-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFBFlViRrlWl+b93nTyAgpG4xbBKhxLxQp4l5zfJzjs0scUepeI2VDgOTbfi99tm AI7JmZZmVKYyoYgf26oLaA== 0000888002-05-000640.txt : 20050411 0000888002-05-000640.hdr.sgml : 20050411 20050411104918 ACCESSION NUMBER: 0000888002-05-000640 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050411 DATE AS OF CHANGE: 20050411 EFFECTIVENESS DATE: 20050411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA CENTRAL INDEX KEY: 0000898427 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03570 FILM NUMBER: 05743065 BUSINESS ADDRESS: STREET 1: 25 AVE MATIGNON CITY: PARIS FRANCE STATE: I0 BUSINESS PHONE: 2125544489 MAIL ADDRESS: STREET 1: 135 WEST 50TH ST 3RD ST STREET 2: 135 WEST 50TH ST 3RD ST CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: AXA UAP DATE OF NAME CHANGE: 19970904 13F-HR/A 1 axa13f_20041231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ x ]; Amendment Number: _1__ This Amendment (Check only one.):[ ] is a restatement. [ x ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA Address: 25, avenue Matignon 75008 Paris France 13F File Number: 28-3570 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Attorney-in-Fact Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY April 11, 2005 - -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (212) 314-5528 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Please see Forms 13F filed by the following institutional investment managers for their holdings as advisers of series of EQ Advisors Trust, AXA Premier VIP Trust, and/or AXA Premier Funds Trust. AXA Equitable Life Insurance Company, the manager of EQ Advisors Trust, AXA Premier VIP Trust, and AXA Premier Funds Trust, has shared investment discretion and no voting authority with respect to the holdings of each of the series of EQ Advisors Trust, AXA Premier VIP Trust and AXA Enterprise Multimanager Funds Trust (formerly known as AXA Premier Funds Trust). Form 13F File Number Name 28-1983 A I M Capital Management, Inc., as included in the consolidated report filed by A I M Management Group, Inc. 28-06734 Bank of Ireland Asset Management (U.S.) Limited 28-4205 Bear Stearns Asset Management Inc. 28-4295 BlackRock, Inc. (28-5706), as included in the consolidated report filed by BlackRock Advisors, Inc. 28-3803 Brown Capital Management, Inc. 28-5129 Calvert Asset Management Company, Inc. 28-96 Capital Guardian Trust Company 28-05759 Caywood-Scholl Capital Management 28-581 Evergreen Asset Management Corporation, as included in the consolidated report filed by First Union Corp. 28-451 Fidelity Management Research Company 28-04505 Firsthand Capital Management, Inc. 28-3578 Franklin Advisers, Inc. 28-00869 Fred Alger Management Inc. 28-1887 Gabelli Asset Management Company 28-16 Institutional Capital Corporation 28-694 J.P. Morgan Investment Management, Inc., as included in the consolidated report filed by J.P. Morgan Chase & Co. 28-1343 Janus Capital Management LLC 28-61 Lazard Asset Management, a division of Lazard Freres & Co. LLC 28-158 Marsico Capital Management LLC, as included in the consolidated report filed by Bank Of America Corporation 28-790 Mercury Advisor - Fund Asset Management, L.P. 28-03554 Merrill Lynch Investment Managers International Limited 28-4968 MFS Investment Management, as included in the consolidated report filed by Massachusetts Financial Services Company 28-3432 Morgan Stanley Asset Management Inc., as included in the consolidated report filed by Morgan Stanley Dean Witter & Co. 28-00288 Montag & Caldwell, Inc 28-2701 Pacific Investment Management LLC (28-4976), as included in the consolidated report filed by Allianz Dresdner Asset Management of America L.P. 28-0969 Provident Investment Counsel 28-90 Putnam Investment Management LLC 28-04357 RCM Capital Management LLC 28-04497 Rockefeller & Co., Inc. 28-00399 SsgA funds Management, Inc. 28-2494 TCW Investment Management Company as included in the consolidated report filed by TCW Group, Inc. 28-6605 Thornburg Investment Management, Inc. 28-02682 UBS Global Asset Management, Inc. 28-517 Wellington Management Company, LLC 28-4413 Wells Capital Management, Inc. 28-04747 William D. Witter, Inc. Please see Forms 13F filed by the following institutional investment managers for their holdings as advisers of The Enterprise Group of Funds, Inc. Enterprise Capital Management, Inc., the manager of The Enterprise Group of Funds, Inc., has shared investment discretion and no voting authority with respect to the holdings of The Enterprise Group of Funds, Inc. File Number Name 28-1006 Barrow, Hanley, Mewhinney & Strauss, Inc. 28-05759 Caywood-Scholl Capital Management 28-01666 Eagle Asset Management 28-00869 Fred Alger Management Inc. 28-1887 Gabelli Asset Management Company 28-694 J.P. Morgan Investment Management, Inc., as included in the consolidated report filed by J.P. Morgan Chase & Co. 28-158 Marsico Capital Management LLC, as included in the consolidated report filed by Bank Of America Corporation 28-00288 Montag & Caldwell, Inc 28-2701 Pacific Investment Management LLC (28-4976) as included in the consolidated report filed by Allianz Dresdner Asset Management of America L.P. 28-04497 Rockefeller & Co., Inc. 28-00399 SsgA funds Management, Inc. 28-2494 TCW Investment Management Company as included in the consolidated report filed by TCW Group, Inc. 28-02682 UBS Global Asset Management, Inc. 28-517 Wellington Management Company, LLC 28-04747 William D. Witter, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 11 Form 13F Information Table Entry Total: 315 Form 13F Information Table Value Total: $3,607,448 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 ALLIANCE CAPITAL MANAGEMENT L.P. (28-2321) 02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636), AXA ASSURANCES VIE MUTUELLE (28-3638) and AXA COURTAGE ASSURANCE MUTUELLE (28-3640) (collectively, the "Mutuelles AXA"), as a group 03 AXA FINANCIAL, INC. (28-3344) 04 AXA ROSENBERG INVESTMENT MANAGEMENT LLC (28-1734) 05 AXA EQUITABLE LIFE INSURANCE COMPANY (formerly known as The Equitable Life Assurance Society of the United States) (28-42) 06 FRONTIER TRUST COMPANY, FSB (ADVEST TRUST) (28-6790) 07 BOSTON ADVISORS, INC. (28-7196) 08 ADVEST, INC. (28-4159) 09 MONY LIFE INSURANCE COMPANY For information relating to holdings of 13F securities for periods ending prior to September 30, 2003 by AXA and the other included managers numbered 01 through 05 listed above, please refer to the Forms 13F-HR filed by AXA Financial, Inc. for those periods. For information relating to holdings of 13F securities for periods ending prior to September 30, 2004 by Advest Trust Company and Advest, Inc., please refer to the Forms 13F-HR filed by those respective companies. For information relating to holdings of 13F securities for periods ending prior to September 30, 2004 by Boston Advisors, Inc. and MONY Life Insurance Company, please refer to the Forms 13F-HR filed by Boston Advisors, Inc. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 TITLE FAIR SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) OF CUSIP MARKET PRINCIPAL (A) (B) (C) (A) (B) (C) Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE ACCELRYS INC COM 00430U103 0.78 100 X 08 02 03 0 100 0 ACCELRYS INC COM 00430U103 62.4 8000 X 01 02 03 05 0 0 8000 ADEZA BIOMEDICAL CORP COM 006864102 103.545 5900 X 05 02 03 5900 0 0 ADEZA BIOMEDICAL CORP COM 006864102 470.34 26800 X 01 02 03 05 23700 0 3100 ADESA INC COM 00686U104 21.22 1000 X 06 02 03 1000 0 0 ADESA INC COM 00686U104 82.758 3900 X 05 02 03 3900 0 0 ADESA INC COM 00686U104 137.93 6500 X 08 02 03 0 6500 0 ADESA INC COM 00686U104 6279.189 295909 X 01 02 03 05 170614 0 125295 ALERIS INTL INC COM 014477103 11.844 700 X 02 700 0 0 ALERIS INTL INC COM 014477103 11.844 700 X 04 02 0 0 700 ALERIS INTL INC COM 014477103 502.896 29722 X 01 02 03 05 2073 0 27649 ANADYS PHARMACEUTICALS INC COM 03252Q408 8.892 1200 X 08 02 03 0 1200 0 ANGIODYNAMICS INC COM 03475V101 408.667 18450 X 04 02 10886 0 7564 ANIMAS CORP DEL COM 03525Y105 2532.529 162030 X 05 02 03 162030 0 0 ANIMAS CORP DEL COM 03525Y105 11206.397 716980 X 01 02 03 05 621100 0 95880 APOLLO INVT CORP COM 03761U106 412.23 27300 X 01 02 03 05 2400 0 24900 ARBOR RLTY TR INC COM 038923108 203.682 8300 X 01 02 03 05 0 0 8300 ARCHIPELAGO HLDG INC COM 03957A104 2143.107 102150 X 05 02 03 102150 0 0 ARCHIPELAGO HLDG INC COM 03957A104 18828.291 897440 X 01 02 03 05 474610 358600 64230 ATLAS AMER INC COM 049167109 240.919 6739 X 01 02 03 05 0 0 6739 AUDIBLE INC COM 05069A302 3900.727 149740 X 05 02 03 149740 0 0 AUDIBLE INC COM 05069A302 7610.117 292135 X 04 02 121250 0 170885 AUDIBLE INC COM 05069A302 25061.142 962040 X 01 02 03 05 878900 0 83140 BALLANTYNE OMAHA INC COM 058516105 6.75 1500 X 04 02 0 0 1500 BARRETT BILL CORP COM 06846N104 1935.395 60500 X 05 02 03 60500 0 0 BARRETT BILL CORP COM 06846N104 16820.662 525810 X 01 02 03 05 282110 210400 33300 BARRIER THERAPEUTICS INC COM 06850R108 185.588 11180 X 01 02 03 05 207 0 10973 BELDEN CDT INC COM 077454106 6.032 260 X 08 02 03 0 260 0 BELDEN CDT INC COM 077454106 1724.92 74350 X 01 02 03 05 5329 0 69021 BEVERLY HILLS BANCORP DEL COM 087866109 495.324 49042 X 04 02 40342 0 8700 BIOMED REALTY TRUST INC COM 09063H107 682.957 30750 X 01 02 03 05 17400 0 13350 BJS RESTAURANTS INC COM 09180C106 88.2 6300 X 01 02 03 05 0 0 6300 BLACKBOARD INC COM 091935502 121.442 8200 X 01 02 03 05 0 0 8200 BLACKBAUD INC COM 09227Q100 148.596 10150 X 01 02 03 05 0 0 10150 BLUE NILE INC COM 09578R103 127.052 4600 X 01 02 03 05 0 0 4600 BOOKHAM INC COM 09856E105 295.24 61000 X 02 61000 0 0 BROADWING CORP COM 11161E101 621.885 68264 X 01 02 03 05 2084 0 66180 BUCYRUS INTL INC NEW COM 118759109 213.36 5250 X 01 02 03 05 0 0 5250 CB RICHARD ELLIS GROUP INC COM 12497T101 414.342 12350 X 01 02 03 05 1600 0 10750 CPFL ENERGIA S A COM 126153105 4369.2 220000 X 01 02 03 05 172500 42500 5000 CABELAS INC COM 126804301 15.918 700 X 01 02 03 05 0 0 700 CABELAS INC COM 126804301 22.74 1000 X 08 02 03 0 1000 0 CALAMOS ASSET MGMT INC COM 12811R104 1424.25 52750 X 05 02 03 52750 0 0 CALAMOS ASSET MGMT INC COM 12811R104 27930.771 1034473 X 01 02 03 05 348023 390550 295900 CALAMP CORP COM 128126109 1117.5 125000 X 01 02 03 05 0 0 125000 CANARGO ENERGY CORP COM 137225108 5.4 5000 X 08 02 03 0 5000 0 CAPITAL LEASE FDG INC COM 140288101 152.5 12200 X 01 02 03 05 0 0 12200 CENUCO INC COM 15670X104 0.018 3 X 08 02 03 0 3 0 CHEMED CORP NEW COM 16359R103 6.711 100 X 08 02 03 0 100 0 CHEMED CORP NEW COM 16359R103 30.2 450 X 05 02 03 450 0 0 CHEMED CORP NEW COM 16359R103 1348.71 20097 X 01 02 03 05 1900 0 18197 COGENT INC COM 19239Y108 33 1000 X 08 02 03 0 1000 0 COGENT INC COM 19239Y108 1491.93 45210 X 05 02 03 45210 0 0 COGENT INC COM 19239Y108 28404.42 860740 X 01 02 03 05 226360 604800 29580 COHEN & STEERS INC COM 19247A100 130.813 8050 X 01 02 03 05 0 0 8050 COHEN & STEERS INC COM 19247A100 141.375 8700 X 08 02 03 0 8700 0 COHEN & STEERS SELECT UTIL F COM 19248A109 3.191 161 X 01 02 03 05 161 0 0 COLLEGIATE FDG SVCS INC COM 19458M108 145.832 10350 X 01 02 03 05 0 0 10350 COMMERCIAL VEH GROUP INC COM 202608105 4268.376 195528 X 05 02 03 195528 0 0 COMMERCIAL VEH GROUP INC COM 202608105 18716.605 857380 X 01 02 03 05 741700 0 115680 COMMUNITY BANCORP NEV COM 20343T100 1667.088 54480 X 05 02 03 54480 0 0 COMMUNITY BANCORP NEV COM 20343T100 7341.552 239920 X 01 02 03 05 209700 0 30220 CONOR MEDSYSTEMS INC COM 208264101 1458.267 105290 X 01 02 03 05 105290 0 0 CRT PROPERTIES INC COM 22876P109 2.386 100 X 08 02 03 0 100 0 CRT PROPERTIES INC COM 22876P109 20.281 850 X 05 02 03 850 0 0 CRT PROPERTIES INC COM 22876P109 17974.407 753328 X 01 02 03 05 646403 13525 93400 CRT PROPERTIES INC COM 22876P109 28036.217 1175030 X 04 02 519100 0 655930 CYTOKINETICS INC COM 23282W100 87.125 8500 X 01 02 03 05 0 0 8500 DEX MEDIA INC COM 25212E100 102.336 4100 X 01 02 03 05 0 0 4100 DIGITAL RLTY TR INC COM 253868103 173.763 12900 X 01 02 03 05 12900 0 0 DIRECTV GROUP INC COM 25459L106 12.773 763 X 06 02 03 502 261 0 DIRECTV GROUP INC COM 25459L106 64.566 3857 X 08 02 03 0 3857 0 DIRECTV GROUP INC COM 25459L106 197.264 11784 X 05 02 03 11784 0 0 DIRECTV GROUP INC COM 25459L106 349.732 20892 X 02 17055 3837 0 DIRECTV GROUP INC COM 25459L106 943.115 56339 X 01 02 03 05 6708 0 49631 DIRECTV GROUP INC COM 25459L106 1590.685 95023 X 04 02 35800 0 59223 DOMINOS PIZZA INC COM 25754A201 229.62 12900 X 01 02 03 05 2600 0 10300 DREAMWORKS ANIMATION SKG INC COM 26153C103 881.485 23500 X 05 02 03 10800 0 12700 DREAMWORKS ANIMATION SKG INC COM 26153C103 21992.375 586307 X 01 02 03 05 470407 40000 75900 EMAK WORLDWIDE INC COM 26861V104 1283.04 128304 X 04 02 64405 0 63899 ENERSYS COM 29275Y102 150.975 9900 X 01 02 03 05 0 0 9900 EQUITY LIFESTYLE PPTYS INC COM 29472R108 30.388 850 X 05 02 03 850 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 786.858 22010 X 01 02 03 05 14510 0 7500 EUROBANCSHARES INC COM 298716101 144.9 6900 X 01 02 03 05 0 0 6900 EXIDE TECHNOLOGIES COM 302051206 129.532 9400 X 01 02 03 05 0 0 9400 EXTRA SPACE STORAGE INC COM 30225T102 130.634 9800 X 01 02 03 05 0 0 9800 51JOB INC COM 316827104 135.122 2600 X 01 02 03 05 2600 0 0 FIRST ACCEPTANCE CORP COM 318457108 164.864 18400 X 01 02 03 05 0 0 18400 FIRST HORIZON NATL CORP COM 320517105 79.754 1850 X 08 02 03 0 1850 0 FIRST HORIZON NATL CORP COM 320517105 103.464 2400 X 04 02 0 0 2400 FIRST HORIZON NATL CORP COM 320517105 111.741 2592 X 05 02 03 2296 0 296 FIRST HORIZON NATL CORP COM 320517105 129.675 3008 X 02 3008 0 0 FIRST HORIZON NATL CORP COM 320517105 256.936 5960 X 07 02 03 0 0 5960 FIRST HORIZON NATL CORP COM 320517105 8353.252 193766 X 01 02 03 05 95706 0 98060 1st Independence COM 32053S107 279.006 14700 X 04 02 8899 0 5801 FIRST ST FINL CORP FLA COM 33708M206 55.179 4238 X 08 02 03 438 3800 0 FLYI INC COM 34407T104 35.223 19900 X 01 02 03 05 5800 0 14100 FOXHOLLOW TECHNOLOGIES INC COM 35166A103 0.393 16 X 01 02 03 05 16 0 0 FREESCALE SEMICONDUCTOR INC COM 35687M206 11.604 632 X 06 02 03 346 286 0 FREESCALE SEMICONDUCTOR INC COM 35687M206 64.59 3518 X 08 02 03 0 3518 0 FREESCALE SEMICONDUCTOR INC COM 35687M206 119.469 6507 X 02 5855 652 0 FREESCALE SEMICONDUCTOR INC COM 35687M206 153.343 8352 X 04 02 2009 0 6343 FREESCALE SEMICONDUCTOR INC COM 35687M206 164.561 8963 X 05 02 03 7053 0 1910 FREESCALE SEMICONDUCTOR INC COM 35687M206 12474.39 679433 X 01 02 03 05 331094 3012 345327 GMH CMNTYS TR COM 36188G102 259.44 18400 X 01 02 03 05 18400 0 0 GENWORTH FINL INC COM 37247D106 72.9 2700 X 05 02 03 2700 0 0 GENWORTH FINL INC COM 37247D106 160875.93 5958368 X 01 02 03 05 4774198 18140 1166030 GERDAU AMERISTEEL CORP COM 37373P105 16.9 2500 X 08 02 03 0 2500 0 GERDAU AMERISTEEL CORP COM 37373P105 143.988 21300 X 04 02 21300 0 0 GIBRALTAR INDS INC COM 374689107 28.344 1200 X 05 02 03 1200 0 0 GIBRALTAR INDS INC COM 374689107 346.033 14650 X 01 02 03 05 1500 0 13150 GIBRALTAR INDS INC COM 374689107 1884.734 79794 X 04 02 47550 0 32244 GLOBAL SIGNAL INC COM 37944Q103 194.157 7050 X 01 02 03 05 1700 0 5350 GOOGLE INC COM 38259P508 166.452 862 X 02 862 0 0 GOOGLE INC COM 38259P508 5191.494 26885 X 05 02 03 25600 0 1285 GOOGLE INC COM 38259P508 523016.96 2708529 X 01 02 03 05 1785937 224324 698268 GREENHILL & CO INC COM 395259104 1869.518 65140 X 05 02 03 65140 0 0 GREENHILL & CO INC COM 395259104 8387.575 292250 X 01 02 03 05 248940 0 43310 GREYHOUND LINES INC CVB 398048AD0 124.41 143000 X 08 02 03 0 143000 0 HNI CORP COM 404251100 8.61 200 X 08 02 03 0 200 0 HNI CORP COM 404251100 75.337 1750 X 05 02 03 1750 0 0 HNI CORP COM 404251100 8857.236 205743 X 01 02 03 05 103583 0 102160 HOLLY ENERGY PARTNERS L P COM 435763107 34.45 1000 X 08 02 03 0 1000 0 HOME FEDERAL BANCORP INC COM 43709A101 97.514 7770 X 08 02 03 0 7770 0 HOMEBANC CORP GA COM 43738R109 153.428 15850 X 01 02 03 05 0 0 15850 HORNBECK OFFSHORE SVCS INC N COM 440543106 163.664 8480 X 08 02 03 0 8480 0 HOSPIRA INC COM 441060100 25.326 756 X 04 02 756 0 0 HOSPIRA INC COM 441060100 77.653 2318 X 08 02 03 0 2318 0 HOSPIRA INC COM 441060100 113.364 3384 X 05 02 03 3040 0 344 HOSPIRA INC COM 441060100 171.554 5121 X 02 4028 1093 0 HOSPIRA INC COM 441060100 934.719 27902.069 X 07 02 03 0 0 27902.069 HOSPIRA INC COM 441060100 8559.351 255503 X 01 02 03 05 120547 494 134462 HURON CONSULTING GROUP INC COM 447462102 3336.438 150290 X 05 02 03 150290 0 0 HURON CONSULTING GROUP INC COM 447462102 14535.228 654740 X 01 02 03 05 571500 0 83240 IAC INTERACTIVECORP COM 44919P102 165.72 6000 X 04 02 0 0 6000 IAC INTERACTIVECORP COM 44919P102 170.83 6185 X 05 02 03 6185 0 0 IAC INTERACTIVECORP COM 44919P102 319.95 11584 X 08 02 03 0 11584 0 IAC INTERACTIVECORP COM 44919P102 380.355 13771 X 02 12264 1507 0 IAC INTERACTIVECORP COM 44919P102 856.966 31027 X 01 02 03 05 4820 0 26207 IAC INTERACTIVECORP WTS 44919P128 1.136 38 X 08 02 03 0 38 0 IDENIX PHARMACEUTICALS INC COM 45166R204 149.205 8700 X 01 02 03 05 0 0 8700 INPHONIC INC COM 45772G105 2706.78 98500 X 05 02 03 98500 0 0 INPHONIC INC COM 45772G105 45044.666 1639180 X 01 02 03 05 477440 1099500 62240 INSTEEL INDUSTRIES INC COM 45774W108 3.612 200 X 02 200 0 0 INSTEEL INDUSTRIES INC COM 45774W108 717.618 39733 X 04 02 11100 0 28633 INTERCHANGE CORP COM 45845K109 41.722 2300 X 08 02 03 0 2300 0 INTERSECTIONS INC COM 460981301 86.25 5000 X 01 02 03 05 0 0 5000 INTRALASE CORP COM 461169104 0.282 12 X 01 02 03 05 12 0 0 JACKSON HEWITT TAX SVCS INC COM 468202106 453.238 17950 X 01 02 03 05 1950 0 16000 KANBAY INTL INC COM 48369P207 4129.722 131940 X 05 02 03 131940 0 0 KANBAY INTL INC COM 48369P207 18110.493 578610 X 01 02 03 05 501060 0 77550 KITE REALTY GROUP TRUST COM 49803T102 168.08 11000 X 01 02 03 05 11000 0 0 LG PHILIPS LCD CO LTD ADR COM 50186V102 60813.737 3380419 X 01 02 03 05 685944 2634500 59975 LAS VEGAS SANDS CORP COM 517834107 9.6 200 X 08 02 03 0 200 0 LAS VEGAS SANDS CORP COM 517834107 3408 71000 X 01 02 03 05 39550 3600 27850 LASERCARD CORP COM 51807U101 62.94 6000 X 01 02 03 05 0 0 6000 LAUREATE EDUCATION INC COM 518613104 19.223 436 X 02 436 0 0 LAUREATE EDUCATION INC COM 518613104 26.454 600 X 08 02 03 0 600 0 LAUREATE EDUCATION INC COM 518613104 5784.608 131200 X 05 02 03 131200 0 0 LAUREATE EDUCATION INC COM 518613104 29073.607 659415 X 04 02 377648 0 281767 LAUREATE EDUCATION INC COM 518613104 32053.43 727000 X 01 02 03 05 589510 0 137490 LEADIS TECHNOLOGY INC COM 52171N103 160.815 15100 X 01 02 03 05 0 0 15100 LIBERTY MEDIA INTL INC COM 530719103 94.494 2044 X 08 02 03 0 2044 0 LIBERTY MEDIA INTL INC COM 530719103 100.273 2169 X 05 02 03 2169 0 0 LIBERTY MEDIA INTL INC COM 530719103 214.6 4642 X 02 4170 472 0 LIBERTY MEDIA INTL INC COM 530719103 1500.533 32458 X 01 02 03 05 8814 0 23644 LIFE TIME FITNESS INC COM 53217R207 4332.312 167400 X 05 02 03 167400 0 0 LIFE TIME FITNESS INC COM 53217R207 18985.567 733600 X 01 02 03 05 641400 0 92200 MCI INC COM 552691107 3.105 154 X 07 02 03 0 0 154 MCI INC COM 552691107 41.126 2040 X 08 02 03 0 2040 0 MADISON CLAYMORE CVRD CALL F COM 556582104 29.8 2000 X 07 02 03 0 0 2000 MANNKIND CORP COM 56400P201 135.45 8600 X 01 02 03 05 0 0 8600 MARCHEX INC COM 56624R108 77.532 3692 X 04 02 900 0 2792 MARCHEX INC COM 56624R108 228.9 10900 X 01 02 03 05 0 0 10900 MCAFEE INC COM 579064106 68.13 2355 X 05 02 03 2355 0 0 MCAFEE INC COM 579064106 92.576 3200 X 07 02 03 0 0 3200 MCAFEE INC COM 579064106 506.275 17500 X 02 17500 0 0 MCAFEE INC COM 579064106 16226.837 560900 X 04 02 322700 0 238200 MCAFEE INC COM 579064106 94546.684 3268119 X 01 02 03 05 870805 1520270 877044 MECHEL STEEL GROUP OAO COM 583840103 7862.73 351800 X 01 02 03 05 343800 0 8000 MEMORY PHARMACEUTICALS CORP COM 58606R403 6158.072 1157750 X 01 02 03 05 1157750 0 0 MICROTUNE INC COM 59514P109 1.1 180 X 08 02 03 0 180 0 MICROTUNE INC COM 59514P109 88.595 14500 X 05 02 03 14500 0 0 MICROTUNE INC COM 59514P109 136.864 22400 X 01 02 03 05 0 0 22400 MONEYGRAM INTL INC COM 60935Y109 4.228 200 X 08 02 03 0 200 0 MONEYGRAM INTL INC COM 60935Y109 81.558 3858 X 05 02 03 3858 0 0 MONEYGRAM INTL INC COM 60935Y109 6775.856 320523 X 01 02 03 05 159978 0 160545 MOSAIC CO COM 61945A107 48.96 3000 X 08 02 03 0 3000 0 MOSAIC CO COM 61945A107 66.912 4100 X 05 02 03 4100 0 0 MOSAIC CO COM 61945A107 838.848 51400 X 01 02 03 05 4800 0 46600 MOTIVE INC COM 61980V107 108.679 9550 X 01 02 03 05 0 0 9550 MULTI FINELINE ELECTRONIX IN COM 62541B101 139.536 7650 X 01 02 03 05 0 0 7650 NGP CAP RES CO COM 62912R107 222.527 14478 X 08 02 03 1328 13150 0 NRG ENERGY INC COM 629377508 61.285 1700 X 05 02 03 1700 0 0 NRG ENERGY INC COM 629377508 216.3 6000 X 01 02 03 05 0 0 6000 NRG ENERGY INC COM 629377508 2187.19 60671 X 08 02 03 0 60671 0 NATURE VISION INC COM 63902E106 0 1 X 08 02 03 0 1 0 NAUGATUCK VY FINL CORP COM 639067107 1.033 96 X 08 02 03 96 0 0 NAVTEQ CORP COM 63936L100 1636.972 35310 X 05 02 03 35310 0 0 NAVTEQ CORP COM 63936L100 133560.61 2880945 X 01 02 03 05 1324470 1367190 189285 NEENAH PAPER INC COM 640079109 6.129 188 X 08 02 03 0 188 0 NEENAH PAPER INC COM 640079109 9.063 278 X 05 02 03 278 0 0 NEENAH PAPER INC COM 640079109 14.311 439 X 04 02 114 0 325 NEENAH PAPER INC COM 640079109 14.409 442 X 02 289 153 0 NEENAH PAPER INC COM 640079109 21.646 664 X 07 02 03 0 0 664 NEENAH PAPER INC COM 640079109 1049.557 32195 X 01 02 03 05 9391 0 22804 NESS TECHNOLOGIES INC COM 64104X108 4909.997 329530 X 05 02 03 329530 0 0 NESS TECHNOLOGIES INC COM 64104X108 21464.194 1440550 X 01 02 03 05 1258500 0 182050 NEW CENTURY FINANCIAL CORP M COM 6435EV108 1.278 20 X 08 02 03 0 20 0 NEW CENTURY FINANCIAL CORP M COM 6435EV108 63.91 1000 X 05 02 03 1000 0 0 NEW CENTURY FINANCIAL CORP M COM 6435EV108 5114.014 80019 X 01 02 03 05 5069 0 74950 NEW CENTURY FINANCIAL CORP M COM 6435EV108 17968.296 281150 X 04 02 129000 0 152150 NEWALLIANCE BANCSHARES INC COM 650203102 14.948 977 X 07 02 03 0 0 977 NEWALLIANCE BANCSHARES INC COM 650203102 52.02 3400 X 05 02 03 3400 0 0 NEWALLIANCE BANCSHARES INC COM 650203102 105.57 6900 X 01 02 03 05 0 0 6900 NEWALLIANCE BANCSHARES INC COM 650203102 355.113 23210 X 08 02 03 0 23210 0 NEWMARKET CORP COM 651587107 4.975 250 X 08 02 03 0 250 0 NEWMARKET CORP COM 651587107 45.77 2300 X 02 2300 0 0 NEWMARKET CORP COM 651587107 125.37 6300 X 01 02 03 05 0 0 6300 NEWMARKET CORP COM 651587107 162.682 8175 X 07 02 03 2900 0 5275 NEWMARKET CORP COM 651587107 380.09 19100 X 04 02 11100 0 8000 NEWS CORP COM 65248E104 11.457 614 X 06 02 03 0 614 0 NEWS CORP COM 65248E104 91.583 4908 X 08 02 03 0 4908 0 NEWS CORP COM 65248E104 1645.831 88201 X 05 02 03 70200 0 18001 NEWS CORP COM 65248E104 12949.825 674470 X 01 02 03 05 671670 0 2800 NEWS CORP COM 65248E104 172591.82 9249294 X 01 02 03 05 4014165 2122923 3112206 NORTHERN DYNASTY MINERALS LT COM 66510M204 9.72 2000 X 08 02 03 0 2000 0 NORTHWESTERN CORPORATION COM 668074107 0.09 10000 X 08 02 03 0 10000 0 NORTHWESTERN CORP COM 668074305 56 2000 X 08 02 03 0 2000 0 NUVASIVE INC COM 670704105 41.113 4011 X 01 02 03 05 0 0 4011 OCA INC COM 67083Q101 38.1 6000 X 08 02 03 0 6000 0 OCA INC COM 67083Q101 468.166 73727 X 01 02 03 05 3580 0 70147 OFFICEMAX INC DEL COM 67622P101 5.805 185 X 05 02 03 0 0 185 OFFICEMAX INC DEL COM 67622P101 8.378 267 X 08 02 03 0 267 0 OFFICEMAX INC DEL COM 67622P101 14432.509 459927 X 01 02 03 05 141477 1030 317420 ORIGEN FINL INC COM 68619E208 9.44 1262 X 01 02 03 05 0 0 1262 OSCIENT PHARMACEUTICALS CORP COM 68812R105 1.095 300 X 08 02 03 0 300 0 OSCIENT PHARMACEUTICALS CORP COM 68812R105 89.79 24600 X 01 02 03 05 0 0 24600 PSB HLDGS INC COM 69360W108 12 1000 X 08 02 03 0 1000 0 PAR PHARMACEUTICAL COS INC COM 69888P106 194.486 4700 X 06 02 03 2100 2600 0 PAR PHARMACEUTICAL COS INC COM 69888P106 3575.232 86400 X 08 02 03 0 86400 0 PAR PHARMACEUTICAL COS INC COM 69888P106 5589.776 135084 X 01 02 03 05 62414 0 72670 PARTNERS TR FINL GROUP INC N COM 70213F102 1.678 144 X 05 02 03 144 0 0 PARTNERS TR FINL GROUP INC N COM 70213F102 172.385 14797 X 01 02 03 05 0 0 14797 PATTERSON COMPANIES INC COM 703395103 116.979 2696 X 02 2696 0 0 PATTERSON COMPANIES INC COM 703395103 473.819 10920 X 08 02 03 0 10920 0 PATTERSON COMPANIES INC COM 703395103 5866.328 135200 X 05 02 03 1900 0 133300 PATTERSON COMPANIES INC COM 703395103 6058.546 139630 X 04 02 82112 0 57518 PATTERSON COMPANIES INC COM 703395103 43482.941 1002142 X 01 02 03 05 374728 371600 255814 PETROHAWK ENERGY CORP COM 716495106 6.848 800 X 04 02 0 0 800 PHARMACOPEIA DRUG DISCVRY IN COM 7171EP101 0.299 50 X 08 02 03 0 50 0 QC HLDGS INC COM 74729T101 159.028 8300 X 01 02 03 05 0 0 8300 RADIATION THERAPY SVCS INC COM 750323206 160.65 9450 X 01 02 03 05 0 0 9450 REPUBLIC AWYS HLDGS INC COM 760276105 119.43 9000 X 01 02 03 05 0 0 9000 REYNOLDS AMERICAN INC COM 761713106 78.993 1005 X 08 02 03 0 1005 0 REYNOLDS AMERICAN INC COM 761713106 245.232 3120 X 05 02 03 2750 0 370 REYNOLDS AMERICAN INC COM 761713106 1792.08 22800 X 02 22800 0 0 REYNOLDS AMERICAN INC COM 761713106 1941.42 24700 X 04 02 1900 0 22800 REYNOLDS AMERICAN INC COM 761713106 57431.84 730685 X 01 02 03 05 384352 216 346117 RIGHTNOW TECHNOLOGIES INC COM 76657R106 2364.36 146400 X 05 02 03 146400 0 0 RIGHTNOW TECHNOLOGIES INC COM 76657R106 10572.113 654620 X 01 02 03 05 565850 0 88770 RYANS RESTAURANT GROUP INC COM 783520109 27.756 1800 X 05 02 03 1800 0 0 RYANS RESTAURANT GROUP INC COM 783520109 63.222 4100 X 02 4100 0 0 RYANS RESTAURANT GROUP INC COM 783520109 1048.19 67976 X 01 02 03 05 2960 0 65016 RYANS RESTAURANT GROUP INC COM 783520109 15686.072 1017255 X 04 02 454615 0 562640 SI FINL GROUP INC COM 78425W102 75.988 6133 X 08 02 03 -2767 8900 0 SALESFORCE COM INC COM 79466L302 146.26 8634 X 01 02 03 05 1934 0 6700 SANTARUS INC COM 802817304 77.916 8600 X 01 02 03 05 0 0 8600 SHANDA INTERACTIVE ENTMT LTD ADR 81941Q203 1457.75 34300 X 05 02 03 34300 0 0 SHANDA INTERACTIVE ENTMT LTD ADR 81941Q203 31161.425 733210 X 01 02 03 05 226330 288380 218500 SIGNATURE BK NEW YORK N Y COM 82669G104 202.185 6248 X 01 02 03 05 0 0 6248 SIRF TECHNOLOGY HLDGS INC COM 82967H101 123.384 9700 X 01 02 03 05 0 0 9700 SMITHTOWN BANCORP INC COM 832449102 10.668 336 X 08 02 03 336 0 0 SOUTHERN CONN BANCORP INC COM 84264A102 8.16 1000 X 08 02 03 0 1000 0 SPECIALTY UNDERWRITERS ALLIA COM 84751T309 9.5 1000 X 08 02 03 1000 0 0 STRATEGIC HOTEL CAP INC COM 86272T106 155.925 9450 X 01 02 03 05 0 0 9450 STREETTRACKS GOLD TR COM 863307104 110.113 2514 X 08 02 03 0 2514 0 TBC CORP NEW COM 872183108 9.73 350 X 05 02 03 350 0 0 TBC CORP NEW COM 872183108 202.94 7300 X 04 02 4900 0 2400 TBC CORP NEW COM 872183108 926.352 33322 X 01 02 03 05 1590 0 31732 TNS INC COM 872960109 52.44 2400 X 04 02 2400 0 0 TNS INC COM 872960109 3212.496 147025 X 05 02 03 147025 0 0 TNS INC COM 872960109 14659.384 670910 X 01 02 03 05 581760 0 89150 TATA MTRS LTD COM 876568502 23.84 2000 X 08 02 03 0 2000 0 TATA MTRS LTD COM 876568502 344.488 28900 X 04 02 0 0 28900 THE9 LTD COM 88337K104 1535.3 65000 X 01 02 03 05 65000 0 0 TIM PARTICIPACOES S A COM 88706P106 3070.137 199101 X 01 02 03 05 192501 0 6600 TOTAL LOGISTICS INC WIS COM 89151W109 2.696 100 X 02 100 0 0 TOTAL LOGISTICS INC WIS COM 89151W109 649.712 24100 X 04 02 7200 0 16900 UAL CORP COM 902549500 0.13 100 X 08 02 03 0 100 0 UAL CORP COM 902549500 5.364 4126 X 01 02 03 05 3163 0 963 USA MOBILITY INC COM 90341G103 652.388 18476 X 01 02 03 05 8999 0 9477 U STORE IT TRUST COM 91274F104 279.335 16100 X 01 02 03 05 16100 0 0 VERTURE INC COM 92534N101 5.666 150 X 05 02 03 150 0 0 VERTURE INC COM 92534N101 563.34 14915 X 01 02 03 05 780 0 14135 VERTURE INC COM 92534N101 2345.102 62089 X 04 02 35848 0 26241 VNUS MED TECHNOLOGIES INC COM 928566108 1820.738 134670 X 05 02 03 134670 0 0 VNUS MED TECHNOLOGIES INC COM 928566108 7965.849 589190 X 01 02 03 05 515100 0 74090 VOLTERRA SEMICONDUCTOR CORP COM 928708106 148.439 6700 X 01 02 03 05 0 0 6700 WELLPOINT INC COM 94973V107 27.715 241 X 06 02 03 0 241 0 WELLPOINT INC COM 94973V107 365.7 3180 X 08 02 03 0 3180 0 WELLPOINT INC COM 94973V107 2209.265 19211 X 02 7945 11266 0 WELLPOINT INC COM 94973V107 19518.03 169722 X 04 02 117422 0 52300 WELLPOINT INC COM 94973V107 42865.675 372745 X 05 02 03 87305 0 285440 WELLPOINT INC COM 94973V107 1469419.1 12777558 X 01 02 03 05 6265839 3890001 2621718 WESTLAKE CHEM CORP COM 960413102 167 5000 X 01 02 03 05 0 0 5000 WILSHIRE BANCORP INC COM 97186T108 138.936 8400 X 01 02 03 05 0 0 8400 ZIPREALTY INC COM 98974V107 1089.713 60980 X 05 02 03 60980 0 0 ZIPREALTY INC COM 98974V107 5002.707 279950 X 01 02 03 05 245080 0 34870 PRIMUS GUARANTY LTD COM G72457107 3713.318 226560 X 05 02 03 226560 0 0 PRIMUS GUARANTY LTD COM G72457107 32276.498 1969280 X 01 02 03 05 1051510 793110 124660 SHIP FINANCE INTERNATIONAL L COM G81075106 15.513 756 X 05 02 03 756 0 0 SHIP FINANCE INTERNATIONAL L COM G81075106 42.312 2062 X 08 02 03 0 2062 0 SHIP FINANCE INTERNATIONAL L COM G81075106 44.877 2187 X 01 02 03 05 2187 0 0 SHIP FINANCE INTERNATIONAL L COM G81075106 2574.583 125467 X 04 02 61621 0 63846 GRAND TOTAL 3607448.31
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