0001381055-12-000008.txt : 20121024 0001381055-12-000008.hdr.sgml : 20121024 20121024100825 ACCESSION NUMBER: 0001381055-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 EFFECTIVENESS DATE: 20121024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penbrook Management LLC CENTRAL INDEX KEY: 0001381055 IRS NUMBER: 133983976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12868 FILM NUMBER: 121157711 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-6625 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sec09301213f.txt PENBROOK MANAGEMENT LLC -FORM 13F United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended, September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Penbrook Management, LLC Address: 570 Lexington Avenue New York, NY 10022 13F File Number: 28-12868 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Burke DiCostanzo Title: Managing Member Phone: 212-702-6625 Signature, Place, and Date of Signing: Barbara Burke DiCostanzo New York, New York October 24, 2012 Report Type (Check only one): [ X ] 13F HOLDINGS REPORTS [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total: 81353 (times 1,000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1800 FLOWERS.COM INC CL A COM 68243Q106 160 42900 SH OTHER 42900 ABBOTT LABORATORIES COM 002824100 263 3840 SH SOLE 3840 ABERDEEN ASIA PACIFIC INCOME F COM 003009107 568 73050 SH SOLE 73050 ACCELERIZE NEW MEDIA INC COM 00430M101 250 500000 SH OTHER 500000 ACCURAY INCORPORATED COM 004397105 108 15300 SH SOLE 15300 ALLERGAN INC COM 018490102 833 9100 SH SOLE 9100 ALLIANCE FIBER OPTIC PRODS INC COM 018680306 588 65461 SH SOLE 65461 323 35960 SH OTHER 35960 AMAZON.COM INC COM 023135106 1259 4950 SH SOLE 4950 AMERICAN BIO MEDICA CORP COM 024600108 47 275500 SH SOLE 275500 17 99814 SH OTHER 99814 ARRIS GROUP INC COM 04269Q100 817 63872 SH SOLE 63872 AUTOMATIC DATA PROCESSING INC COM 053015103 676 11528 SH SOLE 11528 AXCELIS TECHNOLOGIES INC COM 054540109 342 325800 SH SOLE 325800 210 200000 SH OTHER 200000 Aurizon Mines Ltd COM 05155p106 537 102180 SH SOLE 102180 BECTON DICKINSON & CO COM 075887109 361 4600 SH SOLE 4600 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 604 6850 SH SOLE 6850 BOTTOMLINE TECHNOLOGIES (DE) I COM 101388106 1721 69700 SH SOLE 69700 BROOKS AUTOMATION INC NEW COM 114340102 994 123743 SH SOLE 123743 Baytex Energy Corp. 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