0001512647-12-000003.txt : 20120809 0001512647-12-000003.hdr.sgml : 20120809 20120809144717 ACCESSION NUMBER: 0001512647-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 121019944 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas2q12.txt FAAS JUNE 2012 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 028-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: /s/Luanne Borowski San Diego, CA August 09, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 465 Form 13F Information Table Value Total: $140,978,936 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 86107 961 SH SOLE 961 ABBOTT LABS COM 002824100 103798 1610 SH SOLE 1610 ACCO BRANDS CORP COM 00081T108 341 33 SH SOLE 33 ACE LTD SHS H0023R105 917138 12372 SH SOLE 12372 ACTIVISION BLIZZARD INC COM 00507V109 30358 2532 SH SOLE 2532 ADVANCE AUTO PARTS INC COM 00751Y106 27629 405 SH SOLE 405 AFLAC INC COM 001055102 587736 13800 SH SOLE 13800 AGILENT TECHNOLOGIES INC COM 00846U101 6867 175 SH SOLE 175 ALCOA INC COM 013817101 3754 429 SH SOLE 429 ALLIANCE DATA SYSTEMS CORP COM 018581108 1064880 7888 SH SOLE 7888 ALLIANCE NEW YORK MUN INC FD COM 018714105 16542 1057 SH SOLE 1057 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 602732 55144 SH SOLE 55144 ALLSTATE CORP COM 020002101 94743 2700 SH SOLE 2700 ALPS ETF TR ALERIAN MLP 00162Q866 18697 1170 SH SOLE 1170 ALTERA CORP COM 021441100 2538 75 SH SOLE 75 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 5492 75 SH SOLE 75 ALTRIA GROUP INC COM 02209S103 784996 22720 SH SOLE 22720 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 906741 34794 SH SOLE 34794 AMERICAN CAPITAL AGENCY CORP COM 02503X105 9041 269 SH SOLE 269 AMERICAN EXPRESS CO COM 025816109 23750 408 SH SOLE 408 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1777 378 SH SOLE 378 AMERICAN VANGUARD CORP COM 030371108 18481 695 SH SOLE 695 AMERIGAS PARTNERS L P UNIT L P INT 030975106 25469 625 SH SOLE 625 AMERISOURCEBERGEN CORP COM 03073E105 47968 1219 SH SOLE 1219 AMGEN INC COM 031162100 2187 30 SH SOLE 30 ANALOG DEVICES INC COM 032654105 10736 285 SH SOLE 285 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1786 52 SH SOLE 52 ANNALY CAP MGMT INC COM 035710409 93968 5600 SH SOLE 5600 APACHE CORP COM 037411105 788201 8968 SH SOLE 8968 APPLE INC COM 037833100 1180264 2021 SH SOLE 2021 APPLIED MATLS INC COM 038222105 2632 230 SH SOLE 230 ARCHER DANIELS MIDLAND CO COM 039483102 33387 1131 SH SOLE 1131 ASTRAZENECA PLC SPONSORED ADR 046353108 13425 300 SH SOLE 300 AT&T INC COM 00206R102 565745 15865 SH SOLE 15865 ATLANTIC PWR CORP COM NEW 04878Q863 2882 225 SH SOLE 225 AUTOMATIC DATA PROCESSING IN COM 053015103 411562 7394 SH SOLE 7394 B & G FOODS INC NEW COM 05508R106 53200 2000 SH SOLE 2000 BAKER HUGHES INC COM 057224107 764106 18591 SH SOLE 18591 BANK MONTREAL QUE COM 063671101 251543 4553 SH SOLE 4553 BANK NOVA SCOTIA HALIFAX COM 064149107 230881 4458 SH SOLE 4458 BANK OF AMERICA CORPORATION COM 060505104 10131 1239 SH SOLE 1239 BANK OF NEW YORK MELLON CORP COM 064058100 100970 4600 SH SOLE 4600 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 182690 1401 SH SOLE 1401 BARD C R INC COM 067383109 24067 224 SH SOLE 224 BAXTER INTL INC COM 071813109 3189 60 SH SOLE 60 BB&T CORP COM 054937107 1079750 35000 SH SOLE 35000 BECTON DICKINSON & CO COM 075887109 296619 3968 SH SOLE 3968 BERKSHIRE HATHAWAY INC DEL CL A 084670108 499780 4 SH SOLE 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 308738 3705 SH SOLE 3705 BEST BUY INC COM 086516101 9641 460 SH SOLE 460 BHP BILLITON LTD SPONSORED ADR 088606108 97950 1500 SH SOLE 1500 BIG LOTS INC COM 089302103 18356 450 SH SOLE 450 BLACKROCK BUILD AMER BD TR SHS 09248X100 57550 2500 SH SOLE 2500 BLACKROCK CREDIT ALL INC TR COM 09255H105 21700 2000 SH SOLE 2000 BLACKROCK ENERGY & RES TR COM 09250U101 339914 15095 SH SOLE 15095 BLACKROCK VA MUNICIPAL BOND COM 092481100 20104 1052 SH SOLE 1052 BOEING CO COM 097023105 14860 200 SH SOLE 200 BOSTON BEER INC CL A 100557107 3025 25 SH SOLE 25 BP PLC SPONSORED ADR 055622104 42607 1051 SH SOLE 1051 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 19234 165 SH SOLE 165 BRISTOL MYERS SQUIBB CO COM 110122108 223789 6226 SH SOLE 6226 BROADCOM CORP CL A 111320107 2903 86 SH SOLE 86 BT GROUP PLC ADR 05577E101 18415 555 SH SOLE 555 BUCKEYE TECHNOLOGIES INC COM 118255108 23675 831 SH SOLE 831 BUNGE LIMITED COM G16962105 844735 13464 SH SOLE 13464 CA INC COM 12673P105 292544 10799 SH SOLE 10799 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 12690 1030 SH SOLE 1030 CAMDEN NATL CORP COM 133034108 1678661 45840 SH SOLE 45840 CAMPBELL SOUP CO COM 134429109 103478 3100 SH SOLE 3100 CAPITAL ONE FINL CORP COM 14040H105 42636 780 SH SOLE 780 CAPSTEAD MTG CORP COM NO PAR 14067E506 15301 1100 SH SOLE 1100 CATERPILLAR INC DEL COM 149123101 8491 100 SH SOLE 100 CBS CORP NEW CL B 124857202 606 19 SH SOLE 19 CDN IMPERIAL BK OF COMMERCE COM 136069101 38829 552 SH SOLE 552 CELGENE CORP COM 151020104 121904 1900 SH SOLE 1900 CENTERPOINT ENERGY INC COM 15189T107 252404 12211 SH SOLE 12211 CENTURYLINK INC COM 156700106 328003 8306 SH SOLE 8306 CHART INDS INC COM PAR $0.01 16115Q308 2407 35 SH SOLE 35 CHESAPEAKE ENERGY CORP COM 165167107 930 50 SH SOLE 50 CHEVRON CORP NEW COM 166764100 559911 5307 SH SOLE 5307 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 10934 200 SH SOLE 200 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 735372 8245 SH SOLE 8245 CHUBB CORP COM 171232101 445064 6111 SH SOLE 6111 CINCINNATI FINL CORP COM 172062101 28553 750 SH SOLE 750 CISCO SYS INC COM 17275R102 90777 5287 SH SOLE 5287 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 1016881 29837 SH SOLE 29837 CLAYMORE EXCHANGE TRADED FD SABRIENT DEFEN 18383M878 10485 367 SH SOLE 367 CLIFFS NATURAL RESOURCES INC COM 18683K101 635252 12888 SH SOLE 12888 CLOROX CO DEL COM 189054109 346734 4785 SH SOLE 4785 COCA COLA BOTTLING CO CONS COM 191098102 6428 100 SH SOLE 100 COCA COLA CO COM 191216100 102898 1316 SH SOLE 1316 COHEN & STEERS INFRASTRUCTUR COM 19248A109 214674 12482 SH SOLE 12482 COLGATE PALMOLIVE CO COM 194162103 383545 3684 SH SOLE 3684 COMCAST CORP NEW CL A 20030N101 5755 180 SH SOLE 180 COMCAST CORP NEW CL A SPL 20030N200 2120 68 SH SOLE 68 COMPUTER SCIENCES CORP COM 205363104 7446 300 SH SOLE 300 CONAGRA FOODS INC COM 205887102 58991 2275 SH SOLE 2275 CONOCOPHILLIPS COM 20825C104 240225 4300 SH SOLE 4300 CONSOLIDATED EDISON INC COM 209115104 4415 71 SH SOLE 71 COOPER COS INC COM NEW 216648402 7976 100 SH SOLE 100 CORE LABORATORIES N V COM N22717107 90402 780 SH SOLE 780 CORNING INC COM 219350105 27412 2120 SH SOLE 2120 COSTCO WHSL CORP NEW COM 22160K105 4750 50 SH SOLE 50 COVENTRY HEALTH CARE INC COM 222862104 47179 1484 SH SOLE 1484 CROSS TIMBERS RTY TR TR UNIT 22757R109 24423 698 SH SOLE 698 CVS CAREMARK CORPORATION COM 126650100 9346 200 SH SOLE 200 DARDEN RESTAURANTS INC COM 237194105 160596 3173 SH SOLE 3173 DELL INC COM 24702R101 60611 4845 SH SOLE 4845 DEVON ENERGY CORP NEW COM 25179M103 2900 50 SH SOLE 50 DIAGEO P L C SPON ADR NEW 25243Q205 145845 1415 SH SOLE 1415 DIAMOND OFFSHORE DRILLING IN COM 25271C102 234864 3972 SH SOLE 3972 DIRECTV COM CL A 25490A101 896580 18365 SH SOLE 18365 DISCOVER FINL SVCS COM 254709108 640 19 SH SOLE 19 DISNEY WALT CO COM DISNEY 254687106 2425 50 SH SOLE 50 DOLLAR TREE INC COM 256746108 10760 200 SH SOLE 200 DOMINION RES INC VA NEW COM 25746U109 462240 8560 SH SOLE 8560 DRESSER-RAND GROUP INC COM 261608103 15589 350 SH SOLE 350 DST SYS INC DEL COM 233326107 16021 295 SH SOLE 295 DU PONT E I DE NEMOURS & CO COM 263534109 135907 2688 SH SOLE 2688 DUKE ENERGY CORP NEW COM 26441C105 44621 1935 SH SOLE 1935 DYCOM INDS INC COM 267475101 21011 1129 SH SOLE 1129 E TRADE FINANCIAL CORP COM NEW 269246401 32160 4000 SH SOLE 4000 EASTERN VA BANKSHARES INC COM 277196101 744 200 SH SOLE 200 EATON CORP COM 278058102 222123 5605 SH SOLE 5605 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 19279 1380 SH SOLE 1380 EATON VANCE CORP COM NON VTG 278265103 201186 7466 SH SOLE 7466 EATON VANCE LTD DUR INCOME F COM 27828H105 184166 11298 SH SOLE 11298 EATON VANCE SH TM DR DIVR IN COM 27828V104 181747 10897 SH SOLE 10897 EDISON INTL COM 281020107 46200 1000 SH SOLE 1000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2028 60 SH SOLE 60 EMERSON ELEC CO COM 291011104 2841 61 SH SOLE 61 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 9015 204 SH SOLE 204 ENTERPRISE PRODS PARTNERS L COM 293792107 113240 2210 SH SOLE 2210 ETFS GOLD TR SHS 26922Y105 199629 1262 SH SOLE 1262 ETFS PLATINUM TR SH BEN INT 26922V101 21257 149 SH SOLE 149 EV ENERGY PARTNERS LP COM UNITS 26926V107 14482 287 SH SOLE 287 EXELON CORP COM 30161N101 49471 1315 SH SOLE 1315 EXXON MOBIL CORP COM 30231G102 2373327 27735 SH SOLE 27735 FEDEX CORP COM 31428X106 29865 326 SH SOLE 326 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 272787 11166 SH SOLE 11166 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 54428 2178 SH SOLE 2178 FIRST TR VALUE LINE DIVID IN SHS 33734H106 22979 1367 SH SOLE 1367 FISERV INC COM 337738108 15528 215 SH SOLE 215 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 807478 34390 SH SOLE 34390 FORD MTR CO DEL COM PAR $0.01 345370860 28434 2965 SH SOLE 2965 FORTINET INC COM 34959E109 18576 800 SH SOLE 800 FRANKLIN RES INC COM 354613101 52391 472 SH SOLE 472 FREEPORT-MCMORAN COPPER & GO COM 35671D857 62450 1833 SH SOLE 1833 FRONTIER COMMUNICATIONS CORP COM 35906A108 241 63 SH SOLE 63 GARDNER DENVER INC COM 365558105 691478 13069 SH SOLE 13069 GENERAL DYNAMICS CORP COM 369550108 850351 12892 SH SOLE 12892 GENERAL ELECTRIC CO COM 369604103 67042 3217 SH SOLE 3217 GENERAL MLS INC COM 370334104 3700 96 SH SOLE 96 GILEAD SCIENCES INC COM 375558103 981395 19138 SH SOLE 19138 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 16000 5000 SH SOLE 5000 GOLDMAN SACHS GROUP INC COM 38141G104 20898 218 SH SOLE 218 GRAINGER W W INC COM 384802104 379023 1982 SH SOLE 1982 GREAT LAKES DREDGE & DOCK CO COM 390607109 9584 1346 SH SOLE 1346 HALLIBURTON CO COM 406216101 812212 28609 SH SOLE 28609 HARLEY DAVIDSON INC COM 412822108 869 19 SH SOLE 19 HASBRO INC COM 418056107 231529 6837 SH SOLE 6837 HCP INC COM 40414L109 292759 6631 SH SOLE 6631 HEALTH CARE REIT INC COM 42217K106 24661 423 SH SOLE 423 HEINZ H J CO COM 423074103 24471 450 SH SOLE 450 HERITAGE CRYSTAL CLEAN INC COM 42726M106 11903 728 SH SOLE 728 HERSHA HOSPITALITY TR SH BEN INT A 427825104 8321 1576 SH SOLE 1576 HESS CORP COM 42809H107 55182 1270 SH SOLE 1270 HEWLETT PACKARD CO COM 428236103 674479 33539 SH SOLE 33539 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 22640 400 SH SOLE 400 HOME DEPOT INC COM 437076102 5299 100 SH SOLE 100 HSBC HLDGS PLC SPON ADR NEW 404280406 850432 19271 SH SOLE 19271 HUANENG PWR INTL INC SPON ADR H SHS 443304100 10132 340 SH SOLE 340 HUGOTON RTY TR TEX UNIT BEN INT 444717102 8193 1049 SH SOLE 1049 HUMANA INC COM 444859102 764490 9872 SH SOLE 9872 HUNT J B TRANS SVCS INC COM 445658107 9000 151 SH SOLE 151 IBERIABANK CORP COM 450828108 10443 207 SH SOLE 207 ICONIX BRAND GROUP INC COM 451055107 845468 48395 SH SOLE 48395 ILLINOIS TOOL WKS INC COM 452308109 20839 394 SH SOLE 394 INTEL CORP COM 458140100 477435 17915 SH SOLE 17915 INTERNATIONAL BANCSHARES COR COM 459044103 6793 348 SH SOLE 348 INTERNATIONAL BUSINESS MACHS COM 459200101 530631 2713 SH SOLE 2713 INTEROIL CORP COM 460951106 6970 100 SH SOLE 100 INTL PAPER CO COM 460146103 5782 200 SH SOLE 200 INVESCO NY QUALITY MUNI SEC COM 46133F109 25911 1578 SH SOLE 1578 INVESTORS CAP HLDGS LTD COM 46147M108 17098 4071 SH SOLE 4071 ISHARES COMEX GOLD TR ISHARES 464285105 83246 5350 SH SOLE 5350 ISHARES INC MSCI AUSTRALIA 464286103 124189 5683 SH SOLE 5683 ISHARES INC MSCI BRAZIL 464286400 13597 263 SH SOLE 263 ISHARES INC MSCI CDA INDEX 464286509 887472 34345 SH SOLE 34345 ISHARES INC MSCI EMU INDEX 464286608 52705 1920 SH SOLE 1920 ISHARES INC MSCI THAILAND 464286624 188675 2732 SH SOLE 2732 ISHARES SILVER TRUST ISHARES 46428Q109 65959 2475 SH SOLE 2475 ISHARES TR LRGE CORE INDX 464287127 4740 61 SH SOLE 61 ISHARES TR NYSE COMP INDX 464287143 10296 145 SH SOLE 145 ISHARES TR DJ SEL DIV INX 464287168 2207332 39285 SH SOLE 39285 ISHARES TR BARCLYS TIPS BD 464287176 800201 6686 SH SOLE 6686 ISHARES TR FTSE XNHUA IDX 464287184 2997 89 SH SOLE 89 ISHARES TR TRANSP AVE IDX 464287192 18666 200 SH SOLE 200 ISHARES TR BARCLY USAGG B 464287226 2080945 18696 SH SOLE 18696 ISHARES TR MSCI EMERG MKT 464287234 242442 6195 SH SOLE 6195 ISHARES TR IBOXX INV CPBD 464287242 6269635 53319 SH SOLE 53319 ISHARES TR S&P GBL TELCM 464287275 414639 7201 SH SOLE 7201 ISHARES TR S&P500 GRW 464287309 250081 3402 SH SOLE 3402 ISHARES TR S&P GBL ENER 464287341 18135 500 SH SOLE 500 ISHARES TR S&P LTN AM 40 464287390 140308 3385 SH SOLE 3385 ISHARES TR S&P 500 VALUE 464287408 6427804 103208 SH SOLE 103208 ISHARES TR BARCLYS 7-10 YR 464287440 3250108 30113 SH SOLE 30113 ISHARES TR BARCLYS 1-3 YR 464287457 825897 9789 SH SOLE 9789 ISHARES TR MSCI EAFE IDX 464287465 179157 3586 SH SOLE 3586 ISHARES TR RUSSELL MCP GR 464287481 3907 66 SH SOLE 66 ISHARES TR S&P MIDCAP 400 464287507 262263 2785 SH SOLE 2785 ISHARES TR COHEN&ST RLTY 464287564 653235 8307 SH SOLE 8307 ISHARES TR CONS SRVC IDX 464287580 127624 1571 SH SOLE 1571 ISHARES TR RUSSELL1000GRW 464287614 519183 8211 SH SOLE 8211 ISHARES TR RUSL 2000 GROW 464287648 253466 2771 SH SOLE 2771 ISHARES TR RUSSELL 2000 464287655 1773640 22293 SH SOLE 22293 ISHARES TR RUSL 3000 GROW 464287671 49356 958 SH SOLE 958 ISHARES TR DJ US TECH SEC 464287721 117272 1646 SH SOLE 1646 ISHARES TR DJ US REAL EST 464287739 10550 165 SH SOLE 165 ISHARES TR DJ US FINL SVC 464287770 118354 2280 SH SOLE 2280 ISHARES TR S&P SMLCAP 600 464287804 59057 806 SH SOLE 806 ISHARES TR S&P SMLCP GROW 464287887 24930 309 SH SOLE 309 ISHARES TR LARGE VAL INDX 464288109 6022 98 SH SOLE 98 ISHARES TR MSCI ACWI INDX 464288257 2834103 64601 SH SOLE 64601 ISHARES TR S&P NTL AMTFREE 464288414 1249285 11351 SH SOLE 11351 ISHARES TR HIGH YLD CORP 464288513 1350531 14796 SH SOLE 14796 ISHARES TR BARCLYS MBS BD 464288588 3379186 31162 SH SOLE 31162 ISHARES TR BARCLYS INTER CR 464288638 134791 1233 SH SOLE 1233 ISHARES TR BARCLYS 1-3YR CR 464288646 4240732 40499 SH SOLE 40499 ISHARES TR BARCLYS SH TREA 464288679 641092 5817 SH SOLE 5817 ISHARES TR US PFD STK IDX 464288687 1833831 46984 SH SOLE 46984 ISHARES TR DJ HEALTH CARE 464288828 9758 150 SH SOLE 150 ISHARES TR DJ OIL EQUIP 464288844 434474 9396 SH SOLE 9396 ISHARES TR RSSL MCRCP IDX 464288869 204512 4087 SH SOLE 4087 ISHARES TR MSCI VAL IDX 464288877 234167 5515 SH SOLE 5515 ISHARES TR 2015 S&P AMTFR 464289339 41180 770 SH SOLE 770 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 650580 46737 SH SOLE 46737 JOHNSON & JOHNSON COM 478160104 203558 3013 SH SOLE 3013 JPMORGAN CHASE & CO COM 46625H100 924129 25864 SH SOLE 25864 JUNIPER NETWORKS INC COM 48203R104 83181 5100 SH SOLE 5100 KELLOGG CO COM 487836108 88794 1800 SH SOLE 1800 KIMBERLY CLARK CORP COM 494368103 15916 190 SH SOLE 190 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 191107 2432 SH SOLE 2432 KRAFT FOODS INC CL A 50075N104 103038 2668 SH SOLE 2668 LABORATORY CORP AMER HLDGS COM NEW 50540R409 15280 165 SH SOLE 165 LACLEDE GROUP INC COM 505597104 1433 36 SH SOLE 36 LAS VEGAS SANDS CORP COM 517834107 4349 100 SH SOLE 100 LILLY ELI & CO COM 532457108 77495 1806 SH SOLE 1806 LINEAR TECHNOLOGY CORP COM 535678106 311620 9946 SH SOLE 9946 LINN ENERGY LLC UNIT LTD LIAB 536020100 19317 507 SH SOLE 507 LKQ CORP COM 501889208 7540 226 SH SOLE 226 LOCAL COM CORP COM 53954R105 3630 1500 SH SOLE 1500 LOCKHEED MARTIN CORP COM 539830109 139893 1607 SH SOLE 1607 LORILLARD INC COM 544147101 13195 100 SH SOLE 100 LOWES COS INC COM 548661107 339067 11922 SH SOLE 11922 MARATHON OIL CORP COM 565849106 1151 45 SH SOLE 45 MARTEN TRANS LTD COM 573075108 15392 724 SH SOLE 724 MCDONALDS CORP COM 580135101 367929 4156 SH SOLE 4156 MEADWESTVACO CORP COM 583334107 2961 103 SH SOLE 103 MEDALLION FINL CORP COM 583928106 21240 2000 SH SOLE 2000 MEDTRONIC INC COM 585055106 336916 8699 SH SOLE 8699 MEMC ELECTR MATLS INC COM 552715104 1085 500 SH SOLE 500 MERCK & CO INC NEW COM 58933Y105 294262 7048 SH SOLE 7048 MESABI TR CTF BEN INT 590672101 45056 1639 SH SOLE 1639 METLIFE INC COM 59156R108 72838 2361 SH SOLE 2361 MFS CHARTER INCOME TR SH BEN INT 552727109 372780 38000 SH SOLE 38000 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 400835 57841 SH SOLE 57841 MFS INTER INCOME TR SH BEN INT 55273C107 308516 47392 SH SOLE 47392 MICROCHIP TECHNOLOGY INC COM 595017104 180350 5452 SH SOLE 5452 MICROSOFT CORP COM 594918104 1482462 48462 SH SOLE 48462 MOBILE MINI INC COM 60740F105 11534 801 SH SOLE 801 MOLSON COORS BREWING CO CL B 60871R209 91542 2200 SH SOLE 2200 MONMOUTH REAL ESTATE INVT CO CL A 609720107 23616 2015 SH SOLE 2015 MONRO MUFFLER BRAKE INC COM 610236101 2360 71 SH SOLE 71 MONSANTO CO NEW COM 61166W101 91058 1100 SH SOLE 1100 MORGAN STANLEY COM NEW 617446448 547 38 SH SOLE 38 MOTRICITY INC COM 620107102 5510 8889 SH SOLE 8889 MURPHY OIL CORP COM 626717102 38372 763 SH SOLE 763 NATIONAL GRID PLC SPON ADR NEW 636274300 63588 1200 SH SOLE 1200 NATIONAL OILWELL VARCO INC COM 637071101 750404 11645 SH SOLE 11645 NETEASE COM INC SPONSORED ADR 64110W102 983693 16715 SH SOLE 16715 NEW YORK CMNTY BANCORP INC COM 649445103 10362 827 SH SOLE 827 NEWFIELD EXPL CO COM 651290108 3371 115 SH SOLE 115 NEXTERA ENERGY INC COM 65339F101 142708 2074 SH SOLE 2074 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 87831 2700 SH SOLE 2700 NORFOLK SOUTHERN CORP COM 655844108 24043 335 SH SOLE 335 NOVARTIS A G SPONSORED ADR 66987V109 223547 3999 SH SOLE 3999 NOVO-NORDISK A S ADR 670100205 43602 300 SH SOLE 300 NPS PHARMACEUTICALS INC COM 62936P103 2153 250 SH SOLE 250 NUCOR CORP COM 670346105 373434 9853 SH SOLE 9853 NUVEEN BUILD AMER BD FD COM 67074C103 52875 2500 SH SOLE 2500 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 11670 1030 SH SOLE 1030 NUVEEN GA PREM INCOME MUN FD SH BEN INT 67060F102 24137 1584 SH SOLE 1584 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 19764 1350 SH SOLE 1350 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 8573 545 SH SOLE 545 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 2733 320 SH SOLE 320 OFFICE DEPOT INC COM 676220106 648 300 SH SOLE 300 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 51600 960 SH SOLE 960 ORACLE CORP COM 68389X105 103033 3469 SH SOLE 3469 PACKAGING CORP AMER COM 695156109 12708 450 SH SOLE 450 PARKER HANNIFIN CORP COM 701094104 333143 4333 SH SOLE 4333 PAYCHEX INC COM 704326107 3141 100 SH SOLE 100 PEPSICO INC COM 713448108 412122 5832 SH SOLE 5832 PERKINELMER INC COM 714046109 10965 425 SH SOLE 425 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 17740 1000 SH SOLE 1000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8526 470 SH SOLE 470 PFIZER INC COM 717081103 36386 1582 SH SOLE 1582 PG&E CORP COM 69331C108 32232 712 SH SOLE 712 PHILIP MORRIS INTL INC COM 718172109 457593 5244 SH SOLE 5244 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 22373 1300 SH SOLE 1300 PIONEER DRILLING CO COM 723655106 17574 2205 SH SOLE 2205 PIONEER HIGH INCOME TR COM 72369H106 17090 1000 SH SOLE 1000 PLUM CREEK TIMBER CO INC COM 729251108 5598 141 SH SOLE 141 POLYPORE INTL INC COM 73179V103 6503 161 SH SOLE 161 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2307829 89623 SH SOLE 89623 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 261532 8067 SH SOLE 8067 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1768 400 SH SOLE 400 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5032 78 SH SOLE 78 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 3270 500 SH SOLE 500 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 37194 1802 SH SOLE 1802 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 341715 10305 SH SOLE 10305 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 415183 16469 SH SOLE 16469 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 381092 26247 SH SOLE 26247 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 418238 14507 SH SOLE 14507 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1404782 21895 SH SOLE 21895 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 22773 807 SH SOLE 807 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 3660 200 SH SOLE 200 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 29276 1101 SH SOLE 1101 PRAXAIR INC COM 74005P104 27183 250 SH SOLE 250 PROCTER & GAMBLE CO COM 742718109 299280 4886 SH SOLE 4886 PROSHARES TR PSHS ULTRA QQQ 74347R206 10648 200 SH SOLE 200 PROSHARES TR PSHS ULTSH 20YRS 74347R297 767667 48464 SH SOLE 48464 PROSHARES TR PSHS ULSHT SP500 74347R883 249 16 SH SOLE 16 PROSHARES TR ULTRA FNCLS NEW 74347X633 1115 20 SH SOLE 20 PROSHARES TR II ULTRA GOLD 74347W601 15948 200 SH SOLE 200 PUBLIC SVC ENTERPRISE GROUP COM 744573106 100750 3100 SH SOLE 3100 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 54341 6635 SH SOLE 6635 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 390878 76344 SH SOLE 76344 QUALCOMM INC COM 747525103 105792 1900 SH SOLE 1900 QUEST DIAGNOSTICS INC COM 74834L100 113810 1900 SH SOLE 1900 RANGE RES CORP COM 75281A109 37122 600 SH SOLE 600 RESEARCH FRONTIERS INC COM 760911107 7800 2500 SH SOLE 2500 RESEARCH IN MOTION LTD COM 760975102 739 100 SH SOLE 100 RIO TINTO PLC SPONSORED ADR 767204100 763673 15973 SH SOLE 15973 ROCKWELL COLLINS INC COM 774341101 28279 573 SH SOLE 573 ROYAL BK CDA MONTREAL QUE COM 780087102 51220 1000 SH SOLE 1000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 228636 13050 SH SOLE 13050 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 26972 400 SH SOLE 400 RYDEX ETF TRUST INV S&P500 2X 78355W767 531 21 SH SOLE 21 SANDISK CORP COM 80004C101 679733 18633 SH SOLE 18633 SATCON TECHNOLOGY CORP COM 803893106 344 1500 SH SOLE 1500 SCANSOURCE INC COM 806037107 10571 345 SH SOLE 345 SCHLUMBERGER LTD COM 806857108 82310 1268 SH SOLE 1268 SCHWAB CHARLES CORP NEW COM 808513105 305713 23644 SH SOLE 23644 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 24170 1000 SH SOLE 1000 SEADRILL LIMITED SHS G7945E105 35520 1000 SH SOLE 1000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10147 267 SH SOLE 267 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 34526 993 SH SOLE 993 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 14448 330 SH SOLE 330 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 69555 1048 SH SOLE 1048 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 204673 13985 SH SOLE 13985 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14803 415 SH SOLE 415 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 207627 7228 SH SOLE 7228 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 84043 2272 SH SOLE 2272 SEMPRA ENERGY COM 816851109 24590 357 SH SOLE 357 SIRIUS XM RADIO INC COM 82967N108 2701 1460 SH SOLE 1460 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 5567 100 SH SOLE 100 SOUTHERN CO COM 842587107 45143 975 SH SOLE 975 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 64868 505 SH SOLE 505 SPDR GOLD TRUST GOLD SHS 78463V107 1820996 11734 SH SOLE 11734 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2126 51 SH SOLE 51 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 373282 10150 SH SOLE 10150 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 14342 640 SH SOLE 640 SPDR S&P 500 ETF TR TR UNIT 78462F103 26677 196 SH SOLE 196 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2049866 11965 SH SOLE 11965 SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 28445 399 SH SOLE 399 SPDR SERIES TRUST INTERMD CR ETF 78464A375 12902 378 SH SOLE 378 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 22808 578 SH SOLE 578 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 5617 95 SH SOLE 95 SPDR SERIES TRUST DJ REIT ETF 78464A607 307670 4221 SH SOLE 4221 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 217425 7941 SH SOLE 7941 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1839953 59914 SH SOLE 59914 SPDR SERIES TRUST S&P METALS MNG 78464A755 82860 2000 SH SOLE 2000 SPDR SERIES TRUST S&P DIVID ETF 78464A763 147807 2656 SH SOLE 2656 SPDR SERIES TRUST DJ SML CAP ETF 78464A813 39497 560 SH SOLE 560 SPECTRA ENERGY CORP COM 847560109 727 25 SH SOLE 25 SPRINT NEXTEL CORP COM SER 1 852061100 1630 500 SH SOLE 500 ST JUDE MED INC COM 790849103 46377 1162 SH SOLE 1162 STAPLES INC COM 855030102 35263 2702 SH SOLE 2702 STAR SCIENTIFIC INC COM 85517P101 18696 4100 SH SOLE 4100 STARBUCKS CORP COM 855244109 26660 500 SH SOLE 500 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2758 52 SH SOLE 52 STATE STR CORP COM 857477103 31606 708 SH SOLE 708 STRYKER CORP COM 863667101 138027 2505 SH SOLE 2505 SUNCOR ENERGY INC NEW COM 867224107 60012 2073 SH SOLE 2073 SUNTRUST BKS INC COM 867914103 20426 843 SH SOLE 843 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 1701 2700 SH SOLE 2700 SUPERVALU INC COM 868536103 4248 820 SH SOLE 820 SYMANTEC CORP COM 871503108 37489 2566 SH SOLE 2566 SYSCO CORP COM 871829107 276429 9273 SH SOLE 9273 TARGET CORP COM 87612E106 93104 1600 SH SOLE 1600 TEMPLETON EMERG MKTS INCOME COM 880192109 302901 19245 SH SOLE 19245 TEMPLETON GLOBAL INCOME FD COM 880198106 365923 39558 SH SOLE 39558 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 45553 1155 SH SOLE 1155 THOMSON REUTERS CORP COM 884903105 21195 745 SH SOLE 745 TIM HORTONS INC COM 88706M103 2632 50 SH SOLE 50 TIMKEN CO COM 887389104 848906 18539 SH SOLE 18539 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 132629 3325 SH SOLE 3325 TOTAL S A SPONSORED ADR 89151E109 2427 54 SH SOLE 54 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 4024 50 SH SOLE 50 TRANSOCEAN LTD REG SHS H8817H100 4473 100 SH SOLE 100 TRICO BANCSHARES COM 896095106 15400 1000 SH SOLE 1000 TUPPERWARE BRANDS CORP COM 899896104 10952 200 SH SOLE 200 U S ENERGY CORP WYO COM 911805109 472 200 SH SOLE 200 UGI CORP NEW COM 902681105 12066 410 SH SOLE 410 UNDER ARMOUR INC CL A 904311107 9448 100 SH SOLE 100 UNION PAC CORP COM 907818108 23385 196 SH SOLE 196 UNITED PARCEL SERVICE INC CL B 911312106 107035 1359 SH SOLE 1359 UNITED TECHNOLOGIES CORP COM 913017109 308850 4089 SH SOLE 4089 UNITEDHEALTH GROUP INC COM 91324P102 923794 15791 SH SOLE 15791 US BANCORP DEL COM NEW 902973304 3763 117 SH SOLE 117 US ECOLOGY INC COM 91732J102 5943 335 SH SOLE 335 VALERO ENERGY CORP NEW COM 91913Y100 60280 2496 SH SOLE 2496 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 390806 4400 SH SOLE 4400 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 372956 4598 SH SOLE 4598 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 628616 7450 SH SOLE 7450 VANGUARD INDEX FDS REIT ETF 922908553 2190518 33479 SH SOLE 33479 VANGUARD INDEX FDS SML CP GRW ETF 922908595 59979 716 SH SOLE 716 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3956 58 SH SOLE 58 VANGUARD INDEX FDS GROWTH ETF 922908736 4417782 64958 SH SOLE 64958 VANGUARD INDEX FDS VALUE ETF 922908744 122494 2190 SH SOLE 2190 VANGUARD INDEX FDS SMALL CP ETF 922908751 31632 416 SH SOLE 416 VANGUARD INDEX FDS STK MRK ETF 922908769 84216 1208 SH SOLE 1208 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 89952 2195 SH SOLE 2195 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 4571815 114496 SH SOLE 114496 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 843268 10654 SH SOLE 10654 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 423136 7464 SH SOLE 7464 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 4786861 151626 SH SOLE 151626 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 486156 10103 SH SOLE 10103 VANGUARD WORLD FDS UTILITIES ETF 92204A876 487312 6207 SH SOLE 6207 VERIZON COMMUNICATIONS INC COM 92343V104 204779 4608 SH SOLE 4608 VIACOM INC NEW CL B 92553P201 870 19 SH SOLE 19 VISA INC COM CL A 92826C839 64287 520 SH SOLE 520 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 114016 4046 SH SOLE 4046 WADDELL & REED FINL INC CL A 930059100 321264 10610 SH SOLE 10610 WAL MART STORES INC COM 931142103 431431 6189 SH SOLE 6189 WALGREEN CO COM 931422109 357517 12086 SH SOLE 12086 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 260970 9174 SH SOLE 9174 WASTE MGMT INC DEL COM 94106L109 264731 7927 SH SOLE 7927 WELLPOINT INC COM 94973V107 30236 474 SH SOLE 474 WELLS FARGO & CO NEW COM 949746101 6788 203 SH SOLE 203 WESTERN ALLIANCE BANCORP COM 957638109 18720 2000 SH SOLE 2000 WESTERN DIGITAL CORP COM 958102105 45476 1492 SH SOLE 1492 WHOLE FOODS MKT INC COM 966837106 23830 250 SH SOLE 250 WINDSTREAM CORP COM 97381W104 3864 400 SH SOLE 400 WISDOMTREE TR EM LCL DEBT FD 97717X867 2170731 42883 SH SOLE 42883 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 23684 452 SH SOLE 452 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1723 100 SH SOLE 100 WISDOMTREE TRUST INTL BAS MATER 97717W752 11328 400 SH SOLE 400 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 11914 272 SH SOLE 272 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 12357 309 SH SOLE 309 XILINX INC COM 983919101 1846 55 SH SOLE 55 YAMANA GOLD INC COM 98462Y100 46200 3000 SH SOLE 3000 YONGYE INTL INC COM 98607B106 618 200 SH SOLE 200 YUM BRANDS INC COM 988498101 9792 152 SH SOLE 152