0001539338-12-000002.txt : 20120413 0001539338-12-000002.hdr.sgml : 20120413 20120412173435 ACCESSION NUMBER: 0001539338-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120413 DATE AS OF CHANGE: 20120412 EFFECTIVENESS DATE: 20120413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 12757142 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 finadvgrp13f1q2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Financial Advisory Group, Inc. Address: 5599 San Felipe, Suite 900 Houston, Texas 77056 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Curtis Holden Title: Director of Investment Research Phone: 713-627-7660 Signature, Place, and Date of Signing: Curtis Holden Houston, Texas April 11,2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 48 ----------------------- Form 13F Information Table Value Total: $ 137472.179(x1000) (x thousand) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------- 3M CO COM 88579Y101 375.663 4211SH Sole 4211 AMERICAN ELEC TECH INC COM 025576109 144.953 29107SH Sole 29107 APPLE INC COM 037833100 838.77 1399SH Sole 1399 BAXTER INTERNTL INC COM 071813109 340.387 5694SH Sole 5694 BOEING CO COM 097023105 499.915 6722SH Sole 6722 CHEVRON CORP NEW COM 166764100 399.464 3726SH Sole 3726 CONTINENTAL RESOURCES INC COM 212015101 200.819 2340SH Sole 2340 EMERSON ELECTRIC CO COM 291011104 317.62 6087SH Sole 6087 ENTERPRISE PRODS PRTNR LP COM 293792107 379.08 7511SH Sole 7511 EXXON MOBIL CORP COM 30231G102 2692.793 31048SH Sole 31048 FREEPORT MCMORAN CPPR GLD COM 35671D857 277.083 7284SH Sole 7284 GENERAL ELECTRIC CO COM 369604103 215.873 10756SH Sole 10756 GOOGLE INC CL A 38259P508 372.56 581SH Sole 581 GUGENHEIM ETF S&P500 EQ TRD 78355W106 6085.7 117326SH Sole 117326 HEWLETT PACKARD CO COM 428236103 286.127 12007SH Sole 12007 HOME DEPOT INC COM 437076102 264.731 5262SH Sole 5262 INTERNATIONAL BUSINESS MACHS COM 459200101 223.881 1073SH Sole 1073 ISHARES SILVER TRUST ISHARES 46428Q109 225.152 7175SH Sole 7175 ISHARES TR BRCLY INTR CR 464288638 299.338 2750SH Sole 2750 ISHARES TR MSCI ACJPN IDX 464288182 422.905 7493SH Sole 7493 ISHARES TR RUSSLL MIDCP 464287499 977.879 8832SH Sole 8832 ISHARES TR BARCLYS1-3YRCR BRCLY 464288646 1649.913 15700SH Sole 15700 ISHARES TR BARCLYS MBS BD BRCLY 464288588 453.606 4202SH Sole 4202 JPMORGAN CHASE & CO ALERN ML ETN 46625H365 12244.166 312830SH Sole 312830 LOCKHEED MARTIN CORP COM 539830109 339.222 3775SH Sole 3775 MC DONALDS CORP COM 580135101 482.75 4921SH Sole 4921 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 41 12500SH Sole 12500 NORFOLK SOUTHERN CORP COM 655844108 265.163 4028SH Sole 4028 ORACLE CORP COM 68389X105 485.718 16657SH Sole 16657 PEPSICO INC COM 713448108 847.024 12766SH Sole 12766 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 4876.662 181965SH Sole 181965 POWERSHS QQQ TRUST UNIT SER 1 73935A104 880.717 13038SH Sole 13038 PRECISION CASTPARTS CORP COM 740189105 432.25 2500SH Sole 2500 PROCTER & GAMBLE CO COM 742718109 389.415 5794SH Sole 5794 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4265.896 59455SH Sole 59455 SPDR S&P 500 ETF TR TR UNIT 78462F103 19507.677 138539SH Sole 138539 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13158.399 72815SH Sole 72815 SCHLUMBERGER LTD COM 806857108 326.084 4663SH Sole 4663 SPDR DOWJONES INDL AVG ETF UT SER 1 78467X109 42161.765 319892SH Sole 319892 SPDR GOLD TRUST GOLD SHS 78463V107 1379.155 8507SH Sole 8507 SPDR SERIES TRUST S&P DIVID ETF 78464A763 6203.496 109525SH Sole 109525 UNION PAC CORP COM 907818108 309.757 2882SH Sole 2882 UNITED TECHNCORP COM 913017109 771.508 9302SH Sole 9302 VANGUARD SPECLIZD PORTFOL DIV APP ETF 921908844 321.944 5600SH Sole 5600 VANGUARD INDEX FDS LRG CAP ETF 922908637 7815.037 121295SH Sole 121295 VANGUARD INTL EQU IDX F MSCI EMR MKT ETF 922042858 825.93 19000SH Sole 19000 VANGUARD SCOTTSDALE FDS SHRT TRM CRP 92206C409 505.856 6400SH Sole 6400 WAL MART STORES INC COM 931142103 691.376 11297SH Sole 11297 TOTAL $137472.179x1000