0000919458-12-000002.txt : 20120514
0000919458-12-000002.hdr.sgml : 20120514
20120514122707
ACCESSION NUMBER: 0000919458-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL NA
CENTRAL INDEX KEY: 0000919458
IRS NUMBER: 450140105
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03439
FILM NUMBER: 12837438
BUSINESS ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA
DATE OF NAME CHANGE: 19980309
13F-HR
1
sec13f.txt
ALERUS 13F-HR 03312012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Alerus Financial, N.A.
Address: PO Box 6001
401 Demers Ave
Grand Forks, ND 58206-6001
13F File Number: 28-03439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Carpenter
Title: Director Trust & Investments
Phone: 701-795-3211
Signature, Place, and Date of Signing:
Douglas C. Carpenter Grand Forks, North Dakota May 8, 2012
Report Type (Check only one.):
[ ] 13F Holdings Report.
[ ] 13F Notice.
[X ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
28-06758 Arbor Capital Management LLC
28-10174 Leuthold Weeden Capital Management LLC
28-14784 Alerus Investment Advisors Corp
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers0
Form 13F Information Table Entry 18
Form 13F Information Table Value $166,988
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 4891 115579 SH SOLE 115,579
ISHARES TRUST DJ SEL DIV INX 464287168 12418 221912 SH SOLE 221,912
ISHARES TRUST BARCLYS TIPS BD 464287176 4985 42372 SH SOLE 42,372
ISHARES TRUST S & P 500 INDEX 464287200 25212 178542 SH SOLE 178,542
ISHARES TRUST BARCLY USAGG B 464287226 10068 91662 SH SOLE 91,662
ISHARES TRUST MSCI EMERG MKT 464287234 5807 135228 SH SOLE 135,228
ISHARES TRUST IBOXX INV CPBD 464287242 11047 95540 SH SOLE 95,540
ISHARES TRUST MSCI EAFE INDEX 464287465 12187 222029 SH SOLE 222,029
ISHARES TRUST S & P MIDCAP 400 464287507 5598 56423 SH SOLE 56,423
ISHARES TRUST RUSSELL 2000 464287655 12024 145205 SH SOLE 145,205
ISHARES TRUST DEV SM CP EX-N 464288497 2020 56849 SH SOLE 56,849
ISHARES TRUST HIGH YLD CORP 464288513 4481 49395 SH SOLE 49,395
SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2035 70743 SH SOLE 70,743
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 12179 357884 SH SOLE 357,884
VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 19271 299376 SH SOLE 299,376
VANGUARD INDEX FUNDS REIT ETF 922908553 5043 79228 SH SOLE 79,228
VANGUARD INDEX FUNDS MCAP ETF 922908629 5638 69115 SH SOLE 69,115
VANGUARD INDEX FUNDS SMALL CP ETF 922908751 12084 153501 SH SOLE 153,501