0000765443-12-000005.txt : 20120801 0000765443-12-000005.hdr.sgml : 20120801 20120801113422 ACCESSION NUMBER: 0000765443-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 EFFECTIVENESS DATE: 20120801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 12999043 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 r20120630.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: 6/30/2012 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Management Co. Address: 200 S. Wacker Dr. Suite 500 Chicago, IL 60606 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone 312-917-6541 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 8/1/2012 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 212 Form 13F Information Table Value Total (x 1000): 5,027,113 List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to wich this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1585 17685 SH SOLE 17685 Abbott Laboratories Common Stock 002824100 2586 40110 SH SOLE 40110 Accenture Ltd Common Stock G1151C101 987 16430 SH SOLE 16430 Aflac Inc Common Stock 001055102 1049 24620 SH SOLE 24620 Alexandria R E Equities Inc REIT 015271109 11573 159149 SH SOLE 158295 854 Allete Inc Common Stock 018522300 1233 29490 SH SOLE 29490 Alliant Energy Corp Common Stock 018802108 68355 1500000 SH SOLE 1500000 Allstate Corp Common Stock 020002101 441 12565 SH SOLE 12565 Altria Group Inc Common Stock 02209S103 1791 51840 SH SOLE 51840 Amazon.Com Inc Common Stock 023135106 2087 9140 SH SOLE 9140 American Electric Power Common Stock 025537101 210 5255 SH SOLE 5255 American Express Co Common Stock 025816109 5570 95695 SH SOLE 95695 American Tower REIT Inc Common Stock 03027X100 5239 74940 SH SOLE 74940 American Water Works Co Common Stock 030420103 34280 1000000 SH SOLE 1000000 Amgen Inc Common Stock 031162100 1447 19805 SH SOLE 19805 Anadarko Petroleum Corp Common Stock 032511107 843 12730 SH SOLE 12730 Apache Corp Common Stock 037411105 874 9945 SH SOLE 9945 Apartment Investment & Mgt REIT 03748R101 10220 378109 SH SOLE 376102 2007 Apple Computer Inc Common Stock 037833100 15634 26770 SH SOLE 26770 AT & T Inc. 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Colgate-Palmolive Co Common Stock 194162103 1259 12090 SH SOLE 12090 Comcast Corp Common Stock 20030N101 2197 68725 SH SOLE 68725 Conocophillips Common Stock 20825C104 5318 95161 SH SOLE 95161 Copano Energy LLC Master Ltd Part 217202100 6624 238270 SH SOLE 238270 Costco Wholesale Corp Common Stock 22160K105 1045 10995 SH SOLE 10995 Crown Castle Intl Corp Common Stock 228227104 4628 78890 SH SOLE 78890 CubeSmart REIT 229663109 13476 1154727 SH SOLE 1148688 6039 CVS Caremark Corp Common Stock 126650100 1526 32645 SH SOLE 32645 DCP Midstream Partners Master Ltd Part 23311P100 7995 189684 SH SOLE 189684 DCT Industrial REIT 233153105 20046 3181850 SH SOLE 3164950 16900 DDR Corp REIT 23317H102 28519 1948009 SH SOLE 1936851 11158 Dell Inc Common Stock 24702R101 475 37910 SH SOLE 37910 Devon Energy Corporation Common Stock 25179M103 591 10190 SH SOLE 10190 Digital Realty Trust Inc REIT 253868103 27740 369518 SH SOLE 367557 1961 Dominion Resources Inc Common Stock 25746U109 78639 1456270 SH SOLE 1456270 DOW Chemical Co Common Stock 260543103 959 30460 SH SOLE 30460 DTE Energy Co Common Stock 233331107 39709 669290 SH SOLE 669290 DU Pont [E I] De Nemours Common Stock 263534109 3580 70790 SH SOLE 70790 Duke Energy Corp Common Stock 26441C105 36758 1594000 SH SOLE 1594000 Duke Realty Corp REIT 264411505 20333 1388875 SH SOLE 1381368 7507 eBay Inc Common Stock 278642103 1231 29310 SH SOLE 29310 EMC Corp Common Stock 268648102 1371 53510 SH SOLE 53510 Emerson Electric Co Common Stock 291011104 5047 108345 SH SOLE 108345 Enbridge Energy Partners Master Ltd Part 29250R106 25412 825861 SH SOLE 825861 Enbridge Inc Foreign Common 29250N105 76566 1917980 SH SOLE 1917980 Energy Transfer Partners Master Ltd Part 29273R109 25215 570600 SH SOLE 570600 Entergy Corp Common Stock 29364G103 72608 1069500 SH SOLE 1069500 Enterprise Prods Prtnrs Master Ltd Part 293792107 25026 488400 SH SOLE 488400 Equity Lifestyle Properties REIT 29472R108 35565 515662 SH SOLE 512904 2758 Equity Residential REIT 29476L107 95915 1538084 SH SOLE 1529869 8215 Essex Property Trust REIT 297178105 44547 289417 SH SOLE 287822 1595 Exelon Corp Common Stock 30161N101 63738 1694255 SH SOLE 1694255 Extra Space Storage Inc REIT 30225T102 69870 2283340 SH SOLE 2271308 12032 Exxon Mobil Corp Common Stock 30231G102 15739 183935 SH SOLE 183935 Fedex Corp Common Stock 31428X106 732 7985 SH SOLE 7985 Firstenergy Corp Common Stock 337932107 60147 1222750 SH SOLE 1222750 Ford Motor Co Common Stock 345370860 3260 339945 SH SOLE 339945 Freeprt McMoran Cop and Gld Common Stock 35671D857 824 24200 SH SOLE 24200 Frontier Communications Corp Common Stock 35906A108 32128 8388491 SH SOLE 8388491 General Dynamics Corp Common Stock 369550108 607 9205 SH SOLE 9205 General Electric Co Common Stock 369604103 8199 393428 SH SOLE 393428 General Growth Pptys Inc REIT 370023103 43640 2412379 SH SOLE 2398552 13827 Gilead Sciences Inc Common Stock 375558103 990 19310 SH SOLE 19310 Goldman Sachs Group Inc Common Stock 38141G104 1194 12455 SH SOLE 12455 Google Inc Common Stock 38259P508 3724 6420 SH SOLE 6420 Great Plains Energy Inc Common Stock 391164100 10705 500000 SH SOLE 500000 Halliburton Co Common Stock 406216101 3708 130625 SH SOLE 130625 HCP Inc REIT 40414L109 53148 1203803 SH SOLE 1197557 6246 Health Care Reit Inc REIT 42217K106 59870 1026923 SH SOLE 1021575 5348 Heinz [H J] Co Common Stock 423074103 443 8150 SH SOLE 8150 Hewlett-Packard Co Common Stock 428236103 1014 50405 SH SOLE 50405 Home Depot Inc Common Stock 437076102 2061 38885 SH SOLE 38885 Honeywell International Inc Common Stock 438516106 1110 19870 SH SOLE 19870 Host Hotels & Resorts Inc REIT 44107P104 52010 3287598 SH SOLE 3269381 18217 Illinois Tool Works Common Stock 452308109 3147 59500 SH SOLE 59500 Integrys Energy Group Inc Common Stock 45822P105 33383 587000 SH SOLE 587000 Intel Corp Common Stock 458140100 7659 287380 SH SOLE 287380 Intl Business Machines Corp Common Stock 459200101 12223 62495 SH SOLE 62495 Intl Flavors & 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Common Stock 49456B101 38664 1200000 SH SOLE 1200000 Kraft Foods Inc Common Stock 50075N104 1746 45205 SH SOLE 45205 Lasalle Hotel Properties REIT 517942108 31126 1068143 SH SOLE 1062289 5854 Lilly [Eli] & Co Common Stock 532457108 3529 82240 SH SOLE 82240 Lockheed Martin Corp Common Stock 539830109 586 6725 SH SOLE 6725 Lowe's Companies Inc Common Stock 548661107 853 30000 SH SOLE 30000 Macerich Co REIT 554382101 20175 341658 SH SOLE 339838 1820 Markwest Energy Partners Lp Master Ltd Part 570759100 6657 135000 SH SOLE 135000 MasterCard Inc Common Stock 57636Q104 7628 17735 SH SOLE 17735 McDonald's Corp Common Stock 580135101 6534 73810 SH SOLE 73810 Medtronic Inc Common Stock 585055106 2805 72425 SH SOLE 72425 Merck & Co Inc. Common Stock 58933Y105 7117 170463 SH SOLE 170463 Metlife Inc Common Stock 59156R108 835 27060 SH SOLE 27060 Microsoft Corp Common Stock 594918104 9506 310758 SH SOLE 310758 Monsanto Co Common Stock 61166W101 1127 13620 SH SOLE 13620 Morgan Stanley Common Stock 617446448 567 38830 SH SOLE 38830 National Grid Plc ADRs 636274300 9998 188673 SH SOLE 188673 National Oilwell Varco Inc Common Stock 637071101 695 10785 SH SOLE 10785 News Corp Cl A Common Stock 65248E104 1197 53710 SH SOLE 53710 NextEra Energy Inc Common Stock 65339F101 96167 1397580 SH SOLE 1397580 Nike Inc Common Stock 654106103 821 9355 SH SOLE 9355 Nippon Telegraph & Telephone ADRs 654624105 1653 71440 SH SOLE 71440 Nisource Inc Common Stock 65473P105 51793 2092630 SH SOLE 2092630 Norfolk Southern Corp Common Stock 655844108 597 8320 SH SOLE 8320 Northeast Utilities Common Stock 664397106 79357 2044750 SH SOLE 2044750 Northwest Natural Gas Co Common Stock 667655104 39655 833080 SH SOLE 833080 NV Energy Inc Common Stock 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