0001335644-12-000006.txt : 20120814 0001335644-12-000006.hdr.sgml : 20120814 20120814112456 ACCESSION NUMBER: 0001335644-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 121030592 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 scapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scotia Capital Inc. Address: 40 King St. West 33rd Floor Toronto, Ontario, M5W 2X6 13F File Number: 28-11461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bob Edwards Title: Managing Director, Financial Acctg & Control & Reg Phone: 416-863-7844 Signature, Place, and Date of Signing: /s/ Bob Edwards Toronto, ON, Canada August 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 322 Form 13F Information Table Value Total: $1,644,628 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11475 The Bank of Nova Scotia FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2454 27388 SH DEFINED 1 0 27388 0 ABB LTD SPONSORED ADR 000375204 242 14855 SH DEFINED 1 0 14855 0 ABBOTT LABS COM 002824100 4781 74167 SH DEFINED 1 0 74167 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 413 54100 SH DEFINED 1 0 54100 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 251 4170 SH DEFINED 1 0 4170 0 ADVANTAGE OIL & GAS LTD COM 00765F101 94 32000 SH DEFINED 1 0 32000 0 AFLAC INC COM 001055102 590 13860 SH DEFINED 1 10000 3860 0 AGNICO EAGLE MINES LTD COM 008474108 2437 60319 SH DEFINED 1 8926 51393 0 AGRIUM INC COM 008916108 13996 158448 SH DEFINED 1 10308 148140 0 ALCOA INC COM 013817101 435 49730 SH DEFINED 1 0 49730 0 ALPHA NATURAL RESOURCES INC COM 02076X102 382 43871 SH DEFINED 1 43771 100 0 ALTERA CORP COM 021441100 254 7515 SH DEFINED 1 7515 0 0 ALTRIA GROUP INC COM 02209S103 892 25817 SH DEFINED 1 0 25817 0 ANADARKO PETE CORP COM 032511107 2381 35957 SH DEFINED 1 35957 0 0 AOL INC COM 00184X105 224 7965 SH DEFINED 1 0 7965 0 APACHE CORP COM 037411105 761 8657 SH DEFINED 1 6067 2590 0 APPLE INC COM 037833100 15962 27340 SH DEFINED 1 64 27276 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1945 127397 SH DEFINED 1 0 127397 0 ARCHER DANIELS MIDLAND CO COM 039483102 913 30908 SH DEFINED 1 30000 908 0 ARROW ELECTRS INC COM 042735100 229 6987 SH DEFINED 1 0 6987 0 ARUBA NETWORKS INC COM 043176106 602 40000 SH DEFINED 1 40000 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 621 41550 SH DEFINED 1 0 41550 0 AT&T INC COM 00206R102 9180 257574 SH DEFINED 1 0 257574 0 ATLANTIC PWR CORP COM NEW 04878Q863 273 21395 SH DEFINED 1 0 21395 0 BANK MONTREAL QUE COM 063671101 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