0000315498-12-000004.txt : 20121011
0000315498-12-000004.hdr.sgml : 20121011
20121011120942
ACCESSION NUMBER: 0000315498-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121011
DATE AS OF CHANGE: 20121011
EFFECTIVENESS DATE: 20121011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 121139500
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
sep.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS September 30, 2012
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 483
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,660,323,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 5143 5185000 PRN Sole 25000 5160000
3M Company COM 88579Y101 11626 125800 SH Sole 938 124862
Abbott Laboratories COM 002824100 19875 289892 SH Sole 1520 288372
Accenture Plc Cl A COM G1151C101 137 1950 SH Sole 1950
Actuant Cl A COM 00508X203 337 11784 SH Sole 11784
Adobe Systems COM 00724F101 1383 42625 SH Sole 1100 41525
Advance Auto Parts COM 00751Y106 329 4800 SH Sole 4800
Affiliated Managers Group COM 008252108 396 3218 SH Sole 3218
AFLAC COM 001055102 14 300 SH Sole 300
AGL Resources Inc COM 001204106 2654 64880 SH Sole 3614 61266
Allergan COM 018490102 9571 104507 SH Sole 4960 99547
Alliant Energy COM 018802108 180 4150 SH Sole 2375 1775
Allstate COM 020002101 1662 41959 SH Sole 41959
Altria Group COM 02209S103 4462 133637 SH Sole 1000 132637
Amazon.com COM 023135106 1332 5236 SH Sole 5236
American Express COM 025816109 27769 488378 SH Sole 12905 475473
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 384 6772 SH Sole 6772
AMETEK COM 031100100 1198 33787 SH Sole 33787
Amgen COM 031162100 2307 27365 SH Sole 700 26665
Anadarko Petroleum COM 032511107 105 1504 SH Sole 1504
Analog Devices COM 032654105 2744 70040 SH Sole 1200 68840
ANSYS COM 03662Q105 367 5005 SH Sole 5005
Apache Corporation COM 037411105 146 1690 SH Sole 1690
Apple COM 037833100 14098 21133 SH Sole 450 20683
Applied Materials COM 038222105 159 14200 SH Sole 14200
Applied Nanotech Holdings COM 03824B103 2 12000 SH Sole 12000
AptarGroup COM 038336103 3341 64602 SH Sole 2300 62302
AT&T COM 00206R102 10865 288183 SH Sole 2800 285383
Automatic Data Processing COM 053015103 1658 28261 SH Sole 28261
Baker Hughes COM 057224107 278 6138 SH Sole 6138
Bank of America COM 060505104 627 71064 SH Sole 65 70999
Bank of Hawaii COM 062540109 229 5022 SH Sole 5022
Bank of New York Mellon Corp COM 064058100 3619 160003 SH Sole 555 159448
Baxter International COM 071813109 846 14038 SH Sole 2000 12038
BB&T COM 054937107 5586 168468 SH Sole 6810 161658
BCE COM 05534B760 287 6523 SH Sole 6523
Beam Inc COM 073730103 307 5332 SH Sole 5332
Becton Dickinson COM 075887109 506 6440 SH Sole 500 5940
Bed Bath & Beyond COM 075896100 815 12931 SH Sole 600 12331
Berkshire Hathaway Cl A COM 084670108 4777 36 SH Sole 36
Berkshire Hathaway Cl B COM 084670702 10888 123445 SH Sole 4450 118995
BlackRock COM 09247X101 681 3822 SH Sole 3822
Boeing COM 097023105 9926 142620 SH Sole 4401 138219
BP Prudhoe Bay Royalty Trust S COM 055630107 262 2791 SH Sole 2791
Brinker International COM 109641100 205 5800 SH Sole 5800
Bristol-Myers Squibb COM 110122108 1213 35927 SH Sole 35927
Campbell Soup COM 134429109 460 13200 SH Sole 13200
Canadian Pacific Railway Ltd COM 13645T100 220 2650 SH Sole 2650
Cardinal Health COM 14149Y108 540 13868 SH Sole 13868
Carnival COM 143658300 18 500 SH Sole 500
Caterpillar COM 149123101 18117 210566 SH Sole 3427 207139
CBOE Holdings COM 12503M108 231 7847 SH Sole 7847
CBRE Group Cl A COM 12497T101 36 1975 SH Sole 1975
CBS Cl B COM 124857202 4 110 SH Sole 110
Celgene COM 151020104 22020 288215 SH Sole 10960 277255
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Charles Schwab COM 808513105 1265 98913 SH Sole 6400 92513
Chevron COM 166764100 24934 213919 SH Sole 6567 207353
Chubb COM 171232101 4754 62319 SH Sole 50 62269
Cigna COM 125509109 580 12300 SH Sole 12300
Cisco Systems COM 17275R102 7647 400488 SH Sole 16250 384238
Citigroup COM 172967424 204 6246 SH Sole 6246
Clorox COM 189054109 252 3492 SH Sole 100 3392
CME Group COM 12572Q105 934 16295 SH Sole 16295
CMG Holdings COM 125749101 0 10100 SH Sole 10100
Coach COM 189754104 816 14565 SH Sole 14565
CoBiz Financial COM 190897108 15 2200 SH Sole 2200
Coca-Cola COM 191216100 21560 568412 SH Sole 8350 560062
Cognizant Tech Solutions COM 192446102 197 2825 SH Sole 2825
Colgate-Palmolive COM 194162103 10028 93530 SH Sole 1400 92130
Comcast Cl A COM 20030N101 4578 128061 SH Sole 128061
Comcast Spec Com Cl A COM 20030N200 20174 579557 SH Sole 22937 556620
ConocoPhillips COM 20825C104 2525 44157 SH Sole 195 43962
Consolidated Edison COM 209115104 422 7049 SH Sole 7049
Copart COM 217204106 261 9420 SH Sole 9420
CopyTele COM 217721109 2 10000 SH Sole 10000
Corning COM 219350105 280 21272 SH Sole 21272
Costco Wholesale COM 22160K105 10370 103530 SH Sole 5015 98515
Coventry Health Care COM 222862104 169 4050 SH Sole 4050
Covidien Plc COM G2554F113 423 7122 SH Sole 7122
Crown Castle International COM 228227104 230 3595 SH Sole 3595
Cummins COM 231021106 4026 43660 SH Sole 1300 42360
CVS/Caremark Corp COM 126650100 180 3711 SH Sole 3711
Danaher COM 235851102 8944 162171 SH Sole 2800 159371
Deere & Co COM 244199105 9914 120215 SH Sole 3300 116915
Defentect Group COM 244639100 0 23000 SH Sole 23000
Dell COM 24702R101 18 1850 SH Sole 1850
DiaSys COM 252838107 0 20000 SH Sole 20000
DIRECTV Cl A COM 25490A309 2375 45296 SH Sole 45296
Discovery Communications A COM 25470F104 175 2933 SH Sole 2933
Discovery Communications C COM 25470F302 146 2607 SH Sole 2607
Disney Walt COM 254687106 20323 388730 SH Sole 10845 377885
Dominion Resources/VA COM 25746U109 2945 55633 SH Sole 300 55333
Dover COM 260003108 714 12000 SH Sole 12000
Dow Chemical COM 260543103 389 13448 SH Sole 13448
DTE Energy COM 233331107 203 3380 SH Sole 3380
Du Pont E I COM 263534109 13212 262828 SH Sole 14389 248439
Duke Energy COM 26441C204 876 13516 SH Sole 13516
Dun & Bradstreet COM 26483E100 656 8238 SH Sole 8238
eBay COM 278642103 2040 42170 SH Sole 42170
Ecolab COM 278865100 12568 193917 SH Sole 6226 187691
EMC COM 268648102 8323 305198 SH Sole 20480 284718
Emerson Electric COM 291011104 7761 160793 SH Sole 2677 158117
EnCana COM 292505104 95 4312 SH Sole 4312
Entergy COM 29364G103 1124 16215 SH Sole 16215
EOG Resources COM 26875P101 314 2800 SH Sole 2800
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 290 4921 SH Sole 4921
Estee Lauder Cl A COM 518439104 2581 41924 SH Sole 1420 40504
Everest Re Group Ltd COM G3223R108 213 1987 SH Sole 1987
Exelon COM 30161N101 1063 29879 SH Sole 29879
Express Scripts Hldgs COM 30219G108 328 5238 SH Sole 5238
Exxon Mobil COM 30231G102 62657 685156 SH Sole 11439 673717
F5 Networks COM 315616102 183 1745 SH Sole 1745
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
FirstEnergy COM 337932107 213 4827 SH Sole 4827
Fiserv COM 337738108 6879 92919 SH Sole 4216 88703
Ford Motor COM 345370860 131 13246 SH Sole 300 12946
Franklin Resources COM 354613101 384 3072 SH Sole 3072
Frontier Communications COM 35906A108 39 8001 SH Sole 288 7713
Gannett COM 364730101 81 4560 SH Sole 4560
General Dynamics COM 369550108 125 1892 SH Sole 1892
General Electric COM 369604103 39050 1719524 SH Sole 35034 1684490
General Mills COM 370334104 656 16472 SH Sole 16472
Gilead Sciences COM 375558103 9939 149837 SH Sole 2800 147037
Goldman Sachs Group COM 38141G104 74 650 SH Sole 650
Google Cl A COM 38259P508 14488 19202 SH Sole 740 18462
Grainger W W COM 384802104 9120 43770 SH Sole 300 43470
Great Plains Energy COM 391164100 316 14200 SH Sole 14200
Hanesbrands COM 410345102 439 13760 SH Sole 13760
Heinz H J COM 423074103 351 6270 SH Sole 6270
Hershey Company COM 427866108 1797 25356 SH Sole 100 25256
Hewlett-Packard COM 428236103 263 15400 SH Sole 650 14750
Hexcel Corp COM 428291108 216 9000 SH Sole 9000
Hologic COM 436440101 587 29025 SH Sole 29025
Home Depot COM 437076102 5236 86730 SH Sole 7675 79055
Honeywell International COM 438516106 14188 237463 SH Sole 10420 227043
Horizon Bancorp Indiana COM 440407104 322 11259 SH Sole 11259
Hospira COM 441060100 151 4610 SH Sole 4610
IDEX COM 45167R104 3646 87282 SH Sole 87282
Illinois Tool Works COM 452308109 1646 27674 SH Sole 200 27474
Integrys Energy Group COM 45822P105 349 6679 SH Sole 6679
Intel COM 458140100 6806 300412 SH Sole 4705 295707
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 3264 24464 SH Sole 2000 22464
International Business Machine COM 459200101 78378 377814 SH Sole 4526 373288
International Game Technology COM 459902102 41 3100 SH Sole 3100
Interpublic Group Cos COM 460690100 13 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 297 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 308 21880 SH Sole 21880
Johnson & Johnson COM 478160104 42837 621641 SH Sole 12910 608732
JPMorgan Chase & Co COM 46625H100 34923 862730 SH Sole 18984 843746
Kansas City Southern COM 485170302 690 9100 SH Sole 9100
Kellogg COM 487836108 206 3995 SH Sole 3995
Kimberly Clark COM 494368103 7888 91955 SH Sole 3903 88052
Kohls COM 500255104 388 7575 SH Sole 250 7325
Koninklijke Philips Electronic COM 500472303 1819 77572 SH Sole 77572
Kraft Foods Cl A COM 50075N104 10110 244504 SH Sole 8087 236417
Ladenburg Thalmann Finl Svcs COM 50575Q102 26 20000 SH Sole 20000
Leeward Capital COM 52459E106 1 30000 SH Sole 30000
Leggett & Platt COM 524660107 180 7200 SH Sole 7200
Liberty Global-A COM 530555101 394 6486 SH Sole 6486
Liberty Global-C COM 530555309 367 6486 SH Sole 6486
Liberty Interactive Cl A COM 53071M104 662 35758 SH Sole 35758
Liberty Media - Liberty Capita COM 530322106 497 4775 SH Sole 4775
Life Technologies COM 53217V109 138 2832 SH Sole 2832
Lilly Eli COM 532457108 1368 28857 SH Sole 28857
Lincoln National COM 534187109 194 8023 SH Sole 8023
Littelfuse COM 537008104 155 2750 SH Sole 2750
Lockheed Martin COM 539830109 7357 78782 SH Sole 1900 76882
Lowe's Companies COM 548661107 557 18434 SH Sole 18434
Lululemon Athletica COM 550021109 126 1700 SH Sole 1700
Macy's COM 55616P104 613 16304 SH Sole 16304
Markel COM 570535104 578 1261 SH Sole 1261
Marriott International Cl A COM 571903202 16 403 SH Sole 403
Marriott Intl FRAC New A COM 903208 0 37082 SH Sole 37082
Marvell Technology Group Ltd COM G5876H105 130 14155 SH Sole 14155
MB Financial COM 55264U108 2011 101823 SH Sole 101823
McCormick Non-Voting COM 579780206 11201 180540 SH Sole 495 180045
McDonalds COM 580135101 39639 432034 SH Sole 3042 428992
McGraw Hill Companies COM 580645109 187 3425 SH Sole 3425
McKesson HBOC COM 58155Q103 115 1340 SH Sole 1340
Mead Johnson Nutrition COM 582839106 248 3381 SH Sole 3381
Medtronic COM 585055106 555 12872 SH Sole 12872
Merck COM 58933Y105 10450 231730 SH Sole 1000 230730
MetLife COM 59156R108 13109 380411 SH Sole 4025 376386
Microsoft COM 594918104 33391 1122013 SH Sole 25017 1096996
Monsanto COM 61166W101 8100 88996 SH Sole 3800 85196
MSCI COM 55354G100 731 20425 SH Sole 20425
Murphy Oil COM 626717102 2388 44485 SH Sole 150 44335
MVC Capital COM 553829102 170 13250 SH Sole 13250
Mylan Laboratories COM 628530107 858 35185 SH Sole 35185
National-Oilwell Varco COM 637071101 17304 216007 SH Sole 8430 207577
Newell Rubbermaid COM 651229106 2131 111625 SH Sole 6800 104825
Newmont Mining COM 651639106 167 2989 SH Sole 2989
NextEra Energy COM 65339F101 642 9131 SH Sole 9131
Nike Cl B COM 654106103 7965 83917 SH Sole 4095 79822
Noble Energy COM 655044105 130 1397 SH Sole 1397
Nordstrom COM 655664100 658 11918 SH Sole 11918
Norfolk Southern COM 655844108 267 4197 SH Sole 4197
Northern Trust COM 665859104 8783 189225 SH Sole 1700 187525
Northrop Grumman COM 666807102 603 9079 SH Sole 400 8679
NYSE Euronext COM 629491101 2058 83476 SH Sole 83476
Occidental Petroleum COM 674599105 584 6784 SH Sole 6784
Old Republic International COM 680223104 68 7344 SH Sole 7344
Omnicare COM 681904108 0 10 SH Sole 10
ONEOK COM 682680103 301 6240 SH Sole 6240
Oracle COM 68389X105 6808 216400 SH Sole 8260 208140
Paychex COM 704326107 2301 69119 SH Sole 980 68139
PepsiCo COM 713448108 32678 461756 SH Sole 9307 452449
Perrigo Company COM 714290103 509 4385 SH Sole 4385
Pfizer COM 717081103 11720 471648 SH Sole 10009 461639
Philip Morris International COM 718172109 13330 148215 SH Sole 6230 141985
Phillips 66 COM 718546104 481 10380 SH Sole 10380
PNC Financial Services Group COM 693475105 1233 19533 SH Sole 19533
Polypore International COM 73179V103 364 10290 SH Sole 10290
PPG Industries COM 693506107 287 2500 SH Sole 2500
PPL COM 69351T106 4659 160364 SH Sole 7800 152564
Praxair COM 74005P104 3163 30448 SH Sole 1050 29398
Precision Castparts COM 740189105 189 1160 SH Sole 1160
Priceline.com COM 741503403 33 54 SH Sole 54
Procter & Gamble COM 742718109 62046 894546 SH Sole 15177 879369
Progressive Ohio COM 743315103 254 12248 SH Sole 12248
Prudential Financial COM 744320102 3852 70673 SH Sole 5900 64773
QUALCOMM COM 747525103 38581 617585 SH Sole 19861 597724
Quicksilver Resources COM 74837R104 0 37 SH Sole 37
Raytheon COM 755111507 69 1200 SH Sole 1200
RBC Bearings COM 75524B104 648 13475 SH Sole 13475
Ross Stores COM 778296103 568 8800 SH Sole 8800
Salesforce.com COM 79466L302 217 1423 SH Sole 1423
SCANA COM 80589M102 179 3700 SH Sole 3700
Schlumberger Ltd COM 806857108 28916 399780 SH Sole 9045 390735
Scripps Network Interactive-A COM 811065101 179 2929 SH Sole 2929
Sempra Energy COM 816851109 277 4300 SH Sole 4300
Sherwin Williams COM 824348106 967 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 721 10022 SH Sole 10022
Smucker J M COM 832696405 8 97 SH Sole 3 94
Southern Company COM 842587107 709 15388 SH Sole 15388
Southwestern Energy COM 845467109 9059 260468 SH Sole 6100 254368
Spectra Energy COM 847560109 452 15380 SH Sole 15380
SPX COM 784635104 328 5010 SH Sole 5010
St Jude Medical COM 790849103 234 5559 SH Sole 5559
Stanley Black & Decker COM 854502101 411 5390 SH Sole 5390
Staples COM 855030102 869 75475 SH Sole 3225 72250
Starbucks COM 855244109 14957 294955 SH Sole 4800 290155
Steiner Leisure Ltd COM P8744Y102 256 5495 SH Sole 5495
Stericycle COM 858912108 612 6765 SH Sole 6765
Stryker COM 863667101 1553 27902 SH Sole 27902
Suncor Energy COM 867224107 362 11014 SH Sole 11014
Sysco COM 871829107 71 2275 SH Sole 2275
T Rowe Price Group COM 74144T108 478 7554 SH Sole 7554
Target COM 87612E106 14584 229780 SH Sole 8519 221261
Tellabs COM 879664100 7 2012 SH Sole 2012
Teradata COM 88076W103 255 3383 SH Sole 3383
Texas Instruments COM 882508104 1225 44457 SH Sole 2000 42457
Thermo Fisher Scientific COM 883556102 23639 401824 SH Sole 12293 389531
Tiffany COM 886547108 5766 93173 SH Sole 93173
Time Warner COM 887317303 563 12421 SH Sole 100 12321
Time Warner Cable COM 88732J207 462 4860 SH Sole 25 4835
TJX Companies COM 872540109 164 3655 SH Sole 3655
Travelers Companies COM 89417E109 7453 109185 SH Sole 6642 102543
U S Bancorp COM 902973304 3136 91435 SH Sole 400 91035
Unilever NV NY Shs COM 904784709 12211 344170 SH Sole 9797 334373
Union Pacific COM 907818108 2371 19971 SH Sole 19971
United Parcel Service Cl B COM 911312106 2239 31290 SH Sole 1150 30140
United Technologies COM 913017109 26403 337247 SH Sole 9991 327256
UnitedHealth Group COM 91324P102 295 5324 SH Sole 5324
Verizon Communications COM 92343V104 8435 185104 SH Sole 2100 183004
Versus Technology COM 925313108 4 69266 SH Sole 69266
Vertex Pharmaceuticals COM 92532F100 227 4060 SH Sole 4060
Viacom Cl B COM 92553P201 322 6002 SH Sole 6002
Viaspace COM 92554W106 0 70000 SH Sole 70000
Visa Class A COM 92826C839 154 1150 SH Sole 1150
Wal Mart Stores COM 931142103 3030 41060 SH Sole 70 40990
Walgreen COM 931422109 7717 211766 SH Sole 3825 207941
Washington Post Class B COM 939640108 244 672 SH Sole 672
Waste Management COM 94106L109 3608 112475 SH Sole 8655 103820
Waters Corporation COM 941848103 339 4065 SH Sole 4065
Wells Fargo COM 949746101 9196 266319 SH Sole 14484 251835
Westar Energy COM 95709T100 225 7600 SH Sole 7600
Western Union COM 959802109 1752 96185 SH Sole 1000 95185
Whole Foods Market COM 966837106 215 2212 SH Sole 2212
Williams-Sonoma COM 969904101 1405 31960 SH Sole 31960
Wisconsin Energy COM 976657106 1598 42408 SH Sole 42408
Wyndham Worldwide COM 98310W108 152 2901 SH Sole 2901
Yum! Brands COM 988498101 4987 75168 SH Sole 4405 70763
Zimmer Holdings COM 98956P102 410 6063 SH Sole 600 5463
Energy Transfer Partners LP LTD 29273R109 1587 37280 SH Sole 200 37080
Enterprise Products Partners L LTD 293792107 1266 23624 SH Sole 23624
Genesis Energy LP LTD 371927104 232 6900 SH Sole 6900
Holly Energy Partners LP LTD 435763107 215 3240 SH Sole 3240
Kinder Morgan Energy Partners LTD 494550106 2274 27567 SH Sole 125 27442
Magellan Midstream Partners LP LTD 559080106 262 3000 SH Sole 3000
NuStar Energy LP LTD 67058H102 544 10700 SH Sole 100 10600
ONEOK Partners LP LTD 68268N103 1474 24775 SH Sole 24775
Plains All American Pipeline L LTD 726503105 358 4064 SH Sole 4064
America Movil SAB ADR Ser L COM 02364W105 4100 161215 SH Sole 400 160815
BHP Billiton Ltd Spon ADR COM 088606108 3282 47830 SH Sole 825 47005
BP PLC Spon ADR COM 055622104 2293 54139 SH Sole 54139
Diageo PLC Spon ADR COM 25243Q205 432 3835 SH Sole 3835
ENI SpA ADR COM 26874R108 1079 24603 SH Sole 1750 22853
GlaxoSmithKline PLC ADS COM 37733W105 1145 24761 SH Sole 24761
HSBC Hldgs PLC Sp ADR COM 404280406 2814 60571 SH Sole 3125 57446
Luxottica Group SpA Spon ADR COM 55068R202 6054 171694 SH Sole 5400 166294
National Grid PLC ADR COM 636274300 14719 265869 SH Sole 6620 259249
Nestle SA Sponsored ADR COM 641069406 28471 451211 SH Sole 6150 445061
Novartis AG ADR COM 66987V109 15625 255059 SH Sole 13823 241236
Novo Nordisk A/S ADR COM 670100205 137 871 SH Sole 871
Rio Tinto PLC Spon ADR COM 767204100 76 1628 SH Sole 1628
Royal Dutch Shell PLC ADR-A COM 780259206 4405 63467 SH Sole 800 62667
Royal Dutch Shell PLC ADR-B COM 780259107 214 3000 SH Sole 3000
Sanofi COM 80105N105 155 3600 SH Sole 3600
Siemens AG Sp ADR COM 826197501 965 9638 SH Sole 9638
Syngenta AG ADR COM 87160A100 3052 40780 SH Sole 2120 38660
Telefonica SA ADR COM 879382208 815 61399 SH Sole 61399
Teva Pharmaceutical Industries COM 881624209 20946 505809 SH Sole 10962 494847
Total SA Spon ADR COM 89151E109 3 54 SH Sole 54
Unilever PLC Spon ADR COM 904767704 71 1942 SH Sole 1942
Vodafone Group PLC Sp ADR COM 92857W209 17663 619766 SH Sole 21056 598711
Aon PLC COM G0408V102 297 5685 SH Sole 5685
BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000
Central Gold Trust COM 153546106 627 9200 SH Sole 9200
iSonea Ltd COM 040181580 2 22200 SH Sole 22200
Lazard Ltd COM G54050102 1826 62475 SH Sole 1400 61075
Nansonics Limited COM Q6499K102 48 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 0 200000 SH Sole 200000
TE Connectivity Ltd COM H84989104 4 116 SH Sole 116
Vodafone PLC Ord 217 76374 SH Sole 76374
American Tower REIT COM 03027X100 2198 30783 SH Sole 200 30583
Annaly Capital Management COM 035710409 407 24180 SH Sole 24180
Boston Properties COM 101121101 370 3346 SH Sole 3346
Corporate Office Properties COM 22002T108 2061 85991 SH Sole 1150 84841
Equity Lifestyle Properties COM 29472R108 207 3044 SH Sole 3044
Equity Residential COM 29476L107 2687 46701 SH Sole 741 45960
HCP COM 40414L109 398 8950 SH Sole 8950
Kite Realty Group Trust COM 49803T102 3998 783884 SH Sole 55900 727984
Plum Creek Timber Company COM 729251108 1750 39918 SH Sole 39918
ProLogis COM 74340W103 372 10627 SH Sole 913 9714
Public Storage COM 74460D109 5039 36210 SH Sole 1200 35010
Realty Income COM 756109104 159 3900 SH Sole 3900
Simon Property Group COM 828806109 1534 10107 SH Sole 10107
Starwood Hotels & Resorts Worl COM 85590A401 515 8884 SH Sole 8884
Starwood Property Trust COM 85571B105 371 15955 SH Sole 15955
Taubman Centers COM 876664103 575 7500 SH Sole 7500
Ventas COM 92276F100 337 5416 SH Sole 5416
Vornado Realty Trust COM 929042109 259 3201 SH Sole 3201
Weyerhaeuser COM 962166104 1090 41711 SH Sole 41711
Alpine Dynamic Dvd Fund COM 020875209 77 21610 SH Sole 21610
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