0001318757-12-000003.txt : 20120814 0001318757-12-000003.hdr.sgml : 20120814 20120814142434 ACCESSION NUMBER: 0001318757-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 121031822 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp2q12.txt MWLLP 2Q12 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: August 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: 496272(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ACXIOM CORP COMMON STOCK 005125109 768 50796 SH SOLE 0 50796 0 0 D ADOBE SYS INC COMMON STOCK 00724F101 3535 109202 SH SOLE 0 109202 0 0 D ADVANCE AUTO PAR COMMON STOCK 00751Y106 6121 89729 SH SOLE 0 89729 0 0 D AIR PRODS & CHEM COMMON STOCK 009158106 5664 70157 SH SOLE 0 70157 0 0 D AIRGAS INC COMMON STOCK 009363102 3044 36239 SH SOLE 0 36239 0 0 D AKAMAI TECHNOLOG COMMON STOCK 00971T101 1078 33944 SH SOLE 0 33944 0 0 D ALBEMARLE CORP COMMON STOCK 012653101 1313 22021 SH SOLE 0 22021 0 0 D ALCATEL-LUCE-ADR ADRS STOCK 013904305 1037 636452 SH SOLE 0 636452 0 0 D AMAZON.COM INC COMMON STOCK 023135106 838 3669 SH SOLE 0 3669 0 0 D APPLIED MICRO CI COMMON STOCK 03822W406 1214 212151 SH SOLE 0 212151 0 0 D ARM HOLDINGS-ADR ADRS STOCK 042068106 1716 72131 SH SOLE 0 72131 0 0 D ASIAINFO-LINKAGE COMMON STOCK 04518A104 13 1111 SH SOLE 0 1111 0 0 D AUTOMATIC DATA COMMON STOCK 053015103 6090 109409 SH SOLE 0 109409 0 0 D AUTOZONE INC COMMON STOCK 053332102 5803 15806 SH SOLE 0 15806 0 0 D AVAGO TECHNOLOGI COMMON STOCK SG9999006241 1219 33944 SH SOLE 0 33944 0 0 D BALL CORP COMMON STOCK 058498106 671 16342 SH SOLE 0 16342 0 0 D BEAM INC COMMON STOCK 073730103 16255 260117 SH SOLE 0 260117 0 0 D BHP BILLITON ADR ADRS STOCK 088606108 878 13444 SH SOLE 0 13444 0 0 D BMC SOFTWARE INC COMMON STOCK 055921100 1268 29701 SH SOLE 0 29701 0 0 D BROADCOM CORP-A COMMON STOCK 111320107 1432 42430 SH SOLE 0 42430 0 0 D BROADSOFT INC COMMON STOCK 11133B409 1228 42406 SH SOLE 0 42406 0 0 D BROWN-FORMAN -B COMMON STOCK 115637209 12619 130298 SH SOLE 0 130298 0 0 D CENCOSUD SA-ADR ADRS STOCK 15132H408 562 34158 SH SOLE 0 34158 0 0 D CERVEZAS-ADR ADRS STOCK 204429104 6348 101802 SH SOLE 0 101802 0 0 D CF INDUSTRIES HO COMMON STOCK 125269100 10716 55312 SH SOLE 0 55312 0 0 D CIENA CORP COMMON STOCK 171779309 2778 169720 SH SOLE 0 169720 0 0 D CITRIX SYSTEMS COMMON STOCK 177376100 1781 21215 SH SOLE 0 21215 0 0 D CNH GLOBAL NV COMMON STOCK NL0000298933 60 1539 SH SOLE 0 1539 0 0 D COLGATE-PALMOLIV COMMON STOCK 194162103 7717 74129 SH SOLE 0 74129 0 0 D CSX CORP COMMON STOCK 126408103 5236 234151 SH SOLE 0 234151 0 0 D CYTEC INDS COMMON STOCK 232820100 1047 17849 SH SOLE 0 17849 0 0 D DIRECTV-A COMMON STOCK 25490A101 2071 42430 SH SOLE 0 42430 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 4833 110460 SH SOLE 0 110460 0 0 D ELAN CORP-ADR ADRS STOCK 284131208 1861 127527 SH SOLE 0 127527 0 0 D ELECTRONIC ARTS COMMON STOCK 285512109 1048 84860 SH SOLE 0 84860 0 0 D ENSCO PLC-CL A COMMON STOCK GB00B4VLR192 810 17249 SH SOLE 0 17249 0 0 D EQUIFAX INC COMMON STOCK 294429105 5172 110992 SH SOLE 0 110992 0 0 D EQUINIX INC COMMON STOCK 29444U502 457 2599 SH SOLE 0 2599 0 0 D EXPEDIA INC COMMON STOCK 30212P303 6385 132835 SH SOLE 0 132835 0 0 D FACEBOOK INC-A COMMON STOCK 30303M102 12675 407632 SH SOLE 0 407632 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 5303 155603 SH SOLE 0 155603 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 5632 49082 SH SOLE 0 49082 0 0 D FMC CORP COMMON STOCK 302491303 4766 89114 SH SOLE 0 89114 0 0 D FORTINET INC COMMON STOCK 34959E109 1970 84860 SH SOLE 0 84860 0 0 D FREEPORT-MCMORAN COMMON STOCK 35671D857 2106 61813 SH SOLE 0 61813 0 0 D FRONTIER COMMUNI COMMON STOCK 35906A108 975 254581 SH SOLE 0 254581 0 0 D GOODRICH CORP COMMON STOCK 382388106 75 593 SH SOLE 0 593 0 0 D GOOGLE INC-CL A COMMON STOCK 38259P508 24789 42735 SH SOLE 0 42735 0 0 D HERSHEY CO/THE COMMON STOCK 427866108 4161 57763 SH SOLE 0 57763 0 0 D INGERSOLL-RAND COMMON STOCK IE00B6330302 5456 129347 SH SOLE 0 129347 0 0 D JACK IN THE BOX COMMON STOCK 466367109 5468 196116 SH SOLE 0 196116 0 0 D JUNIPER NETWORKS COMMON STOCK 48203R104 1730 106075 SH SOLE 0 106075 0 0 D KRAFT FOODS INC COMMON STOCK 50075N104 16064 415953 SH SOLE 0 415953 0 0 D LIMITED BRANDS COMMON STOCK 532716107 5204 122355 SH SOLE 0 122355 0 0 D LSI CORP COMMON STOCK 502161102 1351 212151 SH SOLE 0 212151 0 0 D LYONDELLBASELL-A COMMON STOCK NL0009434992 6399 158903 SH SOLE 0 158903 0 0 D MACYS INC COMMON STOCK 55616P104 5021 146176 SH SOLE 0 146176 0 0 D MASTERCARD INC-A COMMON STOCK 57636Q104 8473 19699 SH SOLE 0 19699 0 0 D MATSON INC COMMON STOCK 57686G105 176 3302 SH SOLE 0 3302 0 0 D MCDONALDS CORP COMMON STOCK 580135101 17543 198160 SH SOLE 0 198160 0 0 D MEAD JOHNSON COMMON STOCK 582839106 9511 118134 SH SOLE 0 118134 0 0 D MICRON TECH COMMON STOCK 595112103 1874 297011 SH SOLE 0 297011 0 0 D MICROSOFT CORP COMMON STOCK 594918104 450 14714 SH SOLE 0 14714 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 6680 121987 SH SOLE 0 121987 0 0 D NETAPP INC COMMON STOCK 64110D104 1890 59402 SH SOLE 0 59402 0 0 D NETFLIX INC COMMON STOCK 64110L106 872 12729 SH SOLE 0 12729 0 0 D NEWS CORP-A COMMON STOCK 65248E104 22207 996256 SH SOLE 0 996256 0 0 D NOVARTIS AG-ADR ADRS STOCK 66987V109 15819 282980 SH SOLE 0 282980 0 0 D NVIDIA CORP COMMON STOCK 67066G104 1759 127291 SH SOLE 0 127291 0 0 D OCZ TECHNOLOGY COMMON STOCK 67086E303 1237 233767 SH SOLE 0 233767 0 0 D ON SEMICONDUCTOR COMMON STOCK 682189105 2410 339441 SH SOLE 0 339441 0 0 D ORACLE CORP COMMON STOCK 68389X105 13090 440753 SH SOLE 0 440753 0 0 D OREILLY AUTOMOT COMMON STOCK 67103H107 5979 71379 SH SOLE 0 71379 0 0 D PAO ACUCAR-ADR ADRS STOCK 20440T201 2755 68896 SH SOLE 0 68896 0 0 D PAPA JOHNS INTL COMMON STOCK 698813102 915 19233 SH SOLE 0 19233 0 0 D PAYCHEX INC COMMON STOCK 704326107 5191 165274 SH SOLE 0 165274 0 0 D PNC FINANCIAL SE COMMON STOCK 693475105 6154 100706 SH SOLE 0 100706 0 0 D POTASH CORP SAS COMMON STOCK 73755L107 6720 153804 SH SOLE 0 153804 0 0 D PRAXAIR INC COMMON STOCK 74005P104 5685 52283 SH SOLE 0 52283 0 0 D PRICELINE.COM COMMON STOCK 741503403 2255 3394 SH SOLE 0 3394 0 0 D PRUDENTL FINL COMMON STOCK 744320102 2171 44836 SH SOLE 0 44836 0 0 D RESEARCH IN MOTI COMMON STOCK 760975102 784 106075 SH SOLE 0 106075 0 0 D RIVERBED TECHNOL COMMON STOCK 768573107 1370 84859 SH SOLE 0 84859 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 4614 69839 SH SOLE 0 69839 0 0 D ROCKWOOD HOLDING COMMON STOCK 774415103 7618 171766 SH SOLE 0 171766 0 0 D ROPER INDS COMMON STOCK 776696106 3443 34927 SH SOLE 0 34927 0 0 D SALESFORCE.COM COMMON STOCK 79466L302 1760 12729 SH SOLE 0 12729 0 0 D SENSIENT TECHNOL COMMON STOCK 81725T100 3643 99185 SH SOLE 0 99185 0 0 D SIGMA-ALDRICH COMMON STOCK 826552101 1423 19243 SH SOLE 0 19243 0 0 D SINA CORP COMMON STOCK KYG814771047 434 8386 SH SOLE 0 8386 0 0 D SIRIUS XM RADIO COMMON STOCK 82967N108 1962 1060754 SH SOLE 0 1060754 0 0 D SONUS NETWORKS COMMON STOCK 835916107 1820 848603 SH SOLE 0 848603 0 0 D SPRINT NEXTEL CO COMMON STOCK 852061100 4845 1486280 SH SOLE 0 1486280 0 0 D STEVEN MADDEN COMMON STOCK 556269108 2542 80059 SH SOLE 0 80059 0 0 D TAKE-TWO INTERAC COMMON STOCK 874054109 995 105228 SH SOLE 0 105228 0 0 D TELEKOMUNIKA-ADR ADRS STOCK 715684106 66 1900 SH SOLE 0 1900 0 0 D TERADATA CORP COMMON STOCK 88076W103 1833 25458 SH SOLE 0 25458 0 0 D TIBCO SOFTWARE COMMON STOCK 88632Q103 1519 50759 SH SOLE 0 50759 0 0 D TIVO INC COMMON STOCK 888706108 1051 127291 SH SOLE 0 127291 0 0 D TRANSOCEAN LTD COMMON STOCK CH0048265513 1078 24102 SH SOLE 0 24102 0 0 D UNION PAC CORP COMMON STOCK 907818108 5953 49895 SH SOLE 0 49895 0 0 D US BANCORP COMMON STOCK 902973304 6393 198799 SH SOLE 0 198799 0 0 D VERISK ANALYTI-A COMMON STOCK 92345Y106 4864 98745 SH SOLE 0 98745 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 25289 1036861 SH SOLE 0 1036861 0 0 D WALT DISNEY CO COMMON STOCK 254687106 13297 274161 SH SOLE 0 274161 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 4741 89900 SH SOLE 0 89900 0 0 D YOUKU INC-ADR ADRS STOCK 98742U100 1104 50917 SH SOLE 0 50917 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 8181 126997 SH SOLE 0 126997 0 0 S REPORT SUMMARY 108 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED