0000868911-12-000006.txt : 20120716 0000868911-12-000006.hdr.sgml : 20120716 20120716160703 ACCESSION NUMBER: 0000868911-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120716 DATE AS OF CHANGE: 20120716 EFFECTIVENESS DATE: 20120716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 12963889 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q212l1.txt LIVE - 2ND QUARTER 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/12 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Chief Compliance Officer Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 7/16/12 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $ 97,117 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F Discretionary 30-Jun-12 Voting Authority Title ------------------------- of Value Shares/ Sh/ Put/ InvstmOther Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call DscretManagersSole Shared None ------------------------------ ---------------- -------- -------- --- ---- ---------------------- --------------- 3M Company COM 88579y101 332 3700SH Sole 3700 ATT - New COM 00206r102 3634 101918SH Sole 39185 62588 AXT, Inc. COM 00246w103 2610 660750SH Sole 3100 657650 Amazon.com COM 023135106 1188 5204SH Sole 85 5119 American Tower REIT COM 03027x100 2561 36635SH Sole 22940 13620 Apple Inc. COM 037833100 1620 2774SH Sole 2081 685 Archer Daniels Midland COM 039483102 328 11100SH Sole 11100 Astro-Med COM 04638f108 325 40800SH Sole 700 40100 BTG plc COM g1660v103 451 74615SH Sole 74615 Bayer, ADR COM 072730302 1621 22495SH Sole 17150 5265 BioLase Technology COM 090911108 1109 568833SH Sole 81486 487347 Boeing COM 097023105 3187 42891SH Sole 21916 20875 Bristol-Myers Squibb COM 110122108 1293 35980SH Sole 33775 2055 Bunge Limited COM G16962105 1955 31163SH Sole 18810 12283 CACI International, Inc. COM 127190304 1211 22005SH Sole 4315 17690 Canadian Pacific Railway COM 13645T100 2090 28535SH Sole 16235 12230 Cavium Inc COM 14964u108 1193 42620SH Sole 42620 Celgene Corp. COM 151020104 251 3911SH Sole 3611 300 Cisco Systems COM 17275R102 1489 86710SH Sole 69100 17360 Companhia Energetica COM 204409601 461 25000SH Sole 25000 Computer Sciences COM 205363104 2098 84520SH Sole 53030 31300 Cree COM 225447101 2075 80853SH Sole 32963 47770 Crown Castle International COM 228227104 1469 25045SH Sole 23090 1875 Curon Medical PIPE (Rev Spl) COM 231292913 0 23076SH Sole 23076 Cytori Therapeutics COM 23283k105 648 240055SH Sole 56730 183325 Daktronics COM 234264109 225 32550SH Sole 32550 Deere & Company COM 244199105 1818 22485SH Sole 12800 9625 Dominion Resources COM 25746U109 205 3800SH Sole 3800 Duke Energy - New COM 26441c204 1756 76160SH Sole 50970 24990 Dyadic International COM 26745T101 39 37200SH Sole 37200 Eastman Kodak COM 277461109 41 185766SH Sole 185766 Entegris Inc COM 29362u104 547 64000SH Sole 64000 Exelixis COM 30161Q104 55 10000SH Sole 10000 Exxon Mobil COM 30231G102 590 6900SH Sole 6900 FEI Company COM 30241L109 1932 40385SH Sole 40385 FMC Corp COM 302491303 3069 57378SH Sole 35122 22146 Finisar Corp COM 31787A507 180 12050SH Sole 12050 Fusion-IO COM 36112j107 277 13275SH Sole 13275 General Electric COM 369604103 4181 200628SH Sole 111518 88680 GlaxoSmithKline COM 37733W105 1262 27690SH Sole 27375 195 Google COM 38259p508 2485 4284SH Sole 2858 1415 Hansen Medical COM 411307101 1937 853305SH Sole 67180 786125 Harris & Harris Group COM 413833104 167 44000SH Sole 44000 IPG Photonics COM 44980X109 711 16315SH Sole 2290 14025 ISIS Pharmaceuticals COM 464330109 631 52550SH Sole 52550 Intel COM 458140100 1433 53755SH Sole 52715 840 JDS Uniphase COM 46612J507 1160 105475SH Sole 18965 86510 John Wiley Cl A COM 968223206 1221 24914SH Sole 24694 130 MAKO Surgical COM 560879108 670 26175SH Sole 26175 Mckesson HBOC COM 58155Q103 216 2300SH Sole 2300 Microsoft COM 594918104 2362 77225SH Sole 44055 32970 Microvision COM 594960304 125 77590SH Sole 138 77453 Morphosys COM D55040105 1374 62465SH Sole 6315 56150 Nektar Therapeutics COM 640268108 830 102850SH Sole 102850 Newport Corporation COM 651824104 174 14475SH Sole 14475 NuVasive COM 670704105 311 12275SH Sole 12275 OCZ Technology Group COM 67086e303 575 108700SH Sole 108700 Osiris COM 68827r108 264 24100SH Sole 24100 Pepco Holdings COM 713291102 665 33975SH Sole 33975 Philips NV, ADR COM 500472303 424 21556SH Sole 21556 Qualcomm COM 747525103 1380 24790SH Sole 19295 5425 RF Micro Devices COM 749941100 550 129325SH Sole 129325 Rockwood Holdings COM 774415103 424 9570SH Sole 3195 6375 SCANA COM 80589M102 463 9675SH Sole 9675 STEC, Inc. COM 784774101 573 73495SH Sole 20895 52600 Seattle Genetics COM 812578102 301 11860SH Sole 9010 2850 Silicon Image COM 82705t102 623 150975SH Sole 150975 Solazyme, Inc COM 83415T101 908 65300SH Sole 65300 Susquehanna Bancshares COM 869099101 360 35000SH Sole 35000 TriQuint Semiconductor COM 89674k103 712 129500SH Sole 129500 Union Pacific COM 907818108 2954 24760SH Sole 12730 11985 United Parcel Service COM 911312106 2388 30325SH Sole 17700 12525 Universal Display COM 91347P105 4105 114225SH Sole 8360 105865 Universal Electronics COM 913483103 796 60443SH Sole 51208 8995 Verizon Communications COM 92343v104 4585 103168SH Sole 51712 51266 Vertex COM 92532F100 2084 37270SH Sole 5140 32130 Vical COM 925602104 418 116100SH Sole 116100 Vodafone Group, ADR COM 92857W209 2651 94065SH Sole 48715 45190 duPont COM 263534109 1724 34086SH Sole 21749 12237 Microvision Warrants - exp 11/ 594960171 3 297700SH Sole 297700 REPORT SUMMARY 80 DATA RECORDS 97117 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILE