0001519964-12-000001.txt : 20120214 0001519964-12-000001.hdr.sgml : 20120214 20120214152651 ACCESSION NUMBER: 0001519964-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 12608713 BUSINESS ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 mwhk4q11.txt MWAL 4Q11 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace Asia Ltd. Address: 2812-2815, 28th Fl., 1 Harbour View Rd., One International Finance Centre, Central, Hong Kong 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of Operations - Americas Phone: 203.625.3200 Signature, Place and Date of Signing: February 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: 157676(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- ------ -------- - D CITIGROUP INC COMMON STOCK 172967424 34631 1316270 SH SOLE 0 1316270 0 0 D E*TRADE FINANCIA COMMON STOCK 269246401 14184 1781935 SH SOLE 0 1781935 0 0 D FIFTH THIRD BANC COMMON STOCK 316773100 13253 1041874 SH SOLE 0 1041874 0 0 D FOCUS MEDIA-ADR ADRS STOCK 34415V109 132 6749 SH SOLE 0 6749 0 0 D HOME INNS & -ADR ADRS STOCK 43713W107 70 2699 SH SOLE 0 2699 0 0 D HUNTINGTON BANC COMMON STOCK 446150104 25475 4640301 SH SOLE 0 4640301 0 0 D IPATH-S&P S/T FU ETF STOCK 06740C261 5500 154792 SH SOLE 0 154792 0 0 D ISHARES-SINGAPOR ETF STOCK 464286673 856 79000 SH SOLE 0 79000 0 0 D KEYCORP COMMON STOCK 493267108 15961 2075568 SH SOLE 0 2075568 0 0 D US BANCORP COMMON STOCK 902973304 14366 531078 SH SOLE 0 531078 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 12629 124387 SH SOLE 0 124387 0 0 D WESTERN UNION COMMON STOCK 959802109 20520 1123758 SH SOLE 0 1123758 0 0 D YOUKU INC-ADR ADRS STOCK 98742U100 100 6400 SH SOLE 0 6400 0 0 S REPORT SUMMARY 13 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED