0001528214-12-000004.txt : 20120511
0001528214-12-000004.hdr.sgml : 20120511
20120511133106
ACCESSION NUMBER: 0001528214-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Richard Bernstein Advisors LLC
CENTRAL INDEX KEY: 0001528214
IRS NUMBER: 270193433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14643
FILM NUMBER: 12833366
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE LLC 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-692-4000
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE LLC 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
13FSubmission-2012Q1.txt
FORM 13F SUBMISSION PERIOD ENDING 3-31-12
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RICHARD BERNSTEIN ADVISORS LLC
Address: 520 Madison Avenue, 28th Floor
New York, NY 10022
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael H. Meyer
Title: Chief Compliance Officer
Phone: 212-692-4030
Signature, Place, and Date of Signing:
/s/Michael H. Meyer New York, NY 05-11-12
--------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-______________ _______________________________
[Repeat as necessary.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 199
Form 13F Information Table Value Total: $290,065
-----------
(thousands)
List of Other Included Managers: NONE
Profice a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 18510 410420 SH Sole 410420
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 17689 298093 SH Sole 298093
APPLE INC COM 037833100 5902 9845 SH Sole 9845
PROCTER & GAMBLE CO COM 742718109 3592 53445 SH Sole 53445
GOOGLE INC CL A 38259P508 2937 4580 SH Sole 4580
JOHNSON & JOHNSON COM 478160104 2834 42959 SH Sole 42959
COCA COLA CO COM 191216100 2670 36073 SH Sole 36073
MEAD JOHNSON NUTRITION CO COM 582839106 2658 32221 SH Sole 32221
PFIZER INC COM 717081103 2549 112478 SH Sole 112478
EXELON CORP COM 30161N101 2541 64797 SH Sole 64797
PHILIP MORRIS INTL INC COM 718172109 2531 28560 SH Sole 28560
AT&T INC COM 00206R102 2528 80935 SH Sole 80935
UNITEDHEALTH GROUP INC COM 91324P102 2524 42830 SH Sole 42830
LORILLARD INC COM 544147101 2491 19239 SH Sole 19239
ZIMMER HLDGS INC COM 98956P102 2337 36362 SH Sole 36362
WELLPOINT INC COM 94973V107 2334 31625 SH Sole 31625
MICROSOFT CORP COM 594918104 2329 72230 SH Sole 72230
AMERICAN ELEC PWR INC COM 025537101 2294 59452 SH Sole 59452
EDISON INTL COM 281020107 2168 50990 SH Sole 50990
INTERNATIONAL BUSINESS MACH COM 459200101 2074 9938 SH Sole 9938
AGILENT TECHNOLOGIES INC COM 00846U101 2027 45539 SH Sole 45539
AMGEN INC COM 031162100 1975 29049 SH Sole 29049
XCEL ENERGY INC COM 98389B100 1968 74354 SH Sole 74354
PEPSICO INC COM 713448108 1963 29578 SH Sole 29578
CVS CAREMARK CORPORATION COM 126650100 1950 43516 SH Sole 43516
DOMINION RES INC VA NEW COM 25746U109 1920 37492 SH Sole 37492
NEXTERA ENERGY INC COM 65339F101 1903 31155 SH Sole 31155
SEMPRA ENERGY COM 816851109 1855 30933 SH Sole 30933
CALPINE CORP COM NEW 131347304 1832 106443 SH Sole 106443
MCKESSON CORP COM 58155Q103 1814 20665 SH Sole 20665
LILLY ELI & CO COM 532457108 1788 44400 SH Sole 44400
WHOLE FOODS MKT INC COM 966837106 1787 21479 SH Sole 21479
ISIS PHARMACEUTICALS INC COM 464330109 1782 203197 SH Sole 203197
WAL MART STORES INC COM 931142103 1770 28919 SH Sole 28919
ALLERGAN INC COM 018490102 1769 18542 SH Sole 18542
STRYKER CORP COM 863667101 1768 31862 SH Sole 31862
CIGNA CORPORATION COM 125509109 1745 35430 SH Sole 35430
KIMBERLY CLARK CORP COM 494368103 1726 23365 SH Sole 23365
SOUTHERN CO COM 842587107 1725 38391 SH Sole 38391
FIRSTENERGY CORP COM 337932107 1724 37808 SH Sole 37808
CONSOLIDATED EDISON INC COM 209115104 1704 29164 SH Sole 29164
PG&E CORP COM 69331C108 1698 39123 SH Sole 39123
GILEAD SCIENCES INC COM 375558103 1689 34584 SH Sole 34584
EXXON MOBIL CORP COM 30231G102 1687 19450 SH Sole 19450
MERCK & CO INC NEW COM 58933Y105 1674 43591 SH Sole 43591
ABBOTT LABS COM 002824100 1672 27287 SH Sole 27287
ST JUDE MED INC COM 790849103 1670 37691 SH Sole 37691
CROWN CASTLE INTL CORP COM 228227104 1649 30921 SH Sole 30921
MEDTRONIC INC COM 585055106 1643 41923 SH Sole 41923
AMERISOURCEBERGEN CORP COM 03073E105 1641 41354 SH Sole 41354
MEDCO HEALTH SOLUTIONS INC COM 58405U102 1630 23180 SH Sole 23180
KELLOGG CO COM 487836108 1607 29957 SH Sole 29957
DUKE ENERGY CORP NEW COM 26441C105 1602 76265 SH Sole 76265
GENERAL MLS INC COM 370334104 1594 40396 SH Sole 40396
ISHARES TR S&P NTL AMTFREE 464288414 1593 14559 SH Sole 14559
VIMPELCOM LTD SPONSORED ADR 92719A106 1593 142739 SH Sole 142739
COSTCO WHSL CORP NEW COM 22160K105 1588 17488 SH Sole 17488
CENTURYLINK INC COM 156700106 1583 40969 SH Sole 40969
EXPRESS SCRIPTS INC COM 302182100 1579 29146 SH Sole 29146
NRG ENERGY INC COM NEW 629377508 1565 99899 SH Sole 99899
BECTON DICKINSON & CO COM 075887109 1548 19934 SH Sole 19934
MONSANTO CO NEW COM 61166W101 1545 19376 SH Sole 19376
PUBLIC SVC ENTERPRISE GROUP COM 744573106 1539 50274 SH Sole 50274
UNITED TECHNOLOGIES CORP COM 913017109 1523 18358 SH Sole 18358
FNB CORP PA COM 302520101 1481 122574 SH Sole 122574
ALTRIA GROUP INC COM 02209S103 1454 47109 SH Sole 47109
COMCAST CORP NEW CL A 20030N101 1443 48099 SH Sole 48099
CARDINAL HEALTH INC COM 14149Y108 1434 33259 SH Sole 33259
ARCHER DANIELS MIDLAND CO COM 039483102 1426 45027 SH Sole 45027
CBS CORP NEW CL B 124857202 1412 41627 SH Sole 41627
PROGRESS ENERGY INC COM 743263105 1409 26538 SH Sole 26538
NEWS CORP CL A 65248E104 1408 71509 SH Sole 71509
BIOGEN IDEC INC COM 09062X103 1406 11161 SH Sole 11161
DISNEY WALT CO COM DISNEY 254687106 1405 32082 SH Sole 32082
LAUDER ESTEE COS INC CL A 518439104 1386 22384 SH Sole 22384
FORD MTR CO DEL COM PAR $0.01 345370860 1375 110083 SH Sole 110083
QUALCOMM INC COM 747525103 1371 20151 SH Sole 20151
GENERAL ELECTRIC CO COM 369604103 1370 68253 SH Sole 68253
KROGER CO COM 501044101 1360 56110 SH Sole 56110
ISHARES TR HIGH YLD CORP 464288513 1355 14920 SH Sole 14920
PPL CORP COM 69351T106 1354 47912 SH Sole 47912
SUSQUEHANNA BANCSHARES INC P COM 869099101 1353 136934 SH Sole 136934
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1348 34250 SH Sole 34250
VERIZON COMMUNICATIONS INC COM 92343V104 1345 35180 SH Sole 35180
GLACIER BANCORP INC NEW COM 37637Q105 1345 90057 SH Sole 90057
HEINZ H J CO COM 423074103 1340 25024 SH Sole 25024
NORTHWEST BANCSHARES INC MD COM 667340103 1340 105496 SH Sole 105496
ENTERGY CORP NEW COM 29364G103 1326 19728 SH Sole 19728
HUMANA INC COM 444859102 1317 14244 SH Sole 14244
FIRST MIDWEST BANCORP DEL COM 320867104 1311 109439 SH Sole 109439
CATERPILLAR INC DEL COM 149123101 1305 12251 SH Sole 12251
SYSCO CORP COM 871829107 1304 43672 SH Sole 43672
AMAZON COM INC COM 023135106 1292 6379 SH Sole 6379
DOW CHEM CO COM 260543103 1291 37282 SH Sole 37282
ISHARES TR IBOXX INV CPBD 464287242 1290 11147 SH Sole 11147
MCDONALDS CORP COM 580135101 1290 13149 SH Sole 13149
3M CO COM 88579Y101 1282 14368 SH Sole 14368
REYNOLDS AMERICAN INC COM 761713106 1278 30835 SH Sole 30835
OLD NATL BANCORP IND COM 680033107 1275 97048 SH Sole 97048
CELGENE CORP COM 151020104 1247 16092 SH Sole 16092
WINTRUST FINANCIAL CORP COM 97650W108 1243 34736 SH Sole 34736
HCA HOLDINGS INC COM 40412C101 1238 50056 SH Sole 50056
PRECISION CASTPARTS CORP COM 740189105 1231 7118 SH Sole 7118
COVIDIEN PLC SHS G2554F113 1227 22431 SH Sole 22431
BROOKLINE BANCORP INC DEL COM 11373M107 1226 130836 SH Sole 130836
NIKE INC CL B 654106103 1219 11237 SH Sole 11237
ORITANI FINL CORP DEL COM 68633D103 1217 82898 SH Sole 82898
CA INC COM 12673P105 1215 44086 SH Sole 44086
E M C CORP MASS COM 268648102 1214 40641 SH Sole 40641
AMERICAN TOWER CORP NEW COM 03027X100 1196 18977 SH Sole 18977
CORNING INC COM 219350105 1194 84820 SH Sole 84820
UMPQUA HLDGS CORP COM 904214103 1192 87876 SH Sole 87876
TIME WARNER CABLE INC COM 88732J207 1185 14543 SH Sole 14543
BRISTOL MYERS SQUIBB CO COM 110122108 1184 35079 SH Sole 35079
MCGRAW HILL COS INC COM 580645109 1170 24147 SH Sole 24147
NATIONAL PENN BANCSHARES INC COM 637138108 1155 130522 SH Sole 130522
TIME WARNER INC COM NEW 887317303 1134 30033 SH Sole 30033
TARGET CORP COM 87612E106 1132 19429 SH Sole 19429
EBAY INC COM 278642103 1132 30675 SH Sole 30675
THERMO FISHER SCIENTIFIC IN COM 883556102 1129 20031 SH Sole 20031
AETNA INC NEW COM 00817Y108 1122 22375 SH Sole 22375
KRAFT FOODS INC CL A 50075N104 1111 29230 SH Sole 29230
MASTERCARD INC CL A 57636Q104 1109 2636 SH Sole 2636
COLGATE PALMOLIVE CO COM 194162103 1096 11204 SH Sole 11204
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1053 16322 SH Sole 16322
UNITED BANKSHARES INC WEST V COM 909907107 1038 35970 SH Sole 35970
TRIPLE-S MGMT CORP CL B 896749108 1038 44953 SH Sole 44953
STANLEY BLACK & DECKER INC COM 854502101 1036 13457 SH Sole 13457
ADOBE SYS INC COM 00724F101 1006 29324 SH Sole 29324
ORACLE CORP COM 68389X105 982 33685 SH Sole 33685
VIACOM INC NEW CL B 92553P201 974 20523 SH Sole 20523
DIRECTV COM CL A 25490A101 951 19265 SH Sole 19265
PACWEST BANCORP DEL COM 695263103 948 39019 SH Sole 39019
BAXTER INTL INC COM 071813109 945 15814 SH Sole 15814
INTUITIVE SURGICAL INC COM NEW 46120E602 938 1732 SH Sole 1732
EMERSON ELEC CO COM 291011104 934 17895 SH Sole 17895
TEXAS INSTRS INC COM 882508104 928 27605 SH Sole 27605
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 922 15385 SH Sole 15385
TYCO INTERNATIONAL LTD SHS H89128104 917 16329 SH Sole 16329
DEERE & CO COM 244199105 914 11294 SH Sole 11294
CHEVRON CORP NEW COM 166764100 910 8490 SH Sole 8490
TEXAS CAPITAL BANCSHARES INC COM 88224Q107 910 26294 SH Sole 26294
HOME DEPOT INC COM 437076102 906 18017 SH Sole 18017
WESTERN UN CO COM 959802109 904 51391 SH Sole 51391
COLUMBIA BKG SYS INC COM 197236102 900 39521 SH Sole 39521
UMB FINL CORP COM 902788108 880 19673 SH Sole 19673
BANK OF THE OZARKS INC COM 063904106 879 28123 SH Sole 28123
CONOCOPHILLIPS COM 20825C104 864 11372 SH Sole 11372
SCHLUMBERGER LTD COM 806857108 858 12275 SH Sole 12275
S & T BANCORP INC COM 783859101 843 38868 SH Sole 38868
HONEYWELL INTL INC COM 438516106 834 13661 SH Sole 13661
PROVIDENT FINL SVCS INC COM 74386T105 824 56678 SH Sole 56678
CISCO SYS INC COM 17275R102 804 38029 SH Sole 38029
COMMUNITY BK SYS INC COM 203607106 801 27846 SH Sole 27846
FIRST FINL BANKSHARES COM 32020R109 791 22475 SH Sole 22475
FIRST FINL BANCORP OH COM 320209109 766 44261 SH Sole 44261
CITY HLDG CO COM 177835105 759 21849 SH Sole 21849
INTEL CORP COM 458140100 750 26694 SH Sole 26694
NUCOR CORP COM 670346105 723 16822 SH Sole 16822
WALGREEN CO COM 931422109 721 21530 SH Sole 21530
HEWLETT PACKARD CO COM 428236103 717 30104 SH Sole 30104
FREEPORT-MCMORAN COPPER & G COM 35671D857 709 18627 SH Sole 18627
YAHOO INC COM 984332106 709 46608 SH Sole 46608
ACTIVISION BLIZZARD INC COM 00507V109 704 54884 SH Sole 54884
RAYTHEON CO COM NEW 755111507 701 13291 SH Sole 13291
UNION PAC CORP COM 907818108 700 6516 SH Sole 6516
NATIONAL OILWELL VARCO INC COM 637071101 653 8223 SH Sole 8223
LOWES COS INC COM 548661107 650 20710 SH Sole 20710
ANADARKO PETE CORP COM 032511107 643 8203 SH Sole 8203
GREEN MTN COFFEE ROASTERS I COM 393122106 640 13661 SH Sole 13661
EOG RES INC COM 26875P101 636 5728 SH Sole 5728
APACHE CORP COM 037411105 635 6321 SH Sole 6321
MARATHON OIL CORP COM 565849106 606 19110 SH Sole 19110
CONTINENTAL RESOURCES INC COM 212015101 604 7037 SH Sole 7037
BOEING CO COM 097023105 600 8062 SH Sole 8062
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 597 15923 SH Sole 15923
MARATHON PETE CORP COM 56585A102 581 13400 SH Sole 13400
DEVON ENERGY CORP NEW COM 25179M103 565 7946 SH Sole 7946
IPC THE HOSPITALIST CO INC COM 44984A105 562 15213 SH Sole 15213
NOBLE ENERGY INC COM 655044105 560 5728 SH Sole 5728
QEP RES INC COM 74733V100 542 17771 SH Sole 17771
VISA INC COM CL A 92826C839 542 4597 SH Sole 4597
VALERO ENERGY CORP NEW COM 91913Y100 537 20825 SH Sole 20825
PLAINS EXPL& PRODTN CO COM 726505100 469 11001 SH Sole 11001
NABORS INDUSTRIES LTD SHS G6359F103 460 26319 SH Sole 26319
OCCIDENTAL PETE CORP DEL COM 674599105 444 4661 SH Sole 4661
CAMERON INTERNATIONAL CORP COM 13342B105 417 7888 SH Sole 7888
BAKER HUGHES INC COM 057224107 403 9603 SH Sole 9603
HALLIBURTON CO COM 406216101 395 11907 SH Sole 11907
SPECTRA ENERGY CORP COM 847560109 392 12433 SH Sole 12433
WILLIAMS COS INC DEL COM 969457100 375 12178 SH Sole 12178
HELMERICH & PAYNE INC COM 423452101 360 6672 SH Sole 6672
PEABODY ENERGY CORP COM 704549104 309 10672 SH Sole 10672
HESS CORP COM 42809H107 307 5204 SH Sole 5204
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 298 19749 SH Sole 19749
SOUTHWESTERN ENERGY CO COM 845467109 248 8119 SH Sole 8119
CHESAPEAKE ENERGY CORP COM 165167107 244 10536 SH Sole 10536
BARRETT BILL CORP COM 06846N104 230 8829 SH Sole 8829
WPX ENERGY INC COM 98212B103 73 4058 SH Sole 4058