0001193125-12-418435.txt : 20121009 0001193125-12-418435.hdr.sgml : 20121008 20121009150229 ACCESSION NUMBER: 0001193125-12-418435 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 EFFECTIVENESS DATE: 20121009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 IRS NUMBER: 201647533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11166 FILM NUMBER: 121134966 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR/A 1 d422192d13fhra.txt AMENDMENT NUMBER 1 TO FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:September 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CALAMOS ADVISORS LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Form 13F File Number: 28-2864 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth A. Watkins Title: Chief Compliance Officer Phone: (630) 245-7200 -------------------------- Signature, Place, and Date of Signing: /s/ Elizabeth A. Watkins Naperville, Illinois October 9, 2012 ---------------------------- ----------------------- ---------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 516 ------------ Form 13F Information Table Value Total: $20,885,437 ------------ (thousands)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- 3D SYSTEMS CORP COMMON STOCK 88554D205 560 40,000 Shs Sole None 40,000 0 3M CO COMMON STOCK 88579Y101 19,096 266,000 Shs Sole None 266,000 0 ABBOTT LABORATORIES COMMON STOCK 002824100 13,951 272,800 Shs Sole None 272,800 0 ABERCROMBIE & FITCH CO COMMON STOCK 002896207 36,343 590,366 Shs Sole None 446,437 143,929 ACACIA RESEARCH CORP COMMON STOCK 003881307 30,695 852,885 Shs Sole None 849,410 3,475 ACCENTURE PLC COMMON STOCK G1151C101 245,997 4,669,638 Shs Sole None 4,368,444 301,194 ACCRETIVE HEALTH INC COMMON STOCK 00438V103 403 19,000 Shs Sole None 19,000 0 ACME PACKET INC COMMON STOCK 004764106 71,026 1,667,676 Shs Sole None 1,547,170 120,506 AETNA INC COMMON STOCK 00817Y108 1,636 45,000 Shs Sole None 45,000 0 AFFILIATED MANAGERS GROUP COMMON STOCK 008252108 75,021 961,197 Shs Sole None 945,282 15,915 CONVERTIBLE AFFILIATED MANAGERS GROUP SECURITY 008252AL2 107,695 102,202,000 Prn Sole None 98,823 3,379 AFLAC INC COMMON STOCK 001055102 6,169 176,500 Shs Sole None 176,500 0 AGCO CORP COMMON STOCK 001084102 4,421 127,875 Shs Sole None 124,900 2,975 CONVERTIBLE AGCO CORP SECURITY 001084AM4 55,895 49,962,000 Prn Sole None 47,567 2,395 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 4,401 140,843 Shs Sole None 140,244 599 AGRIUM INC COMMON STOCK 008916108 66,093 991,500 Shs Sole None 838,519 152,981 CONVERTIBLE ALLEGHENY TECH SECURITY 01741RAD4 6,069 5,005,000 Prn Sole None 5,002 3 CONVERTIBLE ALLIANCE DATA SECURITY 018581AD0 22,606 17,800,000 Prn Sole None 17,800 0 CONVERTIBLE ALLIANT TECHSYS SECURITY 018804AK0 4,165 4,119,000 Prn Sole None 2,365 1,754 ALPHA NATURAL CONVERTIBLE RESOURCES INC SECURITY 02076XAA0 38,465 40,330,000 Prn Sole None 38,236 2,094 ALTERA CORP COMMON STOCK 021441100 59,573 1,889,404 Shs Sole None 1,695,528 193,876 ALTRIA GROUP INC COMMON STOCK 02209S103 6,703 250,000 Shs Sole None 250,000 0 AMAZON.COM INC COMMON STOCK 023135906 12,711 2,975 Shs Call Sole None 2,975 0 AMAZON.COM INC COMMON STOCK 023135106 554,790 2,565,739 Shs Sole None 2,405,013 160,726 AMER EXPRESS CO. COMMON STOCK 025816109 10,875 242,200 Shs Sole None 242,200 0 AMER INTL GROUP COMMON STOCK 026874784 1,730 78,830 Shs Sole None 78,830 0 AMERICA MOVIL SA COMMON STOCK 02364W105 4,129 187,000 Shs Sole None 187,000 0 CONVERTIBLE AMERIGROUP CORP SECURITY 03073TAB8 26,826 25,100,000 Prn Sole None 25,100 0 AMGEN INC COMMON STOCK 031162100 6,567 119,500 Shs Sole None 119,500 0 CONVERTIBLE AMGEN INC SECURITY 031162AQ3 43,223 43,770,000 Prn Sole None 40,440 3,330 ANCESTRY.COM INC COMMON STOCK 032803108 13,938 593,100 Shs Sole None 593,100 0 CONVERTIBLE ANIXTER INTL INC SECURITY 035290AJ4 56,821 55,503,000 Prn Sole None 50,554 4,949 ANSYS INC COMMON STOCK 03662Q105 4,757 97,010 Shs Sole None 94,760 2,250 APACHE CORP COMMON STOCK 037411105 74,190 924,596 Shs Sole None 774,498 150,098 CONVERTIBLE PREFERRED APACHE CORP SECURITY 037411808 317,210 6,199,141 Shs Sole None 6,003,726 195,415 APOLLO GROUP INC COMMON STOCK 037604105 34,857 880,000 Shs Sole None 880,000 0 APPLE INC COMMON STOCK 037833900 25,441 3,464 Shs Call Sole None 3,464 0 APPLE INC COMMON STOCK 037833100 552,381 1,449,135 Shs Sole None 1,343,914 105,221
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- APPLIED MATERIALS INC COMMON STOCK 038222105 16,544 1,598,500 Shs Sole None 1,598,500 0 ARCH CAPITAL GP LTD COMMON STOCK G0450A105 588 18,000 Shs Sole None 18,000 0 ARCHER DANIELS MIDLAND COMMON STOCK 039483102 28,183 1,135,937 Shs Sole None 1,135,937 0 CONVERTIBLE ARCHER DANIELS MIDLAND SECURITY 039483AW2 40,945 40,945,000 Prn Sole None 38,194 2,751 ARIBA INC COMMON STOCK 04033V203 31,088 1,121,888 Shs Sole None 1,121,888 0 ARM HOLDNGS PLC COMMON STOCK 042068106 136,993 5,372,267 Shs Sole None 4,947,623 424,644 CONVERTIBLE ARRIS GROUP INC SECURITY 04269QAC4 5,098 5,023,000 Prn Sole None 4,949 74 ARUBA NETWORKS INC COMMON STOCK 043176106 339 16,200 Shs Sole None 16,200 0 AT&T INC COMMON STOCK 00206R102 56,187 1,970,100 Shs Sole None 1,970,100 0 AUTODESK INC COMMON STOCK 052769106 158,025 5,688,428 Shs Sole None 5,228,259 460,169 AUTOMATIC DATA COMMON STOCK 053015103 1,556 33,000 Shs Sole None 33,000 0 AUTONATION INC COMMON STOCK 05329W102 23,766 725,000 Shs Sole None 725,000 0 AVAGO TECHNOLOGIES LTD COMMON STOCK Y0486S104 11,545 352,300 Shs Sole None 352,300 0 AVON PRODUCTS INC COMMON STOCK 054303102 784 40,000 Shs Sole None 40,000 0 BABCOCK & WILCOX COMPANY COMMON STOCK 05615F102 21,270 1,088,000 Shs Sole None 1,088,000 0 BAIDU INC-ADR COMMON STOCK 056752108 28,867 270,015 Shs Sole None 145,345 124,670 BAKER HUGHES COMMON STOCK 057224107 138,709 3,004,958 Shs Sole None 2,716,420 288,538 BAKER-HUGHES INC COMMON STOCK 057224907 1,820 4,000 Shs Call Sole None 4,000 0 BANK OF AMER CP COMMON STOCK 060505104 3,703 605,000 Shs Sole None 605,000 0 CONVERTIBLE PREFERRED BANK OF AMERICA CORP SECURITY 060505682 61,579 80,392 Shs Sole None 80,392 0 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 4,480 241,000 Shs Sole None 241,000 0 BARD (C.R.) INC COMMON STOCK 067383109 57,314 654,715 Shs Sole None 585,930 68,785 BARRICK GOLD CORP COMMON STOCK 067901908 5,459 6,910 Shs Call Sole None 6,910 0 BARRICK GOLD CORP COMMON STOCK 067901108 315,327 6,759,426 Shs Sole None 6,314,283 445,143 BASIC ENERGY SERVICES INC COMMON STOCK 06985P100 326 23,000 Shs Sole None 23,000 0 BERKSHIRE HTH-B COMMON STOCK 084670702 14,208 200,000 Shs Sole None 200,000 0 CONVERTIBLE BEST BUY SECURITY 086516AF8 4,992 5,005,000 Prn Sole None 5,002 3 BEST BUY COMPANY INC COMMON STOCK 086516101 785 33,670 Shs Sole None 33,670 0 BIOGEN IDEC INC COMMON STOCK 09062X103 47,999 515,290 Shs Sole None 515,290 0 BLACKROCK INC COMMON STOCK 09247X101 1,629 11,005 Shs Sole None 11,005 0 BMC SOFTWARE COMMON STOCK 055921100 6,841 177,415 Shs Sole None 173,140 4,275 BOEING CO COMMON STOCK 097023105 15,612 258,000 Shs Sole None 258,000 0 BP PLC -ADR COMMON STOCK 055622104 28,856 800,000 Shs Sole None 800,000 0 BRIGHAM EXPL CO COMMON STOCK 109178103 24,473 968,833 Shs Sole None 968,833 0 BRISTOL MYERS SQUIBB COMMON STOCK 110122108 37,913 1,208,200 Shs Sole None 1,208,200 0 BUFFALO WILD WINGS INC COMMON STOCK 119848109 26,832 448,700 Shs Sole None 448,700 0 CONVERTIBLE CACI INTL SECURITY 127190AD8 19,899 18,008,000 Prn Sole None 18,001 7 CADENCE DESIGN SYSTEMS INC COMMON STOCK 127387108 33,264 3,600,000 Shs Sole None 3,600,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- CANON INC COMMON STOCK 138006309 12,017 265,500 Shs Sole None 265,500 0 CARBO CERAMICS INC COMMON STOCK 140781105 29,631 289,000 Shs Sole None 289,000 0 CARNIVAL CORP COMMON STOCK 143658300 14,499 478,525 Shs Sole None 478,525 0 CARPENTER TECHNOLOGY CORP COMMON STOCK 144285103 20,201 450,000 Shs Sole None 450,000 0 CATERPILLAR INC COMMON STOCK 149123101 11,692 158,340 Shs Sole None 158,340 0 CAVIUM INC COMMON STOCK 14964U108 23,447 868,100 Shs Sole None 864,775 3,325 CBS CORP - CL B COMMON STOCK 124857202 8,458 415,000 Shs Sole None 415,000 0 CELGENE CORP COMMON STOCK 151020104 107,975 1,743,779 Shs Sole None 1,628,495 115,284 CONVERTIBLE CEPHALON INC SECURITY 156708AR0 25,403 20,466,000 Prn Sole None 20,460 6 CEPHEID INC COMMON STOCK 15670R107 621 16,000 Shs Sole None 16,000 0 CERNER CORP COMMON STOCK 156782104 98,618 1,439,253 Shs Sole None 1,241,873 197,380 CERNER CORP COMMON STOCK 156782904 7,180 4,000 Shs Call Sole None 4,000 0 CHARLES RIVER CONVERTIBLE LABORATORIES SECURITY 159864AB3 3,950 4,000,000 Prn Sole None 4,000 0 CHART INDUSTRIES INC COMMON STOCK 16115Q308 447 10,600 Shs Sole None 10,600 0 CONVERTIBLE CHART INDUSTRIES INC SECURITY 16115QAC4 21,164 22,635,000 Prn Sole None 22,635 0 CHECK POINT SOFTWARE TECH COMMON STOCK M22465104 282,538 5,355,150 Shs Sole None 4,951,942 403,208 CHECK PT SOFTW COMMON STOCK M22465904 6,148 7,590 Shs Call Sole None 7,590 0 CHESAPEAKE ENERGY CORP COMMON STOCK 165167907 6,238 16,667 Shs Call Sole None 16,667 0 CONVERTIBLE CHESAPEAKE ENERGY CORP SECURITY 165167BW6 114,168 109,777,000 Prn Sole None 102,000 7,777 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 133,956 5,242,904 Shs Sole None 4,972,310 270,594 CONVERTIBLE CHESAPEAKE ENERGY CORP SECURITY 165167CB1 16,648 19,500,000 Prn Sole None 19,500 0 CONVERTIBLE CHESAPEAKE ENERGY CORP SECURITY 165167BZ9 91,191 95,239,000 Prn Sole None 93,809 1,430 CHEVRONTEXACO CORP COMMON STOCK 166764100 92,238 996,955 Shs Sole None 996,955 0 CINEMARK HOLDINGS INC COMMON STOCK 17243V102 22,656 1,200,000 Shs Sole None 1,200,000 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 9,721 627,545 Shs Sole None 627,545 0 CITIGROUP INC COMMON STOCK 172967424 4,912 191,706 Shs Sole None 191,706 0 CLIFFS NATURAL RESOURCES INC COMMON STOCK 18683K901 593 1,200 Shs Call Sole None 1,200 0 CLIFFS NATURAL RESOURCES INC COMMON STOCK 18683K101 85,987 1,680,424 Shs Sole None 1,585,239 95,185 CME GROUP INC COMMON STOCK 12572Q105 3,511 14,250 Shs Sole None 14,250 0 COACH INC COMMON STOCK 189754904 8,782 9,100 Shs Call Sole None 9,100 0 COACH INC COMMON STOCK 189754104 37,086 715,528 Shs Sole None 555,600 159,928 COCA-COLA CO COMMON STOCK 191216100 278,097 4,116,295 Shs Sole None 4,043,095 73,200 COGNIZANT TECH SOLUTIONS CORP COMMON STOCK 192446102 9,887 157,695 Shs Sole None 156,445 1,250 COHERENT INC COMMON STOCK 192479103 348 8,100 Shs Sole None 8,100 0 CONVERTIBLE COINSTAR INC SECURITY 19259PAF9 16,424 13,100,000 Prn Sole None 13,100 0 COLGATE-PALMOLIVE CO COMMON STOCK 194162103 4,877 55,000 Shs Sole None 55,000 0 COMCAST CORP COMMON STOCK 20030N101 8,538 408,500 Shs Sole None 408,500 0 COMPANHIA DE BEBIDAS COMMON STOCK 20441W203 118,086 3,852,723 Shs Sole None 3,593,022 259,701
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- COMTECH CONVERTIBLE TELECOMMUNICATIONS SECURITY 205826AF7 9,067 8,625,000 Prn Sole None 8,625 0 CONCHO RESOURCES INC COMMON STOCK 20605P101 30,235 425,000 Shs Sole None 425,000 0 CONOCOPHILLIPS COMMON STOCK 20825C104 61,674 974,000 Shs Sole None 974,000 0 CORNING INC COMMON STOCK 219350105 4,450 360,000 Shs Sole None 360,000 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 11,907 145,000 Shs Sole None 145,000 0 CONVERTIBLE COVANTA HOLDING CORP SECURITY 22282EAC6 10,719 9,800,000 Prn Sole None 9,800 0 COVIDIEN PLC COMMON STOCK G2554F113 100,575 2,280,605 Shs Sole None 2,055,685 224,920 CROCS INC COMMON STOCK 227046109 35,505 1,500,000 Shs Sole None 1,500,000 0 CSX CORPORATION COMMON STOCK 126408103 1,587 85,000 Shs Sole None 85,000 0 CTRIP.COM INTL LTD COMMON STOCK 22943F100 8,736 271,649 Shs Sole None 271,649 0 CONVERTIBLE D R HORTON INC SECURITY 23331ABB4 5,670 5,600,000 Prn Sole None 5,600 0 DANAHER CORP COMMON STOCK 235851102 2,603 62,075 Shs Sole None 62,075 0 CONVERTIBLE DANAHER CORP SECURITY 235851AF9 150,762 123,449,000 Prn Sole None 116,976 6,473 DARLING INTERNATIONAL INC COMMON STOCK 237266101 3,169 251,690 Shs Sole None 245,740 5,950 DECKERS OUTDOOR COMMON STOCK 243537107 56,206 602,679 Shs Sole None 507,850 94,829 DELL INC COMMON STOCK 24702R901 5,109 22,310 Shs Call Sole None 22,310 0 DELL INC COMMON STOCK 24702R101 80,160 5,665,040 Shs Sole None 5,499,115 165,925 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 2,347 42,330 Shs Sole None 42,330 0 DIAMOND OFFSHORE DRILLING INC COMMON STOCK 25271C102 5,474 100,000 Shs Sole None 100,000 0 DICE HOLDINGS INC COMMON STOCK 253017107 8,302 1,061,600 Shs Sole None 1,061,600 0 DIRECTV COMMON STOCK 25490A101 27,486 650,558 Shs Sole None 496,504 154,054 DISCOVER FINANCIAL SERVICES COMMON STOCK 254709108 40,145 1,750,000 Shs Sole None 1,750,000 0 DISNEY WALT CO COMMON STOCK 254687106 12,519 415,100 Shs Sole None 415,100 0 DOMINION RESOURCES INC VA COMMON STOCK 25746U109 10,916 215,000 Shs Sole None 215,000 0 CONVERTIBLE DOMINION RESOURCES INC/VA SECURITY 25746UAT6 905 621,000 Prn Sole None 621 0 DOMINOS PIZZA INC COMMON STOCK 25754A201 38,150 1,400,000 Shs Sole None 1,400,000 0 DOVER CORP COMMON STOCK 260003108 150,659 3,233,031 Shs Sole None 2,974,961 258,070 DOW CHEMICAL CO COMMON STOCK 260543103 12,825 571,000 Shs Sole None 571,000 0 DST SYSTEMS -C COMMON STOCK 233326AE7 4,246 3,708,000 Prn Sole None 3,692 16 DUKE ENERGY CORP COMMON STOCK 26441C105 9,337 467,100 Shs Sole None 467,100 0 DUPONT DE NEMOUR & CO COMMON STOCK 263534109 6,355 159,000 Shs Sole None 159,000 0 EATON CORP COMMON STOCK 278058102 301,643 8,496,981 Shs Sole None 8,016,067 480,914 EBAY INC COMMON STOCK 278642103 146,824 4,978,773 Shs Sole None 4,972,218 6,555 EDISON INTL COMMON STOCK 281020107 2,869 75,000 Shs Sole None 75,000 0 EL PASO CORP COMMON STOCK 28336L909 1,046 4,000 Shs Call Sole None 4,000 0 ELECTRONIC ARTS INC COMMON STOCK 285512909 1,830 3,000 Shs Call Sole None 3,000 0 ELI LILLY & CO COMMON STOCK 532457108 12,357 334,250 Shs Sole None 334,250 0 EMC CORP -MASS COMMON STOCK 268648902 2,436 11,600 Shs Call Sole None 11,600 0 CONVERTIBLE EMC CORP -MASS SECURITY 268648AK8 21,610 16,465,000 Prn Sole None 16,465 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- CONVERTIBLE EMC CORP -MASS SECURITY 268648AM4 423,438 298,985,000 Prn Sole None 286,484 12,501 EMC CORP-MASS COMMON STOCK 268648102 156,680 7,464,514 Shs Sole None 6,679,302 785,212 EMERSON ELECTRIC CO COMMON STOCK 291011104 2,479 60,000 Shs Sole None 60,000 0 CONVERTIBLE ENDO PHARMACEUT SECURITY 29264FAB2 68,120 60,084,000 Prn Sole None 56,844 3,240 CONVERTIBLE ENERSYS SECURITY 29275YAA0 30,103 32,067,000 Prn Sole None 30,567 1,500 EQT CORP COMMON STOCK 26884L109 82,351 1,543,312 Shs Sole None 1,381,068 162,244 CONVERTIBLE EQUINIX INC SECURITY 29444UAH9 10,300 8,000,000 Prn Sole None 8,000 0 CONVERTIBLE EQUINIX INC SECURITY 29444UAF3 45,742 44,626,000 Prn Sole None 42,232 2,394 CONVERTIBLE EQUINIX INC SECURITY 29444UAG1 11,879 11,300,000 Prn Sole None 11,300 0 EXELON CORP COMMON STOCK 30161N101 447 10,500 Shs Sole None 10,500 0 EXXON MOBIL CORP COMMON STOCK 30231G102 90,961 1,252,385 Shs Sole None 1,252,385 0 FEDEX CORP COMMON STOCK 31428X106 11,167 165,000 Shs Sole None 165,000 0 CONVERTIBLE FEI COMPANY SECURITY 30241LAF6 9,760 8,150,000 Prn Sole None 8,150 0 FINANCIAL ENGINES INC COMMON STOCK 317485100 10,253 566,156 Shs Sole None 566,156 0 FIRST CASH FINL SVCS INC COMMON STOCK 31942D107 461 11,000 Shs Sole None 11,000 0 FLUOR CORP-NEW COMMON STOCK 343412102 115,980 2,491,520 Shs Sole None 2,239,299 252,221 FMC CORPORATION COMMON STOCK 302491303 20,748 300,000 Shs Sole None 300,000 0 FMC TECHNOLOGIES INC COMMON STOCK 30249U101 39,480 1,050,000 Shs Sole None 1,050,000 0 FOCUS MEDIA HOLDING LTD COMMON STOCK 34415V109 23,506 1,400,000 Shs Sole None 1,400,000 0 FORTINET INC COMMON STOCK 34959E109 42,926 2,555,094 Shs Sole None 2,555,094 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 102,265 1,069,266 Shs Sole None 960,063 109,203 FREEPORT-MCMORAN COP&GOLD COMMON STOCK 35671D857 167,933 5,515,040 Shs Sole None 5,070,464 444,576 CONVERTIBLE FTI CONSULTING INC SECURITY 302941AB5 27,878 22,596,000 Prn Sole None 18,793 3,803 GARDNER DENVER INC COMMON STOCK 365558105 18,112 285,000 Shs Sole None 285,000 0 CONVERTIBLE GENERAL CABLE CORP SECURITY 369300AD0 52,604 57,178,000 Prn Sole None 52,795 4,383 GENERAL DYNAMICS CORP COMMON STOCK 369550108 825 14,500 Shs Sole None 14,500 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 83,927 5,507,000 Shs Sole None 5,507,000 0 GENERAL MOTORS CO WARRANT 37045V126 636 80,156 Shs Sole None 80,156 0 GENERAL MOTORS CO WARRANT 37045V118 933 80,156 Shs Sole None 80,156 0 GENERAL MOTORS CO COMMON STOCK 37045V100 1,779 88,170 Shs Sole None 88,170 0 GENPACT LTD COMMON STOCK G3922B107 8,548 594,000 Shs Sole None 594,000 0 CONVERTIBLE GILEAD SCIENCES SECURITY 375558AN3 45,553 41,936,000 Prn Sole None 40,305 1,631 CONVERTIBLE GILEAD SCIENCES INC SECURITY 375558AH6 24,137 21,034,000 Prn Sole None 20,093 941 GLOBE SPECIALTY METALS INC COMMON STOCK 37954N206 369 25,400 Shs Sole None 25,400 0 GLU MOBILE INC COMMON STOCK 379890106 243 115,000 Shs Sole None 115,000 0 GOLDCORP INC COMMON STOCK 380956409 37,720 826,459 Shs Sole None 632,187 194,272 CONVERTIBLE GOLDCORP INC SECURITY 380956AB8 240,127 192,294,000 Prn Sole None 185,613 6,681
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- GOLDMAN SACHS COMMON STOCK 38141G104 2,647 28,000 Shs Sole None 28,000 0 GOOGLE INC COMMON STOCK 38259P508 434,700 845,096 Shs Sole None 775,050 70,046 Graphic Packaging Holding Co COMMON STOCK 388689101 450 130,300 Shs Sole None 130,300 0 HALLIBURTON CO COMMON STOCK 406216101 15,580 510,500 Shs Sole None 510,500 0 HARLEY-DAVIDSON INC COMMON STOCK 412822108 5,390 157,000 Shs Sole None 157,000 0 HARMAN INTL IND COMMON STOCK 413086109 12,947 453,000 Shs Sole None 453,000 0 HARTFORD FINANCIAL SVCS GRP COMMON STOCK 416515104 307 19,000 Shs Sole None 19,000 0 CONVERTIBLE HEALTH CR REIT SECURITY 42217KAP1 379 358,000 Prn Sole None 358 0 CONVERTIBLE HEALTH CR REIT SECURITY 42217KAQ9 1,130 1,056,000 Prn Sole None 1,056 0 CONVERTIBLE HEALTH CR REIT SECURITY 42217KAR7 9,647 9,090,000 Prn Sole None 9,090 0 HELMERICH & PAYNE INC COMMON STOCK 423452101 179,327 4,416,923 Shs Sole None 4,095,990 320,933 HERBALIFE LTD COMMON STOCK G4412G101 77,112 1,438,664 Shs Sole None 1,226,200 212,464 HOLLYFRONTIER CORP COMMON STOCK 436106108 22,870 872,229 Shs Sole None 603,305 268,924 CONVERTIBLE HOLOGIC INC SECURITY 436440AB7 89,374 86,040,000 Prn Sole None 81,635 4,405 HOME DEPOT COMMON STOCK 437076102 5,752 175,000 Shs Sole None 175,000 0 HONEYWELL INTL COMMON STOCK 438516106 33,767 769,000 Shs Sole None 769,000 0 HUNT (JB) TRANSPRT SVCS INC COMMON STOCK 445658107 34,314 950,000 Shs Sole None 950,000 0 IDEXX LABORATORIES INC COMMON STOCK 45168D104 74,143 1,075,000 Shs Sole None 1,075,000 0 II-VI INCORP COMMON STOCK 902104108 511 29,200 Shs Sole None 29,200 0 ILL TOOL WORKS INC COMMON STOCK 452308109 9,838 236,500 Shs Sole None 236,500 0 ILLUMINA INC COMMON STOCK 452327109 62,717 1,532,668 Shs Sole None 1,370,207 162,461 IMAX CORP COMMON STOCK 45245E109 1,449 100,035 Shs Sole None 100,035 0 IMPAX LABORATORIES INC COMMON STOCK 45256B101 335 18,700 Shs Sole None 18,700 0 INCYTE GENOMICS INC COMMON STOCK 45337C102 18,470 1,322,153 Shs Sole None 1,322,153 0 INFORMATICA CORP COMMON STOCK 45666Q102 22,286 544,220 Shs Sole None 393,540 150,680 INHIBITEX INC COMMON STOCK 45719T103 308 125,000 Shs Sole None 125,000 0 CONVERTIBLE INTEL CORP SECURITY 458140AD2 103,151 101,253,000 Prn Sole None 101,253 0 INTEL CORP COMMON STOCK 458140100 165,626 7,764,923 Shs Sole None 7,380,592 384,331 INTERACTIVE INTELLIGENCE GROUP COMMON STOCK 45841V109 353 13,000 Shs Sole None 13,000 0 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45865V100 114,623 969,246 Shs Sole None 898,996 70,250 CONVERTIBLE INTERPUBLIC GROUP OF COS SECURITY 460690BA7 19,358 19,095,000 Prn Sole None 17,547 1,548 CONVERTIBLE INTERPUBLIC GRP SECURITY 460690BE9 27,925 26,159,000 Prn Sole None 24,538 1,621 INT'L BUSINESS MACHINES CORP COMMON STOCK 459200101 36,096 206,230 Shs Sole None 206,230 0 CONVERTIBLE INTL GAME TECHNOLOGY SECURITY 459902AQ5 114,748 99,349,000 Prn Sole None 95,034 4,315 INTREPID POTASH INC COMMON STOCK 46121Y102 381 15,300 Shs Sole None 15,300 0 INTUIT COMMON STOCK 461202103 22,589 476,159 Shs Sole None 339,120 137,039 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 249,590 685,161 Shs Sole None 629,463 55,698 INVESCO LTD COMMON STOCK G491BT108 14,502 935,000 Shs Sole None 935,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- INVITROGEN CORP SECURITY 46185RAK6 22,864 22,526,000 Prn Sole None 19,225 3,301 IPC THE HOSPITALIST CO COMMON STOCK 44984A105 403 11,300 Shs Sole None 11,300 0 IPG PHOTONICS CORP COMMON STOCK 44980X109 439 10,100 Shs Sole None 10,100 0 IROBOT CORP COMMON STOCK 462726100 428 17,000 Shs Sole None 17,000 0 JABIL CIRCUIT INC COMMON STOCK 466313903 1,560 6,000 Shs Call Sole None 6,000 0 CONVERTIBLE JANUS CAPITAL GROUP FUNDS SECURITY 47102XAG0 7,293 7,451,000 Prn Sole None 7,451 0 CONVERTIBLE JDS UNIPHASE CORP SECURITY 46612JAD3 1,960 2,000,000 Prn Sole None 2,000 0 CONVERTIBLE JEFFERIES GROUP INC SECURITY 472319AG7 5,329 5,800,000 Prn Sole None 5,800 0 CONVERTIBLE JNJ (ALZA CP) SECURITY 02261WAB5 10,482 11,598,000 Prn Sole None 11,598 0 JOHNSON & JOHNSON COMMON STOCK 478160104 207,347 3,254,542 Shs Sole None 3,251,742 2,800 JP MORGAN CHASE & CO COMMON STOCK 46625H100 45,352 1,505,725 Shs Sole None 1,505,725 0 KELLOGG CO COMMON STOCK 487836108 2,766 52,000 Shs Sole None 52,000 0 KENEXA CORP COMMON STOCK 488879107 321 20,500 Shs Sole None 20,500 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 28,191 397,000 Shs Sole None 397,000 0 KKR & CO LP COMMON STOCK 48248M102 16,640 1,600,000 Shs Sole None 1,600,000 0 KLA-TENCOR CORP COMMON STOCK 482480100 45,280 1,182,867 Shs Sole None 1,180,417 2,450 KRAFT FOODS INC - CL A COMMON STOCK 50075N104 3,358 100,000 Shs Sole None 100,000 0 KRONOS WORLDWIDE INC COMMON STOCK 50105F105 315 19,600 Shs Sole None 19,600 0 CONVERTIBLE LABORATORY CORP LYONS SECURITY 50540RAG7 3,718 3,467,000 Prn Sole None 3,467 0 LEGG MASON INC COMMON STOCK 524901105 514 20,000 Shs Sole None 20,000 0 CONVERTIBLE LEUCADIA NATIONAL SECURITY 527288AX2 56,102 47,194,000 Prn Sole None 44,934 2,260 LEUCADIA NATIONAL CORP COMMON STOCK 527288104 1,089 48,000 Shs Sole None 48,000 0 CONVERTIBLE LIBERTY SECURITY 530718AF2 66,067 61,244,000 Prn Sole None 57,059 4,185 CONVERTIBLE LIBERTY MEDIA SECURITY 530715AR2 93,329 118,513,000 Prn Sole None 113,403 5,110 CONVERTIBLE LIFEPOINT HOSPITALS INC SECURITY 53219LAH2 91,428 89,856,000 Prn Sole None 85,326 4,530 LINCOLN NATIONAL CORP COMMON STOCK 534187109 2,471 158,074 Shs Sole None 158,074 0 CONVERTIBLE LINEAR TEC CORP - TRNCH A SECURITY 535678AC0 51,622 50,363,000 Prn Sole None 50,188 175 LIVEPERSON INC COMMON STOCK 538146101 338 34,000 Shs Sole None 34,000 0 LKQ CORP COMMON STOCK 501889208 18,241 755,000 Shs Sole None 755,000 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 726 10,000 Shs Sole None 10,000 0 LOGMEIN INC COMMON STOCK 54142L109 412 12,400 Shs Sole None 12,400 0 LSB INDUSTRIES INC COMMON STOCK 502160104 390 13,600 Shs Sole None 13,600 0 LUFKIN INDUSTRIES INC COMMON STOCK 549764108 20,220 380,000 Shs Sole None 380,000 0 MANHATTAN ASOC COMMON STOCK 562750109 546 16,500 Shs Sole None 16,500 0 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 1,122 99,000 Shs Sole None 99,000 0 MARATHON OIL CP COMMON STOCK 565849106 2,266 105,000 Shs Sole None 105,000 0 MARATHON PETROLEUM COMMON STOCK 56585A102 1,421 52,500 Shs Sole None 52,500 0 MARKETAXESS HOLDINGS INC COMMON STOCK 57060D108 494 19,000 Shs Sole None 19,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- MASCO CORP COMMON STOCK 574599106 3,204 450,000 Shs Sole None 450,000 0 MASTERCARD INC COMMON STOCK 57636Q104 172,863 545,034 Shs Sole None 514,434 30,600 MCDONALD'S CORP COMMON STOCK 580135101 12,874 146,600 Shs Sole None 146,600 0 MEAD JOHNSON NUTRITION CO COMMON STOCK 582839106 173,382 2,518,990 Shs Sole None 2,397,490 121,500 CONVERTIBLE MEDICIS PHARM SECURITY 58470KAA2 23,556 18,120,000 Prn Sole None 18,120 0 MEDIDATA SOLUTIONS INC COMMON STOCK 58471A105 329 20,000 Shs Sole None 20,000 0 MEDTRONIC INC COMMON STOCK 585055106 17,521 527,110 Shs Sole None 527,110 0 CONVERTIBLE MEDTRONIC INC SECURITY 585055AM8 36,333 36,107,000 Prn Sole None 35,438 669 MELCO CROWN ENTERTAINMENT LTD COMMON STOCK 585464100 26,592 3,200,000 Shs Sole None 3,200,000 0 MELLANOX TECHNOLOGIES LTD COMMON STOCK M51363113 12,613 404,000 Shs Sole None 404,000 0 MENTOR GRAPHICS COMMON STOCK 587200106 19,741 2,052,099 Shs Sole None 2,052,099 0 MERCADOLIBRE INC COMMON STOCK 58733R102 82,628 1,537,270 Shs Sole None 1,389,782 147,488 MERCK & CO COMMON STOCK 58933Y105 162,966 4,982,154 Shs Sole None 4,982,154 0 MERIT MEDICAL SYSTEMS INC COMMON STOCK 589889104 13,274 1,010,184 Shs Sole None 1,010,184 0 METLIFE INC COMMON STOCK 59156R108 5,606 200,140 Shs Sole None 200,140 0 DECS,ACES, METLIFE INC PRIDES 59156R116 85,076 1,504,170 Shs Sole None 1,454,400 49,770 CONVERTIBLE MF GLOBAL HOLDINGS LTD SECURITY 55277JAA6 11,200 14,000,000 Prn Sole None 14,000 0 CONVERTIBLE MGM MIRAGE SECURITY 55303QAE0 3,966 4,500,000 Prn Sole None 4,500 0 MICROSOFT CORP COMMON STOCK 594918104 233,235 9,370,630 Shs Sole None 9,278,495 92,135 MITCHAM INDUSTRIES INC COMMON STOCK 606501104 344 30,700 Shs Sole None 30,700 0 CONVERTIBLE MOLINA HEALTHCARE INC SECURITY 60855RAA8 5,154 5,390,000 Prn Sole None 5,381 9 CONVERTIBLE MOLSON COORS BREWING CO SECURITY 60871RAA8 30,235 28,625,000 Prn Sole None 24,700 3,925 MONSANTO CO -NEW COMMON STOCK 61166W101 3,122 52,000 Shs Sole None 52,000 0 MOSAIC CO COMMON STOCK 61945C103 29,382 600,000 Shs Sole None 600,000 0 MOTOROLA MOBILITY HOLDINGS 1 COMMON STOCK 620097105 213 5,625 Shs Sole None 5,625 0 MOTOROLA SOLUTIONS INC COMMON STOCK 620076307 17,029 406,428 Shs Sole None 406,428 0 MSC INDUSTRIAL DIRECT CO INC COMMON STOCK 553530106 19,761 350,000 Shs Sole None 350,000 0 MYERS INDUSTRIES INC COMMON STOCK 628464109 538 53,000 Shs Sole None 53,000 0 CONVERTIBLE MYLAN LABORATORIES INC SECURITY 628530AG2 118,415 118,120,000 Prn Sole None 113,018 5,102 NATIONAL INSTRUMENTS CORP COMMON STOCK 636518102 16,576 725,119 Shs Sole None 721,957 3,162 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 70,232 1,371,192 Shs Sole None 1,172,400 198,792 CONVERTIBLE NAVISTAR INTL SECURITY 63934EAL2 39,269 39,367,000 Prn Sole None 37,126 2,241 CONVERTIBLE NETAPP INC SECURITY 64110DAB0 12,181 10,005,000 Prn Sole None 10,002 3 NETGEAR INC COMMON STOCK 64111Q104 24,467 945,044 Shs Sole None 942,194 2,850 NETSUITE INC COMMON STOCK 64118Q107 419 15,500 Shs Sole None 15,500 0 NEW ORIENTAL EDUCATION COMMON STOCK 647581107 43,848 1,908,904 Shs Sole None 1,677,378 231,526 NEWMONT MINING CORP COMMON STOCK 651639106 13,869 220,500 Shs Sole None 220,500 0 CONVERTIBLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- NEWMONT MINING CORP SECURITY 651639AJ5 108,551 72,367,000 Prn Sole None 67,486 4,881 CONVERTIBLE NEWMONT MINING CORP SECURITY 651639AK2 145,448 104,922,000 Prn Sole None 102,272 2,650 CONVERTIBLE NEWMONT MINING CORP SECURITY 651639AH9 146,845 100,493,000 Prn Sole None 97,707 2,786 CONVERTIBLE NEWPARK RESOURCES SECURITY 651718AC2 6,475 7,000,000 Prn Sole None 7,000 0 NEWPORT CORP COMMON STOCK 651824104 357 33,000 Shs Sole None 33,000 0 NIC INC COMMON STOCK 62914B100 447 39,000 Shs Sole None 39,000 0 NICE SYSTEMS LTD -SPONS COMMON STOCK 653656108 4,301 141,710 Shs Sole None 141,710 0 NIKE INC-B COMMON STOCK 654106103 13,874 162,250 Shs Sole None 162,250 0 NOBLE CORP COMMON STOCK H5833N103 706 24,050 Shs Sole None 24,050 0 NOBLE ENERGY INC COMMON STOCK 655044105 2,962 41,834 Shs Sole None 40,859 975 NOKIA CP - ADR COMMON STOCK 654902204 12,452 2,200,000 Shs Sole None 2,200,000 0 NORDSON CORP COMMON STOCK 655663102 318 8,000 Shs Sole None 8,000 0 NORFOLK SOTHN CORP COMMON STOCK 655844108 1,831 30,000 Shs Sole None 30,000 0 NOVO-NORDISK AS COMMON STOCK 670100205 95,258 957,170 Shs Sole None 816,071 141,099 CONVERTIBLE NUANCE COMMUNICATIONS INC SECURITY 67020YAB6 63,909 50,621,000 Prn Sole None 50,621 0 NUCOR CORP COMMON STOCK 670346105 2,848 90,000 Shs Sole None 90,000 0 NVIDIA CORP COMMON STOCK 67066G104 50,203 4,016,211 Shs Sole None 3,704,131 312,080 O2MICRO INTL LTD COMMON STOCK 67107W100 246 59,000 Shs Sole None 59,000 0 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 180,352 2,522,409 Shs Sole None 2,511,819 10,590 OIL STATES INTL INC COMMON STOCK 678026105 3,879 76,170 Shs Sole None 74,370 1,800 OMEGA PROTEIN COMMON STOCK 68210P107 336 37,000 Shs Sole None 37,000 0 CONVERTIBLE OMNICOM GRP SECURITY 681919AV8 18,316 18,595,000 Prn Sole None 16,595 2,000 CONVERTIBLE OMNICOM GRP SECURITY 682134AA9 124,772 120,698,000 Prn Sole None 117,378 3,320 CONVERTIBLE ON SEMICONDUCTOR CORP SECURITY 682189AG0 90,628 84,699,000 Prn Sole None 81,167 3,532 CONVERTIBLE ONYX PHARMACEUTICALS INC SECURITY 683399AB5 11,313 10,000,000 Prn Sole None 10,000 0 OPEN TEXT CORP COMMON STOCK 683715106 41,994 805,709 Shs Sole None 677,846 127,863 OPENTABLE INC COMMON STOCK 68372A104 460 10,000 Shs Sole None 10,000 0 OPNET TECHNOLOGIES INC COMMON STOCK 683757108 478 13,700 Shs Sole None 13,700 0 ORACLE CORP COMMON STOCK 68389X905 9,706 21,100 Shs Call Sole None 21,100 0 ORACLE CORP COMMON STOCK 68389X105 530,132 18,445,786 Shs Sole None 17,372,285 1 ,073,501 ORBITAL SCIENCES CORP COMMON STOCK 685564106 9,550 746,100 Shs Sole None 746,100 0 PAN AMERICAN SILVER CORP COMMON STOCK 697900108 46,079 1,721,286 Shs Sole None 1,498,537 222,749 PARKER HANNIFIN CORP COMMON STOCK 701094104 126,095 1,997,389 Shs Sole None 1,889,008 108,381 PATTERSON-UTI ENERGY INC COMMON STOCK 703481101 107,524 6,200,903 Shs Sole None 5,603,667 597,236 PEGASYSTEMS INC COMMON STOCK 705573103 459 15,000 Shs Sole None 15,000 0 PEPSICO INC COMMON STOCK 713448108 11,377 183,800 Shs Sole None 183,800 0 PETROLEUM DEVELOPMENT CORP COMMON STOCK 716578959 290 500 Shs Put Sole None 500 0 PFIZER INC COMMON STOCK 717081103 86,400 4,886,900 Shs Sole None 4,886,900 0 CONVERTIBLE PHH CORP SECURITY 693320AN3 5,775 6,000,000 Prn Sole None 6,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 11,821 189,500 Shs Sole None 189,500 0 PIONEER NATURAL CONVERTIBLE (ADDL WARRANTS) SECURITY 723787AH0 47,912 39,885,000 Prn Sole None 36,250 3,635 POLYCOM INC COMMON STOCK 73172K104 62,224 3,387,274 Shs Sole None 2,975,002 412,272 POLYPORE INTERNATIONAL INC COMMON STOCK 73179V103 47,494 840,300 Shs Sole None 840,300 0 PPG INDUSTRIES INC COMMON STOCK 693506107 3,180 45,000 Shs Sole None 45,000 0 PRICELINE.COM INC COMMON STOCK 741503903 13,141 1,525 Shs Call Sole None 1,525 0 PRICELINE.COM INC COMMON STOCK 741503403 359,466 799,772 Shs Sole None 736,391 63,381 PRICESMART INC COMMON STOCK 741511109 872 14,000 Shs Sole None 14,000 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 29,556 467,800 Shs Sole None 467,800 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 8,894 189,800 Shs Sole None 189,800 0 QUALCOMM INC COMMON STOCK 747525903 1,887 3,400 Shs Call Sole None 3,400 0 QUALCOMM INC COMMON STOCK 747525103 611,945 12,583,703 Shs Sole None 11,917,742 665,961 QUALITY SYS COMMON STOCK 747582104 53,985 556,549 Shs Sole None 467,615 88,934 RACKSPACE HOSTING INC COMMON STOCK 750086100 75,963 2,225,057 Shs Sole None 2,221,132 3,925 RADWARE LTD COMMON STOCK M81873107 2,522 116,800 Shs Sole None 116,800 0 RAVEN INDUSTRIES INC COMMON STOCK 754212108 453 9,400 Shs Sole None 9,400 0 RAYTHEON CO COMMON STOCK 755111507 409 10,000 Shs Sole None 10,000 0 REACHLOCAL INC COMMON STOCK 75525F104 307 28,200 Shs Sole None 28,200 0 RED HAT INC COMMON STOCK 756577102 74,609 1,765,485 Shs Sole None 1,763,585 1,900 REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 26,190 450,000 Shs Sole None 450,000 0 RESOLUTE ENERGY CORP COMMON STOCK 76116A108 378 33,300 Shs Sole None 33,300 0 RIO TINTO PLC -ADR COMMON STOCK 767204100 34,382 780,000 Shs Sole None 780,000 0 RIVERBED TECHNOLOGY INC COMMON STOCK 768573107 45,520 2,280,568 Shs Sole None 2,277,268 3,300 ROPER INDUSTRIES INC COMMON STOCK 776696106 37,211 540,000 Shs Sole None 540,000 0 ROSETTA RESOURCES INC COMMON STOCK 777779307 17,110 500,000 Shs Sole None 500,000 0 CONVERTIBLE ROVI CORP SECURITY 779376AB8 76,756 66,098,000 Prn Sole None 64,056 2,042 RUSSELL MIDCAP GROWTH INDEX FD COMMON STOCK 464287481 385 7,747 Shs Sole None 7,500 247 S & P 500 INDEX COMMON STOCK 464287950 31,027 3,900 Shs Sole None 3,900 0 SALESFORCE.COM INC COMMON STOCK 79466L302 114,867 1,005,133 Shs Sole None 948,719 56,414 CONVERTIBLE SALIX PHARMACEUTICALS LTD SECURITY 795435AC0 3,000 3,000,000 Prn Sole None 3,000 0 CONVERTIBLE SANDISK CORP SECURITY 80004CAC5 2,820 2,900,000 Prn Sole None 2,896 4 CONVERTIBLE SANDISK CORP SECURITY 80004CAD3 266,950 254,541,000 Prn Sole None 244,088 10,453 SAP AG -SPONSORED COMMON STOCK 803054204 28,707 567,100 Shs Sole None 567,100 0 CONVERTIBLE SBA COMM CORP SECURITY 78388JAN6 9,904 9,500,000 Prn Sole None 9,500 0 SCHLUMBERGER LTD COMMON STOCK 806857108 176,045 2,947,348 Shs Sole None 2,810,924 136,424 SCICLONE PHARMA COMMON STOCK 80862K104 381 100,000 Shs Sole None 100,000 0 SEATTLE GENETIC / WA COMMON STOCK 812578102 30,496 1,600,000 Shs Sole None 1,600,000 0 SHUTTERFLY INC COMMON STOCK 82568P304 630 15,300 Shs Sole None 15,300 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- SIEMENS A.G. COMMON STOCK 826197501 1,532 17,060 Shs Sole None 10,060 7,000 SILICON GRAPHICS INTERNATION COMMON STOCK 82706L108 453 38,000 Shs Sole None 38,000 0 SIRONA DENTAL SYSTEMS INC COMMON STOCK 82966C103 276 6,500 Shs Sole None 6,500 0 SKYWORKS SOLUTIONS INC COMMON STOCK 83088M102 36,777 2,050,000 Shs Sole None 2,050,000 0 CONVERTIBLE SMITHFIELD FOODS INC SECURITY 832248AR9 35,452 31,975,000 Prn Sole None 31,975 0 SOHU.COM INC COMMON STOCK 83408W103 2,410 50,000 Shs Sole None 50,000 0 SOLARWINDS INC COMMON STOCK 83416B109 48,961 2,223,495 Shs Sole None 1,856,173 367,322 SOLERA HOLDINGS INC COMMON STOCK 83421A104 38,884 769,990 Shs Sole None 768,440 1,550 SOUTHN COMPANY COMMON STOCK 842587107 4,237 100,000 Shs Sole None 100,000 0 SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 3,176 95,285 Shs Sole None 92,935 2,350 SPDR GOLD TRUST COMMON STOCK 78463V957 816 2,800 Shs Put Sole None 2,800 0 SPDR GOLD TRUST COMMON STOCK 78463V907 1,309 2,536 Shs Call Sole None 2,536 0 SPDR GOLD TRUST COMMON STOCK 78463V107 44,262 280,000 Shs Sole None 280,000 0 SPN FAIRWAY ACQUISITION INC COMMON STOCK 20453E109 61,917 3,284,743 Shs Sole None 2,842,802 441,941 ST JUDE MEDICAL INC COMMON STOCK 790849103 2,354 65,038 Shs Sole None 65,038 0 ST MARY LAND & CONVERTIBLE EXPLORATION SECURITY 792228AD0 47,602 39,018,000 Prn Sole None 37,001 2,017 CONVERTIBLE PREFERRED STANLEY BLACK & DECKER INC SECURITY 854502309 14,684 142,232 Shs Sole None 142,232 0 CONVERTIBLE STANLEY BLACK&DECKER SECURITY 854616AM1 88,888 86,619,000 Prn Sole None 82,856 3,763 STARBUCKS CORP COMMON STOCK 855244109 93,739 2,513,790 Shs Sole None 2,282,447 231,343 CONVERTIBLE STEEL DYNAMICS SECURITY 858119AP5 12,405 12,000,000 Prn Sole None 10,830 1,170 STEVEN MADDEN LTD COMMON STOCK 556269108 36,587 1,215,500 Shs Sole None 1,215,500 0 STILLWATER MINING COMMON STOCK 86074Q102 10,200 1,200,000 Shs Sole None 1,200,000 0 STRYKER CORP COMMON STOCK 863667101 6,292 133,510 Shs Sole None 133,510 0 SUNCOR ENERGY COMMON STOCK 867224107 4,011 157,654 Shs Sole None 151,059 6,595 SUPER MICRO COMPUTER INC COMMON STOCK 86800U104 569 45,400 Shs Sole None 45,400 0 CONVERTIBLE SUPERIOR ENERGY SECURITY 78412FAH7 26,243 26,243,000 Prn Sole None 26,160 83 SYMANTEC CORP COMMON STOCK 871503908 4,615 16,690 Shs Call Sole None 16,690 0 SYMANTEC CORP COMMON STOCK 871503108 6,272 384,780 Shs Sole None 377,780 7,000 CONVERTIBLE SYMANTEC CORP SECURITY 871503AF5 249,475 218,120,000 Prn Sole None 208,495 9,625 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK 87157B103 344 13,800 Shs Sole None 13,800 0 T ROWE PRICE COMMON STOCK 74144T108 78,486 1,642,997 Shs Sole None 1,441,463 201,534 CONVERTIBLE TAKE-TWO INTER SECURITY 874054AA7 5,259 3,860,000 Prn Sole None 3,860 0 TARGET CORP COMMON STOCK 87612E106 4,561 93,000 Shs Sole None 93,000 0 CONVERTIBLE TECH DATA CORP SECURITY 878237AE6 17,063 16,957,000 Prn Sole None 16,957 0 TEMPUR-PEDIC INTL INC COMMON STOCK 88023U101 31,566 600,000 Shs Sole None 600,000 0 TERADATA CORP COMMON STOCK 88076W103 143,210 2,675,329 Shs Sole None 2,542,388 132,941 CONVERTIBLE TEREX CORP SECURITY 880779AV5 7,378 7,500,000 Prn Sole None 7,500 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- TEVA PHARMACEUTICAL CONVERTIBLE IND LTD SECURITY 88163VAE9 22,274 21,652,000 Prn Sole None 17,653 3,999 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 3,198 120,000 Shs Sole None 120,000 0 CONVERTIBLE TEXTRON INC SECURITY 883203BN0 22,631 15,000,000 Prn Sole None 15,000 0 THE FRESH MARKET COMMON STOCK 35804H106 527 13,800 Shs Sole None 13,800 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 7,849 155,000 Shs Sole None 155,000 0 TIBCO SOFTWARE COMMON STOCK 88632Q103 33,988 1,518,000 Shs Sole None 1,518,000 0 TIM PARTICIPACOES SA COMMON STOCK 88706P205 51,059 2,167,201 Shs Sole None 1,915,157 252,044 TIME WARNER CABLE COMMON STOCK 88732J207 2,507 40,000 Shs Sole None 40,000 0 CONVERTIBLE TIME WARNER TELECOM SECURITY 887319AC5 47,131 42,846,000 Prn Sole None 40,729 2,117 TITAN INTL INC COMMON STOCK 88830M102 19,800 1,320,000 Shs Sole None 1,320,000 0 TJX COMPANIES INC COMMON STOCK 872540109 8,201 147,850 Shs Sole None 147,850 0 TRANSCEND SERVICES INC COMMON STOCK 893929208 491 21,800 Shs Sole None 21,800 0 CONVERTIBLE TRANSOCEAN INC - C SECURITY 893830AW9 1,677 1,722,000 Prn Sole None 1,722 0 TRAVELERS COMPANIES INC COMMON STOCK 89417E109 8,430 173,000 Shs Sole None 173,000 0 CONVERTIBLE TRINITY INDUSTRIES INC SECURITY 896522AF6 74,782 82,746,000 Prn Sole None 80,190 2,556 CONVERTIBLE TTM TECHNOLOGIES INC SECURITY 87305RAC3 5,300 5,300,000 Prn Sole None 5,300 0 TUPPERWARE BRANDS CORP COMMON STOCK 899896104 22,097 411,181 Shs Sole None 296,513 114,668 CONVERTIBLE TYSON FOODS A SECURITY 902494AP8 63,545 52,462,000 Prn Sole None 50,283 2,179 UNION PACIFIC CORP COMMON STOCK 907818108 2,042 25,000 Shs Sole None 25,000 0 UNITED PARCEL SERVICE COMMON STOCK 911312106 5,210 82,500 Shs Sole None 82,500 0 CONVERTIBLE UNITED STATES STEEL CORP SECURITY 912909AE8 15,713 15,000,000 Prn Sole None 15,000 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 222,625 3,164,086 Shs Sole None 3,073,303 90,783 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 11,530 250,000 Shs Sole None 250,000 0 US BANCORP COMMON STOCK 902973304 14,771 627,500 Shs Sole None 627,500 0 CONVERTIBLE PREFERRED VALE SA SECURITY 91912F201 3,549 54,855 Shs Sole None 52,820 2,035 CONVERTIBLE PREFERRED VALE SA SECURITY 91912F300 32,206 477,120 Shs Sole None 477,120 0 VALERO ENERGY COMMON STOCK 91913Y100 30,226 1,700,000 Shs Sole None 1,700,000 0 VALMONT INDUSTRIES COMMON STOCK 920253101 23,382 300,000 Shs Sole None 300,000 0 CONVERTIBLE VERIFONE HOLDINGS SECURITY 92342YAB5 58,510 56,463,000 Prn Sole None 54,618 1,845 VERIFONE SYSTEMS INC COMMON STOCK 92342Y109 62,106 1,773,432 Shs Sole None 1,590,865 182,567 CONVERTIBLE VERISIGN INC SECURITY 92343EAD4 2,820 2,748,000 Prn Sole None 2,736 12 VERIZON COMM COMMON STOCK 92343V104 36,690 997,000 Shs Sole None 997,000 0 CONVERTIBLE VERTEX PHARMACEUTICALS INC SECURITY 92532FAN0 36,292 31,490,000 Prn Sole None 31,490 0 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 101,778 2,285,096 Shs Sole None 2,134,605 150,491 VIACOM INC COMMON STOCK 92553P201 3,142 81,110 Shs Sole None 81,110 0 CONVERTIBLE VIRGIN MEDIA INC SECURITY 92769LAB7 10,234 6,800,000 Prn Sole None 6,800 0 VITAMIN SHOPPE INC COMMON STOCK 92849E101 13,041 348,327 Shs Sole None 348,327 0 VMWARE INC COMMON STOCK 928563402 95,779 1,191,577 Shs Sole None 1,115,957 75,620 CONVERTIBLE VOLCANO CORP SECURITY 928645AA8 21,992 18,175,000 Prn Sole None 18,175 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- WABTEC COMMON STOCK 929740108 17,976 340,000 Shs Sole None 340,000 0 WADDELL & REED-A COMMON STOCK 930059100 16,550 661,741 Shs Sole None 457,931 203,810 WALGREEN CO COMMON STOCK 931422109 3,618 110,000 Shs Sole None 110,000 0 WAL-MART STORES INC COMMON STOCK 931142103 95,089 1,832,154 Shs Sole None 1,789,204 42,950 WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 38,371 562,218 Shs Sole None 447,154 115,064 WEIGHT WATCHERS INTL INC COMMON STOCK 948626106 5,904 101,359 Shs Sole None 98,659 2,700 WELLS FARGO & COMPANY COMMON STOCK 949746101 20,428 846,926 Shs Sole None 846,926 0 CONVERTIBLE PREFERRED WELLS FARGO & COMPANY SECURITY 949746804 76,973 74,510 Shs Sole None 74,287 223 WYNN RESORTS LTD COMMON STOCK 983134107 16,931 147,128 Shs Sole None 98,163 48,965 CONVERTIBLE XILINX INC SECURITY 983919AD3 39,059 38,865,000 Prn Sole None 38,159 706 CONVERTIBLE XILINX INC SECURITY 983919AF8 190,158 166,440,000 Prn Sole None 159,640 6,800 YAHOO! INC COMMON STOCK 984332106 74,499 5,661,025 Shs Sole None 5,474,025 187,000 YUM! BRANDS INC COMMON STOCK 988498101 8,693 176,000 Shs Sole None 176,000 0 ZOLL MEDICAL CO COMMON STOCK 989922109 328 8,700 Shs Sole None 8,700 0 AFFILIATED MANAGERS GROUP COMMON STOCK 008252108 289 3,700 Shs Other American Beacon 3,700 0 CONVERTIBLE ANIXTER INTL INC SECURITY 035290AJ4 624 610,000 Prn Other American Beacon 610 0 CONVERTIBLE PREFERRED APACHE CORP SECURITY 037411808 658 12,850 Shs Other American Beacon 12,850 0 AUTODESK INC COMMON STOCK 052769106 403 14,500 Shs Other American Beacon 14,500 0 BAKER HUGHES COMMON STOCK 057224107 323 7,000 Shs Other American Beacon 7,000 0 BARRICK GOLD CORP COMMON STOCK 067901108 499 10,700 Shs Other American Beacon 10,700 0 CONVERTIBLE CHESAPEAKE ENERGY CORP SECURITY 165167BW6 728 700,000 Prn Other American Beacon 700 0 CONVERTIBLE DANAHER CORP SECURITY 235851AF9 452 370,000 Prn Other American Beacon 370 0 DELL INC COMMON STOCK 24702R101 354 25,000 Shs Other American Beacon 25,000 0 CONVERTIBLE EMC CORP -MASS SECURITY 268648AM4 1275 900,000 Prn Other American Beacon 900 0 EATON CORP COMMON STOCK 278058102 383 10,800 Shs Other American Beacon 10,800 0 CONVERTIBLE ENDO PHARMACEUT SECURITY 29264FAB2 283 250,000 Prn Other American Beacon 250 0 CONVERTIBLE FTI CONSULTING INC SECURITY 302941AB5 370 300,000 Prn Other American Beacon 300 0 FREEPORT-MCMORAN COP&GOLD COMMON STOCK 35671D857 259 8,500 Shs Other American Beacon 8,500 0 CONVERTIBLE GILEAD SCIENCES SECURITY 375558AN3 380 350,000 Prn Other American Beacon 350 0 CONVERTIBLE GOLDCORP INC SECURITY 380956AB8 281 225,000 Prn Other American Beacon 225 0 CONVERTIBLE HOLOGIC INC SECURITY 436440AB7 686 660,000 Prn Other American Beacon 660 0 CONVERTIBLE INTL GAME TECHNOLOGY SECURITY 459902AQ5 404 350,000 Prn Other American Beacon 350 0 CONVERTIBLE INTERPUBLIC GRP 4.75% SECURITY 460690BE9 83 78,000 Prn Other American Beacon 78 0 CONVERTIBLE LEUCADIA NATIONAL SECURITY 527288AX2 297 250,000 Prn Other American Beacon 250 0 CONVERTIBLE LIBERTY MEDIA SECURITY 530715AR2 335 425,000 Prn Other American Beacon 425 0 CONVERTIBLE LIBERTY SECURITY 530718AF2 405 375,000 Prn Other American Beacon 375 0 DECS,ACES, METLIFE INC PRIDES 59156R116 271 4,800 Shs Other American Beacon 4,800 0 MICROSOFT CORP COMMON STOCK 594918104 299 12,000 Shs Other American Beacon 12,000 0 CONVERTIBLE MYLAN LABORATORIES INC SECURITY 628530AG2 707 705,000 Prn Other American Beacon 705 0 CONVERTIBLE NAVISTAR INTL SECURITY 63934EAL2 164 164,000 Prn Other American Beacon 164 0 CONVERTIBLE NEWMONT MINING CORP SECURITY 651639AH9 621 425,000 Prn Other American Beacon 425 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN Call Investment Name of Issuer Class CUSIP (x1000) Amount /Put Discretion Other Managers Sole Shared None ------------------------- ------------ --------- ------- --------------- ---- ---------- ------------- ----------- ------ -------- CONVERTIBLE NEWMONT MINING CORP SECURITY 651639AJ5 330 220,000 Prn Other American Beacon 220 0 CONVERTIBLE NEWMONT MINING CORP SECURITY 651639AK2 69 50,000 Prn Other American Beacon 50 0 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 379 5,300 Shs Other American Beacon 5,300 0 CONVERTIBLE OMNICOM GRP SECURITY 682134AA9 414 400,000 Prn Other American Beacon 400 0 CONVERTIBLE ON SEMICONDUCTOR CORP SECURITY 682189AG0 321 300,000 Prn Other American Beacon 300 0 ORACLE CORP COMMON STOCK 68389X105 489 17,000 Shs Other American Beacon 17,000 0 T ROWE PRICE COMMON STOCK 74144T108 368 7,700 Shs Other American Beacon 7,700 0 QUALCOMM INC COMMON STOCK 747525103 734 15,100 Shs Other American Beacon 15,100 0 CONVERTIBLE ROVI CORP SECURITY 779376AB8 310 267,000 Prn Other American Beacon 267 0 CONVERTIBLE SANDISK CORP SECURITY 80004CAD3 1075 1,025,000 Prn Other American Beacon 1,025 0 CONVERTIBLE STANLEY BLACK&DECKER SECURITY 854616AM1 282 275,000 Prn Other American Beacon 275 0 SUNCOR ENERGY COMMON STOCK 867224107 280 11,000 Shs Other American Beacon 11,000 0 CONVERTIBLE SYMANTEC CORP SECURITY 871503AF5 755 660,000 Prn Other American Beacon 660 0 CONVERTIBLE TYSON FOODS A SECURITY 902494AP8 363 300,000 Prn Other American Beacon 300 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 151 2,150 Shs Other American Beacon 2,150 0 CONVERTIBLE XILINX INC SECURITY 983919AD3 151 150,000 Prn Other American Beacon 150 0 CONVERTIBLE XILINX INC SECURITY 983919AF8 600 525,000 Prn Other American Beacon 525 0 ACCENTURE PLC COMMON STOCK G1151C101 409 7,770 Shs Other American Beacon 7,770 0 COVIDIEN PLC COMMON STOCK G2554F113 331 7,500 Shs Other American Beacon 7,500 0