0000919458-12-000003.txt : 20120814
0000919458-12-000003.hdr.sgml : 20120814
20120814155319
ACCESSION NUMBER: 0000919458-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL NA
CENTRAL INDEX KEY: 0000919458
IRS NUMBER: 450140105
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03439
FILM NUMBER: 121032607
BUSINESS ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA
DATE OF NAME CHANGE: 19980309
13F-HR
1
sec13f.txt
ALERUS FINANCIAL 13F-HR 063012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Alerus Financial, N.A.
Address: PO Box 6001
401 Demers Ave
Grand Forks, ND 58206-6001
13F File Number: 28-03439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Carpenter
Title: Director Trust & Investments
Phone: 701-795-3211
Signature, Place, and Date of Signing:
Douglas C. Carpenter Grand Forks, North Dakota August 8, 2012
Report Type (Check only one.):
[ ] 13F Holdings Report.
[ ] 13F Notice.
[X ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
28-06758 Arbor Capital Management LLC
28-10174 Leuthold Weeden Capital Management LLC
28-14784 Alerus Investment Advisors Corp
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 0
Form 13F Information Table Entry 17
Form 13F Information Table Value $159,196
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE
ISHARES TRUST DJ SEL DIV INX 464287168 12258 218147 SH SOLE 218,147
ISHARES TRUST BARCLYS TIPS BD 464287176 4659 38912 SH SOLE 38,912
ISHARES TRUST S & P 500 INDEX 464287200 24598 179877 SH SOLE 179,877
ISHARES TRUST BARCLY USAGG B 464287226 9699 87147 SH SOLE 87,147
ISHARES TRUST MSCI EMERG MKT 464287234 5819 148713 SH SOLE 148,713
ISHARES TRUST IBOXX INV CPBD 464287242 10740 91335 SH SOLE 91,335
ISHARES TRUST MSCI EAFE INDEX 464287465 12147 243139 SH SOLE 243,139
ISHARES TRUST S & P MIDCAP 400 464287507 5516 58573 SH SOLE 58,573
ISHARES TRUST RUSSELL 2000 464287655 11918 149800 SH SOLE 149,800
ISHARES TRUST DEV SM CP EX-N 464288497 2004 63029 SH SOLE 63,029
ISHARES TRUST HIGH YLD CORP 464288513 4438 48610 SH SOLE 48,610
SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2016 78123 SH SOLE 78,123
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 12239 387669 SH SOLE 387,669
VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 18763 301261 SH SOLE 301,261
VANGUARD INDEX FUNDS REIT ETF 922908553 4924 75253 SH SOLE 75,253
VANGUARD INDEX FUNDS MCAP ETF 922908629 5482 71015 SH SOLE 71,015
VANGUARD INDEX FUNDS SMALL CP ETF 922908751 11976 157496 SH SOLE 157,496