0001357550-12-000013.txt : 20120814 0001357550-12-000013.hdr.sgml : 20120814 20120814135516 ACCESSION NUMBER: 0001357550-12-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weiss Asset Management LP CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 121031582 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WEISS CAPITAL LLC DATE OF NAME CHANGE: 20060327 13F-HR/A 1 wamlp13fa2hrq32011txt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [X][1]; Amendment Number: _2__ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weiss Asset Management LP Address: 222 Berkeley Street, 16th Floor, Boston, MA 02116 Form 13F File Number: 028-12911 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Georgiy Nikitin Title: Chief Compliance Officer of Weiss Asset Management LP Phone: (617) 778-7780 Signature, Place, and Date of Signing: /s/ Georgiy Nikitin Boston, MA August 14, 2012 ----------------------------- --------------------- ------------------------- [Signature] [City, State] [Date] [1]This amendment replaces the form 13F-HR filed on November 14, 2011 and Amendment Number 1 of the form 13F-HR/A filed on August 14, 2012 for the Quarter Ended September 30, 2011, which contained a typographical error and incorrectly classified one security. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $ 244,226 (thousands) List of Other Included Managers: No.: Form 13F File Number: Name: 1 028-12279 Andrew Weiss 2 028-12910 BIP GP LLC

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHR OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE BARCLAYS BK PLC IPMS INDIA ETN 06739F291 323 6,000 SH SHARED-DEFINED 1,2 6,000 BMB MUNAI INC COM 09656A105 862 769,309 SH SHARED-DEFINED 1,2 769,309 GENERAL MTRS CO *W EXP 07/10/201 37045V118 4,901 421,026 SH SHARED-DEFINED 1,2 421,026 HELIX BIOPHARMA CORP COM 422910109 476 251,000 SH SHARED-DEFINED 1,2 251,000 INFOSYS LTD SPONSORED ADR 456788108 633 12,397 SH SHARED-DEFINED 1,2 12,397 ISHARES INC MSCI THAILAND 464286624 2,203 41,378 SH SHARED-DEFINED 1,2 41,378 ISHARES INC MSCI SINGAPORE 464286673 1,105 100,459 SH SHARED-DEFINED 1,2 100,459 ISHARES INC MSCI TAIWAN 464286731 1,015 85,907 SH SHARED-DEFINED 1,2 85,907 ISHARES INC MSCI MALAYSIA 464286830 1,961 160,573 SH SHARED-DEFINED 1,2 160,573 ISHARES TR FTSE CHINA25 IDX 464287184 14,923 484,044 SH SHARED-DEFINED 1,2 484,044 ISHARES TR IBOXX INV CPBD 464287242 292 2,600 SH SHARED-DEFINED 1,2 2,600 ISHARES TR HIGH YLD CORP 464288513 6,581 79,547 SH SHARED-DEFINED 1,2 79,547 ISHARES TR US PFD STK IDX 464288687 5,438 152,700 SH SHARED-DEFINED 1,2 152,700 MI DEVS INC COM 55304X104 6,039 227,441 SH SHARED-DEFINED 1,2 227,441 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 7,039 278,239 SH SHARED-DEFINED 1,2 278,239 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 2,119 122,816 SH SHARED-DEFINED 1,2 122,816 MEDCATH CORP COM 58404W109 10,034 722,943 SH SHARED-DEFINED 1,2 722,943 MYREXIS INC COM 62856H107 42 15,499 SH SHARED-DEFINED 1,2 15,499 PATNI COMPUTER SYS SPONS ADR 703248203 199 17,100 SH SHARED-DEFINED 1,2 17,100 SHELTON GTR CHINA FD SH BEN INT 823014105 2,551 430,894 SH SHARED-DEFINED 1,2 430,894 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 695 145,362 SH SHARED-DEFINED 1,2 145,362 SPDR S&P 500 ETF TR TR UNIT 78462F103 18,107 160,000 SH PUT SHARED-DEFINED 1,2 160,000 SUNAMERICA FCSED ALPHA GRW F COM 867037103 418 23,776 SH SHARED-DEFINED 1,2 23,776 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 32,696 2,860,556 SH SHARED-DEFINED 1,2 2,860,556 TATA COMMUNICATIONS LTD SPONS ADR 876564105 202 27,500 SH SHARED-DEFINED 1,2 27,500 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 1,563 818,131 SH SHARED-DEFINED 1,2 818,131 VALE CAP II GTD CV 6.75%12 91912F201 1,260 995,000 PRN SHARED-DEFINED 1,2 N/A VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 100,521 2,800,813 SH SHARED-DEFINED 1,2 2,800,813 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 17,820 981,836 SH SHARED-DEFINED 1,2 981,836 QIAO XING MOBILE COMM CO LTD SHS G73031109 944 943,508 SH SHARED-DEFINED 1,2 943,508 ELLOMAY CAPITAL LIMITED SHS M39927120 1,265 209,817 SH SHARED-DEFINED 1,2 209,817