Dividend MF 97717W505 25586 449985 SH Sole 449985 3M Company COM 88579Y101 484 5237 SH Sole 5237 Abbott Laboratories COM 002824100 1595 23264 SH Sole 23264 Altria Group COM 02209S103 552 16527 SH Sole 16527 American Capital Agency COM 02503x105 456 13167 SH Sole 13167 American Express COM 025816109 362 6372 SH Sole 6372 Amgen COM 031162100 273 3236 SH Sole 3236 Anadarko Petroleum Corp COM 032511107 469 6714 SH Sole 6714 Annaly Mtg Management REIT COM 035710409 208 12377 SH Sole 12377 Antisoma PLC COM g0395b135 5 211625 SH Sole 211625 Apollo Investment Corp COM 03761U106 165 21000 SH Sole 21000 Apple Inc COM 037833100 2326 3486 SH Sole 3486 AstraZeneca PLC COM 046353108 355 7423 SH Sole 7423 AT&T Inc New COM 00206R102 1636 43393 SH Sole 43393 Atlantic Power Corp COM 04878q863 150 10000 SH Sole 10000 Atlas Pipeline Partners COM 049392103 392 11500 SH Sole 11500 Automatic Data Processing COM 053015103 259 4419 SH Sole 4419 Bank of America Corp COM 060505104 156 17680 SH Sole 17680 Berkshire Hathaway Class A COM 084670108 265 2 SH Sole 2 Berkshire Hathaway Class B COM 084670702 1306 14812 SH Sole 14812 BP PLC - Spons ADR COM 055622104 201 4756 SH Sole 4756 Bristol Myers Squibb Co COM 110122108 255 7544 SH Sole 7544 Buckeye Partners UTS LP COM 118230101 218 4549 SH Sole 4549 Calumet Specialty Products Ptn COM 131476103 532 16610 SH Sole 16610 Camden Property Trust COM 133131102 435 6748 SH Sole 6748 Capital Trust COM 14052h506 57 15000 SH Sole 15000 Caterpillar Inc COM 149123101 411 4782 SH Sole 4782 CenturyTel, Inc COM 156700106 460 11378 SH Sole 11378 Cheniere Energy COM 16411R208 1830 117851 SH Sole 117851 Cheniere Energy Partners COM 16411q101 572 25000 SH Sole 25000 Chevron Corp COM 166764100 4131 35443 SH Sole 35443 Cincinnati Financial COM 172062101 574 15160 SH Sole 15160 Cisco Systems Inc COM 17275R102 817 42762 SH Sole 42762 Clorox Company COM 189054109 520 7216 SH Sole 7216 CME Group COM 12572Q105 252 4400 SH Sole 4400 Coca-Cola Company COM 191216100 1258 33169 SH Sole 33169 Comcast Corp Class A COM 20030N101 267 7475 SH Sole 7475 ConocoPhillips COM 20825C104 1714 29971 SH Sole 29971 Consol Edison Co of New York COM 209115104 286 4780 SH Sole 4780 Copano Energy LLC COM 217202100 566 17151 SH Sole 17151 Covidien Plc COM g2554f113 272 4575 SH Sole 4575 Crexendo COM 226552107 37 12200 SH Sole 12200 Crown Castle International Cor COM 228227104 329 5127 SH Sole 5127 Cullen Frost Bankers COM 229899109 350 6099 SH Sole 6099 DCP Midstream Partners, L.P. COM 23311P100 291 6262 SH Sole 6262 Devon Energy Corp COM 25179M103 325 5370 SH Sole 5370 Dijji Corp COM 25402R101 0 76277 SH Sole 76277 Dominion Resources Inc/VA New COM 25746U109 490 9253 SH Sole 9253 Dot Hill Sys Corp COM 25848T109 35 33000 SH Sole 33000 DTE Energy Company COM 233331107 260 4330 SH Sole 4330 Du Pont E. I. De Nemours & Co. COM 263534109 763 15182 SH Sole 15182 Duke Energy Corp New COM 26441c204 414 6390 SH Sole 6390 Eagle Materials COM 26969P108 324 7003 SH Sole 7003 Echelon Corp COM 27874N105 55 14420 SH Sole 14420 El Paso Pipeline Partners LP COM 283702108 402 10798 SH Sole 10798 EMC Corporation COM 268648102 518 18987 SH Sole 18987 Emerson Electric Company COM 291011104 853 17681 SH Sole 17681 Enbridge Energy Partners, L.P. COM 29250R106 399 13539 SH Sole 13539 Energold Drilling Corp COM 29268a103 85 21500 SH Sole 21500 Energy Transfer Equity L.P. COM 29273V100 386 8547 SH Sole 8547 Energy Transfer Partners L.P. COM 29273R109 436 10245 SH Sole 10245 Entergy Corp New COM 29364G103 549 7928 SH Sole 7928 Enterprise Products Partners L COM 293792107 3726 69518 SH Sole 69518 Exelon Corp COM 30161N101 395 11095 SH Sole 11095 Express Scripts, Inc - A COM 30219g108 227 3623 SH Sole 3623 Exxon Mobil Corp COM 30231G102 46443 507855 SH Sole 507855 Flint Telecom Group COM 339670200 1 1300000 SH Sole 1300000 Fortress Investment Group LLC COM 34958b106 53 12000 SH Sole 12000 Freeport-McMoran Copper COM 35671D857 606 15318 SH Sole 15318 Frontier Communications Corp COM 35906A108 56 11458 SH Sole 11458 General Dynamics Corp COM 369550108 262 3959 SH Sole 3959 General Electric COM 369604103 3323 146323 SH Sole 146323 General Mills Inc. COM 370334104 506 12698 SH Sole 12698 Google - A COM 38259P508 638 845 SH Sole 845 Halliburton Company COM 406216101 645 19151 SH Sole 19151 HCP, Inc. COM 40414L109 301 6766 SH Sole 6766 Heinz H J Co. COM 423074103 457 8170 SH Sole 8170 Holly Energy Partners COM 435763107 210 3165 SH Sole 3165 Home Depot COM 437076102 441 7309 SH Sole 7309 Imageware Systems Inc COM 45245S108 63 53000 SH Sole 53000 Inergy, L.P. COM 456615103 323 16955 SH Sole 16955 Integrys Energy Group COM 45822P105 254 4858 SH Sole 4858 Intel Corp. COM 458140100 1014 44749 SH Sole 44749 International Business Machine COM 459200101 1020 4916 SH Sole 4916 International Paper COM 460146103 209 5747 SH Sole 5747 Intl Bancshares Corp Laredo TX COM 459044103 327 17132 SH Sole 17132 ISCO International Inc COM 460378102 3 11521 SH Sole 11521 J P Morgan Chase & Co COM 46625H100 938 23169 SH Sole 23169 Johnson & Johnson COM 478160104 2360 34244 SH Sole 34244 Kimberly - Clark Corp COM 494368103 512 5970 SH Sole 5970 Kinder Morgan Energy Partners COM 494550106 768 9306 SH Sole 9306 Kinder Morgan Inc COM 49456b101 241 6783 SH Sole 6783 Kirby Corporation COM 497266106 387 7000 SH Sole 7000 KKR & Co LP COM 48248m102 166 11000 SH Sole 11000 Left Behind Games Inc COM 52464n109 0 13000 SH Sole 13000 Leggett & Platt COM 524660107 628 25057 SH Sole 25057 Linn Energy LLC COM 536020100 224 5426 SH Sole 5426 Lockheed Martin Corp COM 539830109 940 10070 SH Sole 10070 Lorillard Inc COM 544147101 409 3513 SH Sole 3513 Magellan Midstream Partners LP COM 559080106 1056 12072 SH Sole 12072 Markwest Energy Partners LP COM 570759100 940 17265 SH Sole 17265 Mastercard Inc COM 57636Q104 280 620 SH Sole 620 McDermott International Corp. COM 580037109 133 10874 SH Sole 10874 McDonald's COM 580135101 1658 18067 SH Sole 18067 Medtronic Inc COM 585055106 221 5121 SH Sole 5121 Merck & Co Inc COM 58933y105 1305 28938 SH Sole 28938 Microsoft Inc COM 594918104 1586 53283 SH Sole 53283 Mondelez International COM 609207105 871 21066 SH Sole 21066 Monsanto Co COM 61166W101 1380 15164 SH Sole 15164 MoSys Inc COM 619718109 40 10000 SH Sole 10000 National Oilwell Varco COM 637071101 206 2572 SH Sole 2572 NEC Corp Ord COM j48818124 19 11975 SH Sole 11975 Nextera Energy Inc COM 65339f101 439 6236 SH Sole 6236 Nokia Corp Spons ADR COM 654902204 167 64697 SH Sole 64697 Novartis AG COM 66987V109 595 9718 SH Sole 9718 NuStar Gp Holdings LLC COM 67059L102 386 12118 SH Sole 12118 Occidental Petroleum COM 674599105 18571 215786 SH Sole 215786 Old Republic International Cor COM 680223104 191 20514 SH Sole 20514 Oneok Partners, L.P. COM 68268N103 389 6546 SH Sole 6546 Oracle Systems Corp COM 68389X105 319 10155 SH Sole 10155 Patriot Bancshares COM 703990531 34 35781 SH Sole 35781 Paychex Inc COM 704326107 606 18214 SH Sole 18214 Pengrowth Energy Corp F COM 70706p104 67 10000 SH Sole 10000 Pepsico, Inc. COM 713448108 785 11099 SH Sole 11099 Pfizer Inc. COM 717081103 858 34529 SH Sole 34529 Philip Morris International COM 718172109 819 9106 SH Sole 9106 Phillips 66 COM 718546104 294 6335 SH Sole 6335 Plains All American Pipeline L COM 726503105 567 6430 SH Sole 6430 Praxair COM 74005P104 214 2064 SH Sole 2064 Procter & Gamble COM 742718109 1600 23069 SH Sole 23069 Public Storage Inc COM 74460D109 1078 7743 SH Sole 7743 Qualcomm Inc COM 747525103 670 10732 SH Sole 10732 Royal Dutch Shell - A ADR COM 780259206 666 9595 SH Sole 9595 RPM International COM 749685103 235 8243 SH Sole 8243 Schlumberger Ltd. COM 806857108 993 13725 SH Sole 13725 Seadrill Ltd COM g7945e105 359 9150 SH Sole 9150 Southern Company COM 842587107 817 17736 SH Sole 17736 Southwest Airlines COM 844741108 235 26753 SH Sole 26753 Stryker Corp COM 863667101 334 5992 SH Sole 5992 Sunoco Logistics Partners LP COM 86764L108 273 5849 SH Sole 5849 Sustainable Power Corp COM 869327106 0 13000 SH Sole 13000 Sysco Corp COM 871829107 832 26617 SH Sole 26617 T Bancshares COM 872229109 47 17500 SH Sole 17500 Target Corp COM 87612E106 237 3730 SH Sole 3730 Tesla Motors COM 88160r101 1774 60600 SH Sole 60600 Theratechnologies Inc COM 88338H100 12 24462 SH Sole 24462 Total S A Sponsored ADR COM 89151e109 211 4212 SH Sole 4212 Union Pacific COM 907818108 279 2354 SH Sole 2354 United Parcel Service - B COM 911312106 627 8756 SH Sole 8756 United Technologies COM 913017109 824 10524 SH Sole 10524 Vanguard Natural Resources COM 92205f106 469 16200 SH Sole 16200 Verizon Communications COM 92343V104 1303 28583 SH Sole 28583 Visa Inc - A COM 92826C839 823 6127 SH Sole 6127 Vodafone Group PLC ADR COM 92857W209 441 15468 SH Sole 15468 Wal-Mart Stores, Inc. COM 931142103 925 12534 SH Sole 12534 Walgreen Company COM 931422109 780 21397 SH Sole 21397 Walt Disney Holding Company COM 254687106 319 6097 SH Sole 6097 Waste Management, Inc COM 94106L109 270 8418 SH Sole 8418 Weatherford International, Ltd COM h27013103 175 13800 SH Sole 13800 Weingarten Realty Invs (SBI) COM 948741103 892 31746 SH Sole 31746 Wells Fargo & Company COM 949746101 619 17929 SH Sole 17929 Western Gas Partners LP COM 958254104 422 8376 SH Sole 8376 Western Union COM 959802109 195 10703 SH Sole 10703 WillBros Group Inc COM 969203108 296 55162 SH Sole 55162 Williams Companies COM 969457100 598 17094 SH Sole 17094 Williams Partners LP COM 96950F104 422 7709 SH Sole 7709 Yum Brands Inc COM 988498101 475 7156 SH Sole 7156 Vanguard Conservative Allocati VanConsvA 4191 189990 SH Sole 189990 FINAL TOTALS 638,171 FORM 13F INFORMATION TABLE ENTRY TOTAL 234