0000919458-12-000002.txt : 20120514 0000919458-12-000002.hdr.sgml : 20120514 20120514122707 ACCESSION NUMBER: 0000919458-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 12837438 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS 13F-HR 03312012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota May 8, 2012 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: 28-06758 Arbor Capital Management LLC 28-10174 Leuthold Weeden Capital Management LLC 28-14784 Alerus Investment Advisors Corp I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers0 Form 13F Information Table Entry 18 Form 13F Information Table Value $166,988 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 4891 115579 SH SOLE 115,579 ISHARES TRUST DJ SEL DIV INX 464287168 12418 221912 SH SOLE 221,912 ISHARES TRUST BARCLYS TIPS BD 464287176 4985 42372 SH SOLE 42,372 ISHARES TRUST S & P 500 INDEX 464287200 25212 178542 SH SOLE 178,542 ISHARES TRUST BARCLY USAGG B 464287226 10068 91662 SH SOLE 91,662 ISHARES TRUST MSCI EMERG MKT 464287234 5807 135228 SH SOLE 135,228 ISHARES TRUST IBOXX INV CPBD 464287242 11047 95540 SH SOLE 95,540 ISHARES TRUST MSCI EAFE INDEX 464287465 12187 222029 SH SOLE 222,029 ISHARES TRUST S & P MIDCAP 400 464287507 5598 56423 SH SOLE 56,423 ISHARES TRUST RUSSELL 2000 464287655 12024 145205 SH SOLE 145,205 ISHARES TRUST DEV SM CP EX-N 464288497 2020 56849 SH SOLE 56,849 ISHARES TRUST HIGH YLD CORP 464288513 4481 49395 SH SOLE 49,395 SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2035 70743 SH SOLE 70,743 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 12179 357884 SH SOLE 357,884 VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 19271 299376 SH SOLE 299,376 VANGUARD INDEX FUNDS REIT ETF 922908553 5043 79228 SH SOLE 79,228 VANGUARD INDEX FUNDS MCAP ETF 922908629 5638 69115 SH SOLE 69,115 VANGUARD INDEX FUNDS SMALL CP ETF 922908751 12084 153501 SH SOLE 153,501