0000315498-12-000004.txt : 20121011 0000315498-12-000004.hdr.sgml : 20121011 20121011120942 ACCESSION NUMBER: 0000315498-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121011 DATE AS OF CHANGE: 20121011 EFFECTIVENESS DATE: 20121011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 121139500 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 sep.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : MARK BROWN TITLE : COMPLIANCE OFFICER PHONE : 312-832-1534 SIGNATURE, PLACE, AND DATE OF SIGNING: MARK BROWN CHICAGO, ILLINOIS September 30, 2012 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 483 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,660,323,000 LIST OF OTHER INCLUDED MANAGERS: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hologic Cvt CONV 436440AA9 5143 5185000 PRN Sole 25000 5160000 3M Company COM 88579Y101 11626 125800 SH Sole 938 124862 Abbott Laboratories COM 002824100 19875 289892 SH Sole 1520 288372 Accenture Plc Cl A COM G1151C101 137 1950 SH Sole 1950 Actuant Cl A COM 00508X203 337 11784 SH Sole 11784 Adobe Systems COM 00724F101 1383 42625 SH Sole 1100 41525 Advance Auto Parts COM 00751Y106 329 4800 SH Sole 4800 Affiliated Managers Group COM 008252108 396 3218 SH Sole 3218 AFLAC COM 001055102 14 300 SH Sole 300 AGL Resources Inc COM 001204106 2654 64880 SH Sole 3614 61266 Allergan COM 018490102 9571 104507 SH Sole 4960 99547 Alliant Energy COM 018802108 180 4150 SH Sole 2375 1775 Allstate COM 020002101 1662 41959 SH Sole 41959 Altria Group COM 02209S103 4462 133637 SH Sole 1000 132637 Amazon.com COM 023135106 1332 5236 SH Sole 5236 American Express COM 025816109 27769 488378 SH Sole 12905 475473 Americas Power Partners COM 03061A107 0 56382 SH Sole 56382 Ameriprise Financial COM 03076C106 384 6772 SH Sole 6772 AMETEK COM 031100100 1198 33787 SH Sole 33787 Amgen COM 031162100 2307 27365 SH Sole 700 26665 Anadarko Petroleum COM 032511107 105 1504 SH Sole 1504 Analog Devices COM 032654105 2744 70040 SH Sole 1200 68840 ANSYS COM 03662Q105 367 5005 SH Sole 5005 Apache Corporation COM 037411105 146 1690 SH Sole 1690 Apple COM 037833100 14098 21133 SH Sole 450 20683 Applied Materials COM 038222105 159 14200 SH Sole 14200 Applied Nanotech Holdings COM 03824B103 2 12000 SH Sole 12000 AptarGroup COM 038336103 3341 64602 SH Sole 2300 62302 AT&T COM 00206R102 10865 288183 SH Sole 2800 285383 Automatic Data Processing COM 053015103 1658 28261 SH Sole 28261 Baker Hughes COM 057224107 278 6138 SH Sole 6138 Bank of America COM 060505104 627 71064 SH Sole 65 70999 Bank of Hawaii COM 062540109 229 5022 SH Sole 5022 Bank of New York Mellon Corp COM 064058100 3619 160003 SH Sole 555 159448 Baxter International COM 071813109 846 14038 SH Sole 2000 12038 BB&T COM 054937107 5586 168468 SH Sole 6810 161658 BCE COM 05534B760 287 6523 SH Sole 6523 Beam Inc COM 073730103 307 5332 SH Sole 5332 Becton Dickinson COM 075887109 506 6440 SH Sole 500 5940 Bed Bath & Beyond COM 075896100 815 12931 SH Sole 600 12331 Berkshire Hathaway Cl A COM 084670108 4777 36 SH Sole 36 Berkshire Hathaway Cl B COM 084670702 10888 123445 SH Sole 4450 118995 BlackRock COM 09247X101 681 3822 SH Sole 3822 Boeing COM 097023105 9926 142620 SH Sole 4401 138219 BP Prudhoe Bay Royalty Trust S COM 055630107 262 2791 SH Sole 2791 Brinker International COM 109641100 205 5800 SH Sole 5800 Bristol-Myers Squibb COM 110122108 1213 35927 SH Sole 35927 Campbell Soup COM 134429109 460 13200 SH Sole 13200 Canadian Pacific Railway Ltd COM 13645T100 220 2650 SH Sole 2650 Cardinal Health COM 14149Y108 540 13868 SH Sole 13868 Carnival COM 143658300 18 500 SH Sole 500 Caterpillar COM 149123101 18117 210566 SH Sole 3427 207139 CBOE Holdings COM 12503M108 231 7847 SH Sole 7847 CBRE Group Cl A COM 12497T101 36 1975 SH Sole 1975 CBS Cl B COM 124857202 4 110 SH Sole 110 Celgene COM 151020104 22020 288215 SH Sole 10960 277255 Central Illinois Bancorp COM 0 26750 SH Sole 26750 Charles Schwab COM 808513105 1265 98913 SH Sole 6400 92513 Chevron COM 166764100 24934 213919 SH Sole 6567 207353 Chubb COM 171232101 4754 62319 SH Sole 50 62269 Cigna COM 125509109 580 12300 SH Sole 12300 Cisco Systems COM 17275R102 7647 400488 SH Sole 16250 384238 Citigroup COM 172967424 204 6246 SH Sole 6246 Clorox COM 189054109 252 3492 SH Sole 100 3392 CME Group COM 12572Q105 934 16295 SH Sole 16295 CMG Holdings COM 125749101 0 10100 SH Sole 10100 Coach COM 189754104 816 14565 SH Sole 14565 CoBiz Financial COM 190897108 15 2200 SH Sole 2200 Coca-Cola COM 191216100 21560 568412 SH Sole 8350 560062 Cognizant Tech Solutions COM 192446102 197 2825 SH Sole 2825 Colgate-Palmolive COM 194162103 10028 93530 SH Sole 1400 92130 Comcast Cl A COM 20030N101 4578 128061 SH Sole 128061 Comcast Spec Com Cl A COM 20030N200 20174 579557 SH Sole 22937 556620 ConocoPhillips COM 20825C104 2525 44157 SH Sole 195 43962 Consolidated Edison COM 209115104 422 7049 SH Sole 7049 Copart COM 217204106 261 9420 SH Sole 9420 CopyTele COM 217721109 2 10000 SH Sole 10000 Corning COM 219350105 280 21272 SH Sole 21272 Costco Wholesale COM 22160K105 10370 103530 SH Sole 5015 98515 Coventry Health Care COM 222862104 169 4050 SH Sole 4050 Covidien Plc COM G2554F113 423 7122 SH Sole 7122 Crown Castle International COM 228227104 230 3595 SH Sole 3595 Cummins COM 231021106 4026 43660 SH Sole 1300 42360 CVS/Caremark Corp COM 126650100 180 3711 SH Sole 3711 Danaher COM 235851102 8944 162171 SH Sole 2800 159371 Deere & Co COM 244199105 9914 120215 SH Sole 3300 116915 Defentect Group COM 244639100 0 23000 SH Sole 23000 Dell COM 24702R101 18 1850 SH Sole 1850 DiaSys COM 252838107 0 20000 SH Sole 20000 DIRECTV Cl A COM 25490A309 2375 45296 SH Sole 45296 Discovery Communications A COM 25470F104 175 2933 SH Sole 2933 Discovery Communications C COM 25470F302 146 2607 SH Sole 2607 Disney Walt COM 254687106 20323 388730 SH Sole 10845 377885 Dominion Resources/VA COM 25746U109 2945 55633 SH Sole 300 55333 Dover COM 260003108 714 12000 SH Sole 12000 Dow Chemical COM 260543103 389 13448 SH Sole 13448 DTE Energy COM 233331107 203 3380 SH Sole 3380 Du Pont E I COM 263534109 13212 262828 SH Sole 14389 248439 Duke Energy COM 26441C204 876 13516 SH Sole 13516 Dun & Bradstreet COM 26483E100 656 8238 SH Sole 8238 eBay COM 278642103 2040 42170 SH Sole 42170 Ecolab COM 278865100 12568 193917 SH Sole 6226 187691 EMC COM 268648102 8323 305198 SH Sole 20480 284718 Emerson Electric COM 291011104 7761 160793 SH Sole 2677 158117 EnCana COM 292505104 95 4312 SH Sole 4312 Entergy COM 29364G103 1124 16215 SH Sole 16215 EOG Resources COM 26875P101 314 2800 SH Sole 2800 EPL Technologies COM 268920204 0 41000 SH Sole 41000 EQT Corporation COM 26884L109 290 4921 SH Sole 4921 Estee Lauder Cl A COM 518439104 2581 41924 SH Sole 1420 40504 Everest Re Group Ltd COM G3223R108 213 1987 SH Sole 1987 Exelon COM 30161N101 1063 29879 SH Sole 29879 Express Scripts Hldgs COM 30219G108 328 5238 SH Sole 5238 Exxon Mobil COM 30231G102 62657 685156 SH Sole 11439 673717 F5 Networks COM 315616102 183 1745 SH Sole 1745 First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000 FirstEnergy COM 337932107 213 4827 SH Sole 4827 Fiserv COM 337738108 6879 92919 SH Sole 4216 88703 Ford Motor COM 345370860 131 13246 SH Sole 300 12946 Franklin Resources COM 354613101 384 3072 SH Sole 3072 Frontier Communications COM 35906A108 39 8001 SH Sole 288 7713 Gannett COM 364730101 81 4560 SH Sole 4560 General Dynamics COM 369550108 125 1892 SH Sole 1892 General Electric COM 369604103 39050 1719524 SH Sole 35034 1684490 General Mills COM 370334104 656 16472 SH Sole 16472 Gilead Sciences COM 375558103 9939 149837 SH Sole 2800 147037 Goldman Sachs Group COM 38141G104 74 650 SH Sole 650 Google Cl A COM 38259P508 14488 19202 SH Sole 740 18462 Grainger W W COM 384802104 9120 43770 SH Sole 300 43470 Great Plains Energy COM 391164100 316 14200 SH Sole 14200 Hanesbrands COM 410345102 439 13760 SH Sole 13760 Heinz H J COM 423074103 351 6270 SH Sole 6270 Hershey Company COM 427866108 1797 25356 SH Sole 100 25256 Hewlett-Packard COM 428236103 263 15400 SH Sole 650 14750 Hexcel Corp COM 428291108 216 9000 SH Sole 9000 Hologic COM 436440101 587 29025 SH Sole 29025 Home Depot COM 437076102 5236 86730 SH Sole 7675 79055 Honeywell International COM 438516106 14188 237463 SH Sole 10420 227043 Horizon Bancorp Indiana COM 440407104 322 11259 SH Sole 11259 Hospira COM 441060100 151 4610 SH Sole 4610 IDEX COM 45167R104 3646 87282 SH Sole 87282 Illinois Tool Works COM 452308109 1646 27674 SH Sole 200 27474 Integrys Energy Group COM 45822P105 349 6679 SH Sole 6679 Intel COM 458140100 6806 300412 SH Sole 4705 295707 Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000 IntercontinentalExchange COM 45865V100 3264 24464 SH Sole 2000 22464 International Business Machine COM 459200101 78378 377814 SH Sole 4526 373288 International Game Technology COM 459902102 41 3100 SH Sole 3100 Interpublic Group Cos COM 460690100 13 1129 SH Sole 1129 Intuitive Surgical COM 46120E602 297 600 SH Sole 600 Isis Pharmaceuticals COM 464330109 308 21880 SH Sole 21880 Johnson & Johnson COM 478160104 42837 621641 SH Sole 12910 608732 JPMorgan Chase & Co COM 46625H100 34923 862730 SH Sole 18984 843746 Kansas City Southern COM 485170302 690 9100 SH Sole 9100 Kellogg COM 487836108 206 3995 SH Sole 3995 Kimberly Clark COM 494368103 7888 91955 SH Sole 3903 88052 Kohls COM 500255104 388 7575 SH Sole 250 7325 Koninklijke Philips Electronic COM 500472303 1819 77572 SH Sole 77572 Kraft Foods Cl A COM 50075N104 10110 244504 SH Sole 8087 236417 Ladenburg Thalmann Finl Svcs COM 50575Q102 26 20000 SH Sole 20000 Leeward Capital COM 52459E106 1 30000 SH Sole 30000 Leggett & Platt COM 524660107 180 7200 SH Sole 7200 Liberty Global-A COM 530555101 394 6486 SH Sole 6486 Liberty Global-C COM 530555309 367 6486 SH Sole 6486 Liberty Interactive Cl A COM 53071M104 662 35758 SH Sole 35758 Liberty Media - Liberty Capita COM 530322106 497 4775 SH Sole 4775 Life Technologies COM 53217V109 138 2832 SH Sole 2832 Lilly Eli COM 532457108 1368 28857 SH Sole 28857 Lincoln National COM 534187109 194 8023 SH Sole 8023 Littelfuse COM 537008104 155 2750 SH Sole 2750 Lockheed Martin COM 539830109 7357 78782 SH Sole 1900 76882 Lowe's Companies COM 548661107 557 18434 SH Sole 18434 Lululemon Athletica COM 550021109 126 1700 SH Sole 1700 Macy's COM 55616P104 613 16304 SH Sole 16304 Markel COM 570535104 578 1261 SH Sole 1261 Marriott International Cl A COM 571903202 16 403 SH Sole 403 Marriott Intl FRAC New A COM 903208 0 37082 SH Sole 37082 Marvell Technology Group Ltd COM G5876H105 130 14155 SH Sole 14155 MB Financial COM 55264U108 2011 101823 SH Sole 101823 McCormick Non-Voting COM 579780206 11201 180540 SH Sole 495 180045 McDonalds COM 580135101 39639 432034 SH Sole 3042 428992 McGraw Hill Companies COM 580645109 187 3425 SH Sole 3425 McKesson HBOC COM 58155Q103 115 1340 SH Sole 1340 Mead Johnson Nutrition COM 582839106 248 3381 SH Sole 3381 Medtronic COM 585055106 555 12872 SH Sole 12872 Merck COM 58933Y105 10450 231730 SH Sole 1000 230730 MetLife COM 59156R108 13109 380411 SH Sole 4025 376386 Microsoft COM 594918104 33391 1122013 SH Sole 25017 1096996 Monsanto COM 61166W101 8100 88996 SH Sole 3800 85196 MSCI COM 55354G100 731 20425 SH Sole 20425 Murphy Oil COM 626717102 2388 44485 SH Sole 150 44335 MVC Capital COM 553829102 170 13250 SH Sole 13250 Mylan Laboratories COM 628530107 858 35185 SH Sole 35185 National-Oilwell Varco COM 637071101 17304 216007 SH Sole 8430 207577 Newell Rubbermaid COM 651229106 2131 111625 SH Sole 6800 104825 Newmont Mining COM 651639106 167 2989 SH Sole 2989 NextEra Energy COM 65339F101 642 9131 SH Sole 9131 Nike Cl B COM 654106103 7965 83917 SH Sole 4095 79822 Noble Energy COM 655044105 130 1397 SH Sole 1397 Nordstrom COM 655664100 658 11918 SH Sole 11918 Norfolk Southern COM 655844108 267 4197 SH Sole 4197 Northern Trust COM 665859104 8783 189225 SH Sole 1700 187525 Northrop Grumman COM 666807102 603 9079 SH Sole 400 8679 NYSE Euronext COM 629491101 2058 83476 SH Sole 83476 Occidental Petroleum COM 674599105 584 6784 SH Sole 6784 Old Republic International COM 680223104 68 7344 SH Sole 7344 Omnicare COM 681904108 0 10 SH Sole 10 ONEOK COM 682680103 301 6240 SH Sole 6240 Oracle COM 68389X105 6808 216400 SH Sole 8260 208140 Paychex COM 704326107 2301 69119 SH Sole 980 68139 PepsiCo COM 713448108 32678 461756 SH Sole 9307 452449 Perrigo Company COM 714290103 509 4385 SH Sole 4385 Pfizer COM 717081103 11720 471648 SH Sole 10009 461639 Philip Morris International COM 718172109 13330 148215 SH Sole 6230 141985 Phillips 66 COM 718546104 481 10380 SH Sole 10380 PNC Financial Services Group COM 693475105 1233 19533 SH Sole 19533 Polypore International COM 73179V103 364 10290 SH Sole 10290 PPG Industries COM 693506107 287 2500 SH Sole 2500 PPL COM 69351T106 4659 160364 SH Sole 7800 152564 Praxair COM 74005P104 3163 30448 SH Sole 1050 29398 Precision Castparts COM 740189105 189 1160 SH Sole 1160 Priceline.com COM 741503403 33 54 SH Sole 54 Procter & Gamble COM 742718109 62046 894546 SH Sole 15177 879369 Progressive Ohio COM 743315103 254 12248 SH Sole 12248 Prudential Financial COM 744320102 3852 70673 SH Sole 5900 64773 QUALCOMM COM 747525103 38581 617585 SH Sole 19861 597724 Quicksilver Resources COM 74837R104 0 37 SH Sole 37 Raytheon COM 755111507 69 1200 SH Sole 1200 RBC Bearings COM 75524B104 648 13475 SH Sole 13475 Ross Stores COM 778296103 568 8800 SH Sole 8800 Salesforce.com COM 79466L302 217 1423 SH Sole 1423 SCANA COM 80589M102 179 3700 SH Sole 3700 Schlumberger Ltd COM 806857108 28916 399780 SH Sole 9045 390735 Scripps Network Interactive-A COM 811065101 179 2929 SH Sole 2929 Sempra Energy COM 816851109 277 4300 SH Sole 4300 Sherwin Williams COM 824348106 967 6494 SH Sole 6494 Sigma-Aldrich COM 826552101 721 10022 SH Sole 10022 Smucker J M COM 832696405 8 97 SH Sole 3 94 Southern Company COM 842587107 709 15388 SH Sole 15388 Southwestern Energy COM 845467109 9059 260468 SH Sole 6100 254368 Spectra Energy COM 847560109 452 15380 SH Sole 15380 SPX COM 784635104 328 5010 SH Sole 5010 St Jude Medical COM 790849103 234 5559 SH Sole 5559 Stanley Black & Decker COM 854502101 411 5390 SH Sole 5390 Staples COM 855030102 869 75475 SH Sole 3225 72250 Starbucks COM 855244109 14957 294955 SH Sole 4800 290155 Steiner Leisure Ltd COM P8744Y102 256 5495 SH Sole 5495 Stericycle COM 858912108 612 6765 SH Sole 6765 Stryker COM 863667101 1553 27902 SH Sole 27902 Suncor Energy COM 867224107 362 11014 SH Sole 11014 Sysco COM 871829107 71 2275 SH Sole 2275 T Rowe Price Group COM 74144T108 478 7554 SH Sole 7554 Target COM 87612E106 14584 229780 SH Sole 8519 221261 Tellabs COM 879664100 7 2012 SH Sole 2012 Teradata COM 88076W103 255 3383 SH Sole 3383 Texas Instruments COM 882508104 1225 44457 SH Sole 2000 42457 Thermo Fisher Scientific COM 883556102 23639 401824 SH Sole 12293 389531 Tiffany COM 886547108 5766 93173 SH Sole 93173 Time Warner COM 887317303 563 12421 SH Sole 100 12321 Time Warner Cable COM 88732J207 462 4860 SH Sole 25 4835 TJX Companies COM 872540109 164 3655 SH Sole 3655 Travelers Companies COM 89417E109 7453 109185 SH Sole 6642 102543 U S Bancorp COM 902973304 3136 91435 SH Sole 400 91035 Unilever NV NY Shs COM 904784709 12211 344170 SH Sole 9797 334373 Union Pacific COM 907818108 2371 19971 SH Sole 19971 United Parcel Service Cl B COM 911312106 2239 31290 SH Sole 1150 30140 United Technologies COM 913017109 26403 337247 SH Sole 9991 327256 UnitedHealth Group COM 91324P102 295 5324 SH Sole 5324 Verizon Communications COM 92343V104 8435 185104 SH Sole 2100 183004 Versus Technology COM 925313108 4 69266 SH Sole 69266 Vertex Pharmaceuticals COM 92532F100 227 4060 SH Sole 4060 Viacom Cl B COM 92553P201 322 6002 SH Sole 6002 Viaspace COM 92554W106 0 70000 SH Sole 70000 Visa Class A COM 92826C839 154 1150 SH Sole 1150 Wal Mart Stores COM 931142103 3030 41060 SH Sole 70 40990 Walgreen COM 931422109 7717 211766 SH Sole 3825 207941 Washington Post Class B COM 939640108 244 672 SH Sole 672 Waste Management COM 94106L109 3608 112475 SH Sole 8655 103820 Waters Corporation COM 941848103 339 4065 SH Sole 4065 Wells Fargo COM 949746101 9196 266319 SH Sole 14484 251835 Westar Energy COM 95709T100 225 7600 SH Sole 7600 Western Union COM 959802109 1752 96185 SH Sole 1000 95185 Whole Foods Market COM 966837106 215 2212 SH Sole 2212 Williams-Sonoma COM 969904101 1405 31960 SH Sole 31960 Wisconsin Energy COM 976657106 1598 42408 SH Sole 42408 Wyndham Worldwide COM 98310W108 152 2901 SH Sole 2901 Yum! Brands COM 988498101 4987 75168 SH Sole 4405 70763 Zimmer Holdings COM 98956P102 410 6063 SH Sole 600 5463 Energy Transfer Partners LP LTD 29273R109 1587 37280 SH Sole 200 37080 Enterprise Products Partners L LTD 293792107 1266 23624 SH Sole 23624 Genesis Energy LP LTD 371927104 232 6900 SH Sole 6900 Holly Energy Partners LP LTD 435763107 215 3240 SH Sole 3240 Kinder Morgan Energy Partners LTD 494550106 2274 27567 SH Sole 125 27442 Magellan Midstream Partners LP LTD 559080106 262 3000 SH Sole 3000 NuStar Energy LP LTD 67058H102 544 10700 SH Sole 100 10600 ONEOK Partners LP LTD 68268N103 1474 24775 SH Sole 24775 Plains All American Pipeline L LTD 726503105 358 4064 SH Sole 4064 America Movil SAB ADR Ser L COM 02364W105 4100 161215 SH Sole 400 160815 BHP Billiton Ltd Spon ADR COM 088606108 3282 47830 SH Sole 825 47005 BP PLC Spon ADR COM 055622104 2293 54139 SH Sole 54139 Diageo PLC Spon ADR COM 25243Q205 432 3835 SH Sole 3835 ENI SpA ADR COM 26874R108 1079 24603 SH Sole 1750 22853 GlaxoSmithKline PLC ADS COM 37733W105 1145 24761 SH Sole 24761 HSBC Hldgs PLC Sp ADR COM 404280406 2814 60571 SH Sole 3125 57446 Luxottica Group SpA Spon ADR COM 55068R202 6054 171694 SH Sole 5400 166294 National Grid PLC ADR COM 636274300 14719 265869 SH Sole 6620 259249 Nestle SA Sponsored ADR COM 641069406 28471 451211 SH Sole 6150 445061 Novartis AG ADR COM 66987V109 15625 255059 SH Sole 13823 241236 Novo Nordisk A/S ADR COM 670100205 137 871 SH Sole 871 Rio Tinto PLC Spon ADR COM 767204100 76 1628 SH Sole 1628 Royal Dutch Shell PLC ADR-A COM 780259206 4405 63467 SH Sole 800 62667 Royal Dutch Shell PLC ADR-B COM 780259107 214 3000 SH Sole 3000 Sanofi COM 80105N105 155 3600 SH Sole 3600 Siemens AG Sp ADR COM 826197501 965 9638 SH Sole 9638 Syngenta AG ADR COM 87160A100 3052 40780 SH Sole 2120 38660 Telefonica SA ADR COM 879382208 815 61399 SH Sole 61399 Teva Pharmaceutical Industries COM 881624209 20946 505809 SH Sole 10962 494847 Total SA Spon ADR COM 89151E109 3 54 SH Sole 54 Unilever PLC Spon ADR COM 904767704 71 1942 SH Sole 1942 Vodafone Group PLC Sp ADR COM 92857W209 17663 619766 SH Sole 21056 598711 Aon PLC COM G0408V102 297 5685 SH Sole 5685 BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000 Central Gold Trust COM 153546106 627 9200 SH Sole 9200 iSonea Ltd COM 040181580 2 22200 SH Sole 22200 Lazard Ltd COM G54050102 1826 62475 SH Sole 1400 61075 Nansonics Limited COM Q6499K102 48 90051 SH Sole 90051 Options Media Group Hldgs COM 684008105 0 200000 SH Sole 200000 TE Connectivity Ltd COM H84989104 4 116 SH Sole 116 Vodafone PLC Ord 217 76374 SH Sole 76374 American Tower REIT COM 03027X100 2198 30783 SH Sole 200 30583 Annaly Capital Management COM 035710409 407 24180 SH Sole 24180 Boston Properties COM 101121101 370 3346 SH Sole 3346 Corporate Office Properties COM 22002T108 2061 85991 SH Sole 1150 84841 Equity Lifestyle Properties COM 29472R108 207 3044 SH Sole 3044 Equity Residential COM 29476L107 2687 46701 SH Sole 741 45960 HCP COM 40414L109 398 8950 SH Sole 8950 Kite Realty Group Trust COM 49803T102 3998 783884 SH Sole 55900 727984 Plum Creek Timber Company COM 729251108 1750 39918 SH Sole 39918 ProLogis COM 74340W103 372 10627 SH Sole 913 9714 Public Storage COM 74460D109 5039 36210 SH Sole 1200 35010 Realty Income COM 756109104 159 3900 SH Sole 3900 Simon Property Group COM 828806109 1534 10107 SH Sole 10107 Starwood Hotels & Resorts Worl COM 85590A401 515 8884 SH Sole 8884 Starwood Property Trust COM 85571B105 371 15955 SH Sole 15955 Taubman Centers COM 876664103 575 7500 SH Sole 7500 Ventas COM 92276F100 337 5416 SH Sole 5416 Vornado Realty Trust COM 929042109 259 3201 SH Sole 3201 Weyerhaeuser COM 962166104 1090 41711 SH Sole 41711 Alpine Dynamic Dvd Fund COM 020875209 77 21610 SH Sole 21610 Amer Fds-Cap Wrld Grwth&Inc COM 140543109 57 1575 SH Sole 1575 Amer Fds - Fundamental Inv COM 360802821 259 6448 SH Sole 6448 American Fds-New Perspective-A COM 648018109 323 10630 SH Sole 10630 American Fds-Washington Mutual COM 939330106 34 1085 SH Sole 1085 American Grw Fd of Amer 2 COM 399874825 247 7302 SH Sole 7302 Baron Asset Fund COM 068278100 282 5424 SH Sole 5424 BlackRock H/Y Bd Port COM 091929638 94 11827 SH Sole 11827 Columbia Acorn Fund-Z COM 197199409 3749 120265 SH Sole 120265 Columbia Acorn Intl Fd-Z COM 197199813 1245 31265 SH Sole 31265 Columbia High Yield Muni Fd COM 19765P125 5 487 SH Sole 487 Columbia Mid Cap Value Fd A COM 19765J863 10 680 SH Sole 680 Davis New York Venture Fd-A COM 239080104 216 5964 SH Sole 5964 Dodge & Cox Intl Stock Fd COM 256206103 95 2913 SH Sole 2913 Dodge & Cox Stock Fund COM 256219106 391 3289 SH Sole 3289 Doubleline Total Return Bd COM 258620202 507 44493 SH Sole 44493 Dreyfus Municipal Bond Fund COM 26201Q104 508 42527 SH Sole 42527 Fidelity Contrafund COM 316071109 108 1356 SH Sole 1356 Fidelity Equity Income Fd COM 316138106 222 4685 SH Sole 4685 Fidelity Equity Income II Fund COM 316145101 9 453 SH Sole 453 Fidelity Fund COM 316153105 167 4598 SH Sole 4598 Fidelity GMNA Fd COM 31617K105 175 14780 SH Sole 14780 Fidelity Growth & Income Fd COM 316389204 20 955 SH Sole 955 Fidelity Growth Company Fd COM 316200104 21 213 SH Sole 213 Fidelity Puritan Fund COM 316345107 575 28848 SH Sole 28848 Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151 Fidelity Spartan 500 Index COM 315911206 892 17380 SH Sole 17380 Fidelity Spartan 500 Index Fd COM 315911701 1623 31634 SH Sole 31634 Fidelity Spartan Inter Muni In COM 31638R204 76 7148 SH Sole 7148 Fidelity Spartan Intl Index IV COM 315911602 277 8438 SH Sole 8438 First Eagle Overseas Fd-A COM 32008F101 138 6184 SH Sole 6184 First Eagle US Value Fd A COM 32008F887 275 14996 SH Sole 14996 Franklin Cust Fds Income Ser 1 COM 353496300 31 13737 SH Sole 13737 Franklin H/Y Tax Free Inc COM 354723272 794 72510 SH Sole 72510 Franklin Income Fd COM 353496847 87 39178 SH Sole 39178 Goldman Sachs High Yield Fund COM 38141W679 108 14811 SH Sole 14811 Harbor International Fund COM 411511306 25 419 SH Sole 419 Harris Assoc Oakmark Fund COM 413838103 307 6270 SH Sole 6270 Harris Assoc Oakmark Intl Fd COM 413838202 214 11379 SH Sole 11379 Hussman Strat Gr Fund COM 448108100 122 11155 SH Sole 11155 Janus Fund COM 471023101 221 6917 SH Sole 6917 Janus S/T Bond Fd COM 471023887 544 175518 SH Sole 175518 John Hancock Val MidCap COM 47803W406 17 1306 SH Sole 1306 Keeley Mid Cap Value Fd COM 487300105 267 24100 SH Sole 24100 Keeley Small Cap Value Fund COM 487300501 1648 61016 SH Sole 5853 55163 Lord Abbet Sht Dur Income COM 543916464 8 1656 SH Sole 1656 Northern Tax-Exempt Fund COM 665162863 170 15044 SH Sole 15044 Nuveen H/Y Muni Bd Fd COM 67065Q772 208 12249 SH Sole 12249 Permanent Portfolio Fd COM 714199106 281 5670 SH Sole 5670 PIMCO Commodity RR Strategy-I COM 722005667 15 2032 SH Sole 2032 PIMCO Total Return Fd-C COM 693390429 25 2175 SH Sole 2175 PIMCO Total Return Fd-Inst COM 693390700 204 17583 SH Sole 17583 Pioneer High Income Muni Fd - COM 72387N846 87 10929 SH Sole 10929 Price T Rowe Capital Appreciat COM 77954M105 62 2665 SH Sole 2665 Price T Rowe Intl Stock Fd COM 77956H203 35 2543 SH Sole 2543 Price T Rowe Mid Cap Grwth Fd COM 779556109 341 5766 SH Sole 5766 Price T Rowe Tax Free Inc Bond COM 779576107 234 22062 SH Sole 22062 RS Gbl Natural Res Fd COM 74972H648 176 4591 SH Sole 4591 Schwab Total Stock Mrkt Ind-Se COM 808509756 443 16862 SH Sole 16862 Shelton Funds - S&P MidCap Ind COM 82301Q767 359 15297 SH Sole 15297 T Rowe Price Gr Stock Fund COM 741479109 412 10759 SH Sole 10759 T Rowe Price High Yield Fd COM 741481105 116 16857 SH Sole 16857 T Rowe Price Mid Cap Value Fd COM 77957Y106 9 371 SH Sole 371 T Rowe Price S/T Bond COM 77957P105 2963 609715 SH Sole 181762 427953 Templeton Global Bond Fd-A COM 880208103 291 21740 SH Sole 21740 Thornburg Intl Value Fd-I COM 885215566 96 3593 SH Sole 3593 Tweedy Browne Global Value Fd COM 901165100 447 18151 SH Sole 18151 Tweedy Browne Value Fund COM 901165209 139 6926 SH Sole 6926 Vanguard 500 Index Fd Signal COM 922908496 374 3406 SH Sole 3406 Vanguard GNMA Fd-Inv COM 922031307 2294 206495 SH Sole 206495 Vanguard GNMA Fd - Adm COM 922031794 4890 440100 SH Sole 55 440045 Vanguard Index 500 Fund COM 922908108 212 1595 SH Sole 1595 Vanguard Inflat Protect Sec AD COM 922031737 249 8538 SH Sole 8538 Vanguard Inflat Protected Sec COM 922031869 256 17246 SH Sole 17246 Vanguard Interm Term Fund COM 922031885 198 18948 SH Sole 18948 Vanguard Intl Growth Fd-I COM 921910204 351 19106 SH Sole 19106 Vanguard PRIMECAP Fd - Adm COM 921936209 400 5550 SH Sole 5550 Vanguard S/T Invest Gr Adm Fd COM 922031836 217 20000 SH Sole 20000 Vanguard Small Cap Index Fd-I COM 922908702 87 2276 SH Sole 2276 Vanguard Small Cap Index Signa COM 922908421 24 694 SH Sole 694 Vanguard Total Stock Mkt COM 922908728 497 13852 SH Sole 13852 Vanguard Wellington Fd COM 921935201 414 7000 SH Sole 7000 Vanguard Windsor Fd ADM COM 922018403 239 4817 SH Sole 4817 Vanguard Windsor Fund II COM 922018205 347 11799 SH Sole 11799 Wells Fargo Adv Inc Pl COM 949921522 132 10523 SH Sole 10523 AMEX Technology Sel Sector SP COM 81369Y803 292 9460 SH Sole 9460 AMEX Energy Select SPDR COM 81369Y506 521 7093 SH Sole 7093 Central Fund of Canada Cl A COM 153501101 914 38400 SH Sole 38400 CurrencyShares AU Dollar COM 23129U101 229 2200 SH Sole 2200 DNP Select Income Fd COM 23325P104 142 14393 SH Sole 14393 ETFS Gold Trust COM 26922Y105 280 1600 SH Sole 1600 iShares Barclays 1-3 Yr Cr Bd COM 464288646 412 3892 SH Sole 3892 iShares Barclays Intermed Cr B COM 464288638 501 4500 SH Sole 4500 iShares DJ Intl Select Div COM 464288448 341 10800 SH Sole 10800 iShares DJ Select Div Index Fd COM 464287168 2425 42049 SH Sole 42049 iShares IBoxx H/Y Corp Bd COM 464288513 2081 22550 SH Sole 22550 iShares Lehman 1-3 Yr Treas Bd COM 464287457 991 11723 SH Sole 5300 6423 iShares Lehman Treas Inf Prot COM 464287176 125 1030 SH Sole 1030 iShares MSCI ACWI Index Fd COM 464288257 327 7000 SH Sole 7000 iShares MSCI Asia Ex-Japan COM 464288182 2281 40537 SH Sole 2500 38037 iShares MSCI Brazil Index Fd COM 464286400 2364 43727 SH Sole 1800 41927 iShares MSCI Canada Index Fd COM 464286509 934 32770 SH Sole 1700 31070 iShares MSCI EAFE Index Fd COM 464287465 11249 212239 SH Sole 16485 195754 iShares MSCI EAFE S/C COM 464288273 1078 27850 SH Sole 1100 26750 iShares MSCI Emerging Mkts Ind COM 464287234 17135 414633 SH Sole 29009 385624 iShares MSCI Japan Index Fd COM 464286848 102 11084 SH Sole 11084 iShares MSCI Pac ex-Japan Ind COM 464286665 230 5150 SH Sole 5150 iShares Nasdaq Biotechnlgy Ind COM 464287556 484 3393 SH Sole 3393 iShares Russell 1000 Grow Indx COM 464287614 356 5340 SH Sole 5340 iShares Russell 1000 Val Index COM 464287598 296 4100 SH Sole 4100 iShares Russell 2000 Index Fun COM 464287655 4241 50832 SH Sole 5100 45732 iShares Russell Midcap Index F COM 464287499 5025 45370 SH Sole 6200 39170 ishares S&P 100 Index Fd COM 464287101 515 7755 SH Sole 350 7405 ishares S&P 500 Index Fd COM 464287200 1962 13585 SH Sole 390 13195 iShares S&P 500 Vaue Index Fd COM 464287408 406 6177 SH Sole 6177 iShares S&P Global 100 Index F COM 464287572 451 7222 SH Sole 700 6522 iShares S&P MidCap 400 Index COM 464287507 2633 26684 SH Sole 200 26484 iShares S&P MidCap 400/Value I COM 464287705 1551 18240 SH Sole 18240 iShares S&P SmallCap 600 Val I COM 464287879 317 4010 SH Sole 4010 iShares S&P SmlCap 600 Index F COM 464287804 6333 82175 SH Sole 3210 78965 Powershares FTSE RAFI COM 73936T789 20 585 SH Sole 585 PowerShares Preferred Port COM 73936T565 329 22250 SH Sole 22250 Powershares QQQ COM 73935A104 594 8656 SH Sole 8656 S&P Mid-Cap 400 ETF Trust COM 78467Y107 7991 44414 SH Sole 3030 41384 SPDR 500 ETF Trust Ser 1 COM 78462F103 14776 102633 SH Sole 5950 96683 SPDR Gold Trust COM 78463V107 3229 18783 SH Sole 18783 UltraShort Lehman ProShares COM 74347R297 170 10900 SH Sole 1000 9900 Vanguard FTSE All Wo X-US COM 922042775 1384 32221 SH Sole 1200 31021 Vanguard FTSE All Wo X-US SC COM 922042718 1352 15460 SH Sole 1700 13760 Vanguard MidCap ETF COM 922908629 236 2903 SH Sole 2903 Vanguard MSCI EAFE ETF COM 921943858 150 4576 SH Sole 4576 Vanguard MSCI Emerging Mkts COM 922042858 8899 213296 SH Sole 4800 208496 Vanguard REIT ETF COM 922908553 160 2465 SH Sole 2465 Vanguard Small Cap ETF COM 922908751 326 4065 SH Sole 4065 Vanguard Total Bd Mrkt COM 921937835 313 3675 SH Sole 3675