0001542265-12-000004.txt : 20120724
0001542265-12-000004.hdr.sgml : 20120724
20120724134203
ACCESSION NUMBER: 0001542265-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120724
DATE AS OF CHANGE: 20120724
EFFECTIVENESS DATE: 20120724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gradient Investments LLC
CENTRAL INDEX KEY: 0001542265
IRS NUMBER: 205397206
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14840
FILM NUMBER: 12976262
BUSINESS ADDRESS:
STREET 1: 4570 CHURCHILL STREET STE 200
CITY: SHOREVIEW
STATE: MN
ZIP: 55126
BUSINESS PHONE: 888-824-3525
MAIL ADDRESS:
STREET 1: 4570 CHURCHILL STREET STE 200
CITY: SHOREVIEW
STATE: MN
ZIP: 55126
13F-HR
1
GI-Form13FHR-6.30.12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number: __________
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gradient Investments, LLC
Address: 4570 Churchill Street, Suite 200
Shoreview, MN 55126
Form 13F File Number: 28-14840
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nathan Lucius
Title: Managing Director
Phone: 888.824.3525
Signature, Place, and Date of Signing:
/s/Nathan Lucius Shoreview, MN July 24, 2012
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 355
Form 13F Information Table Value Total: $181,841 (X$1,000)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
Form 13F Information Table
NameOfIssuer TitleOfClass Cusip Value Shrs or Sh/ Put/ Invstmt Other Voting Authority
(X$1000) Prn Amt Prn Call Dscrtn Mgrs Sole Shrd None
ABBOTT LABS COM 002824100 548 8494 SH SOLE 0 0 8494
ADVANCED MICRO DEVICES COM 007903107 8 1393 SH SOLE 0 0 1393
AFLAC INC COM 001055102 485 11389 SH SOLE 0 0 11389
AGILENT TECHNOLOGIES COM 00846U101 6 152 SH SOLE 0 0 152
AGL RES INC COM 001204106 6 149 SH SOLE 0 0 149
AIRCASTLE LTD COM G0129K104 482 40030 SH SOLE 0 0 40030
ALCATEL-LUCENT SPONSORED ADR 013904305 0 99 SH SOLE 0 0 99
ALLIANCE RES PARTNER UT LTD PART 01877R108 5 84 SH SOLE 0 0 84
ALLIANCEBERNSTEIN GBL COM 01879R106 8 554 SH SOLE 0 0 554
ALTRIA GROUP INC COM 02209S103 533 15430 SH SOLE 0 0 15430
AMEREN CORP COM 023608102 8 250 SH SOLE 0 0 250
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 268 10284 SH SOLE 0 0 10284
AMERICAN CAP LTD COM 02503Y103 6 637 SH SOLE 0 0 637
AMERICAN CAPITAL AGENCY COM 02503X105 56 1660 SH SOLE 0 0 1660
AMERICAN EQTY INVT LIFE COM 025676206 547 49658 SH SOLE 0 0 49658
AMERICAN EXPRESS CO COM 025816109 18 301 SH SOLE 0 0 301
AMERICAN INTL GROUP *W EXP 01/19/2 026874156 0 1 SH SOLE 0 0 1
AMERIPRISE FINL INC COM 03076C106 3 60 SH SOLE 0 0 60
APOLLO INVT CORP COM 03761U106 7 880 SH SOLE 0 0 880
APPLE INC COM 037833100 19 32 SH SOLE 0 0 32
ARES CAP CORP COM 04010L103 14 850 SH SOLE 0 0 850
ARM HLDGS PLC SPONSORED ADR 042068106 28 1175 SH SOLE 0 0 1175
ARMSTRONG WORLD INDS COM 04247X102 1 24 SH SOLE 0 0 24
ASTRAZENECA PLC SPONSORED ADR 046353108 1 29 SH SOLE 0 0 29
AT&T INC COM 00206R102 708 19849 SH SOLE 0 0 19849
ATLAS PIPELINE PART UNIT L P INT 049392103 5 169 SH SOLE 0 0 169
BACTERIN INTL HLDGS COM 05644R101 13 10000 SH SOLE 0 0 10000
BALLY TECHNOLOGIES COM 05874B107 0 5 SH SOLE 0 0 5
BANK MONTREAL QUE COM 063671101 0 2 SH SOLE 0 0 2
BANK OF AMERICA COM 060505104 4 500 SH SOLE 0 0 500
BARCLAYS BANK PLC ETN DJUBSPLATM 06739H255 0 14 SH SOLE 0 0 14
BARCLAYS BANK PLC CARRY ETN 38 06739H412 1 24 SH SOLE 0 0 24
BAXTER INTL INC COM 071813109 11 200 SH SOLE 0 0 200
BCE INC COM NEW 05534B760 505 12255 SH SOLE 0 0 12255
BELO CORP COM SER A 080555105 491 76203 SH SOLE 0 0 76203
BERKSHIRE HATHAWAY CL B NEW 084670702 2 25 SH SOLE 0 0 25
BEST BUY INC COM 086516101 519 24766 SH SOLE 0 0 24766
BLACKROCK CORPOR HI YLD COM 09255N102 2 174 SH SOLE 0 0 174
BLACKROCK CORPOR HI YLD COM 09255P107 2 147 SH SOLE 0 0 147
BLACKROCK ENHANCED EQT COM 09251A104 33 4525 SH SOLE 0 0 4525
BLACKROCK FLOATING RATE COM 091941104 1 90 SH SOLE 0 0 90
BLACKROCK INC COM 09247X101 458 2696 SH SOLE 0 0 2696
BOARDWALK PIPELINE PART UT LTD PARTNER 096627104 0 12 SH SOLE 0 0 12
BP PLC SPONSORED ADR 055622104 86 2112 SH SOLE 0 0 2112
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 538 43625 SH SOLE 0 0 43625
BRISTOL MYERS SQUIBB COM 110122108 4 100 SH SOLE 0 0 100
BROOKFIELD INFRAST PART LP INT UNIT G16252101 7 213 SH SOLE 0 0 213
CA INC COM 12673P105 496 18299 SH SOLE 0 0 18299
CAMPBELL SOUP CO COM 134429109 6 188 SH SOLE 0 0 188
CAPITOL FED FINL INC COM 14057J101 13 1063 SH SOLE 0 0 1063
CATERPILLAR INC DEL COM 149123101 45 530 SH SOLE 0 0 530
CENTERPOINT ENERGY INC COM 15189T107 514 24886 SH SOLE 0 0 24886
CENTURYLINK INC COM 156700106 21 538 SH SOLE 0 0 538
CHEVRON CORP NEW COM 166764100 81 764 SH SOLE 0 0 764
CHIMERA INVT CORP COM 16934Q109 12 5000 SH SOLE 0 0 5000
CINCINNATI BELL INC NEW COM 171871106 24 6536 SH SOLE 0 0 6536
CISCO SYS INC COM 17275R102 3 200 SH SOLE 0 0 200
CITIGROUP INC COM NEW 172967424 1 26 SH SOLE 0 0 26
CITIZENS INC CL A 174740100 1 67 SH SOLE 0 0 67
CLAYMORE EXCHANGE GUG MULTI ASSE 18383M506 587 27685 SH SOLE 0 0 27685
CLAYMORE EXCHANGE GUGG BRIC ETF 18383M100 8 230 SH SOLE 0 0 230
CLAYMORE EXCHANGE GUGG CRP BD 20 18383M589 10 500 SH SOLE 0 0 500
CLAYMORE EXCHANGE GUGG BULL 2013 18383M449 113 4400 SH SOLE 0 0 4400
CLAYMORE EXCHANGE GUGG BULL 2014 18383M431 57 2200 SH SOLE 0 0 2200
CLAYMORE EXCHANGE GUGG BULL 2015 18383M423 637 24647 SH SOLE 0 0 24647
CLAYMORE EXCHANGE GUG BLT2016 HY 18383M415 20 800 SH SOLE 0 0 800
COGNIZANT TECHNOLOGY CL A 192446102 9 144 SH SOLE 0 0 144
COLGATE PALMOLIVE CO COM 194162103 3 30 SH SOLE 0 0 30
COMCAST CORP NEW CL A 20030N101 18 549 SH SOLE 0 0 549
COMPANHIA ENERGETICA SP ADR N-V PFD 204409601 2 83 SH SOLE 0 0 83
COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 5 882 SH SOLE 0 0 882
CONAGRA FOODS INC COM 205887102 497 19160 SH SOLE 0 0 19160
CONOCOPHILLIPS COM 20825C104 9 160 SH SOLE 0 0 160
CONVERGYS CORP COM 212485106 100 6748 SH SOLE 0 0 6748
COPANO ENERGY COM UNITS 217202100 1 31 SH SOLE 0 0 31
CORE LABORATORIES COM N22717107 139 1200 SH SOLE 0 0 1200
CORNING INC COM 219350105 3 265 SH SOLE 0 0 265
CORPORATE OFFICE SH BEN INT 22002T108 494 21005 SH SOLE 0 0 21005
COVENTRY HEALTH CARE COM 222862104 1 24 SH SOLE 0 0 24
COVIDIEN PLC SHS G2554F113 13 250 SH SOLE 0 0 250
CSX CORP COM 126408103 24 1089 SH SOLE 0 0 1089
CVS CAREMARK CORP COM 126650100 66 1422 SH SOLE 0 0 1422
DELUXE CORP COM 248019101 522 20945 SH SOLE 0 0 20945
DIAMOND OFFSHORE DRIL COM 25271C102 6 100 SH SOLE 0 0 100
DIEBOLD INC COM 253651103 499 13526 SH SOLE 0 0 13526
DIGITAL RLTY TR INC COM 253868103 497 6625 SH SOLE 0 0 6625
DIRECTV COM CL A 25490A101 0 4 SH SOLE 0 0 4
DISNEY WALT CO COM DISNEY 254687106 21 426 SH SOLE 0 0 426
DOMINION RES INC COM 25746U109 1 26 SH SOLE 0 0 26
DTE ENERGY CO COM 233331107 8 135 SH SOLE 0 0 135
DU PONT E I DE NEMOURS COM 263534109 489 9678 SH SOLE 0 0 9678
DUKE REALTY CORP COM NEW 264411505 1 99 SH SOLE 0 0 99
E TRADE FINANCIAL CORP COM NEW 269246401 4 513 SH SOLE 0 0 513
EATON CORP COM 278058102 8 206 SH SOLE 0 0 206
EATON VANCE TAX MNGD COM 27829F108 18 2200 SH SOLE 0 0 2200
EATON VANCE TX MGD DIV COM 27828N102 9 1000 SH SOLE 0 0 1000
EATON VANCE TXMGD GL COM 27829C105 0 38 SH SOLE 0 0 38
ELAN PLC ADR 284131208 11 738 SH SOLE 0 0 738
EMPRESA NACIONAL DE ELCT SPONSORED ADR 29244T101 0 4 SH SOLE 0 0 4
ENTERPRISE PRODS PART COM 293792107 53 1035 SH SOLE 0 0 1035
ETFS PALLADIUM TR SH BEN INT 26923A106 37 639 SH SOLE 0 0 639
ETFS PLATINUM TR SH BEN INT 26922V101 68 478 SH SOLE 0 0 478
ETFS PRECIOUS METALS BA PHYS PM BSKT 26922W109 227 2616 SH SOLE 0 0 2616
EXPEDIA INC DEL COM NEW 30212P303 2 45 SH SOLE 0 0 45
EXPRESS SCRIPTS HLDG CO COM 30219G108 2 38 SH SOLE 0 0 38
EXXON MOBIL CORP COM 30231G102 174 2035 SH SOLE 0 0 2035
FACEBOOK INC CL A 30303M102 9 290 SH SOLE 0 0 290
FIRST TR ISE GLOBL COPPR COM 33733J103 33 1307 SH SOLE 0 0 1307
FIVE STAR QUALITY CARE COM 33832D106 0 2 SH SOLE 0 0 2
FOOT LOCKER INC COM 344849104 7 229 SH SOLE 0 0 229
FORD MTR CO DEL COM PAR $0.01 345370860 9 915 SH SOLE 0 0 915
FREEPORT-MCMORAN COPPER COM 35671D857 478 14017 SH SOLE 0 0 14017
FRONTIER COMM COM 35906A108 1 244 SH SOLE 0 0 244
FULTON FINL CORP PA COM 360271100 48 4851 SH SOLE 0 0 4851
GABELLI DIVD & INCOME TR COM 36242H104 3 200 SH SOLE 0 0 200
GANNETT INC COM 364730101 542 36790 SH SOLE 0 0 36790
GARMIN LTD SHS H2906T109 437 11408 SH SOLE 0 0 11408
GENERAL DYNAMICS CORP COM 369550108 14 214 SH SOLE 0 0 214
GENERAL ELECTRIC CO COM 369604103 719 34510 SH SOLE 0 0 34510
GENERAL MTRS CO COM 37045V100 1 59 SH SOLE 0 0 59
GENTEX CORP COM 371901109 10 470 SH SOLE 0 0 470
GENUINE PARTS CO COM 372460105 6 99 SH SOLE 0 0 99
GLACIER BANCORP INC COM 37637Q105 513 33168 SH SOLE 0 0 33168
GOOGLE INC CL A 38259P508 589 1015 SH SOLE 0 0 1015
GOVERNMENT PPTYS INCO COM SHS BEN IN 38376A103 6 258 SH SOLE 0 0 258
HANCOCK JOHN TAX-ADV DIV COM 41013V100 24 1284 SH SOLE 0 0 1284
HARRIS CORP DEL COM 413875105 493 11779 SH SOLE 0 0 11779
HARSCO CORP COM 415864107 5 258 SH SOLE 0 0 258
HCP INC COM 40414L109 7 150 SH SOLE 0 0 150
HEWLETT PACKARD CO COM 428236103 22 1116 SH SOLE 0 0 1116
HIGHWOODS PPTYS INC COM 431284108 474 14100 SH SOLE 0 0 14100
HILLENBRAND INC COM 431571108 5 261 SH SOLE 0 0 261
HOME DEPOT INC COM 437076102 143 2700 SH SOLE 0 0 2700
HSN INC COM 404303109 1 18 SH SOLE 0 0 18
HUMANA INC COM 444859102 1 17 SH SOLE 0 0 17
IAC INTERACTIVECORP COM PAR $.001 44919P508 2 45 SH SOLE 0 0 45
ILLINOIS TOOL WKS INC COM 452308109 27 508 SH SOLE 0 0 508
INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 984 35791 SH SOLE 0 0 35791
INERGY L P UNIT LTD PTNR 456615103 19 1000 SH SOLE 0 0 1000
ING PRIME RATE TR SH BEN INT 44977W106 57 9820 SH SOLE 0 0 9820
INTEL CORP COM 458140100 549 20587 SH SOLE 0 0 20587
INTERNATIONAL BUS MAC COM 459200101 132 673 SH SOLE 0 0 673
INTERSIL CORP CL A 46069S109 6 532 SH SOLE 0 0 532
INTERVAL LEISURE GROUP COM 46113M108 0 18 SH SOLE 0 0 18
INTL PAPER CO COM 460146103 461 15942 SH SOLE 0 0 15942
INVESCO MORTGAGE CAP COM 46131B100 37 2000 SH SOLE 0 0 2000
INVESCO VALUE MUN TR COM 46132W103 46 3050 SH SOLE 0 0 3050
ISHARES GOLD TRUST ISHARES 464285105 636 40891 SH SOLE 0 0 40891
ISHARES INC MSCI JAPAN 464286848 9 1000 SH SOLE 0 0 1000
ISHARES INC MSCI PAC J IDX 464286665 17 410 SH SOLE 0 0 410
ISHARES INC MSCI AUSTRALIA 464286103 3 134 SH SOLE 0 0 134
ISHARES INC MSCI SINGAPORE 464286673 14 1110 SH SOLE 0 0 1110
ISHARES INC MSCI BRAZIL 464286400 4 80 SH SOLE 0 0 80
ISHARES INC MSCI BRIC INDX 464286657 1309 36499 SH SOLE 0 0 36499
ISHARES INC MSCI THAILAND 464286624 3 38 SH SOLE 0 0 38
ISHARES S&P GSCI COMM UNIT BEN INT 46428R107 12 400 SH SOLE 0 0 400
ISHARES SILVER TRUST ISHARES 46428Q109 115 4329 SH SOLE 0 0 4329
ISHARES TR S&P SMLCP GROW 464287887 6 76 SH SOLE 0 0 76
ISHARES TR S&P 500 INDEX 464287200 3530 25814 SH SOLE 0 0 25814
ISHARES TR S&P500 GRW 464287309 8 108 SH SOLE 0 0 108
ISHARES TR RUSSELL 2000 464287655 8384 105376 SH SOLE 0 0 105376
ISHARES TR DJ US REAL EST 464287739 4368 68320 SH SOLE 0 0 68320
ISHARES TR DJ OIL EQUIP 464288844 1 24 SH SOLE 0 0 24
ISHARES TR MSCI EAFE INDE 464287465 10 192 SH SOLE 0 0 192
ISHARES TR RUSSELL MIDCAP 464287499 1010 9586 SH SOLE 0 0 9586
ISHARES TR COHEN&ST RLTY 464287564 45 571 SH SOLE 0 0 571
ISHARES TR CONS GOODS IDX 464287812 1 17 SH SOLE 0 0 17
ISHARES TR DJ US ENERGY 464287796 1 30 SH SOLE 0 0 30
ISHARES TR DJ US TECH SEC 464287721 1 17 SH SOLE 0 0 17
ISHARES TR S&P NA TECH FD 464287549 1 18 SH SOLE 0 0 18
ISHARES TR S&P NA NAT RES 464287374 3 82 SH SOLE 0 0 82
ISHARES TR DJ US FINL SVC 464287770 2 36 SH SOLE 0 0 36
ISHARES TR BARCLYS 1-3 YR 464287457 19 224 SH SOLE 0 0 224
ISHARES TR BARCLYS 20+ YR 464287432 101 804 SH SOLE 0 0 804
ISHARES TR IBOXX INV CPBD 464287242 3250 27640 SH SOLE 0 0 27640
ISHARES TR MSCI EMERG MKT 464287234 4603 117626 SH SOLE 0 0 117626
ISHARES TR PHLX SOX SEMIC 464287523 2 42 SH SOLE 0 0 42
ISHARES TR S&P NA SOFTWR 464287515 3 43 SH SOLE 0 0 43
ISHARES TR BARCLY USAGG B 464287226 148 1334 SH SOLE 0 0 1334
ISHARES TR BARCLYS TIPS B 464287176 1605 13411 SH SOLE 0 0 13411
ISHARES TR RSSL MCRCP IDX 464288869 109 2183 SH SOLE 0 0 2183
ISHARES TR DJ BROKER-DEAL 464288794 1 38 SH SOLE 0 0 38
ISHARES TR S&P 1500 INDEX 464287150 2553 41328 SH SOLE 0 0 41328
ISHARES TR BARCLYS SH TRE 464288679 11 100 SH SOLE 0 0 100
ISHARES TR HIGH YLD CORP 464288513 2267 24831 SH SOLE 0 0 24831
ISHARES TR BARCLYS CR BD 464288620 4885 44014 SH SOLE 0 0 44014
ISHARES TR BARCLYS 1-3YR 464288646 12945 123629 SH SOLE 0 0 123629
ISHARES TR BARCLYS MBS BD 464288588 8315 76675 SH SOLE 0 0 76675
ISHARES TR US PFD STK IDX 464288687 201 5160 SH SOLE 0 0 5160
ISHARES TR BARCLYS 3-7 YR 464288661 465 3777 SH SOLE 0 0 3777
ISHARES TR S&P NTL AMTFRE 464288414 285 2587 SH SOLE 0 0 2587
ISHARES TR EPRA/NAR DEV R 464288489 13 450 SH SOLE 0 0 450
ISHARES TR MSCI SMALL CAP 464288273 751 20775 SH SOLE 0 0 20775
ISHARES TR S&P GLO INFRAS 464288372 1 41 SH SOLE 0 0 41
ISHARES TR S&P CAL AMTFR 464288356 40 352 SH SOLE 0 0 352
ISHARES TR EPRA/NAR DEV A 464288463 13 460 SH SOLE 0 0 460
JANUS CAP GROUP INC COM 47102X105 9 1210 SH SOLE 0 0 1210
JETBLUE AIRWAYS CORP COM 477143101 3 651 SH SOLE 0 0 651
JOHNSON & JOHNSON COM 478160104 544 8047 SH SOLE 0 0 8047
JPMORGAN CHASE & CO COM 46625H100 8 235 SH SOLE 0 0 235
KIMBERLY CLARK CORP COM 494368103 512 6107 SH SOLE 0 0 6107
KINDER MORGAN ENERGY UT LTD PARTNER 494550106 9 115 SH SOLE 0 0 115
KKR FINANCIAL HLDGS LLC COM 48248A306 480 56287 SH SOLE 0 0 56287
KRAFT FOODS INC CL A 50075N104 7 183 SH SOLE 0 0 183
LEGACY RESERVES LP UNIT LP INT 524707304 188 7505 SH SOLE 0 0 7505
LILLY ELI & CO COM 532457108 1 34 SH SOLE 0 0 34
LINEAR TECHNOLOGY COM 535678106 497 15851 SH SOLE 0 0 15851
LINN ENERGY LLC UNIT LTD LIAB 536020100 41 1068 SH SOLE 0 0 1068
LIVE NATION ENTERTAIN COM 538034109 0 26 SH SOLE 0 0 26
LOCKHEED MARTIN CORP COM 539830109 487 5596 SH SOLE 0 0 5596
LSI CORPORATION COM 502161102 0 21 SH SOLE 0 0 21
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2641 58995 SH SOLE 0 0 58995
MARKET VECTORS ETF TR JR GOLD MINERS 57060U589 31 1623 SH SOLE 0 0 1623
MARKWEST ENERGY PART UNIT LTD PARTN 570759100 1 17 SH SOLE 0 0 17
MAXIM INTEGRATED PRODS COM 57772K101 476 18578 SH SOLE 0 0 18578
MERCK & CO INC NEW COM 58933Y105 606 14514 SH SOLE 0 0 14514
MICROCHIP TECHNOLOGY COM 595017104 15 450 SH SOLE 0 0 450
MICROSOFT CORP COM 594918104 11 368 SH SOLE 0 0 368
NATIONAL GRID PLC SPON ADR NEW 636274300 10 191 SH SOLE 0 0 191
NCR CORP NEW COM 62886E108 1 34 SH SOLE 0 0 34
NEWMARKET CORP COM 651587107 5 25 SH SOLE 0 0 25
NEXTERA ENERGY INC COM 65339F101 2 22 SH SOLE 0 0 22
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 30 917 SH SOLE 0 0 917
NORFOLK SOUTHERN COM 655844108 152 2118 SH SOLE 0 0 2118
NUCOR CORP COM 670346105 8 201 SH SOLE 0 0 201
NUSTAR ENERGY LP UNIT COM 67058H102 27 500 SH SOLE 0 0 500
NUVEEN DIVID ADVANTAGE COM 67066V101 9 600 SH SOLE 0 0 600
NUVEEN FLTNG RTE INCM COM SHS 6706EN100 2 184 SH SOLE 0 0 184
NUVEEN MUN ADVANTAGE COM 67062H106 10 650 SH SOLE 0 0 650
NUVEEN MUN VALUE FD COM 670928100 3 300 SH SOLE 0 0 300
NUVEEN PFD INCOME OPP COM 67073B106 1 123 SH SOLE 0 0 123
NUVEEN QUALITY INCOME MUN COM 670977107 40 2600 SH SOLE 0 0 2600
NUVEEN SR INCOME FD COM 67067Y104 3 366 SH SOLE 0 0 366
NUVEEN TX ADV TOTAL RET COM 67090H102 10 1000 SH SOLE 0 0 1000
NYSE EURONEXT COM 629491101 8 300 SH SOLE 0 0 300
OFFICE DEPOT INC COM 676220106 1 337 SH SOLE 0 0 337
OMEGA HEALTHCARE INVS COM 681936100 527 23444 SH SOLE 0 0 23444
PARAMETRIC TECHNOLOGY COM NEW 699173209 0 13 SH SOLE 0 0 13
PARK NATL CORP COM 700658107 9 127 SH SOLE 0 0 127
PAYCHEX INC COM 704326107 8 270 SH SOLE 0 0 270
PDL BIOPHARMA INC COM 69329Y104 498 75112 SH SOLE 0 0 75112
PEMBINA PIPELINE CORP COM 706327103 3 114 SH SOLE 0 0 114
PENN WEST PETE LTD COM 707887105 0 36 SH SOLE 0 0 36
PENNEY J C INC COM 708160106 2 92 SH SOLE 0 0 92
PEPCO HOLDINGS INC COM 713291102 496 25337 SH SOLE 0 0 25337
PEPSICO INC COM 713448108 547 7746 SH SOLE 0 0 7746
PFIZER INC COM 717081103 553 24058 SH SOLE 0 0 24058
PHILIP MORRIS INTL INC COM 718172109 1 17 SH SOLE 0 0 17
PHILLIPS 66 COM 718546104 6 178 SH SOLE 0 0 178
PIONEER FLOATING RATE TR COM 72369J102 4 300 SH SOLE 0 0 300
PLAINS ALL AMERN PIPEL UNIT LTD PARTN 726503105 553 6841 SH SOLE 0 0 6841
PLEXUS CORP COM 729132100 33 1169 SH SOLE 0 0 1169
PNC FINL SVCS GROUP INC COM 693475105 0 3 SH SOLE 0 0 3
POWERSHARES DB CMDTY UNIT BEN INT 73935S105 373 14470 SH SOLE 0 0 14470
POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 10 403 SH SOLE 0 0 403
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 25 918 SH SOLE 0 0 918
POWERSHARES ETF TRUST GBL LSTD PVT E 73935X195 1799 203510 SH SOLE 0 0 203510
POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 4 144 SH SOLE 0 0 144
POWERSHARES GLOBAL ETF INSUR NATL MUN 73936T474 25 1000 SH SOLE 0 0 1000
POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 14 250 SH SOLE 0 0 250
PPL CORP COM 69351T106 498 17922 SH SOLE 0 0 17922
PROCTER & GAMBLE CO COM 742718109 4 63 SH SOLE 0 0 63
PROSHARES TR PSHS SHRT S&P5 74347R503 9130 250425 SH SOLE 0 0 250425
PROSHARES TR PSHS ULTSH 20Y 74347R297 49 3123 SH SOLE 0 0 3123
PROSHARES TR SHRT 20+YR TRE 74347X849 209 7144 SH SOLE 0 0 7144
PUBLIC SVC ENTERPRISE COM 744573106 3 92 SH SOLE 0 0 92
RAYTHEON CO COM NEW 755111507 543 9601 SH SOLE 0 0 9601
REGIONS FINANCIAL COM 7591EP100 2 359 SH SOLE 0 0 359
ROGERS COMMUNICATIONS CL B 775109200 489 13498 SH SOLE 0 0 13498
ROYAL CARIBBEAN CRUISES COM V7780T103 13 510 SH SOLE 0 0 510
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9 131 SH SOLE 0 0 131
RPM INTL INC COM 749685103 5 200 SH SOLE 0 0 200
SCANA CORP NEW COM 80589M102 1 14 SH SOLE 0 0 14
SCHLUMBERGER LTD COM 806857108 27 420 SH SOLE 0 0 420
SEAGATE TECHNOLOGY PLC SHS G7945M107 1 24 SH SOLE 0 0 24
SELECT COMFORT CORP COM 81616X103 17 803 SH SOLE 0 0 803
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 361 9757 SH SOLE 0 0 9757
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3896 58700 SH SOLE 0 0 58700
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 45 3100 SH SOLE 0 0 3100
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2090 72775 SH SOLE 0 0 72775
SEMPRA ENERGY COM 816851109 555 8054 SH SOLE 0 0 8054
SONOCO PRODS CO COM 835495102 455 15106 SH SOLE 0 0 15106
SOUTHERN CO COM 842587107 9 191 SH SOLE 0 0 191
SPDR GOLD TRUST GOLD SHS 78463V107 304 1958 SH SOLE 0 0 1958
SPDR INDEX SHS FDS DJ GLB RL ES E 78463X749 697 17580 SH SOLE 0 0 17580
SPDR S&P 500 ETF TR TR UNIT 78462F103 17857 131200 SH SOLE 0 0 131200
SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 1718 10032 SH SOLE 0 0 10032
SPDR SERIES TRUST S&P DIVID ETF 78464A763 1 20 SH SOLE 0 0 20
SPDR SERIES TRUST NUVN BR SHT MU 78464A425 235 9606 SH SOLE 0 0 9606
SPDR SERIES TRUST S&P METALS MNG 78464A755 320 7715 SH SOLE 0 0 7715
SPDR SERIES TRUST NUVN BRCLY MUN 78464A458 240 9933 SH SOLE 0 0 9933
SPDR SERIES TRUST BRCLYS CAP CON 78464A359 1 35 SH SOLE 0 0 35
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 1726 28964 SH SOLE 0 0 28964
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6 164 SH SOLE 0 0 164
SPDR SERIES TRUST DB INT GVT ETF 78464A490 6 110 SH SOLE 0 0 110
SPDR SERIES TRUST INTR TRM CORP 78464A375 18 513 SH SOLE 0 0 513
SPECTRA ENERGY CORP COM 847560109 12 407 SH SOLE 0 0 407
STATOIL ASA SPONSORED ADR 85771P102 462 19359 SH SOLE 0 0 19359
STRYKER CORP COM 863667101 6 100 SH SOLE 0 0 100
SUN LIFE FINL INC COM 866796105 1 58 SH SOLE 0 0 58
SUSQUEHANNA BANCSHS COM 869099101 103 10000 SH SOLE 0 0 10000
SYMANTEC CORP COM 871503108 12 800 SH SOLE 0 0 800
SYSCO CORP COM 871829107 517 17345 SH SOLE 0 0 17345
TAL INTL GROUP INC COM 874083108 9 259 SH SOLE 0 0 259
TE CONNECTIVITY LTD REG SHS H84989104 8 250 SH SOLE 0 0 250
TECO ENERGY INC COM 872375100 1 72 SH SOLE 0 0 72
TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 8 835 SH SOLE 0 0 835
TELUS CORP NON-VTG SHS 87971M202 513 8775 SH SOLE 0 0 8775
TEMPLETON EMERG MKTS IN COM 880192109 25 1610 SH SOLE 0 0 1610
TEMPLETON GLOBAL INCOME COM 880198106 37 3970 SH SOLE 0 0 3970
TERADATA CORP DEL COM 88076W103 2 34 SH SOLE 0 0 34
TEXAS INSTRS INC COM 882508104 1 40 SH SOLE 0 0 40
TORONTO DOMINION BK ONT COM NEW 891160509 484 6189 SH SOLE 0 0 6189
TRANSCANADA CORP COM 89353D107 9 223 SH SOLE 0 0 223
TRANSOCEAN LTD REG SHS H8817H100 8 189 SH SOLE 0 0 189
TRAVELERS COMPANIES INC COM 89417E109 11 168 SH SOLE 0 0 168
TREE COM INC COM 894675107 0 2 SH SOLE 0 0 2
TRIMBLE NAVIGATION LTD COM 896239100 28 600 SH SOLE 0 0 600
TRIPADVISOR INC COM 896945201 2 45 SH SOLE 0 0 45
TYCO INTERNATIONAL LTD SHS H89128104 13 250 SH SOLE 0 0 250
UNITED PARCEL SERVICE CL B 911312106 9 111 SH SOLE 0 0 111
UNITED STATES NATL GAS UNIT PAR $0.00 912318201 0 25 SH SOLE 0 0 25
UNITED TECHNOLOGIES COM 913017109 129 1713 SH SOLE 0 0 1713
UNITEDHEALTH GROUP COM 91324P102 1 13 SH SOLE 0 0 13
VANGUARD BD INDEX FD INTERMED TERM 921937819 4871 54840 SH SOLE 0 0 54840
VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 16570 196371 SH SOLE 0 0 196371
VANGUARD INDEX FDS TOTAL STK MKT 922908769 42 605 SH SOLE 0 0 605
VANGUARD INDEX FDS REIT ETF 922908553 313 4787 SH SOLE 0 0 4787
VANGUARD INDEX FDS GROWTH ETF 922908736 4331 63687 SH SOLE 0 0 63687
VANGUARD INTL EQUITY IND ALLWRLD EX US 922042775 3720 90782 SH SOLE 0 0 90782
VANGUARD NATURAL RES COM UNIT 92205F106 0 5 SH SOLE 0 0 5
VANGUARD SCOTTSDALE FDS SHTRM GVT BD E 92206C102 9 142 SH SOLE 0 0 142
VANGUARD SPECIALIZED PO DIV APP ETF 921908844 522 9206 SH SOLE 0 0 9206
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 90 1864 SH SOLE 0 0 1864
VECTREN CORP COM 92240G101 15 500 SH SOLE 0 0 500
VERIZON COMMUNICATIONS COM 92343V104 579 13029 SH SOLE 0 0 13029
VODAFONE GROUP PLC SPONS ADR NEW 92857W209 3 103 SH SOLE 0 0 103
VORNADO RLTY TR SH BEN INT 929042109 1 17 SH SOLE 0 0 17
W P CAREY & CO LLC COM 92930Y107 508 11043 SH SOLE 0 0 11043
WAL-MART STORES INC COM 931142103 202 2900 SH SOLE 0 0 2900
WALGREEN CO COM 931422109 16 546 SH SOLE 0 0 546
WARNACO GROUP INC COM NEW 934390402 3 73 SH SOLE 0 0 73
WASTE MGMT INC DEL COM 94106L109 3 100 SH SOLE 0 0 100
WATSON PHARMACEUTICALS COM 942683103 51 688 SH SOLE 0 0 688
WELLPOINT INC COM 94973V107 1 11 SH SOLE 0 0 11
WILLIAMS COS INC DEL COM 969457100 2 60 SH SOLE 0 0 60
WINDSTREAM CORP COM 97381W104 43 4500 SH SOLE 0 0 4500
WISDOMTREE TR EM LCL DEBT FD 97717X867 991 19572 SH SOLE 0 0 19572
WISDOMTREE TRUST DEFA FD 97717W703 126 3053 SH SOLE 0 0 3053
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 3396 63098 SH SOLE 0 0 63098
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 799 15414 SH SOLE 0 0 15414
WISDOMTREE TRUST SMLCAP EARN FD 97717W562 3719 69222 SH SOLE 0 0 69222
WISDOMTREE TRUST LRGECP VALUE F 97717W547 79 1828 SH SOLE 0 0 1828
WISDOMTREE TRUST FUTRE STRAT FD 97717W125 2284 57452 SH SOLE 0 0 57452
YORK WTR CO COM 987184108 86 4806 SH SOLE 0 0 4806