0001381055-12-000008.txt : 20121024
0001381055-12-000008.hdr.sgml : 20121024
20121024100825
ACCESSION NUMBER: 0001381055-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121024
DATE AS OF CHANGE: 20121024
EFFECTIVENESS DATE: 20121024
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penbrook Management LLC
CENTRAL INDEX KEY: 0001381055
IRS NUMBER: 133983976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12868
FILM NUMBER: 121157711
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-702-6625
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
sec09301213f.txt
PENBROOK MANAGEMENT LLC -FORM 13F
United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended, September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Penbrook Management, LLC
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-12868
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to submit
it, that all information contained herein is true, correct
and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are
considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Burke DiCostanzo
Title: Managing Member
Phone: 212-702-6625
Signature, Place, and Date of Signing:
Barbara Burke DiCostanzo New York, New York October 24, 2012
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORTS
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 160
Form 13F Information Table Value Total: 81353 (times 1,000)
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1800 FLOWERS.COM INC CL A COM 68243Q106 160 42900 SH OTHER 42900
ABBOTT LABORATORIES COM 002824100 263 3840 SH SOLE 3840
ABERDEEN ASIA PACIFIC INCOME F COM 003009107 568 73050 SH SOLE 73050
ACCELERIZE NEW MEDIA INC COM 00430M101 250 500000 SH OTHER 500000
ACCURAY INCORPORATED COM 004397105 108 15300 SH SOLE 15300
ALLERGAN INC COM 018490102 833 9100 SH SOLE 9100
ALLIANCE FIBER OPTIC PRODS INC COM 018680306 588 65461 SH SOLE 65461
323 35960 SH OTHER 35960
AMAZON.COM INC COM 023135106 1259 4950 SH SOLE 4950
AMERICAN BIO MEDICA CORP COM 024600108 47 275500 SH SOLE 275500
17 99814 SH OTHER 99814
ARRIS GROUP INC COM 04269Q100 817 63872 SH SOLE 63872
AUTOMATIC DATA PROCESSING INC COM 053015103 676 11528 SH SOLE 11528
AXCELIS TECHNOLOGIES INC COM 054540109 342 325800 SH SOLE 325800
210 200000 SH OTHER 200000
Aurizon Mines Ltd COM 05155p106 537 102180 SH SOLE 102180
BECTON DICKINSON & CO COM 075887109 361 4600 SH SOLE 4600
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 604 6850 SH SOLE 6850
BOTTOMLINE TECHNOLOGIES (DE) I COM 101388106 1721 69700 SH SOLE 69700
BROOKS AUTOMATION INC NEW COM 114340102 994 123743 SH SOLE 123743
Baytex Energy Corp. COM 07317q105 2609 54996 SH SOLE 54996
Blucora Inc Com COM 095229100 559 31400 SH SOLE 31400
CAS MEDICAL SYSTEMS INC NEW COM 124769209 105 60000 SH SOLE 60000
CHEVRON CORPORATION COM 166764100 312 2674 SH SOLE 2674
CHIMERA INVESTMENT CORPORATION COM 16934Q109 45 16600 SH SOLE 16600
CHINA TRANSINFO TECHNOLOGY COR COM 169453107 202 35250 SH SOLE 35250
201 35000 SH OTHER 35000
CISCO SYSTEMS INC COM 17275R102 262 13700 SH SOLE 13700
CORNING INC COM 219350105 354 26883 SH SOLE 26883
329 25000 SH OTHER 25000
Copper North Mng Crop COM 21751r107 6 52450 SH SOLE 52450
Core Laboratories Nv COM n22717107 1615 13295 SH SOLE 13295
Crescent Point Energy Corp COM 22576c101 1277 28914 SH SOLE 28914
DAEGIS INC COM 233720101 4 3000 SH SOLE 3000
234 186900 SH OTHER 186900
DATA I/O CORP COM 237690102 947 420950 SH SOLE 420950
416 185000 SH OTHER 185000
DIXIE GROUP INC COM 255519100 102 28200 SH SOLE 28200
Duluth Metals Ltd COM 26443r100 1058 441250 SH SOLE 441250
887 370000 SH OTHER 370000
ELOT INC NEW COM 29014Q105 0 76122 SH SOLE 76122
EXXON MOBIL CORP COM 30231G102 339 3707 SH SOLE 3707
Eastmain Resources Inc COM 27743m106 21 20000 SH SOLE 20000
Enerplus Corporation COM 292766102 656 39491 SH SOLE 39491
FEI CO COM 30241L109 1051 19640 SH SOLE 19640
963 18000 SH OTHER 18000
FIDELITY NATIONAL FINANCIAL IN COM 31620R105 1760 82284 SH SOLE 82284
FIRST AMERICAN FINANCIAL CORPO COM 31847R102 908 41920 SH SOLE 41920
FISERV INC COM 337738108 378 5107 SH SOLE 5107
Foster Wheeler Ag Us Listed COM h27178104 410 17100 SH SOLE 17100
240 10000 SH OTHER 10000
Full Metal Minerals Ltd COM 35968c406 2 11962 SH SOLE 11962
GENCOR INDUSTRIES INC COM 368678108 338 45500 SH SOLE 45500
223 30000 SH OTHER 30000
GENERAL ELECTRIC CO COM 369604103 887 39053 SH SOLE 39053
GENIE ENERGY LTD CONTRA CUSIP COM 372993105 0 34815 SH SOLE 34815
GOOGLE INC CL A COM 38259P508 1256 1665 SH SOLE 1665
Gold Group Mining Inc. COM ggazf 43 100000 SH OTHER 100000
HANSEN MEDICAL INC COM 411307101 135 69325 SH SOLE 69325
121 61800 SH OTHER 61800
HARRIS & HARRIS GROUP INC COM 413833104 662 174575 SH SOLE 174575
337 89000 SH OTHER 89000
HARVARD BIOSCIENCE INC COM 416906105 1883 445150 SH SOLE 445150
508 120000 SH OTHER 120000
HELIX ENERGY SOLUTIONS GROUP I COM 42330P107 365 20000 SH SOLE 20000
IBIZ TECHNOLOGY CORP NEW COM 45103B205 0 71000 SH SOLE 71000
IDT CORPORATION CLASS B NEW COM 448947507 362 35227 SH SOLE 35227
IMMERSION CORP COM 452521107 710 129736 SH SOLE 129736
399 73000 SH OTHER 73000
IMMUNOMEDICS INC COM 452907108 119 34000 SH SOLE 34000
INTERLINK ELECTRONICS COM 458751302 221 23215 SH SOLE 23215
452 47549 SH OTHER 47549
INTERNATIONAL BUSINESS MACHINE COM 459200101 468 2255 SH SOLE 2255
INTEVAC INC COM 461148108 144 23500 SH SOLE 23500
IROBOT CORP COM 462726100 287 12600 SH SOLE 12600
285 12500 SH OTHER 12500
JACOBS ENGINEERING GROUP INC COM 469814107 267 6610 SH SOLE 6610
JOHN WILEY & SONS INC-CL A COM 968223206 377 8200 SH SOLE 8200
Kinross Gold Corp New COM 496902404 671 65705 SH SOLE 65705
LEAPFROG ENTERPRISES INC COM 52186N106 437 48475 SH SOLE 48475
406 45000 SH OTHER 45000
LENDER PROCESSING SVCS INC COM 52602E102 4 150 SH SOLE 150
197 7054 SH OTHER 7054
LIME ENERGY CO NEW COM 53261U205 128 179995 SH SOLE 179995
82 116000 SH OTHER 116000
LTX-CREDENCE CORPORATION NEW COM 502403207 473 82217 SH SOLE 82217
MCGRAW HILL COMPANIES INC COM 580645109 300 5500 SH SOLE 5500
MENTOR GRAPHICS CORP COM 587200106 526 33998 SH SOLE 33998
311 20120 SH OTHER 20120
MFS INTERMEDIATE INCOME TRUST COM 55273C107 1182 184168 SH SOLE 184168
MGC DIAGNOSTICS CORPORATION COM 552768103 349 60849 SH SOLE 60849
MICROSOFT CORP COM 594918104 2005 67385 SH SOLE 67385
476 16000 SH OTHER 16000
MOODYS CORP COM 615369105 1135 25700 SH SOLE 25700
Maudore Minerals Ltd COM 577279102 417 124800 SH SOLE 124800
274 82000 SH OTHER 82000
NANOPHASE TECHNOLOGIES CORP COM 630079101 20 64400 SH SOLE 64400
NOVO NORDISK A S ADR COM 670100205 4087 25900 SH SOLE 25900
NUANCE COMMUNICATIONS INC COM 67020Y100 615 24725 SH SOLE 24725
572 23000 SH OTHER 23000
NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 833 79000 SH SOLE 79000
Navios Maritime Holdings COM y62196103 36 10000 SH SOLE 10000
Northern Dynasty Minerals Ltd COM 66510m204 153 33300 SH SOLE 33300
Northisle Copper & Gold Inc. COM 66644r103 6 52450 SH SOLE 52450
Novartis Ag-Sponsored Adr COM 66987v109 325 5300 SH SOLE 5300
Novozymes A/S Us Listed COM k7317j133 343 12500 SH SOLE 12500
ORBITZ WORLDWIDE INC COM COM 68557K109 237 93130 SH SOLE 93130
242 95000 SH OTHER 95000
ORION ENERGY SYSTEMS INC COM 686275108 149 76130 SH SOLE 76130
186 95000 SH OTHER 95000
PALL CORP COM 696429307 508 8000 SH SOLE 8000
PERCEPTRON INC COM 71361F100 673 107750 SH SOLE 107750
313 50000 SH OTHER 50000
POWER INTEGRATIONS INC COM 739276103 320 10500 SH SOLE 10500
PUTNAM MASTER INTERMEDIATE INC COM 746909100 339 65489 SH SOLE 65489
Pacific Rubiales Energy Corp COM 69480u206 448 18800 SH SOLE 18800
Penn West Petroleum COM 707887105 177 12451 SH SOLE 12451
Peyto Exploration And Developm COM 717046106 2811 114098 SH SOLE 114098
RADIANT LOGISTICS INC COM 75025X100 5 3000 SH SOLE 3000
41 24450 SH OTHER 24450
ROYAL DUTCH SHELL PLC SPONS COM 780259206 507 7300 SH SOLE 7300
SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 417 29425 SH SOLE 29425
SEACHANGE INTERNATIONAL INC COM 811699107 747 95200 SH SOLE 95200
SHORETEL INC COM 825211105 331 80850 SH SOLE 80850
237 58000 SH OTHER 58000
SMITH MICRO SOFTWARE INC COM 832154108 271 168600 SH SOLE 168600
48 30000 SH OTHER 30000
SOUNDBITE COMMUNICATIONS INC COM 836091108 36 15700 SH OTHER 15700
STEREOTAXIS INC COM NEW COM 85916J409 12 8464 SH SOLE 8464
5 3600 SH OTHER 3600
SUCAMPO PHARMACEUTICALS INC CL COM 864909106 289 57525 SH SOLE 57525
113 22500 SH OTHER 22500
SYNOPSYS INC COM 871607107 1388 42050 SH SOLE 42050
Seabridge Gold Inc COM 811916105 1868 96295 SH SOLE 96295
388 20000 SH OTHER 20000
TERADYNE INC COM 880770102 1096 77080 SH SOLE 77080
TETRA TECHNOLOGIES INC-DEL COM 88162F105 100 16600 SH SOLE 16600
THOMSON REUTERS CORP COM 884903105 814 28200 SH SOLE 28200
TIME WARNER CABLE INC COM 88732J207 267 2808 SH SOLE 2808
TIME WARNER INC NEW COM 887317303 322 7102 SH SOLE 7102
TITAN ENERGY WORLDWIDE INC NEW COM 88828R204 1 200000 SH OTHER 200000
VERIZON COMMUNICATIONS COM 92343V104 885 19413 SH SOLE 19413
WEBSTER FINANCIAL CORP COM 947890109 813 34291 SH SOLE 34291
218 9200 SH OTHER 9200
WYNDHAM WORLDWIDE CORPORATION COM 98310W108 445 8487 SH SOLE 8487
Western Copper And Gold Corp COM 95805v108 72 104900 SH SOLE 104900
ZIX CORPORATION COM 98974P100 1 250 SH SOLE 250
144 50000 SH OTHER 50000
A WTS ELOT INC DEL 29014Q113 0 14815 SH SOLE 14815
BLACKSTONE GROUP L P UNIT REPS 09253U108 194 13600 SH SOLE 13600
CALUMET SPECIALTY PRODS PARTNE 131476103 2461 76919 SH SOLE 76919
323 10100 SH OTHER 10100
GLOBAL PARTNERS LP SBI UNIT RE 37946R109 1385 53034 SH SOLE 53034
128 4900 SH OTHER 4900
LEGACY RESERVES LP UNIT REPRES 524707304 602 20888 SH SOLE 20888
SANDRIDGE PERMIAN TR COM UNIT 80007A102 120 6000 SH SOLE 6000
100 5000 SH OTHER 5000
EATON VANCE TAX ADVANTAGED DIV 27828G107 1179 68926.273SH SOLE 68926.273
FIDELITY INTERMEDIATE BOND FUN 315912105 279 25000.000SH SOLE 25000.000
INVESCO VAN KAMPEN MUNICIPAL T 46131J103 153 10000.000SH SOLE 10000.000