0001381055-12-000006.txt : 20120719
0001381055-12-000006.hdr.sgml : 20120719
20120719121552
ACCESSION NUMBER: 0001381055-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120719
DATE AS OF CHANGE: 20120719
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penbrook Management LLC
CENTRAL INDEX KEY: 0001381055
IRS NUMBER: 133983976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12868
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-702-6625
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
sec06301213f.txt
PENBROOK MANAGEMENT LLC - 13F
United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended, June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Penbrook Management, LLC
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-12868
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to submit
it, that all information contained herein is true, correct
and complete, and that it is understood that all required
items, statements, schedules, lists, and tables are
considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Burke DiCostanzo
Title: Managing Member
Phone: 212-702-6625
Signature, Place, and Date of Signing:
Barbara Burke DiCostanzo New York, New York June 17, 2012
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORTS
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 163
Form 13F Information Table Value Total: 79856 (times 1,000)
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1800 FLOWERS.COM INC CL A COM 68243Q106 150 42900 SH OTHER 42900
ABBOTT LABORATORIES COM 002824100 248 3840 SH SOLE 3840
ABERDEEN ASIA PACIFIC INCOME F COM 003009107 558 73024 SH SOLE 73024
ACCELERIZE NEW MEDIA INC COM 00430M101 190 500000 SH OTHER 500000
ACCURAY INCORPORATED COM 004397105 144 21100 SH SOLE 21100
ALLERGAN INC COM 018490102 842 9100 SH SOLE 9100
ALLIANCE FIBER OPTIC PRODS INC COM 018680306 782 87481 SH SOLE 87481
321 35960 SH OTHER 35960
AMAZON.COM INC COM 023135106 1107 4850 SH SOLE 4850
AMERICAN BIO MEDICA CORP COM 024600108 47 274500 SH SOLE 274500
17 99814 SH OTHER 99814
ANALYSTS INTL CORP NEW COM 032681207 149 35204 SH SOLE 35204
ANGEION CORPORATION COM 03462H404 333 61149 SH SOLE 61149
ARRIS GROUP INC COM 04269Q100 891 64081 SH SOLE 64081
AUTOMATIC DATA PROCESSING INC COM 053015103 642 11528 SH SOLE 11528
AXCELIS TECHNOLOGIES INC COM 054540109 378 315400 SH SOLE 315400
120 100000 SH OTHER 100000
Aurizon Mines Ltd COM 05155p106 465 103180 SH SOLE 103180
BECTON DICKINSON & CO COM 075887109 344 4600 SH SOLE 4600
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 571 6850 SH SOLE 6850
BLUCORA INC COM COM 095229100 528 42850 SH SOLE 42850
BOTTOMLINE TECHNOLOGIES (DE) I COM 101388106 1256 69600 SH SOLE 69600
BROOKS AUTOMATION INC NEW COM 114340102 1143 121133 SH SOLE 121133
Baytex Energy Corp. COM 07317q105 2288 54345 SH SOLE 54345
CALUMET SPECIALTY PRODS PARTNE COM 131476103 1715 72102 SH SOLE 72102
CAS MEDICAL SYSTEMS INC NEW COM 124769209 105 60000 SH SOLE 60000
CHEVRON CORPORATION COM 166764100 282 2674 SH SOLE 2674
CHIMERA INVESTMENT CORPORATION COM 16934Q109 27 11400 SH SOLE 11400
CHINA TRANSINFO TECHNOLOGY COR COM 169453107 286 51450 SH SOLE 51450
194 35000 SH OTHER 35000
CISCO SYSTEMS INC COM 17275R102 235 13700 SH SOLE 13700
CORNING INC COM 219350105 456 35231 SH SOLE 35231
323 25000 SH OTHER 25000
Copper North Mng Crop COM 21751r107 4 52450 SH SOLE 52450
Core Laboratories Nv COM n22717107 1466 12648 SH SOLE 12648
Crescent Point Energy Corp COM 22576c101 1012 27208 SH SOLE 27208
DAEGIS INC COM 233720101 105 110800 SH OTHER 110800
DATA I/O CORP COM 237690102 1193 418450 SH SOLE 418450
527 185000 SH OTHER 185000
DIXIE GROUP INC COM 255519100 39 10300 SH SOLE 10300
Duluth Metals Ltd COM 26443r100 616 428050 SH SOLE 428050
532 370000 SH OTHER 370000
ELOT INC NEW COM 29014Q105 0 76122 SH SOLE 76122
EMCORE CORP COM NEW COM 290846203 244 55300 SH SOLE 55300
127 28750 SH OTHER 28750
EXXON MOBIL CORP COM 30231G102 317 3700 SH SOLE 3700
Eastmain Resources Inc COM 27743m106 17 20000 SH SOLE 20000
Enerplus Corporation COM 292766102 496 38533 SH SOLE 38533
FEI CO COM 30241L109 1199 25065 SH SOLE 25065
861 18000 SH OTHER 18000
FIDELITY NATIONAL FINANCIAL IN COM 31620R105 1546 80278 SH SOLE 80278
FIRST AMERICAN FINANCIAL CORPO COM 31847R102 524 30917 SH SOLE 30917
FISERV INC COM 337738108 369 5107 SH SOLE 5107
Foster Wheeler Ag Us Listed COM h27178104 391 22550 SH SOLE 22550
173 10000 SH OTHER 10000
Full Metal Minerals Ltd COM 35968c406 2 11962 SH SOLE 11962
GENCOR INDUSTRIES INC COM 368678108 337 44700 SH SOLE 44700
227 30000 SH OTHER 30000
GENERAL ELECTRIC CO COM 369604103 814 39053 SH SOLE 39053
GENIE ENERGY LTD CL B COM 372284208 271 34815 SH SOLE 34815
GOOGLE INC CL A COM 38259P508 908 1565 SH SOLE 1565
Gold Group Mining Inc. COM ggazf 41 100000 SH OTHER 100000
HANSEN MEDICAL INC COM 411307101 197 86825 SH SOLE 86825
140 61800 SH OTHER 61800
HARRIS & HARRIS GROUP INC COM 413833104 825 217075 SH SOLE 217075
338 89000 SH OTHER 89000
HARVARD BIOSCIENCE INC COM 416906105 1763 467600 SH SOLE 467600
452 120000 SH OTHER 120000
HELIX ENERGY SOLUTIONS GROUP I COM 42330P107 425 25900 SH SOLE 25900
IBIZ TECHNOLOGY CORP NEW COM 45103B205 0 71000 SH SOLE 71000
IDT CORPORATION CLASS B NEW COM 448947507 346 35227 SH SOLE 35227
IMMERSION CORP COM 452521107 958 170136 SH SOLE 170136
411 73000 SH OTHER 73000
IMMUNOMEDICS INC COM 452907108 121 34000 SH SOLE 34000
INTERLINK ELECTRONICS COM 458751302 222 23365 SH SOLE 23365
452 47549 SH OTHER 47549
INTERNATIONAL BUSINESS MACHINE COM 459200101 436 2230 SH SOLE 2230
INTEVAC INC COM 461148108 221 29350 SH SOLE 29350
IROBOT CORP COM 462726100 197 8900 SH SOLE 8900
133 6000 SH OTHER 6000
JACOBS ENGINEERING GROUP INC COM 469814107 354 9360 SH SOLE 9360
JOHN WILEY & SONS INC-CL A COM 968223206 402 8200 SH SOLE 8200
Kinross Gold Corp New COM 496902404 524 64305 SH SOLE 64305
LEAPFROG ENTERPRISES INC COM 52186N106 933 90900 SH SOLE 90900
698 68000 SH OTHER 68000
LIME ENERGY CO NEW COM 53261U205 950 418545 SH SOLE 418545
250 110000 SH OTHER 110000
LTX-CREDENCE CORPORATION NEW COM 502403207 543 81117 SH SOLE 81117
MCGRAW HILL COMPANIES INC COM 580645109 248 5500 SH SOLE 5500
MENTOR GRAPHICS CORP COM 587200106 518 34559 SH SOLE 34559
302 20120 SH OTHER 20120
MFS INTERMEDIATE INCOME TRUST COM 55273C107 1199 184168 SH SOLE 184168
MICROSOFT CORP COM 594918104 2272 74283 SH SOLE 74283
489 16000 SH OTHER 16000
MOODYS CORP COM 615369105 936 25600 SH SOLE 25600
Maudore Minerals Ltd COM 577279102 356 119800 SH SOLE 119800
244 82000 SH OTHER 82000
NANOPHASE TECHNOLOGIES CORP COM 630079101 20 65900 SH SOLE 65900
NOVO NORDISK A S ADR COM 670100205 3764 25900 SH SOLE 25900
NUANCE COMMUNICATIONS INC COM 67020Y100 487 20425 SH SOLE 20425
357 15000 SH OTHER 15000
NUVEEN NEW YORK MUNICIPAL VALU COM 67062M105 809 79000 SH SOLE 79000
Northern Dynasty Minerals Ltd COM 66510m204 83 35300 SH SOLE 35300
Northisle Copper & Gold Inc. COM 66644r103 6 52450 SH SOLE 52450
Novartis Ag-Sponsored Adr COM 66987v109 296 5300 SH SOLE 5300
Novozymes A/S Us Listed COM k7317j133 322 12500 SH SOLE 12500
ORBITZ WORLDWIDE INC COM COM 68557K109 425 116430 SH SOLE 116430
347 95000 SH OTHER 95000
ORION ENERGY SYSTEMS INC COM 686275108 198 89830 SH SOLE 89830
209 95000 SH OTHER 95000
PALL CORP COM 696429307 438 8000 SH SOLE 8000
PARKER DRILLING CO COM 701081101 164 36300 SH SOLE 36300
PERCEPTRON INC COM 71361F100 722 130850 SH SOLE 130850
276 50000 SH OTHER 50000
POWER INTEGRATIONS INC COM 739276103 392 10500 SH SOLE 10500
POWER ONE INC NEW COM 73930R102 343 75950 SH SOLE 75950
226 50000 SH OTHER 50000
PUTNAM MASTER INTERMEDIATE INC COM 746909100 335 65489 SH SOLE 65489
Pacific Rubiales Energy Corp COM 69480u206 354 16700 SH SOLE 16700
Penn West Petroleum COM 707887105 160 11949 SH SOLE 11949
Peyto Exploration And Developm COM 717046106 2143 113021 SH SOLE 113021
RADIANT LOGISTICS INC COM 75025X100 5 3000 SH SOLE 3000
43 24450 SH OTHER 24450
ROYAL DUTCH SHELL PLC SPONS COM 780259206 492 7300 SH SOLE 7300
SAN JUAN BASIN ROYALTY TR-UBI COM 798241105 445 29669 SH SOLE 29669
SEACHANGE INTERNATIONAL INC COM 811699107 785 95400 SH SOLE 95400
SHORETEL INC COM 825211105 469 107000 SH SOLE 107000
254 58000 SH OTHER 58000
SMITH MICRO SOFTWARE INC COM 832154108 318 172600 SH SOLE 172600
55 30000 SH OTHER 30000
SOUNDBITE COMMUNICATIONS INC COM 836091108 42 15700 SH OTHER 15700
SUCAMPO PHARMACEUTICALS INC CL COM 864909106 556 79125 SH SOLE 79125
158 22500 SH OTHER 22500
SYNOPSYS INC COM 871607107 1720 58450 SH SOLE 58450
353 12000 SH OTHER 12000
Seabridge Gold Inc COM 811916105 1352 93325 SH SOLE 93325
290 20000 SH OTHER 20000
Stereotaxis Inc COM 85916j409 23 109288 SH SOLE 109288
8 36000 SH OTHER 36000
TERADYNE INC COM 880770102 1088 77380 SH SOLE 77380
TETRA TECHNOLOGIES INC-DEL COM 88162F105 131 18400 SH SOLE 18400
THOMSON REUTERS CORP COM 884903105 774 27200 SH SOLE 27200
TIME WARNER CABLE INC COM 88732J207 229 2792 SH SOLE 2792
TIME WARNER INC NEW COM 887317303 273 7102 SH SOLE 7102
TITAN ENERGY WORLDWIDE INC NEW COM 88828R204 1 200000 SH OTHER 200000
VERIZON COMMUNICATIONS COM 92343V104 1188 26737 SH SOLE 26737
WEBSTER FINANCIAL CORP COM 947890109 747 34489 SH SOLE 34489
199 9200 SH OTHER 9200
WYNDHAM WORLDWIDE CORPORATION COM 98310W108 448 8486 SH SOLE 8486
Western Copper And Gold Corp COM 95805v108 79 104900 SH SOLE 104900
ZIX CORPORATION COM 98974P100 1 250 SH SOLE 250
130 50000 SH OTHER 50000
A WTS ELOT INC DEL 29014Q113 0 14815 SH SOLE 14815
BLACKSTONE GROUP L P UNIT REPS 09253U108 178 13600 SH SOLE 13600
CALUMET SPECIALTY PRODS PARTNE 131476103 240 10100 SH OTHER 10100
GLOBAL PARTNERS LP SBI UNIT RE 37946R109 1164 51122 SH SOLE 51122
112 4900 SH OTHER 4900
LEGACY RESERVES LP UNIT REPRES 524707304 522 20883 SH SOLE 20883
SANDRIDGE PERMIAN TR COM UNIT 80007A102 122 6000 SH SOLE 6000
101 5000 SH OTHER 5000
EATON VANCE TAX ADVANTAGED DIV 27828G107 1109 69391.671SH SOLE 69391.671
FIDELITY INTERMEDIATE BOND FUN 315912105 276 25000.000SH SOLE 25000.000
INVESCO VAN KAMPEN MUNICIPAL T 46131J103 151 10000.000SH SOLE 10000.000