0001040197-12-000007.txt : 20120814
0001040197-12-000007.hdr.sgml : 20120814
20120814125452
ACCESSION NUMBER: 0001040197-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Wealth Advisors
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 121031198
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
mai063012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAI Wealth Advisors LLC
Address: 1360 E. 9th St., Suite 1100
Cleveland, Ohio 44114-1782
Form 13F File Number: 28-06392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Diane Whitehouse
Title: Director
Phone: (216) 920-4985
Signature, Place, and Date of Signing
Diane Whitehouse Cleveland, Ohio August 14, 2012
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 246
Form 13F Information Table Value Total: $422623
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3GS, LLC Class B COM 0 80000 SH Sole 80000
3M Company COM 88579Y101 207 2314 SH Sole 2314
A T & T Corp New COM 00206R102 1325 37166 SH Sole 37166
A-Power Energy Generation Syst COM G04136100 3 15500 SH Sole 15500
ANSYS Inc COM 03662Q105 478 7572 SH Sole 7572
Abbott Labs Inc. COM 002824100 10874 168673 SH Sole 11671 157002
Accenture PLC Cl A COM G1151C101 2802 46633 SH Sole 8082 38551
Ace Ltd COM H0023R105 201 2717 SH Sole 2717
Adobe Systems COM 00724F101 2660 82169 SH Sole 14990 67179
Affiliated Managers COM 008252108 391 3570 SH Sole 3570
Air Products & Chemicals Inc COM 009158106 385 4763 SH Sole 4763
Akamai Tech COM 00971T101 2508 78978 SH Sole 17150 61828
Albemarle Corp COM 012653101 2025 33947 SH Sole 6694 27253
Allegheny Tech COM 01741r102 208 6529 SH Sole 6529
Allstate Corp COM 020002101 364 10361 SH Sole 10361
Alstom SA COM 021244207 50 15737 SH Sole 15737
Altria Group Inc. COM 02209S103 298 8626 SH Sole 8626
America Movil ADR COM 02364W105 1819 69817 SH Sole 69817
American Tower COM 03027X100 3632 51950 SH Sole 7350 44600
Ameriprise Financial Inc COM 03076C106 314 6002 SH Sole 6002
Ametek Inc COM 031100100 2985 59813 SH Sole 11635 48178
Amgen Inc COM 031162100 248 3407 SH Sole 3407
Anadarko Pete Co. COM 032511107 253 3823 SH Sole 3823
Analog Devices Inc COM 032654105 270 7160 SH Sole 7160
Annaly Capital Management Inc COM 035710409 2772 165181 SH Sole 165181
Apple Inc COM 037833100 8828 15116 SH Sole 1003 14113
Applied Industrial Technologie COM 03820C105 790 21427 SH Sole 21427
AptarGroup Inc COM 038336103 488 9555 SH Sole 9555
Archer-Daniels Midland COM 039483102 7980 270315 SH Sole 21910 248405
Avalon Rare Metals Inc COM 053470100 190 130000 SH Sole 130000
B/E Aerospace, Inc COM 073302101 205 4700 SH Sole 4700
BHP Billiton Limited COM 088606108 5710 87449 SH Sole 8363 79086
BP Amoco PLC ADR COM 055622104 260 6423 SH Sole 6423
Bank of America Corp COM 060505104 301 36810 SH Sole 36810
Barrick Gold Corporation COM 067901108 568 15114 SH Sole 15114
Baxter International COM 071813109 1039 19556 SH Sole 19556
Berkshire Hathaway COM 084670108 375 3 SH Sole 3
Berkshire Hathaway Class B COM 084670702 758 9095 SH Sole 9095
Boeing Company COM 097023105 6710 90312 SH Sole 8670 81642
Bowood Energy COM 103066106 1 10000 SH Sole 10000
Bristol-Myers Squibb COM 110122108 634 17630 SH Sole 17630
Buckle Inc COM 118440106 285 7202 SH Sole 7202
CACI International Inc COM 127190304 324 5891 SH Sole 5891
CVS/Caremark Corp. COM 126650100 235 5026 SH Sole 5026
Cablevision New Cl A COM 12686C109 212 15954 SH Sole 15954
Camden Property Trust COM 133131102 307 4535 SH Sole 4535
Cameron International COM 13342b105 577 13519 SH Sole 13519
CareFusion Corp COM 14170T101 271 10546 SH Sole 10546
Celgene Corp. COM 151020104 225 3500 SH Sole 3500
Charles Schwab COM 808513105 148 11418 SH Sole 11418
Chart Industries COM 16115Q308 1934 28133 SH Sole 6845 21288
Chesapeake Energy Corp. COM 165167107 189 10160 SH Sole 10160
Chevron Corp. COM 166764100 9351 88633 SH Sole 6122 82511
Chubb Corporation COM 171232101 7981 109603 SH Sole 9326 100277
Church & Dwight Co COM 171340102 392 7075 SH Sole 7075
Cisco Systems COM 17275R102 353 20555 SH Sole 20555
Citrix Systems Inc COM 177376100 3419 40731 SH Sole 6069 34662
Cliffs Natural Resources COM 18683K101 352 7150 SH Sole 7150
Coca-Cola Co. COM 191216100 408 5222 SH Sole 5222
Colgate Palmolive COM 194162103 1060 10183 SH Sole 10183
Comcast Corp Class A Special COM 20030N200 1473 46906 SH Sole 46906
Comcast Corp. Cl A COM 20030N101 1041 32573 SH Sole 32573
Companhia de Saneamento Basico COM 20441A102 209 2750 SH Sole 2750
ConocoPhillips COM 20825C104 8065 144322 SH Sole 12220 132102
Core Laboratories N.V. COM N22717107 481 4151 SH Sole 4151
Corning, Inc. COM 219350105 471 36398 SH Sole 36398
Costco Wholesale Corp COM 22160K105 3321 34953 SH Sole 5734 29219
Covidien COM G2554F113 209 3901 SH Sole 3901
Credit Agricole SA COM 225313105 35 15937 SH Sole 15937
Danaher Corp. COM 235851102 2450 47050 SH Sole 9332 37718
Deere & Co COM 244199105 2849 35233 SH Sole 5047 30186
Diageo PLC ADR COM 25243Q205 7429 72080 SH Sole 7426 64654
DirectTV Group Inc COM 25490A101 1060 21715 SH Sole 21715
Discovery Communications COM 25470f104 2596 48082 SH Sole 9200 38882
Disney, Walt Co. COM 254687106 322 6642 SH Sole 6642
Donaldson Company Inc. COM 257651109 327 9800 SH Sole 9800
Dover Corp. COM 260003108 541 10085 SH Sole 10085
Dow Chemical COM 260543103 343 10904 SH Sole 10904
Dresser-Rand Group COM 261608103 282 6325 SH Sole 6325
Du Pont (EI) de Nemours COM 263534109 1111 21971 SH Sole 21971
E M C Corporation COM 268648102 2540 99093 SH Sole 10567 88526
EQT Corp COM 26884L109 288 5365 SH Sole 5365
Eaton Corporation COM 278058102 1254 31640 SH Sole 31640
Embraer S A Spon ADR COM 29082A107 1402 52852 SH Sole 8419 44433
Energen COM 29265N108 229 5075 SH Sole 5075
Enerplus Corp COM 292766102 380 29515 SH Sole 29515
Ericsson LM Tel Co. ADR Cl B COM 294821608 115 12636 SH Sole 12636
Express Scripts Inc. Cl A COM 30219G108 3076 55099 SH Sole 7773 47326
Exxon Mobil Corp. COM 30231G102 13293 155345 SH Sole 7494 147851
FMC Corp COM 302491303 1137 21256 SH Sole 21256
Fifth Third Bancorp. COM 316773100 215 16041 SH Sole 16041
Flir Systems COM 302445101 412 21105 SH Sole 21105
Flowserve COM 34354P105 208 1811 SH Sole 1811
Fluor Corp. COM 343412102 248 5029 SH Sole 5029
Ford Motor Corp. com new COM 345370860 542 56555 SH Sole 56555
Fossil Inc COM 349882100 353 4615 SH Sole 4615
Freeport McMoRan Copper & Gold COM 35671D857 1524 44745 SH Sole 44745
GNC Holdings COM 36191G107 505 12876 SH Sole 12876
Gasco Energy Inc COM 367220100 2 10000 SH Sole 10000
General Dynamics COM 369550108 270 4095 SH Sole 4095
General Electric COM 369604103 9007 432188 SH Sole 34679 397509
General Growth Properties Inc COM 370023103 275 15188 SH Sole 15188
GlaxoSmithKline PLC COM 37733W105 6426 141023 SH Sole 14494 126529
Goodrich Corp. COM 382388106 7702 60697 SH Sole 60697
Google Inc COM 38259P508 4139 7136 SH Sole 976 6160
Grand Central Silver Mines COM 384906202 0 17000 SH Sole 17000
Great Plains Energy Inc. COM 391164100 251 11727 SH Sole 11727
Grupo Financiero Banorte S.A.B COM P49501201 886 172000 SH Sole 172000
Grupo Financiero Inbursa S.A. COM P4950U165 102 45000 SH Sole 45000
HMS Holdings Corp. COM 40425J101 398 11959 SH Sole 11959
Hain Celestial Group COM 405217100 432 7855 SH Sole 7855
Harley Davidson Inc. COM 412822108 841 18393 SH Sole 18393
Healthwatch Inc COM 422214809 0 10000 SH Sole 10000
Hexcel Corp COM 428291108 335 12985 SH Sole 12985
Home Depot COM 437076102 7070 133415 SH Sole 14532 118883
Honeywell International COM 438516106 6518 116728 SH Sole 11337 105391
IDEXX Laboratories COM 45168D104 501 5209 SH Sole 5209
ING Groep NV ADS COM 456837103 77 11591 SH Sole 11591
Illinois Tool Works COM 452308109 224 4236 SH Sole 4236
Informatica Corp COM 45666Q102 2626 61996 SH Sole 8779 53217
Int'l Business Machines COM 459200101 9998 51119 SH Sole 3404 47715
Intel Corp COM 458140100 6626 248646 SH Sole 25024 223622
International Power Group Ltd COM 46018A100 0 20000 SH Sole 20000
Interpublic Group of Cos COM 460690100 109 10039 SH Sole 10039
J C Penney Co. COM 708160106 370 15875 SH Sole 15875
J P Morgan Chase & Co. COM 46625H100 8382 234604 SH Sole 17349 217255
Jacobs Engineering COM 469814107 400 10561 SH Sole 10561
Johnson & Johnson COM 478160104 9598 142068 SH Sole 10051 132017
Juniper Networks Inc. COM 48203R104 263 16125 SH Sole 16125
KeyCorp COM 493267108 255 32928 SH Sole 32928
Kimberly-Clark COM 494368103 289 3455 SH Sole 3455
Kingfisher ADR COM 495724403 125 13817 SH Sole 13817
Kirby Corporation COM 497266106 292 6192 SH Sole 6192
Kraft Foods Inc. COM 50075N104 229 5938 SH Sole 5938
Kroger Co COM 501044101 206 8870 SH Sole 8870
LNB Bancorp Inc. COM 502100100 72 11000 SH Sole 11000
Ladenburg Thalmann Financial S COM 50575Q102 23 15000 SH Sole 15000
Liberty Global Inc Cl A COM 530555101 454 9155 SH Sole 9155
Liberty Global Inc Ser C COM 530555309 261 5472 SH Sole 5472
Liberty International Holding COM 530615103 80 10000 SH Sole 10000
Liberty Media Corp New Liberty COM 530322106 789 8970 SH Sole 8970
Life Technologies Corp COM 53217V109 632 14041 SH Sole 14041
Lilly, Eli Co COM 532457108 300 6987 SH Sole 6987
Lincoln Electric COM 533900106 317 7240 SH Sole 7240
Lloyds TSB Group PLC COM 539439109 103 53416 SH Sole 53416
Loews Corp COM 540424108 211 5153 SH Sole 5153
Mako Surgical COM 560879108 296 11550 SH Sole 11550
McDonalds Corp COM 580135101 4099 46298 SH Sole 3450 42848
McKesson HBOC Corp. COM 58155Q103 1808 19287 SH Sole 5037 14250
Medtronic Inc. COM 585055106 6690 172741 SH Sole 16612 156129
Merck & Co COM 58933Y105 798 19112 SH Sole 19112
Micro Systems Inc COM 594901100 358 6985 SH Sole 6985
Microsoft Corporation COM 594918104 8347 272866 SH Sole 22268 250598
Mylan Laboratories Inc. COM 628530107 266 12435 SH Sole 12435
Nabors Industries COM G6359F103 303 21076 SH Sole 21076
National Oilwell Varco Inc COM 637071101 246 3810 SH Sole 3810
Navidea Biopharma COM 63937X103 74 20000 SH Sole 20000
Nestle SA (REG) ADR COM 641069406 578 9666 SH Sole 9666
Netgear Inc. COM 64111Q104 304 8818 SH Sole 8818
Newmont Mining COM 651639106 7740 159558 SH Sole 14371 145187
NextEra Energy (formerly FPL) COM 65339f101 490 7125 SH Sole 7125
Nice Systems ADR COM 653656108 2038 55672 SH Sole 12077 43595
Nike Inc. COM 654106103 682 7767 SH Sole 7767
Norfolk Southern COM 655844108 358 4985 SH Sole 4985
Novartis AG ADR COM 66987V109 204 3650 SH Sole 3650
Nucor Corporation COM 670346105 3909 103134 SH Sole 7982 95152
Nvidia Corp. COM 67066G104 446 32300 SH Sole 32300
O'Reilly Automotive Inc COM 67103H107 318 3795 SH Sole 3795
Occidental Petroleum COM 674599105 2732 31849 SH Sole 4468 27381
Ocwen Financial Corp COM 675746309 188 10000 SH Sole 10000
Oil States International Inc COM 678026105 316 4777 SH Sole 4777
Omnicom Group COM 681919106 2747 56522 SH Sole 9104 47418
Oracle Corp COM 68389X105 3666 123445 SH Sole 13404 110041
PNC Financial Services Group COM 693475105 465 7613 SH Sole 7613
PVF Capital Corp COM 693654105 432 212852 SH Sole 212852
Panera Bread Company COM 69840W108 358 2570 SH Sole 2570
Parker-Hannifin COM 701094104 1194 15527 SH Sole 15527
PartnerRe Ltd COM G6852T105 208 2749 SH Sole 2749
Pepsico Inc. COM 713448108 11392 161224 SH Sole 15420 145804
Petsmart Inc COM 716768106 343 5027 SH Sole 5027
Pfizer Inc COM 717081103 1046 45474 SH Sole 45474
Philip Morris Int'l COM 718172109 8792 100757 SH Sole 8811 91946
Phillips 66 COM 718546104 372 11206 SH Sole 11206
Portfolio Recovery Associates COM 73640Q105 766 8389 SH Sole 8389
Potash Corp. COM 73755L107 428 9797 SH Sole 9797
Praxair Inc. COM 74005P104 1845 16973 SH Sole 4283 12690
Procter & Gamble COM 742718109 1597 26075 SH Sole 26075
Progressive Corp COM 743315103 518 24864 SH Sole 24864
Prospect Cap Corp COM 74348T102 137 12000 SH Sole 12000
Qualcomm Incorporated COM 747525103 13134 235878 SH Sole 19552 216326
Quest Diagnostics Inc COM 74834L100 275 4596 SH Sole 4596
Questcor Pharmaceutical Inc. COM 74835Y101 433 8125 SH Sole 8125
Range Resources Corp. COM 75281A109 246 3978 SH Sole 3978
Republic Services Inc. COM 760759100 233 8794 SH Sole 8794
Robbins & Myers Inc COM 770196103 604 14450 SH Sole 14450
Roper Industries COM 776696106 3261 33080 SH Sole 6344 26736
Ross Stores Inc COM 778296103 408 6525 SH Sole 6525
Royal Dutch Shell Plc Spon Adr COM 780259206 8051 119396 SH Sole 9058 110338
Royal Dutch Shell Plc Spon Adr COM 780259107 229 3275 SH Sole 3275
Sandridge Energy Inc COM 80007P307 164 24500 SH Sole 24500
Schlumberger Limited COM 806857108 582 8967 SH Sole 8967
Sigma-Aldrich Corp. COM 826552101 342 4630 SH Sole 4630
Signature Bank NY COM 82669G104 365 5990 SH Sole 5990
Siliconware Precision Industri COM 827084864 77 14811 SH Sole 14811
Skyworks Solutions Inc. COM 83088M102 388 14210 SH Sole 14210
SolarWinds Inc COM 83416B109 385 8845 SH Sole 8845
Spirit Aerosystems COM 848574109 340 14252 SH Sole 14252
Stanley Black & Decker COM 854502101 211 3284 SH Sole 3284
State Street Corp. COM 857477103 3059 68532 SH Sole 9724 58808
Stryker Corp. COM 863667101 347 6303 SH Sole 6303
Symantec Corporation COM 871503108 192 13118 SH Sole 13118
Synopsys Inc COM 871607107 228 7737 SH Sole 7737
T. Rowe Price Associates Inc COM 74144T108 8984 142697 SH Sole 17319 125378
Taiwan Semiconductor Manufactu COM 874039100 172 12332 SH Sole 12332
Teco Energy Inc. COM 872375100 183 10159 SH Sole 10159
Telefonica Brasil Spon ADR COM 87936R106 204 8252 SH Sole 8252
Teradata COM 88076W103 522 7250 SH Sole 7250
Teva Pharmaceutical Inds COM 881624209 3735 94703 SH Sole 9724 84979
The Wendy's Company COM 95058W100 84 17700 SH Sole 17700
Time Warner Inc COM 887317303 320 8311 SH Sole 8311
Travelers Companies Inc COM 89417E109 693 10853 SH Sole 10853
U S Bancorp new COM 902973304 355 11050 SH Sole 11050
UDR Inc COM 902653104 223 8646 SH Sole 8646
Ulta Salon Cosmetics & Fragran COM 90384S303 366 3915 SH Sole 3915
Union Pacific Corp COM 907818108 462 3874 SH Sole 3874
United Community Fin'l COM 909839102 219 73612 SH Sole 73612
United Natural Foods COM 911163103 409 7448 SH Sole 7448
United Technologies COM 913017109 888 11760 SH Sole 11760
VF Corp. COM 918204108 369 2767 SH Sole 2767
VISA Inc Cl A COM 92826C839 3873 31329 SH Sole 5293 26036
Verizon Communications COM 92343V104 1702 38297 SH Sole 38297
Vodafone Group PLC COM 92857W209 10072 357400 SH Sole 23621 333779
Vulcan Materials COM 929160109 310 7795 SH Sole 7795
W. W. Grainger Inc COM 384802104 376 1965 SH Sole 1965
Wabtec COM 929740108 376 4818 SH Sole 4818
Wal-Mart Stores Inc. COM 931142103 447 6410 SH Sole 6410
Walgreen Inc. COM 931422109 5788 195657 SH Sole 20313 175344
Waters Corp COM 941848103 297 3735 SH Sole 3735
Weatherford Int'l Inc COM H27013103 2457 194529 SH Sole 26547 167982
Wells Fargo and Company COM 949746101 6928 207167 SH Sole 21033 186134
Williams Cos COM 969457100 748 25946 SH Sole 25946
Yum! Brands Inc. COM 988498101 3004 46625 SH Sole 8829 37796
Goldman Sachs Link S&P 500 Str 38146Q560 497 450 SH Sole 450
MS Dual Dir Buffered Pl Based 1434 150000 SH Sole 150000
Credit Suisse Link S&P 500 & R 22546TTA9 969 1000000 SH Sole 1000000
JP Morgan Link Mkt Vec Gold & 48125VXK1 976 1000000 SH Sole 1000000