0001167487-12-000004.txt : 20120507
0001167487-12-000004.hdr.sgml : 20120507
20120507130039
ACCESSION NUMBER: 0001167487-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120507
DATE AS OF CHANGE: 20120507
EFFECTIVENESS DATE: 20120507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001167487
IRS NUMBER: 042933956
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10136
FILM NUMBER: 12816868
BUSINESS ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6176953504
MAIL ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP
DATE OF NAME CHANGE: 20020214
13F-HR
1
mar12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment []; Amendment Number:
This Amendment (Check one): [] is a restatement
[] adds new holdings entries
Institutional Investment Manager Filing this Report:
Longfellow Investment Management Co. LLC
20 Winthrop Square
Boston, MA 02110
13F File Number: 028-10136
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this submission.
Person signing this Report on Behalf of Reporting Manager:
Name: David W. Seeley
Title: Chairman
Longfellow Investment Management Co. LLC
Phone: 617-695-3504
Signature, Place, and date of signing:
David W. Seeley, Boston, MA, May 4, 2012
Report Type: [x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 83
Form 13F information Table Value Total: $169731
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Delphi Financial Group, Inc. CL A 247131105 3313 74000 SH Sole 74000
Kenneth Cole Productions, Inc. CL A 193294105 1549 96200 SH Sole 96200
Taleo Corporation CL A 87424N104 4538 98800 SH Sole 98800
ATS Corporation COM 00211E104 1802 563184 SH Sole 563184
Advance America Cash Advance COM 00739W107 1906 181689 SH Sole 181689
Archipelago Learning, Inc. COM 03956P102 873 78500 SH Sole 78500
Central Vermont Public Svc COM 155771108 3469 98550 SH Sole 98550
Cogdell Spencer Inc. COM 19238u107 3421 806879 SH Sole 806879
Dollar Thrifty Automotive Gr COM 256743105 1501 18550 SH Sole 18550
Encore Bancshares Inc. COM 29255v201 2864 140600 SH Sole 140600
Exelis Inc. COM 30162a108 309 24650 SH Sole 24650
Goodrich Corporation COM 382388106 4641 37000 SH Sole 37000
Great Wolf Resorts Inc. COM 391523107 1536 268500 SH Sole 268500
Harleysville Group Inc. COM 412824104 2562 44400 SH Sole 44400
Lowe's Companies, Inc. COM 548661107 1933 61600 SH Sole 61600
Medco Health Solutions, Inc. COM 58405U102 2953 42000 SH Sole 42000
Midas Inc. COM 595626102 3329 290000 SH Sole 290000
Minefinders Corporation Ltd. COM 602900102 1959 140000 SH Sole 140000
Motorola Mobility Hld Inc COM 620097105 3043 77540 SH Sole 77540
Novellus Systems, Inc. COM 670008101 4153 83200 SH Sole 83200
O'Charley's Inc. COM 670823103 3969 403361 SH Sole 403361
Pep Boys- Manny Moe Jack COM 713278109 1435 96200 SH Sole 96200
Progress Energy, Inc. COM 743263105 3341 62900 SH Sole 62900
Provident Energy Ltd. COM 74386V100 737 61000 SH Sole 61000
RSC Holdings, Inc. COM 74972L102 3520 155800 SH Sole 155800
SeraCare Life Sciences, Inc. COM 81747t104 1610 404400 SH Sole 404400
Thomas & Betts Corp COM 884315102 4437 61700 SH Sole 61700
Xylem Inc. COM 98419m100 685 24700 SH Sole 24700
Zoll Medical Corp COM 989922109 4113 44400 SH Sole 44400
Adams Golf Inc. COM NEW 006228209 962 89756 SH Sole 89756
ITT Corporation COM NEW 450911201 284 12375 SH Sole 12375
Ista Pharmaceuticals, Inc. COM NEW 45031X204 3172 352000 SH Sole 352000
Pacific Capital Bancorp COM NEW 69404p200 3172 69540 SH Sole 69540
Solutia, Inc. COM NEW 834376501 4076 145900 SH Sole 145900
Transcend Services, Inc. COM NEW 893929208 2744 93500 SH Sole 93500
Blackrock Credit Alloc III COM SHS 09249v103 1275 113500 SH Sole 113500
TELUS Corp - non vote NON-VTG SHS 87971M202 3008 52900 SH Sole 52900
Radvision Ltd. ORD M81869105 2026 173000 SH Sole 173000
Eaton Vance Senior Inc Tr SH BEN INT 27826s103 2759 382644 SH Sole 382644
VALE SA-SP ADR ADR 91912E105 346 15,200 SH Sole 15,200
ALERIAN MLP ETF Alerian MLP 00162Q866 1,093 66,092 SH Sole 66,092
TECK RESOURCES LTD-CLS B CL B 878742204 1,016 29,400 SH Sole 29,400
MARKET VECTORS COAL ETF COAL ETF 57060U837 201 6,400 SH Sole 6,400
AES CORP COM 00130H105 13 1,000 SH Sole 1,000
AGRIUM INC COM 008916108 679 7,900 SH Sole 7,900
ALPHA NATURAL RESOURCES INC COM 02076X102 62 4,400 SH Sole 4,400
ALTRIA GROUP INC COM 02209S103 1,116 35,819 SH Sole 35,819
BARRICK GOLD CORP COM 067901108 937 22,900 SH Sole 22,900
CHEVRON CORP COM 166764100 342 3,300 SH Sole 3,300
CLIFFS NATURAL RESOURCES INC COM 18683K101 706 10,650 SH Sole 10,650
CONOCOPHILLIPS COM 20825C104 690 9,200 SH Sole 9,200
FREEPORT-MCMORAN COPPER COM 35671D857 114 3,050 SH Sole 3,050
GOLDCORP INC COM 380956409 971 23,670 SH Sole 23,670
HALLIBURTON CO COM 406216101 459 14,175 SH Sole 14,175
HECLA MINING CO COM 422704106 307 74,200 SH Sole 74,200
MERCK & CO INC COM 58933Y105 35 905 SH Sole 905
MOSAIC CO (THE) COM 61945C103 460 8,900 SH Sole 8,900
NATIONAL OILWELL VARCO INC COM 637071101 997 12,750 SH Sole 12,750
NEWMONT MINING CORP COM 651639106 1,037 21,600 SH Sole 21,600
PFIZER INC COM 717081103 170 7,715 SH Sole 7,715
PHILIP MORRIS INTERNATIONAL COM 718172109 86 975 SH Sole 975
POTASH CORP OF SASKATCHEWAN COM 73755L107 324 7,350 SH Sole 7,350
PROSPECT CAPITAL CORPORATION COM 74348T102 77 7,040 SH Sole 7,040
SILVER WHEATON CORP COM 828336107 1,084 35,000 SH Sole 35,000
WILLIAMS COS INC COM 969457100 70 2,250 SH Sole 2,250
WPX ENERGY INC COM 98212B103 13 749 SH Sole 749
XCEL ENERGY INC COM 98389B100 69 2,625 SH Sole 2,625
CIT GROUP INC EQUITY COM NEW 125581801 105 2,604 SH Sole 2,604
KINROSS GOLD CORP COM NO PAR 496902404 30 3,275 SH Sole 3,275
MARKET VECTORS GOLD MINERS GOLD ETF 57060U100 4,846 104,250 SH Sole 104,250
ISHARES SILVER TRUST ISHARES 46428Q109 2,094 68,450 SH Sole 68,450
ISHARES S&P S&P SH NTL 464288158 1,086 10,173 SH Sole 10,173
ETFS PLATINUM TRUST SH BEN INT 26922V101 2,025 12,733 SH Sole 12,733
ETFS PALLADIUM TRUST SH BEN INT 26923A106 1,937 30,608 SH Sole 30,608
MFS HIGH YIELD MUNICIPAL TRU SH BEN INT 59318E102 1,622 324,979 SH Sole 324,979
ETFS GOLD TRUST SHS 26922Y105 13,856 85,280 SH Sole 85,280
ETFS SILVER TRUST SILVER SHS 26922X107 10,844 346,994 SH Sole 346,994
ROYAL DUTCH SHELL ADR SPON ADR B 780259107 477 6,885 SH Sole 6,885
ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 25 365 SH Sole 365
GOLD FIELDS LTD-SPONS ADR SPONS ADR 38059T106 980 76,300 SH Sole 76,300
RIO TINTO PLC - SPON ADR SPONS ADR 767204100 744 13,730 SH Sole 13,730
CENTRAL GOLDTRUST TR Unit 53546106 16,357 259,630 SH Sole 259,630
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 250 17,750 SH Sole 17,750