0001172661-12-000561.txt : 20120515 0001172661-12-000561.hdr.sgml : 20120515 20120515062902 ACCESSION NUMBER: 0001172661-12-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1607 Capital Partners, LLC CENTRAL INDEX KEY: 0001436866 IRS NUMBER: 260529973 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13406 FILM NUMBER: 12840933 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 1-804-525-1750 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 13F-HR 1 1607CapitalPartners1Q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1607 Capital Partners, LLC Address: 4991 Lake Brook Dr. Suite 125 Glen Allen, VA 23060 13F File Number: 028-13406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas K. Tattersall Title: Managing Director of Operations and Marketing Phone: 1-804-525-1750 Signature, Place, and Date of Signing: /s/ Thomas K. Tattersall Glen Allen, VA/USA May 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 95 Form 13F Information Table Value Total: $670,712 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN INDONESIA FD INC COM 00305P106 6643 521409 SH SOLE 521409 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 4534 324113 SH SOLE 324113 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 6159 173445 SH SOLE 173445 0 0 ADAMS EXPRESS CO COM 006212104 7925 721735 SH SOLE 721735 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 9419 1150055 SH SOLE 1150055 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 9393 1445097 SH SOLE 1445097 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3659 141948 SH SOLE 141948 0 0 ASIA PAC FD INC COM 044901106 792 74900 SH SOLE 74900 0 0 ASIA TIGERS FD INC COM 04516T105 204 15066 SH SOLE 15066 0 0 BANCROFT FUND LTD COM 059695106 572 34258 SH SOLE 34258 0 0 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 4365 388676 SH SOLE 388676 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 1346 179413 SH SOLE 179413 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 2533 241734 SH SOLE 241734 0 0 BLACKROCK INCOME TR INC COM 09247F100 4792 645790 SH SOLE 645790 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 844 55800 SH SOLE 55800 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 557 55663 SH SOLE 55663 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 985 122500 SH SOLE 122500 0 0 CENTRAL EUROPE & RUSSIA FD I COM 153436100 8665 247437 SH SOLE 247437 0 0 CENTRAL SECS CORP COM 155123102 1255 56725 SH SOLE 56725 0 0 CHINA FD INC COM 169373107 8554 367132 SH SOLE 367132 0 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 1077 77251 SH SOLE 77251 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 16772 1281271 SH SOLE 1281271 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 15338 1302028 SH SOLE 1302028 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 2850 269109 SH SOLE 269109 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 15090 1693600 SH SOLE 1693600 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 445 46700 SH SOLE 46700 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 5426 491500 SH SOLE 491500 0 0 ELLSWORTH FUND LTD COM 289074106 1355 184412 SH SOLE 184412 0 0 EUROPEAN EQUITY FUND COM 298768102 10288 1517365 SH SOLE 1517365 0 0 GABELLI DIVD & INCOME TR COM 36242H104 7461 455500 SH SOLE 455500 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 464 64069 SH SOLE 64069 0 0 GDL FUND COM SH BEN IT 361570104 1271 103600 SH SOLE 103600 0 0 GENERAL AMERN INVS INC COM 368802104 6291 216936 SH SOLE 216936 0 0 GLOBAL INCOME&CURRENCY FD IN COM 378968101 311 22660 SH SOLE 22660 0 0 GREATER CHINA FD INC COM 39167B102 1635 142206 SH SOLE 142206 0 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 752 43700 SH SOLE 43700 0 0 INDIA FD INC COM 454089103 3568 159993 SH SOLE 159993 0 0 ISHARES INC MSCI AUSTRALIA 464286103 19119 813224 SH SOLE 813224 0 0 ISHARES INC MSCI CDA INDEX 464286509 3296 116300 SH SOLE 116300 0 0 ISHARES INC MSCI UTD KINGD 464286699 5804 335496 SH SOLE 335496 0 0 ISHARES INC MSCI FRANCE 464286707 13524 612800 SH SOLE 612800 0 0 ISHARES INC MSCI JAPAN 464286848 56677 5570230 SH SOLE 5570230 0 0 ISHARES TR BARCLY USAGG B 464287226 32419 295125 SH SOLE 295125 0 0 ISHARES TR MSCI EAFE INDEX 464287465 1065 19400 SH SOLE 19400 0 0 ISHARES TR BARCLYS MBS BD 464288588 14530 134600 SH SOLE 134600 0 0 J F CHINA REGION FD INC COM 46614T107 1606 126186 SH SOLE 126186 0 0 JAPAN EQUITY FD INC COM 471057109 11925 2103126 SH SOLE 2103126 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 11787 1505338 SH SOLE 1505338 0 0 KOREA EQUITY FD INC COM 50063B104 3030 311129 SH SOLE 311129 0 0 KOREA FD COM NEW 500634209 15270 376575 SH SOLE 376575 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 17154 1146638 SH SOLE 1146638 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 550 45078 SH SOLE 45078 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 8376 1699000 SH SOLE 1699000 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 2192 503810 SH SOLE 503810 0 0 LMP CAP & INCOME FD INC COM 50208A102 2161 161404 SH SOLE 161404 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 8637 468130 SH SOLE 468130 0 0 MADISON STRTG SECTOR PREM FD COM 558268108 431 36500 SH SOLE 36500 0 0 MALAYSIA FD INC COM 560905101 2941 286676 SH SOLE 286676 0 0 MEXICO EQUITY & INCOME FD COM 592834105 3397 298017 SH SOLE 298017 0 0 MEXICO FD INC COM 592835102 401 15849 SH SOLE 15849 0 0 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 3733 445942 SH SOLE 445942 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 6878 435322 SH SOLE 435322 0 0 MORGAN STANLEY INCOME SEC INC 61745P874 841 47267 SH SOLE 47267 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 46670 3140636 SH SOLE 3140636 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 3298 168370 SH SOLE 168370 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 2455 148068 SH SOLE 148068 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 366 33743 SH SOLE 33743 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 7637 522024 SH SOLE 522024 0 0 MORGAN STANLEY FRNT EMERG FD COM 61757P101 1886 165615 SH SOLE 165615 0 0 NEW GERMANY FD INC COM 644465106 33644 2231035 SH SOLE 2231035 0 0 NEW IRELAND FUND INC COM 645673104 2184 268989 SH SOLE 268989 0 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 819 61420 SH SOLE 61420 0 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 849 70900 SH SOLE 70900 0 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 2806 195788 SH SOLE 195788 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 2766 209200 SH SOLE 209200 0 0 PETROLEUM & RES CORP COM 716549100 4334 166775 SH SOLE 166775 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1156 122900 SH SOLE 122900 0 0 ROYCE VALUE TR INC COM 780910105 2515 181100 SH SOLE 181100 0 0 SINGAPORE FD INC COM 82929L109 4345 335280 SH SOLE 335280 0 0 SOURCE CAP INC COM 836144105 2706 51100 SH SOLE 51100 0 0 SWISS HELVETIA FD INC COM 870875101 47441 4231982 SH SOLE 4231982 0 0 TAIWAN FD INC COM 874036106 10051 597211 SH SOLE 597211 0 0 TEMPLETON DRAGON FD INC COM 88018T101 13593 479474 SH SOLE 479474 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 1789 91474 SH SOLE 91474 0 0 THAI CAP FD INC COM NEW 882905201 429 37085 SH SOLE 37085 0 0 THAI FD INC COM 882904105 11827 741946 SH SOLE 741946 0 0 TRI CONTL CORP COM 895436103 8698 546350 SH SOLE 546350 0 0 TURKISH INVT FD INC COM 900145103 751 54982 SH SOLE 54982 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 9136 109700 SH SOLE 109700 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 7184 211100 SH SOLE 211100 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 9150 715420 SH SOLE 715420 0 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 3618 283988 SH SOLE 283988 0 0 WESTERN ASSET WORLDWIDE INCO COM 957668106 2283 157587 SH SOLE 157587 0 0 ZWEIG FD COM 989834106 1401 436411 SH SOLE 436411 0 0 ZWEIG TOTAL RETURN FD INC COM 989837109 1591 497090 SH SOLE 497090 0 0