0001318757-12-000002.txt : 20120514 0001318757-12-000002.hdr.sgml : 20120514 20120514143535 ACCESSION NUMBER: 0001318757-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 12838098 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp1q12.txt MWLLP 13F 1Q12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Mar 31, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: May 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 525789(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ALCATEL-LUCE-ADR ADRS STOCK 013904305 1407 619775 SH SOLE 0 619775 0 0 D ALCOA INC COMMON STOCK 013817101 3007 300090 SH SOLE 0 300090 0 0 D AMBEV-PRF ADR ADRS STOCK 20441W203 4415 106848 SH SOLE 0 106848 0 0 D APPLE INC COMMON STOCK 037833100 9208 15359 SH SOLE 0 15359 0 0 D ARM HOLDINGS-ADR ADRS STOCK 042068106 1520 53714 SH SOLE 0 53714 0 0 D ASIAINFO-LINKAGE COMMON STOCK 04518A104 14 1111 SH SOLE 0 1111 0 0 D BAIDU INC-SP ADR ADRS STOCK 056752108 1807 12396 SH SOLE 0 12396 0 0 D BANK NY MELLON COMMON STOCK 064058100 8117 336369 SH SOLE 0 336369 0 0 D BEAM INC COMMON STOCK 073730103 12787 218328 SH SOLE 0 218328 0 0 D BHP BILLITON ADR ADRS STOCK 05545E209 2524 41115 SH SOLE 0 41115 0 0 D BMC SOFTWARE INC COMMON STOCK 055921100 1991 49582 SH SOLE 0 49582 0 0 D BROWN-FORMAN -B COMMON STOCK 115637209 3292 39480 SH SOLE 0 39480 0 0 D CERVEZAS-ADR ADRS STOCK 204429104 2090 26563 SH SOLE 0 26563 0 0 D CIENA CORP COMMON STOCK 171779309 2007 123954 SH SOLE 0 123954 0 0 D CISCO SYSTEMS COMMON STOCK 17275R102 1748 82635 SH SOLE 1 82635 0 0 D CITIGROUP INC COMMON STOCK 172967424 20441 559260 SH SOLE 2 559260 0 0 D CITRIX SYSTEMS COMMON STOCK 177376100 1300 16474 SH SOLE 3 16474 0 0 D CSX CORP COMMON STOCK 126408103 11772 547038 SH SOLE 4 547038 0 0 D CTC MEDIA INC COMMON STOCK 12642X106 1275 109595 SH SOLE 5 109595 0 0 D DIRECTV-A COMMON STOCK 25490A101 1223 24791 SH SOLE 6 24791 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 4318 107384 SH SOLE 8 107384 0 0 D EBAY INC COMMON STOCK 278642103 33 884 SH SOLE 9 884 0 0 D FEDEX CORP COMMON STOCK 31428X106 12949 140815 SH SOLE 10 140815 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 10768 325124 SH SOLE 11 325124 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 4581 39662 SH SOLE 12 39662 0 0 D FMC CORP COMMON STOCK 302491303 3820 36087 SH SOLE 13 36087 0 0 D FORTINET INC COMMON STOCK 34959E109 1714 61977 SH SOLE 14 61977 0 0 D FREEPORT-MCMORAN COMMON STOCK 35671D857 3175 83475 SH SOLE 15 83475 0 0 D GOODRICH CORP COMMON STOCK 382388106 106 847 SH SOLE 16 847 0 0 D GOOGLE INC-CL A COMMON STOCK 38259P508 49594 77341 SH SOLE 17 77341 0 0 D HEWLETT-PACKARD COMMON STOCK 428236103 2462 103295 SH SOLE 18 103295 0 0 D JUNIPER NETWORKS COMMON STOCK 48203R104 6450 281912 SH SOLE 19 281912 0 0 D KANSAS CITY SOUT COMMON STOCK 485170302 5261 73384 SH SOLE 20 73384 0 0 D KRAFT FOODS INC COMMON STOCK 50075N104 12174 320294 SH SOLE 21 320294 0 0 D LINKEDIN CORP-A COMMON STOCK 53578A108 843 8264 SH SOLE 22 8264 0 0 D LYONDELLBASELL-A COMMON STOCK NL0009434992 5303 121490 SH SOLE 23 121490 0 0 D MASTERCARD INC-A COMMON STOCK 57636Q104 7010 16669 SH SOLE 24 16669 0 0 D MCDONALDS CORP COMMON STOCK 580135101 12161 123970 SH SOLE 25 123970 0 0 D MEAD JOHNSON COMMON STOCK 582839106 15496 187876 SH SOLE 26 187876 0 0 D MEDCO HEALTH SOL COMMON STOCK 58405U102 119 1696 SH SOLE 27 1696 0 0 D METLIFE INC COMMON STOCK 59156R108 3634 97301 SH SOLE 28 97301 0 0 D MICRON TECH COMMON STOCK 595112103 1672 206591 SH SOLE 29 206591 0 0 D MICROSOFT CORP COMMON STOCK 594918104 1739 53922 SH SOLE 30 53922 0 0 D MORGAN STANLEY COMMON STOCK 617446448 21755 1107678 SH SOLE 32 1107678 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 18021 325929 SH SOLE 33 325929 0 0 D MOTOROLA MOBILIT COMMON STOCK 620097105 661 16854 SH SOLE 34 16854 0 0 D NEWS CORP-A COMMON STOCK 65248E104 12848 651858 SH SOLE 35 651858 0 0 D NIKE INC -CL B COMMON STOCK 654106103 5399 49790 SH SOLE 36 49790 0 0 D NOVARTIS AG-ADR ADRS STOCK 66987V109 16021 289137 SH SOLE 37 289137 0 0 D OCZ TECHNOLOGY COMMON STOCK 67086E303 2980 426978 SH SOLE 38 426978 0 0 D ON SEMICONDUCTOR COMMON STOCK 682189105 1489 165273 SH SOLE 39 165273 0 0 D OPENTABLE INC COMMON STOCK 68372A104 1171 28924 SH SOLE 40 28924 0 0 D ORACLE CORP COMMON STOCK 68389X105 3614 123954 SH SOLE 41 123954 0 0 D POLYCOM INC COMMON STOCK 73172K104 1497 78505 SH SOLE 42 78505 0 0 D POTASH CORP SAS COMMON STOCK 73755L107 13876 303697 SH SOLE 43 303697 0 0 D PRAXAIR INC COMMON STOCK 74005P104 8649 75447 SH SOLE 44 75447 0 0 D QUALCOMM INC COMMON STOCK 747525103 28895 424555 SH SOLE 45 424555 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 7806 97939 SH SOLE 46 97939 0 0 D SENSIENT TECHNOL COMMON STOCK 81725T100 4144 109060 SH SOLE 47 109060 0 0 D SONUS NETWORKS COMMON STOCK 835916107 1198 413183 SH SOLE 48 413183 0 0 D SPRINT NEXTEL CO COMMON STOCK 852061100 1413 495820 SH SOLE 49 495820 0 0 D STILLWATER MININ COMMON STOCK 86074Q102 1608 127228 SH SOLE 50 127228 0 0 D TAKE-TWO INTERAC COMMON STOCK 874054109 954 61977 SH SOLE 51 61977 0 0 D TUDOU HOLDINGS L ADRS STOCK 89903T107 14 479 SH SOLE 52 479 0 0 D UNION PAC CORP COMMON STOCK 907818108 9834 91498 SH SOLE 53 91498 0 0 D VERISK ANALYTI-A COMMON STOCK 92345Y106 6418 136631 SH SOLE 54 136631 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 30004 1201135 SH SOLE 55 1201135 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 30562 258998 SH SOLE 56 258998 0 0 D VMWARE INC-CL A COMMON STOCK 928563402 4579 40749 SH SOLE 57 40749 0 0 D WALT DISNEY CO COMMON STOCK 254687106 11203 255898 SH SOLE 58 255898 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 20669 290379 SH SOLE 59 290379 0 0 D ZILLOW INC COMMON STOCK 98954A107 1176 33055 SH SOLE 60 33055 0 0 S REPORT SUMMARY 72 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED