0000919458-12-000003.txt : 20120814 0000919458-12-000003.hdr.sgml : 20120814 20120814155319 ACCESSION NUMBER: 0000919458-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 121032607 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS FINANCIAL 13F-HR 063012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota August 8, 2012 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: 28-06758 Arbor Capital Management LLC 28-10174 Leuthold Weeden Capital Management LLC 28-14784 Alerus Investment Advisors Corp I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 0 Form 13F Information Table Entry 17 Form 13F Information Table Value $159,196 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE ISHARES TRUST DJ SEL DIV INX 464287168 12258 218147 SH SOLE 218,147 ISHARES TRUST BARCLYS TIPS BD 464287176 4659 38912 SH SOLE 38,912 ISHARES TRUST S & P 500 INDEX 464287200 24598 179877 SH SOLE 179,877 ISHARES TRUST BARCLY USAGG B 464287226 9699 87147 SH SOLE 87,147 ISHARES TRUST MSCI EMERG MKT 464287234 5819 148713 SH SOLE 148,713 ISHARES TRUST IBOXX INV CPBD 464287242 10740 91335 SH SOLE 91,335 ISHARES TRUST MSCI EAFE INDEX 464287465 12147 243139 SH SOLE 243,139 ISHARES TRUST S & P MIDCAP 400 464287507 5516 58573 SH SOLE 58,573 ISHARES TRUST RUSSELL 2000 464287655 11918 149800 SH SOLE 149,800 ISHARES TRUST DEV SM CP EX-N 464288497 2004 63029 SH SOLE 63,029 ISHARES TRUST HIGH YLD CORP 464288513 4438 48610 SH SOLE 48,610 SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2016 78123 SH SOLE 78,123 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 12239 387669 SH SOLE 387,669 VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 18763 301261 SH SOLE 301,261 VANGUARD INDEX FUNDS REIT ETF 922908553 4924 75253 SH SOLE 75,253 VANGUARD INDEX FUNDS MCAP ETF 922908629 5482 71015 SH SOLE 71,015 VANGUARD INDEX FUNDS SMALL CP ETF 922908751 11976 157496 SH SOLE 157,496