0000894579-12-000167.txt : 20120515
0000894579-12-000167.hdr.sgml : 20120515
20120515114440
ACCESSION NUMBER: 0000894579-12-000167
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001387508
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12257
FILM NUMBER: 12842305
BUSINESS ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-6732
MAIL ADDRESS:
STREET 1: 130 EAST 59TH STREET
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
springbok13fhr043012.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Springbok Capital Management, LLC
Address: 437 Madison Avenue, 33rd Floor
New York, New York 10022
13F File Number: 028-12257
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cisco J. del Valle
Title: Managing Member
Phone: 212-546-1180
Signature, Place and Date of Signing:
/s/ Cisco J. del Valle New York, NY May 15, 2012
----------------------- -------------------------- --------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 700
Form 13F Information Table Value Total: $322,517
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
3M CO COM 88579Y101 125 1,400 SH OTHER 1,400
AARONS INC COM PAR $0.50 002535300 93 3,600 SH OTHER 3,600
ABBOTT LABS COM 002824100 141 2,300 SH OTHER 2,300
ABERCROMBIE & FITCH CO CL A 002896207 238 4,800 SH OTHER 4,800
ABOVENET INC COM 00374N107 298 3,600 SH OTHER 3,600
ACACIA RESH CORP ACACIA TCH COM 003881307 3 70 SH OTHER 70
ACCURIDE CORP NEW COM NEW 00439T206 703 80,900 SH OTHER 80,900
ACE LTD SHS H0023R105 95 1,300 SH OTHER 1,300
ACHILLION PHARMACEUTICALS IN COM 00448Q201 193 20,196 SH OTHER 20,196
ACORDA THERAPEUTICS INC COM 00484M106 418 15,742 SH OTHER 15,742
ADTRAN INC COM 00738A106 94 3,000 SH OTHER 3,000
ADVANCE AMER CASH ADVANCE CT COM 00739W107 403 38,400 SH OTHER 38,400
AETNA INC NEW COM 00817Y108 85 1,700 SH OTHER 1,700
AFFYMAX INC COM 00826A109 504 42,912 SH OTHER 42,912
AFFYMAX INC COM 00826A109 46 3,900 SH Call OTHER 3,900
AFFYMETRIX INC COM 00826T108 396 92,811 SH OTHER 92,811
AFLAC INC COM 001055102 161 3,500 SH OTHER 3,500
AG MTG INVT TR INC COM 001228105 1,030 52,200 SH OTHER 52,200
AGILENT TECHNOLOGIES INC COM 00846U101 124 2,789 SH OTHER 2,789
AGRIUM INC COM 008916108 1,874 21,700 SH Put OTHER 21,700
AIRCASTLE LTD COM G0129K104 95 7,800 SH OTHER 7,800
AK STL HLDG CORP COM 001547108 72 9,500 SH OTHER 9,500
ALBEMARLE CORP COM 012653101 89 1,400 SH OTHER 1,400
ALCATEL-LUCENT SPONSORED ADR 013904305 125 55,000 SH OTHER 55,000
ALCOA INC COM 013817101 6 600 SH OTHER 600
ALEXION PHARMACEUTICALS INC COM 015351109 376 4,047 SH OTHER 4,047
ALKERMES PLC SHS G01767105 7 403 SH OTHER 403
ALLERGAN INC COM 018490102 787 8,252 SH OTHER 8,252
ALLSTATE CORP COM 020002101 33 1,000 SH OTHER 1,000
ALPHA NATURAL RESOURCES INC COM 02076X102 37 2,400 SH OTHER 2,400
AMAG PHARMACEUTICALS INC COM 00163U106 123 7,723 SH OTHER 7,723
AMARIN CORP PLC SPONS ADR NEW 023111206 1,584 139,892 SH OTHER 139,892
AMERICAN AXLE & MFG HLDGS IN COM 024061103 451 38,550 SH OTHER 38,550
AMERICAN CAP MTG INVT CORP COM 02504A104 283 13,000 SH OTHER 13,000
AMERICAN CAPITAL AGENCY CORP COM 02503X105 93 3,150 SH OTHER 3,150
AMERICAN ELEC PWR INC COM 025537101 143 3,700 SH OTHER 3,700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS CO COM 025816109 6 100 SH OTHER 100
AMERICAN INTL GROUP INC COM NEW 026874784 108 3,500 SH OTHER 3,500
AMERICAN TOWER CORP NEW COM 03027X100 962 15,270 SH OTHER 15,270
AMERIPRISE FINL INC COM 03076C106 100 1,750 SH OTHER 1,750
AMGEN INC COM 031162100 269 3,959 SH OTHER 3,959
AMICUS THERAPEUTICS INC COM 03152W109 107 20,314 SH OTHER 20,314
AMTECH SYS INC COM PAR $0.01N 032332504 741 88,977 SH OTHER 88,977
AMYLIN PHARMACEUTICALS INC COM 032346108 186 7,459 SH OTHER 7,459
ANADARKO PETE CORP COM 032511107 102 1,300 SH OTHER 1,300
APACHE CORP COM 037411105 90 900 SH OTHER 900
APOLLO COML REAL EST FIN INC COM 03762U105 98 6,250 SH OTHER 6,250
APOLLO RESIDENTIAL MTG INC COM 03763V102 341 18,536 SH OTHER 18,536
APPLE INC COM 037833100 1,999 3,334 SH OTHER 3,334
APPLE INC COM 037833100 480 800 SH Call OTHER 800
APPLIED MATLS INC COM 038222105 331 26,633 SH OTHER 26,633
APPROACH RESOURCES INC COM 03834A103 150 4,050 SH OTHER 4,050
ARCH COAL INC COM 039380100 156 14,600 SH Put OTHER 14,600
ARDEA BIOSCIENCES INC COM 03969P107 13 611 SH OTHER 611
ARES CAP CORP COM 04010L103 598 36,600 SH OTHER 36,600
ARIAD PHARMACEUTICALS INC COM 04033A100 8 494 SH OTHER 494
ARIBA INC COM NEW 04033V203 101 3,100 SH OTHER 3,100
ASCENT CAP GROUP INC COM SER A 043632108 106 2,250 SH OTHER 2,250
ASHLAND INC NEW COM 044209104 147 2,400 SH OTHER 2,400
ASIA ENTN & RESOURCES LTD SHS G0539K108 163 25,000 SH OTHER 25,000
ASPEN TECHNOLOGY INC COM 045327103 51 2,500 SH OTHER 2,500
ASTEX PHARMACEUTICALS INC COM 04624B103 5 2,623 SH OTHER 2,623
AT&T INC COM 00206R102 100 3,200 SH OTHER 3,200
ATMEL CORP COM 049513104 133 13,500 SH Put OTHER 13,500
AUTODESK INC COM 052769106 106 2,500 SH OTHER 2,500
AUTOZONE INC COM 053332102 149 400 SH OTHER 400
AUXILIUM PHARMACEUTICALS INC COM 05334D107 38 2,022 SH OTHER 2,022
AVALONBAY CMNTYS INC COM 053484101 81 575 SH OTHER 575
AVERY DENNISON CORP COM 053611109 94 3,117 SH OTHER 3,117
AXCELIS TECHNOLOGIES INC COM 054540109 295 171,375 SH OTHER 171,375
BAKER HUGHES INC COM 057224107 234 5,575 SH OTHER 5,575
BANK OF AMERICA CORPORATION COM 060505104 245 25,625 SH OTHER 25,625
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 904 55,000 SH Call OTHER 55,000
BARD C R INC COM 067383109 253 2,560 SH OTHER 2,560
BARRICK GOLD CORP COM 067901108 1,567 36,046 SH OTHER 36,046
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTL INC COM 071813109 48 800 SH OTHER 800
BECTON DICKINSON & CO COM 075887109 428 5,510 SH OTHER 5,510
BERRY PETE CO CL A 085789105 88 1,875 SH OTHER 1,875
BIOGEN IDEC INC COM 09062X103 389 3,089 SH OTHER 3,089
BIOMARIN PHARMACEUTICAL INC COM 09061G101 30 890 SH OTHER 890
BLACKROCK KELSO CAPITAL CORP COM 092533108 422 43,000 SH OTHER 43,000
BLOCK H & R INC COM 093671105 59 3,600 SH OTHER 3,600
BOEING CO COM 097023105 119 1,600 SH OTHER 1,600
BOISE INC COM 09746Y105 285 34,700 SH OTHER 34,700
BONANZA CREEK ENERGY INC COM 097793103 94 4,300 SH OTHER 4,300
BPZ RESOURCES INC COM 055639108 1,259 312,383 SH OTHER 312,383
BPZ RESOURCES INC COM 055639108 679 168,600 SH Call OTHER 168,600
BRE PROPERTIES INC CL A 05564E106 334 6,600 SH OTHER 6,600
BRISTOL MYERS SQUIBB CO COM 110122108 47 1,400 SH OTHER 1,400
BROADCOM CORP CL A 111320107 275 7,000 SH OTHER 7,000
BROADCOM CORP CL A 111320107 157 4,000 SH Put OTHER 4,000
BROADVISION INC COM PAR $.001 111412706 131 4,592 SH OTHER 4,592
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 143 4,525 SH OTHER 4,525
BROOKFIELD OFFICE PPTYS INC COM 112900105 344 19,700 SH OTHER 19,700
BUCKLE INC COM 118440106 279 5,825 SH OTHER 5,825
CABOT OIL & GAS CORP COM 127097103 1,601 51,362 SH OTHER 51,362
CABOT OIL & GAS CORP COM 127097103 181 5,800 SH Call OTHER 5,800
CADENCE DESIGN SYSTEM INC COM 127387108 52 4,400 SH OTHER 4,400
CALGON CARBON CORP COM 129603106 425 27,200 SH OTHER 27,200
CALLIDUS SOFTWARE INC COM 13123E500 243 31,129 SH OTHER 31,129
CAMDEN PPTY TR SH BEN INT 133131102 348 5,300 SH OTHER 5,300
CAMECO CORP COM 13321L108 824 38,326 SH OTHER 38,326
CAPITAL ONE FINL CORP COM 14040H105 274 4,915 SH OTHER 4,915
CAPITOL FED FINL INC COM 14057J101 232 19,526 SH OTHER 19,526
CARMAX INC COM 143130102 416 12,000 SH Call OTHER 12,000
CARNIVAL CORP PAIRED CTF 143658300 10 300 SH OTHER 300
CATERPILLAR INC DEL COM 149123101 501 4,700 SH OTHER 4,700
CATERPILLAR INC DEL COM 149123101 234 2,200 SH Put OTHER 2,200
CAVIUM INC COM 14964U108 99 3,200 SH OTHER 3,200
CELGENE CORP COM 151020104 387 4,991 SH OTHER 4,991
CEVA INC COM 157210105 125 5,500 SH OTHER 5,500
CF INDS HLDGS INC COM 125269100 92 501 SH OTHER 501
CF INDS HLDGS INC COM 125269100 91 500 SH Call OTHER 500
CF INDS HLDGS INC COM 125269100 1,169 6,400 SH Put OTHER 6,400
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
CHART INDS INC COM PAR $0.01 16115Q308 0 1 SH OTHER 1
CHATHAM LODGING TR COM 16208T102 57 4,500 SH OTHER 4,500
CHEESECAKE FACTORY INC COM 163072101 382 13,000 SH OTHER 13,000
CHENIERE ENERGY INC COM NEW 16411R208 1,116 74,518 SH OTHER 74,518
CHESAPEAKE ENERGY CORP COM 165167107 221 9,550 SH OTHER 9,550
CHEVRON CORP NEW COM 166764100 99 925 SH OTHER 925
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 95 2,200 SH OTHER 2,200
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 86 2,000 SH Call OTHER 2,000
CHICOS FAS INC COM 168615102 98 6,500 SH OTHER 6,500
CHILDRENS PL RETAIL STORES I COM 168905107 99 1,925 SH OTHER 1,925
CHIPMOS TECH BERMUDA LTD SHS G2110R114 77 4,386 SH OTHER 4,386
CHIPOTLE MEXICAN GRILL INC COM 169656105 2,926 7,000 SH Put OTHER 7,000
CHUBB CORP COM 171232101 111 1,600 SH OTHER 1,600
CISCO SYS INC COM 17275R102 169 8,000 SH OTHER 8,000
CITRIX SYS INC COM 177376100 0 1 SH OTHER 1
CITRIX SYS INC COM 177376100 134 1,700 SH Call OTHER 1,700
CLEAN ENERGY FUELS CORP COM 184499101 132 6,200 SH OTHER 6,200
CLOROX CO DEL COM 189054109 34 500 SH OTHER 500
CLOUD PEAK ENERGY INC COM 18911Q102 1,581 99,278 SH OTHER 99,278
CMS ENERGY CORP COM 125896100 161 7,300 SH OTHER 7,300
CNOOC LTD SPONSORED ADR 126132109 176 860 SH OTHER 860
COACH INC COM 189754104 46 600 SH OTHER 600
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,009 13,112 SH OTHER 13,112
COLGATE PALMOLIVE CO COM 194162103 231 2,360 SH OTHER 2,360
COLONIAL PPTYS TR COM SH BEN INT 195872106 104 4,800 SH OTHER 4,800
COLONY FINL INC COM 19624R106 29 1,750 SH OTHER 1,750
COMCAST CORP NEW CL A 20030N101 231 7,700 SH OTHER 7,700
COMCAST CORP NEW CL A SPL 20030N200 1,118 37,900 SH OTHER 37,900
COMERICA INC COM 200340107 55 1,700 SH OTHER 1,700
COMMONWEALTH REIT COM SH BEN INT 203233101 188 10,100 SH OTHER 10,100
COMPUTER SCIENCES CORP COM 205363104 12 400 SH OTHER 400
COMSTOCK RES INC COM NEW 205768203 2,220 140,224 SH OTHER 140,224
CONAGRA FOODS INC COM 205887102 142 5,400 SH OTHER 5,400
CONCHO RES INC COM 20605P101 102 1,000 SH OTHER 1,000
CONSOLIDATED EDISON INC COM 209115104 191 3,275 SH OTHER 3,275
CONVIO INC COM 21257W105 232 15,000 SH OTHER 15,000
CORELOGIC INC COM 21871D103 352 21,540 SH OTHER 21,540
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 337 14,500 SH OTHER 14,500
COST PLUS INC CALIF COM 221485105 35 1,931 SH OTHER 1,931
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
COSTAMARE INC SHS Y1771G102 327 23,733 SH OTHER 23,733
COSTCO WHSL CORP NEW COM 22160K105 27 300 SH OTHER 300
COTT CORP QUE COM 22163N106 158 24,000 SH OTHER 24,000
COVIDIEN PLC SHS G2554F113 492 9,003 SH OTHER 9,003
CREE INC COM 225447101 322 10,175 SH OTHER 10,175
CROWN CASTLE INTL CORP COM 228227104 125 2,350 SH OTHER 2,350
CROWN HOLDINGS INC COM 228368106 88 2,400 SH OTHER 2,400
CUMMINS INC COM 231021106 96 800 SH OTHER 800
CVS CAREMARK CORPORATION COM 126650100 376 8,400 SH OTHER 8,400
CYTEC INDS INC COM 232820100 47 775 SH OTHER 775
DANA HLDG CORP COM 235825205 78 5,050 SH OTHER 5,050
DARDEN RESTAURANTS INC COM 237194105 90 1,750 SH OTHER 1,750
DAVITA INC COM 23918K108 481 5,330 SH OTHER 5,330
DCT INDUSTRIAL TRUST INC COM 233153105 110 18,600 SH OTHER 18,600
DDR CORP COM 23317H102 91 6,200 SH OTHER 6,200
DECKERS OUTDOOR CORP COM 243537107 240 3,810 SH OTHER 3,810
DEERE & CO COM 244199105 146 1,800 SH OTHER 1,800
DELL INC COM 24702R101 261 15,700 SH OTHER 15,700
DELPHI FINL GROUP INC CL A 247131105 627 14,000 SH OTHER 14,000
DELTA AIR LINES INC DEL COM NEW 247361702 571 57,600 SH OTHER 57,600
DELTA AIR LINES INC DEL COM NEW 247361702 297 30,000 SH Call OTHER 30,000
DENBURY RES INC COM NEW 247916208 299 16,400 SH OTHER 16,400
DEVON ENERGY CORP NEW COM 25179M103 2,020 28,407 SH OTHER 28,407
DEVRY INC DEL COM 251893103 86 2,550 SH OTHER 2,550
DIAMOND OFFSHORE DRILLING IN COM 25271C102 779 11,675 SH OTHER 11,675
DIAMONDROCK HOSPITALITY CO COM 252784301 307 29,800 SH OTHER 29,800
DIANA SHIPPING INC COM Y2066G104 755 84,329 SH OTHER 84,329
DICKS SPORTING GOODS INC COM 253393102 84 1,755 SH OTHER 1,755
DILLARDS INC CL A 254067101 80 1,275 SH OTHER 1,275
DLY SMCAP
DIREXION SHS ETF TR BEAR3X 25459W110 23 1,317 SH OTHER 1,317
DLY SMCAP
DIREXION SHS ETF TR BEAR3X 25459W110 156 8,800 SH Call OTHER 8,800
DISNEY WALT CO COM DISNEY 254687106 254 5,800 SH OTHER 5,800
DOVER CORP COM 260003108 187 2,975 SH OTHER 2,975
DOW CHEM CO COM 260543103 14 400 SH OTHER 400
DRESSER-RAND GROUP INC COM 261608103 174 3,750 SH OTHER 3,750
DU PONT E I DE NEMOURS & CO COM 263534109 106 2,000 SH OTHER 2,000
DUKE ENERGY CORP NEW COM 26441C105 143 6,800 SH OTHER 6,800
E M C CORP MASS COM 268648102 194 6,500 SH OTHER 6,500
EAGLE MATERIALS INC COM 26969P108 213 6,143 SH OTHER 6,143
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEM CO COM 277432100 779 15,072 SH OTHER 15,072
EATON CORP COM 278058102 919 18,437 SH OTHER 18,437
EATON CORP COM 278058102 249 5,000 SH Call OTHER 5,000
EATON VANCE CORP COM NON VTG 278265103 79 2,775 SH OTHER 2,775
EBAY INC COM 278642103 836 22,643 SH OTHER 22,643
ECHOSTAR CORP CL A 278768106 990 35,191 SH OTHER 35,191
E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 2,129 262,838 SH OTHER 262,838
E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 113 14,000 SH Call OTHER 14,000
EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 155 10,700 SH OTHER 10,700
EL PASO CORP COM 28336L109 2,652 89,761 SH OTHER 89,761
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 99 2,850 SH OTHER 2,850
ELDORADO GOLD CORP NEW COM 284902103 15 1,108 SH OTHER 1,108
EMERSON ELEC CO COM 291011104 209 4,000 SH OTHER 4,000
ENDOCYTE INC COM 29269A102 101 20,253 SH OTHER 20,253
ENERGY PARTNERS LTD COM NEW 29270U303 216 13,000 SH OTHER 13,000
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 206 5,700 SH OTHER 5,700
ENSCO PLC SPONSORED ADR 29358Q109 48 900 SH OTHER 900
ENTERGY CORP NEW COM 29364G103 94 1,400 SH OTHER 1,400
EOG RES INC COM 26875P101 22 200 SH OTHER 200
EPLUS INC COM 294268107 270 8,444 SH OTHER 8,444
EQUINIX INC COM NEW 29444U502 2,611 16,584 SH OTHER 16,584
EXELIXIS INC COM 30161Q104 9 1,668 SH OTHER 1,668
EXELON CORP COM 30161N101 314 8,000 SH OTHER 8,000
EXPEDITORS INTL WASH INC COM 302130109 158 3,400 SH OTHER 3,400
EXPRESS SCRIPTS INC COM 302182100 501 10,809 SH OTHER 10,809
EXXON MOBIL CORP COM 30231G102 293 3,375 SH OTHER 3,375
FASTENAL CO COM 311900104 208 3,850 SH OTHER 3,850
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 407 4,200 SH OTHER 4,200
FEDEX CORP COM 31428X106 166 1,800 SH OTHER 1,800
FIDELITY NATIONAL FINANCIAL CL A 31620R105 81 4,500 SH OTHER 4,500
FIFTH STREET FINANCE CORP COM 31678A103 752 77,000 SH OTHER 77,000
FIFTH THIRD BANCORP COM 316773100 21 1,500 SH OTHER 1,500
FINISAR CORP COM NEW 31787A507 645 32,000 SH OTHER 32,000
FINISH LINE INC CL A 317923100 134 6,300 SH OTHER 6,300
FIRST INDUSTRIAL REALTY TRUS COM 32054K103 68 5,500 SH OTHER 5,500
FIRST NIAGARA FINL GP INC COM 33582V108 90 9,150 SH OTHER 9,150
FLOWSERVE CORP COM 34354P105 274 2,375 SH OTHER 2,375
FLUOR CORP NEW COM 343412102 315 5,250 SH OTHER 5,250
FORD MTR CO DEL COM PAR $0.01 345370860 294 23,600 SH OTHER 23,600
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
FORD MTR CO DEL COM PAR $0.01 345370860 574 46,000 SH Call OTHER 46,000
FORTINET INC COM 34959E109 124 4,500 SH OTHER 4,500
FORTINET INC COM 34959E109 83 3,000 SH Put OTHER 3,000
FRANCESCAS HLDGS CORP COM 351793104 316 10,000 SH OTHER 10,000
FRANKLIN RES INC COM 354613101 37 300 SH OTHER 300
FREEPORT-MCMORAN COPPER & GO COM 35671D857 456 12,000 SH Put OTHER 12,000
FUSION-IO INC COM 36112J107 114 4,000 SH Call OTHER 4,000
FUSION-IO INC COM 36112J107 199 7,000 SH Put OTHER 7,000
FXCM INC COM CL A 302693106 1,219 93,878 SH OTHER 93,878
GARDNER DENVER INC COM 365558105 98 1,550 SH OTHER 1,550
GAYLORD ENTMT CO NEW COM 367905106 79 2,575 SH OTHER 2,575
GENERAL DYNAMICS CORP COM 369550108 7 100 SH OTHER 100
GENERAL ELECTRIC CO COM 369604103 98 4,900 SH OTHER 4,900
GENERAL GROWTH PPTYS INC NEW COM 370023103 404 23,800 SH OTHER 23,800
GENERAL MLS INC COM 370334104 203 5,150 SH OTHER 5,150
GENERAL MTRS CO COM 37045V100 385 15,000 SH OTHER 15,000
GERON CORP COM 374163103 8 4,504 SH OTHER 4,504
GETTY RLTY CORP NEW COM 374297109 390 25,000 SH OTHER 25,000
GILEAD SCIENCES INC COM 375558103 809 16,553 SH OTHER 16,553
GLOBAL CASH ACCESS HLDGS INC COM 378967103 312 40,000 SH OTHER 40,000
GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 128 12,060 SH OTHER 12,060
GLOBAL X FDS CHINA CONS ETF 37950E408 179 12,000 SH OTHER 12,000
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 33 2,400 SH OTHER 2,400
GOLDCORP INC NEW COM 380956409 2,370 52,600 SH Call OTHER 52,600
GOLDMAN SACHS GROUP INC COM 38141G104 103 825 SH OTHER 825
GOODRICH CORP COM 382388106 2,283 18,200 SH OTHER 18,200
GOOGLE INC CL A 38259P508 321 500 SH OTHER 500
GRAINGER W W INC COM 384802104 242 1,125 SH OTHER 1,125
GSI GROUP INC CDA NEW COM NEW 36191C205 235 19,500 SH OTHER 19,500
GT ADVANCED TECHNOLOGIES INC COM 36191U106 50 6,000 SH OTHER 6,000
GULFPORT ENERGY CORP COM NEW 402635304 82 2,800 SH OTHER 2,800
HALLIBURTON CO COM 406216101 136 4,110 SH OTHER 4,110
HALLIBURTON CO COM 406216101 249 7,500 SH Put OTHER 7,500
HALOZYME THERAPEUTICS INC COM 40637H109 419 32,816 SH OTHER 32,816
HANESBRANDS INC COM 410345102 133 4,500 SH Put OTHER 4,500
HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 240 11,000 SH OTHER 11,000
HARLEY DAVIDSON INC COM 412822108 25 500 SH OTHER 500
HARTFORD FINL SVCS GROUP INC COM 416515104 137 6,500 SH OTHER 6,500
HCA HOLDINGS INC COM 40412C101 584 23,600 SH OTHER 23,600
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS INC COM 40412C101 247 10,000 SH Call OTHER 10,000
HCA HOLDINGS INC COM 40412C101 247 10,000 SH Put OTHER 10,000
HCP INC COM 40414L109 143 3,625 SH OTHER 3,625
HDFC BANK LTD ADR REPS 3 SHS 40415F101 322 9,450 SH OTHER 9,450
HEALTH NET INC COM 42222G108 95 2,400 SH OTHER 2,400
HEALTHSOUTH CORP COM NEW 421924309 20 993 SH OTHER 993
HEARTLAND EXPRESS INC COM 422347104 129 8,900 SH OTHER 8,900
HEINZ H J CO COM 423074103 43 800 SH OTHER 800
HELMERICH & PAYNE INC COM 423452101 88 1,625 SH OTHER 1,625
HERBALIFE LTD COM USD SHS G4412G101 236 3,430 SH OTHER 3,430
HESS CORP COM 42809H107 122 2,075 SH OTHER 2,075
HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 43 20,651 SH OTHER 20,651
HOLLYFRONTIER CORP COM 436106108 190 5,925 SH OTHER 5,925
HOME DEPOT INC COM 437076102 50 1,000 SH OTHER 1,000
HOME PROPERTIES INC COM 437306103 214 3,500 SH OTHER 3,500
HONEYWELL INTL INC COM 438516106 305 5,000 SH OTHER 5,000
HONEYWELL INTL INC COM 438516106 122 2,000 SH Put OTHER 2,000
HOST HOTELS & RESORTS INC COM 44107P104 399 24,300 SH OTHER 24,300
HSN INC COM 404303109 650 17,084 SH OTHER 17,084
HUMAN GENOME SCIENCES INC COM 444903108 337 40,937 SH OTHER 40,937
HUNTSMAN CORP COM 447011107 240 17,100 SH OTHER 17,100
IDENIX PHARMACEUTICALS INC COM 45166R204 115 11,745 SH OTHER 11,745
ILLUMINA INC COM 452327109 439 8,345 SH OTHER 8,345
INCONTACT INC COM 45336E109 76 13,681 SH OTHER 13,681
INCYTE CORP COM 45337C102 476 24,642 SH OTHER 24,642
INDIA FD INC COM 454089103 45 2,000 SH OTHER 2,000
INFINITY PHARMACEUTICALS INC COM 45665G303 478 40,000 SH OTHER 40,000
INGERSOLL-RAND PLC SHS G47791101 661 15,988 SH OTHER 15,988
INNOPHOS HOLDINGS INC COM 45774N108 150 3,000 SH OTHER 3,000
INTEL CORP COM 458140100 1,125 40,000 SH OTHER 40,000
INTELLIPHARMACEUTICS INTL IN COM 458173101 56 19,857 SH OTHER 19,857
INTERACTIVE BROKERS GROUP IN COM 45841N107 311 18,284 SH OTHER 18,284
INTERDIGITAL INC COM 45867G101 0 1 SH OTHER 1
INTERMUNE INC COM 45884X103 313 21,336 SH OTHER 21,336
INTERNATIONAL BUSINESS MACHS COM 459200101 146 700 SH OTHER 700
INTEROIL CORP COM 460951106 3,458 67,257 SH OTHER 67,257
INTEROIL CORP COM 460951106 6,272 122,000 SH Call OTHER 122,000
INTERSIL CORP CL A 46069S109 478 42,650 SH OTHER 42,650
INTEVAC INC COM 461148108 211 24,815 SH OTHER 24,815
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
INTEVAC INC COM 461148108 153 18,000 SH Call OTHER 18,000
INTL PAPER CO COM 460146103 123 3,500 SH OTHER 3,500
INTUIT COM 461202103 24 400 SH OTHER 400
INVESCO MORTGAGE CAPITAL INC COM 46131B100 243 13,750 SH OTHER 13,750
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 332 24,948 SH OTHER 24,948
ISHARES INC MSCI BRAZIL 464286400 441 6,825 SH OTHER 6,825
ISHARES INC MSCI CDA INDEX 464286509 544 19,200 SH OTHER 19,200
ISHARES INC MSCI UTD KINGD 464286699 50 2,900 SH OTHER 2,900
ISHARES INC MSCI HONG KONG 464286871 91 5,200 SH OTHER 5,200
ISHARES INC MSCI TAIWAN 464286731 1,230 70,500 SH Put OTHER 70,500
ISHARES INC MSCI S KOREA 464286772 1,989 33,400 SH Put OTHER 33,400
ISHARES SILVER TRUST ISHARES 46428Q109 126 4,000 SH OTHER 4,000
ISHARES TR FTSE CHINA25 IDX 464287184 538 14,675 SH OTHER 14,675
ISHARES TR RUSSELL MCP VL 464287473 108 2,250 SH OTHER 2,250
ISHARES TR RUSSELL MIDCAP 464287499 109 985 SH OTHER 985
ISHARES TR S&P MIDCAP 400 464287507 109 1,100 SH OTHER 1,100
ISHARES TR DJ US BAS MATL 464287838 148 2,100 SH OTHER 2,100
ISHARES TR HIGH YLD CORP 464288513 1,851 20,400 SH OTHER 20,400
ISHARES TR FTSE CHINA25 IDX 464287184 803 21,900 SH Call OTHER 21,900
ISHARES TR NYSE 100INX FD 464287135 30,590 369,400 SH Put OTHER 369,400
ISIS PHARMACEUTICALS INC COM 464330109 165 18,769 SH OTHER 18,769
ITT CORP NEW COM NEW 450911201 110 4,800 SH OTHER 4,800
JAGUAR MNG INC COM 47009M103 197 42,275 SH OTHER 42,275
JOHNSON & JOHNSON COM 478160104 429 6,500 SH OTHER 6,500
JOY GLOBAL INC COM 481165108 147 2,000 SH Call OTHER 2,000
JPMORGAN CHASE & CO COM 46625H100 202 4,388 SH OTHER 4,388
KAISER ALUMINUM CORP COM PAR $0.01 483007704 213 4,500 SH OTHER 4,500
KANSAS CITY SOUTHERN COM NEW 485170302 308 4,300 SH OTHER 4,300
KB HOME COM 48666K109 78 8,800 SH OTHER 8,800
KBR INC COM 48242W106 82 2,300 SH OTHER 2,300
KENEXA CORP COM 488879107 245 7,854 SH OTHER 7,854
KEY ENERGY SVCS INC COM 492914106 102 6,600 SH OTHER 6,600
KIMBERLY CLARK CORP COM 494368103 140 1,900 SH OTHER 1,900
KIMCO RLTY CORP COM 49446R109 80 4,150 SH OTHER 4,150
KINDER MORGAN INC DEL COM 49456B101 1,129 29,200 SH Put OTHER 29,200
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 285 3,886 SH OTHER 3,886
KINDRED HEALTHCARE INC COM 494580103 81 9,400 SH OTHER 9,400
KKR FINANCIAL HLDGS LLC COM 48248A306 501 54,440 SH OTHER 54,440
KLA-TENCOR CORP COM 482480100 143 2,632 SH OTHER 2,632
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
KNIGHT CAP GROUP INC CL A COM 499005106 129 10,000 SH OTHER 10,000
KRAFT FOODS INC CL A 50075N104 141 3,700 SH OTHER 3,700
KROGER CO COM 501044101 51 2,100 SH OTHER 2,100
K-SWISS INC CL A 482686102 45 11,000 SH OTHER 11,000
LABORATORY CORP AMER HLDGS COM NEW 50540R409 366 4,000 SH OTHER 4,000
LAZARD LTD SHS A G54050102 191 6,700 SH OTHER 6,700
LEAPFROG ENTERPRISES INC CL A 52186N106 67 8,000 SH OTHER 8,000
LEAR CORP COM NEW 521865204 219 4,700 SH OTHER 4,700
LENDER PROCESSING SVCS INC COM 52602E102 247 9,500 SH OTHER 9,500
LENNAR CORP CL A 526057104 470 17,301 SH OTHER 17,301
LG DISPLAY CO LTD SPONS ADR REP 50186V102 282 24,000 SH OTHER 24,000
LIBERTY GLOBAL INC COM SER A 530555101 200 4,000 SH OTHER 4,000
LIFE TECHNOLOGIES CORP COM 53217V109 591 12,102 SH OTHER 12,102
LIFE TIME FITNESS INC COM 53217R207 133 2,632 SH OTHER 2,632
LIHUA INTL INC COM 532352101 76 13,200 SH OTHER 13,200
LILLY ELI & CO COM 532457108 531 13,200 SH OTHER 13,200
LINCOLN NATL CORP IND COM 534187109 237 9,000 SH OTHER 9,000
LOCKHEED MARTIN CORP COM 539830109 144 1,600 SH OTHER 1,600
LOUISIANA PAC CORP COM 546347105 2 212 SH OTHER 212
LSI CORPORATION COM 502161102 260 30,000 SH OTHER 30,000
LTX-CREDENCE CORP COM NEW 502403207 63 8,773 SH OTHER 8,773
MAGELLAN HEALTH SVCS INC COM NEW 559079207 30 619 SH OTHER 619
MAGNA INTL INC COM 559222401 10 200 SH OTHER 200
MAGNUM HUNTER RES CORP DEL COM 55973B102 1,536 239,594 SH OTHER 239,594
MAIDEN HOLDINGS LTD SHS G5753U112 94 10,400 SH OTHER 10,400
MARATHON OIL CORP COM 565849106 323 10,200 SH OTHER 10,200
MARATHON PETE CORP COM 56585A102 1,119 25,815 SH OTHER 25,815
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 451 9,100 SH OTHER 9,100
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 345 8,500 SH OTHER 8,500
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 459 18,700 SH OTHER 18,700
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1,149 37,200 SH Put OTHER 37,200
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 366 14,897 SH SOLE 14,897
MARRIOTT INTL INC NEW CL A 571903202 121 3,200 SH OTHER 3,200
MARTIN MARIETTA MATLS INC COM 573284106 207 2,413 SH OTHER 2,413
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 173 11,000 SH OTHER 11,000
MASCO CORP COM 574599106 42 3,146 SH OTHER 3,146
MATTEL INC COM 577081102 94 2,800 SH OTHER 2,800
MAXWELL TECHNOLOGIES INC COM 577767106 96 5,237 SH OTHER 5,237
MCDERMOTT INTL INC COM 580037109 928 72,428 SH OTHER 72,428
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
MCDONALDS CORP COM 580135101 412 4,195 SH OTHER 4,195
MCG CAPITAL CORP COM 58047P107 4,309 1,011,551 SH SOLE 1,011,551
MCKESSON CORP COM 58155Q103 102 1,162 SH OTHER 1,162
MCMORAN EXPLORATION CO COM 582411104 201 18,750 SH OTHER 18,750
MEAD JOHNSON NUTRITION CO COM 582839106 771 9,348 SH OTHER 9,348
MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,636 37,500 SH OTHER 37,500
MEDIDATA SOLUTIONS INC COM 58471A105 120 4,500 SH OTHER 4,500
MEDIVATION INC COM 58501N101 429 5,744 SH OTHER 5,744
MEDTRONIC INC COM 585055106 121 3,100 SH OTHER 3,100
MELCO CROWN ENTMT LTD ADR 585464100 175 12,820 SH OTHER 12,820
MENS WEARHOUSE INC COM 587118100 97 2,500 SH OTHER 2,500
MERCK & CO INC NEW COM 58933Y105 138 3,600 SH OTHER 3,600
MERIT MED SYS INC COM 589889104 13 1,056 SH OTHER 1,056
METLIFE INC COM 59156R108 553 14,800 SH OTHER 14,800
MGM RESORTS INTERNATIONAL COM 552953101 965 70,850 SH OTHER 70,850
MICROSOFT CORP COM 594918104 303 9,400 SH OTHER 9,400
MINDSPEED TECHNOLOGIES INC COM NEW 602682205 370 58,050 SH OTHER 58,050
MINEFINDERS CORP LTD COM 602900102 417 30,000 SH OTHER 30,000
MITCHAM INDS INC COM 606501104 325 14,450 SH OTHER 14,450
MITEK SYS INC COM NEW 606710200 867 74,759 SH OTHER 74,759
MOLYCORP INC DEL COM 608753109 271 8,000 SH Put OTHER 8,000
MOMENTA PHARMACEUTICALS INC COM 60877T100 417 27,211 SH OTHER 27,211
MONSANTO CO NEW COM 61166W101 1,109 13,909 SH OTHER 13,909
MONSANTO CO NEW COM 61166W101 160 2,000 SH Put OTHER 2,000
MORGAN STANLEY COM NEW 617446448 98 5,000 SH OTHER 5,000
MOSAIC CO NEW COM 61945C103 391 7,070 SH OTHER 7,070
MOSAIC CO NEW COM 61945C103 221 4,000 SH Call OTHER 4,000
MOTOROLA MOBILITY HLDGS INC COM 620097105 2,256 57,500 SH OTHER 57,500
MYRIAD GENETICS INC COM 62855J104 354 14,945 SH OTHER 14,945
NABORS INDUSTRIES LTD SHS G6359F103 40 2,300 SH OTHER 2,300
NANOMETRICS INC COM 630077105 571 30,850 SH OTHER 30,850
NATIONAL PENN BANCSHARES INC COM 637138108 186 21,000 SH OTHER 21,000
NATIONSTAR MTG HLDGS INC COM 63861C109 178 12,370 SH OTHER 12,370
NAVISTAR INTL CORP NEW COM 63934E108 165 4,075 SH OTHER 4,075
NAVISTAR INTL CORP NEW COM 63934E108 283 7,000 SH Put OTHER 7,000
NEKTAR THERAPEUTICS COM 640268108 430 54,278 SH OTHER 54,278
NETAPP INC COM 64110D104 90 2,000 SH Call OTHER 2,000
NETQIN MOBILE INC ADR REPR CL A 64118U108 739 69,435 SH OTHER 69,435
NEWELL RUBBERMAID INC COM 651229106 255 14,300 SH OTHER 14,300
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORP COM 651639106 56 1,100 SH OTHER 1,100
NEXTERA ENERGY INC COM 65339F101 1,286 21,061 SH OTHER 21,061
NIKE INC CL B 654106103 744 6,860 SH OTHER 6,860
NIKE INC CL B 654106103 217 2,000 SH Call OTHER 2,000
NORTHEAST UTILS COM 664397106 928 25,000 SH OTHER 25,000
NORTHERN OIL & GAS INC NEV COM 665531109 1,179 56,868 SH OTHER 56,868
NORTHROP GRUMMAN CORP COM 666807102 183 3,000 SH OTHER 3,000
NOVA MEASURING INSTRUMENTS L COM M7516K103 190 21,227 SH OTHER 21,227
NOVELLUS SYS INC COM 670008101 1,857 37,200 SH OTHER 37,200
NPS PHARMACEUTICALS INC COM 62936P103 394 57,638 SH OTHER 57,638
NUANCE COMMUNICATIONS INC COM 67020Y100 179 7,000 SH Call OTHER 7,000
NUCOR CORP COM 670346105 142 3,300 SH OTHER 3,300
NVIDIA CORP COM 67066G104 616 40,000 SH OTHER 40,000
OCH ZIFF CAP MGMT GROUP CL A 67551U105 277 29,900 SH OTHER 29,900
OCLARO INC COM NEW 67555N206 107 27,047 SH OTHER 27,047
OCWEN FINL CORP COM NEW 675746309 148 9,450 SH OTHER 9,450
OCZ TECHNOLOGY GROUP INC COM 67086E303 3,699 529,961 SH OTHER 529,961
OCZ TECHNOLOGY GROUP INC COM 67086E303 1,390 199,100 SH Call OTHER 199,100
ONCOTHYREON INC COM 682324108 0 1 SH OTHER 1
ONYX PHARMACEUTICALS INC COM 683399109 308 8,162 SH OTHER 8,162
OPENTABLE INC COM 68372A104 121 3,000 SH Call OTHER 3,000
ORACLE CORP COM 68389X105 172 5,900 SH OTHER 5,900
OSHKOSH CORP COM 688239201 145 6,250 SH OTHER 6,250
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 175 51,170 SH OTHER 51,170
PACIFIC CAP BANCORP NEW COM NEW 69404P200 210 4,600 SH OTHER 4,600
PANDORA MEDIA INC COM 698354107 47 4,600 SH OTHER 4,600
PANERA BREAD CO CL A 69840W108 97 600 SH OTHER 600
PARKER HANNIFIN CORP COM 701094104 237 2,800 SH OTHER 2,800
PATRIOT COAL CORP COM 70336T104 0 1 SH OTHER 1
PATTERSON COMPANIES INC COM 703395103 21 621 SH OTHER 621
PATTERSON UTI ENERGY INC COM 703481101 81 4,700 SH OTHER 4,700
PAYCHEX INC COM 704326107 143 4,600 SH OTHER 4,600
PEABODY ENERGY CORP COM 704549104 634 21,900 SH Call OTHER 21,900
PENN NATL GAMING INC COM 707569109 430 10,000 SH OTHER 10,000
PENNANTPARK INVT CORP COM 708062104 1,406 135,174 SH OTHER 135,174
PENNEY J C INC COM 708160106 35 1,000 SH OTHER 1,000
PENNYMAC MTG INVT TR COM 70931T103 245 13,113 SH OTHER 13,113
PEPSICO INC COM 713448108 265 4,000 SH OTHER 4,000
PETROLEUM DEV CORP COM 716578109 182 4,900 SH OTHER 4,900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC COM 717081103 496 21,897 SH OTHER 21,897
PG&E CORP COM 69331C108 22 500 SH OTHER 500
PHARMACYCLICS INC COM 716933106 422 15,212 SH OTHER 15,212
PINNACLE WEST CAP CORP COM 723484101 19 400 SH OTHER 400
PIONEER NAT RES CO COM 723787107 123 1,100 SH OTHER 1,100
PITNEY BOWES INC COM 724479100 142 8,100 SH OTHER 8,100
PLAINS EXPL& PRODTN CO COM 726505100 102 2,400 SH OTHER 2,400
PMC-SIERRA INC COM 69344F106 723 100,000 SH OTHER 100,000
POLYPORE INTL INC COM 73179V103 98 2,800 SH OTHER 2,800
POTASH CORP SASK INC COM 73755L107 164 3,600 SH OTHER 3,600
POTASH CORP SASK INC COM 73755L107 137 3,000 SH Call OTHER 3,000
POTASH CORP SASK INC COM 73755L107 91 2,000 SH Put OTHER 2,000
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 372 20,000 SH OTHER 20,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8,106 120,000 SH Put OTHER 120,000
PPG INDS INC COM 693506107 77 800 SH OTHER 800
PRECISION CASTPARTS CORP COM 740189105 121 700 SH OTHER 700
PRICELINE COM INC COM NEW 741503403 174 243 SH OTHER 243
PRINCIPAL FINL GROUP INC COM 74251V102 74 2,500 SH OTHER 2,500
PROCTER & GAMBLE CO COM 742718109 141 2,100 SH OTHER 2,100
PROGRESS ENERGY INC COM 743263105 143 2,700 SH OTHER 2,700
PROSHARES TR PSHS ULTSHT FINL 74347X146 35 878 SH OTHER 878
PROTALIX BIOTHERAPEUTICS INC COM 74365A101 238 37,393 SH OTHER 37,393
PRUDENTIAL FINL INC COM 744320102 38 600 SH OTHER 600
PUBLIC STORAGE COM 74460D109 166 1,200 SH OTHER 1,200
PUBLIC SVC ENTERPRISE GROUP COM 744573106 104 3,400 SH OTHER 3,400
QIAGEN NV REG SHS N72482107 387 24,838 SH OTHER 24,838
QUAD / GRAPHICS INC COM CL A 747301109 252 18,124 SH OTHER 18,124
QUALCOMM INC COM 747525103 293 4,300 SH OTHER 4,300
QUALCOMM INC COM 747525103 871 12,800 SH Call OTHER 12,800
QUALCOMM INC COM 747525103 170 2,500 SH Put OTHER 2,500
QUALITY DISTR INC FLA COM 74756M102 460 33,400 SH OTHER 33,400
QUICKSILVER RESOURCES INC COM 74837R104 93 18,500 SH Call OTHER 18,500
RADIOSHACK CORP COM 750438103 11 1,800 SH OTHER 1,800
RALPH LAUREN CORP CL A 751212101 87 500 SH OTHER 500
RANGE RES CORP COM 75281A109 1,162 19,984 SH OTHER 19,984
RAYTHEON CO COM NEW 755111507 325 6,150 SH OTHER 6,150
REALNETWORKS INC COM NEW 75605L708 339 34,100 SH OTHER 34,100
REDWOOD TR INC COM 758075402 29 2,600 SH OTHER 2,600
REGENERON PHARMACEUTICALS COM 75886F107 420 3,599 SH OTHER 3,599
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
REPROS THERAPEUTICS INC *W EXP 02/08/201 76028H118 88 49,000 SH OTHER 49,000
REPROS THERAPEUTICS INC COM NEW 76028H209 142 33,557 SH OTHER 33,557
REPUBLIC SVCS INC COM 760759100 318 10,400 SH OTHER 10,400
RESPONSYS INC COM 761248103 108 9,000 SH OTHER 9,000
REX ENERGY CORPORATION COM 761565100 105 9,850 SH OTHER 9,850
RICHARDSON ELECTRS LTD COM 763165107 308 25,728 SH OTHER 25,728
RIGEL PHARMACEUTICALS INC COM NEW 766559603 193 24,005 SH OTHER 24,005
RIO TINTO PLC SPONSORED ADR 767204100 1,877 33,757 SH OTHER 33,757
RIVERBED TECHNOLOGY INC COM 768573107 0 1 SH OTHER 1
ROCK-TENN CO CL A 772739207 95 1,400 SH OTHER 1,400
ROCK-TENN CO CL A 772739207 405 6,000 SH Call OTHER 6,000
ROWAN COS INC COM 779382100 305 9,275 SH OTHER 9,275
RSC HOLDINGS INC COM 74972L102 1,017 45,000 SH OTHER 45,000
RUBICON MINERALS CORP COM 780911103 158 48,496 SH OTHER 48,496
GUG S&P500 EQ
RYDEX ETF TRUST WT 78355W106 153 2,950 SH OTHER 2,950
SAFEWAY INC COM NEW 786514208 59 2,900 SH OTHER 2,900
SALIX PHARMACEUTICALS INC COM 795435106 276 5,262 SH OTHER 5,262
SANDISK CORP COM 80004C101 399 8,040 SH OTHER 8,040
SANDISK CORP COM 80004C101 149 3,000 SH Call OTHER 3,000
SANDISK CORP COM 80004C101 149 3,000 SH Put OTHER 3,000
SANDRIDGE ENERGY INC COM 80007P307 982 125,381 SH OTHER 125,381
SANOFI RIGHT 12/31/2020 80105N113 56 41,200 SH OTHER 41,200
SARA LEE CORP COM 803111103 73 3,400 SH OTHER 3,400
SCHLUMBERGER LTD COM 806857108 210 3,000 SH OTHER 3,000
SCHLUMBERGER LTD COM 806857108 280 4,000 SH Call OTHER 4,000
SCHWAB CHARLES CORP NEW COM 808513105 86 5,975 SH OTHER 5,975
SCOTTS MIRACLE GRO CO CL A 810186106 143 2,633 SH OTHER 2,633
SEADRILL LIMITED SHS G7945E105 317 8,450 SH OTHER 8,450
SEAGATE TECHNOLOGY PLC SHS G7945M107 491 18,218 SH OTHER 18,218
SEAGATE TECHNOLOGY PLC SHS G7945M107 617 22,900 SH Call OTHER 22,900
SEAGATE TECHNOLOGY PLC SHS G7945M107 1,887 70,000 SH Put OTHER 70,000
SEALED AIR CORP NEW COM 81211K100 35 1,800 SH OTHER 1,800
SEARS HLDGS CORP COM 812350106 46 700 SH OTHER 700
SEARS HLDGS CORP COM 812350106 99 1,500 SH Put OTHER 1,500
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 148 4,000 SH OTHER 4,000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 255 3,550 SH OTHER 3,550
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,777 112,500 SH OTHER 112,500
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,504 40,000 SH Call OTHER 40,000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 323 4,500 SH Call OTHER 4,500
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,504 40,000 SH Put OTHER 40,000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3,379 47,100 SH Put OTHER 47,100
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,345 89,400 SH Put OTHER 89,400
SENIOR HSG PPTYS TR SH BEN INT 81721M109 104 4,700 SH OTHER 4,700
SEQUENOM INC COM NEW 817337405 302 74,311 SH OTHER 74,311
SHAW GROUP INC COM 820280105 1,264 39,868 SH OTHER 39,868
SHERWIN WILLIAMS CO COM 824348106 22 200 SH OTHER 200
SIERRA WIRELESS INC COM 826516106 218 29,792 SH OTHER 29,792
SILICON GRAPHICS INTL CORP COM 82706L108 1 71 SH OTHER 71
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 114 5,869 SH OTHER 5,869
SIMON PPTY GROUP INC NEW COM 828806109 73 500 SH OTHER 500
SINA CORP ORD G81477104 85 1,300 SH Call OTHER 1,300
SINA CORP ORD G81477104 390 6,000 SH Put OTHER 6,000
SIX FLAGS ENTMT CORP NEW COM 83001A102 187 4,000 SH OTHER 4,000
SKULLCANDY INC COM 83083J104 507 32,000 SH OTHER 32,000
SKYWORKS SOLUTIONS INC COM 83088M102 1,192 43,100 SH OTHER 43,100
SL GREEN RLTY CORP COM 78440X101 202 2,600 SH OTHER 2,600
SLM CORP COM 78442P106 1 45 SH OTHER 45
SM ENERGY CO COM 78454L100 1,044 14,745 SH OTHER 14,745
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 337 10,000 SH OTHER 10,000
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 67 2,000 SH Call OTHER 2,000
SOLUTIA INC COM NEW 834376501 2,512 89,921 SH OTHER 89,921
SOUTHWEST AIRLS CO COM 844741108 21 2,600 SH OTHER 2,600
SOUTHWESTERN ENERGY CO COM 845467109 143 4,675 SH OTHER 4,675
SPANSION INC COM CL A NEW 84649R200 570 46,775 SH OTHER 46,775
SPDR GOLD TRUST GOLD SHS 78463V107 162 1,000 SH OTHER 1,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 521 3,698 SH OTHER 3,698
SPDR S&P 500 ETF TR TR UNIT 78462F103 296 2,100 SH Call OTHER 2,100
SPDR S&P 500 ETF TR TR UNIT 78462F103 15,179 107,800 SH Put OTHER 107,800
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 787 20,000 SH OTHER 20,000
SPDR SERIES TRUST S&P METALS MNG 78464A755 418 8,400 SH OTHER 8,400
NUVN BRCLY
SPDR SERIES TRUST MUNI 78464A458 85 4,000 SH Call OTHER 4,000
SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 1,519 24,800 SH Put OTHER 24,800
SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 1,411 24,800 SH Put OTHER 24,800
SPECTRUM PHARMACEUTICALS INC COM 84763A108 78 6,200 SH OTHER 6,200
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 72 2,950 SH OTHER 2,950
ST JUDE MED INC COM 790849103 329 7,420 SH OTHER 7,420
STANDARD MICROSYSTEMS CORP COM 853626109 114 4,400 SH Put OTHER 4,400
STANLEY FURNITURE CO INC COM NEW 854305208 69 14,351 SH OTHER 14,351
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORP COM 855244109 738 13,200 SH OTHER 13,200
STARBUCKS CORP COM 855244109 168 3,000 SH Put OTHER 3,000
STARWOOD PPTY TR INC COM 85571B105 235 11,200 SH OTHER 11,200
STATE STR CORP COM 857477103 373 8,200 SH OTHER 8,200
STERICYCLE INC COM 858912108 251 3,000 SH OTHER 3,000
STRYKER CORP COM 863667101 17 300 SH OTHER 300
SUNOCO INC COM 86764P109 2,004 52,536 SH OTHER 52,536
SUPERIOR ENERGY SVCS INC COM 868157108 623 23,650 SH OTHER 23,650
SUPERVALU INC COM 868536103 114 20,001 SH OTHER 20,001
SUSSER HLDGS CORP COM 869233106 135 5,265 SH OTHER 5,265
SWIFT ENERGY CO COM 870738101 51 1,750 SH OTHER 1,750
SWIFT TRANSN CO CL A 87074U101 523 45,350 SH OTHER 45,350
SYSCO CORP COM 871829107 36 1,200 SH OTHER 1,200
TANGER FACTORY OUTLET CTRS I COM 875465106 384 12,925 SH OTHER 12,925
TARGET CORP COM 87612E106 70 1,200 SH OTHER 1,200
TEMPUR PEDIC INTL INC COM 88023U101 110 1,300 SH OTHER 1,300
TEMPUR PEDIC INTL INC COM 88023U101 84 1,000 SH Put OTHER 1,000
TERADYNE INC COM 880770102 440 26,036 SH OTHER 26,036
TEREX CORP NEW COM 880779103 844 37,533 SH OTHER 37,533
TEREX CORP NEW COM 880779103 900 40,000 SH Call OTHER 40,000
TESLA MTRS INC COM 88160R101 372 10,000 SH OTHER 10,000
TESORO CORP COM 881609101 589 21,930 SH OTHER 21,930
TETRA TECH INC NEW COM 88162G103 350 13,275 SH OTHER 13,275
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 446 9,888 SH OTHER 9,888
TEXAS INSTRS INC COM 882508104 7 200 SH OTHER 200
TEXTRON INC COM 883203101 6 200 SH OTHER 200
THERMO FISHER SCIENTIFIC INC COM 883556102 564 10,000 SH OTHER 10,000
THOMAS & BETTS CORP COM 884315102 396 5,500 SH Call OTHER 5,500
THORATEC CORP COM NEW 885175307 9 262 SH OTHER 262
THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 342 38,819 SH OTHER 38,819
TJX COS INC NEW COM 872540109 510 12,840 SH OTHER 12,840
TOLL BROTHERS INC COM 889478103 0 1 SH OTHER 1
TORO CO COM 891092108 131 1,843 SH OTHER 1,843
TPC GROUP INC COM 89236Y104 287 6,496 SH OTHER 6,496
TRANSOCEAN LTD REG SHS H8817H100 242 4,425 SH OTHER 4,425
TRIMBLE NAVIGATION LTD COM 896239100 120 2,200 SH OTHER 2,200
TRIMBLE NAVIGATION LTD COM 896239100 218 4,000 SH Call OTHER 4,000
TRIMBLE NAVIGATION LTD COM 896239100 82 1,500 SH Put OTHER 1,500
TRINITY INDS INC COM 896522109 95 2,875 SH OTHER 2,875
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
TRIQUINT SEMICONDUCTOR INC COM 89674K103 460 66,675 SH OTHER 66,675
TRIUMPH GROUP INC NEW COM 896818101 81 1,300 SH OTHER 1,300
TUDOU HLDGS LTD SPONSORED ADS 89903T107 1,355 45,902 SH OTHER 45,902
TWO HBRS INVT CORP COM 90187B101 1,164 114,762 SH OTHER 114,762
TYCO INTERNATIONAL LTD SHS H89128104 533 9,491 SH OTHER 9,491
TYSON FOODS INC CL A 902494103 654 34,177 SH OTHER 34,177
U S AIRWAYS GROUP INC COM 90341W108 216 28,500 SH Put OTHER 28,500
U S SILICA HLDGS INC COM 90346E103 79 3,774 SH OTHER 3,774
UDR INC COM 902653104 229 8,575 SH OTHER 8,575
ULTRATECH INC COM 904034105 127 4,388 SH OTHER 4,388
UNILEVER N V N Y SHS NEW 904784709 48 1,400 SH OTHER 1,400
UNION PAC CORP COM 907818108 140 1,300 SH OTHER 1,300
UNION PAC CORP COM 907818108 656 6,100 SH Put OTHER 6,100
UNITED CONTL HLDGS INC COM 910047109 216 10,050 SH OTHER 10,050
UNITED CONTL HLDGS INC COM 910047109 237 11,000 SH Call OTHER 11,000
UNITED RENTALS INC COM 911363109 86 2,000 SH OTHER 2,000
UNITED RENTALS INC COM 911363109 64 1,500 SH Put OTHER 1,500
UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 127 8,000 SH OTHER 8,000
UNITED STATES STL CORP NEW COM 912909108 132 4,500 SH OTHER 4,500
UNITED STATES STL CORP NEW COM 912909108 587 20,000 SH Put OTHER 20,000
UNITED TECHNOLOGIES CORP COM 913017109 58 700 SH OTHER 700
UNITED THERAPEUTICS CORP DEL COM 91307C102 331 7,014 SH OTHER 7,014
UNITEDHEALTH GROUP INC COM 91324P102 375 6,370 SH OTHER 6,370
UNITEDHEALTH GROUP INC COM 91324P102 589 10,000 SH Call OTHER 10,000
UNITEDHEALTH GROUP INC COM 91324P102 589 10,000 SH Put OTHER 10,000
UNIVERSAL DISPLAY CORP COM 91347P105 234 6,400 SH Call OTHER 6,400
UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 497 33,000 SH OTHER 33,000
URBAN OUTFITTERS INC COM 917047102 522 17,934 SH OTHER 17,934
US BANCORP DEL COM NEW 902973304 70 2,200 SH OTHER 2,200
VALE S A ADR 91912E105 213 9,137 SH OTHER 9,137
VALE S A ADR 91912E105 105 4,500 SH Put OTHER 4,500
VALERO ENERGY CORP NEW COM 91913Y100 134 5,200 SH OTHER 5,200
VANTAGE DRILLING COMPANY ORD SHS G93205113 609 380,500 SH OTHER 380,500
VEECO INSTRS INC DEL COM 922417100 651 22,771 SH OTHER 22,771
VERIFONE SYS INC COM 92342Y109 182 3,500 SH OTHER 3,500
VERIZON COMMUNICATIONS INC COM 92343V104 229 6,000 SH OTHER 6,000
VERTEX PHARMACEUTICALS INC COM 92532F100 429 10,465 SH OTHER 10,465
VIAD CORP COM NEW 92552R406 414 21,303 SH OTHER 21,303
VIRNETX HLDG CORP COM 92823T108 4,447 185,843 SH OTHER 185,843
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Value /
Notional Shares / SH/ Put/ Investment Other
Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
VIRNETX HLDG CORP COM 92823T108 759 31,700 SH Call OTHER 31,700
VIROPHARMA INC COM 928241108 312 10,385 SH OTHER 10,385
VISA INC COM CL A 92826C839 148 1,250 SH OTHER 1,250
VISTEON CORP COM NEW 92839U206 180 3,400 SH OTHER 3,400
VIVUS INC COM 928551100 18 800 SH Call OTHER 800
VMWARE INC CL A COM 928563402 225 2,000 SH Call OTHER 2,000
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 374 13,500 SH OTHER 13,500
VORNADO RLTY TR SH BEN INT 929042109 354 4,200 SH OTHER 4,200
WABASH NATL CORP COM 929566107 828 80,000 SH OTHER 80,000
WALTER ENERGY INC COM 93317Q105 1,297 21,911 SH OTHER 21,911
WALTER ENERGY INC COM 93317Q105 711 12,000 SH Put OTHER 12,000
WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 101 3,400 SH OTHER 3,400
WASTE CONNECTIONS INC COM 941053100 195 6,000 SH OTHER 6,000
WASTE MGMT INC DEL COM 94106L109 259 7,400 SH OTHER 7,400
WATERS CORP COM 941848103 377 4,070 SH OTHER 4,070
WAUSAU PAPER CORP COM 943315101 235 25,000 SH OTHER 25,000
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 389 25,800 SH OTHER 25,800
WEBMD HEALTH CORP COM 94770V102 256 9,993 SH OTHER 9,993
WELLPOINT INC COM 94973V107 753 10,200 SH OTHER 10,200
WELLS FARGO & CO NEW COM 949746101 116 3,400 SH OTHER 3,400
WERNER ENTERPRISES INC COM 950755108 81 3,275 SH OTHER 3,275
WESTAR ENERGY INC COM 95709T100 81 2,900 SH OTHER 2,900
WESTERN DIGITAL CORP COM 958102105 218 5,264 SH OTHER 5,264
WESTERN DIGITAL CORP COM 958102105 182 4,400 SH Call OTHER 4,400
WESTERN UN CO COM 959802109 84 4,750 SH OTHER 4,750
WESTPORT INNOVATIONS INC COM NEW 960908309 588 14,380 SH OTHER 14,380
WEYERHAEUSER CO COM 962166104 31 1,400 SH OTHER 1,400
WHIRLPOOL CORP COM 963320106 15 200 SH OTHER 200
WHITING PETE CORP NEW COM 966387102 216 3,982 SH OTHER 3,982
WHOLE FOODS MKT INC COM 966837106 166 2,000 SH OTHER 2,000
WHOLE FOODS MKT INC COM 966837106 125 1,500 SH Put OTHER 1,500
WILLIAMS SONOMA INC COM 969904101 164 4,388 SH OTHER 4,388
WINDSTREAM CORP COM 97381W104 81 6,900 SH OTHER 6,900
WORTHINGTON INDS INC COM 981811102 490 25,550 SH OTHER 25,550
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 308 21,420 SH OTHER 21,420
XEROX CORP COM 984121103 5 680 SH OTHER 680
XEROX CORP COM 984121103 565 70,000 SH Call OTHER 70,000
XYLEM INC COM 98419M100 100 3,600 SH OTHER 3,600
YUM BRANDS INC COM 988498101 36 500 SH OTHER 500
ZOLL MED CORP COM 989922109 954 10,300 SH OTHER 10,300