0001519964-12-000002.txt : 20120514 0001519964-12-000002.hdr.sgml : 20120514 20120514143248 ACCESSION NUMBER: 0001519964-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 12838079 BUSINESS ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 mwhk1q12.txt MWAL 13F 1Q12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace Asia Ltd. Address: 2812-2815, 28th Fl., 1 Harbour View Rd., One International Finance Centre, Central, Hong Kong 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of Operations - Americas Phone: 203.625.3200 Signature, Place and Date of Signing: May 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: 164073(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- ------ -------- - D CAPITAL ONE FINA COMMON STOCK 14040H105 3712 66600 SH SOLE 0 66600 0 0 D CITIGROUP INC COMMON STOCK 172967424 55121 1508087 SH SOLE 0 1508087 0 0 D E*TRADE FINANCIA COMMON STOCK 269246401 8572 782852 SH SOLE 0 782852 0 0 D GOLDMAN SACHS GP COMMON STOCK 38141G104 11921 95848 SH SOLE 0 95848 0 0 D HARTFORD FINL SV COMMON STOCK 416515104 23684 1123547 SH SOLE 0 1123547 0 0 D HUNTINGTON BANC COMMON STOCK 446150104 15395 2388689 SH SOLE 0 2388689 0 0 D ICICI BANK-ADR ADRS STOCK 45104G104 7640 219112 SH SOLE 0 219112 0 0 D IPATH-S&P S/T FU ETN STOCK 06740C261 1484 88414 SH SOLE 0 88414 0 0 D ISHARES FT/XI CH ETF STOCK 464287184 5175 141134 SH SOLE 0 141134 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 12433 270394 SH SOLE 0 270394 0 0 D KEYCORP COMMON STOCK 493267108 18733 2203908 SH SOLE 0 2203908 0 0 D MELCO CROWN-ADR ADRS STOCK 585464100 607 44492 SH SOLE 0 44492 0 0 D MORGAN STANLEY COMMON STOCK 617446448 47114 2398882 SH SOLE 0 2398882 0 0 D SOHU.COM INC COMMON STOCK 83408W103 3 59 SH SOLE 0 59 0 0 D US BANCORP COMMON STOCK 902973304 6902 217853 SH SOLE 0 217853 0 0 S REPORT SUMMARY 15 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED