0001167487-12-000004.txt : 20120507 0001167487-12-000004.hdr.sgml : 20120507 20120507130039 ACCESSION NUMBER: 0001167487-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 EFFECTIVENESS DATE: 20120507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 12816868 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 mar12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment []; Amendment Number: This Amendment (Check one): [] is a restatement [] adds new holdings entries Institutional Investment Manager Filing this Report: Longfellow Investment Management Co. LLC 20 Winthrop Square Boston, MA 02110 13F File Number: 028-10136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: David W. Seeley Title: Chairman Longfellow Investment Management Co. LLC Phone: 617-695-3504 Signature, Place, and date of signing: David W. Seeley, Boston, MA, May 4, 2012 Report Type: [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 83 Form 13F information Table Value Total: $169731 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Delphi Financial Group, Inc. CL A 247131105 3313 74000 SH Sole 74000 Kenneth Cole Productions, Inc. CL A 193294105 1549 96200 SH Sole 96200 Taleo Corporation CL A 87424N104 4538 98800 SH Sole 98800 ATS Corporation COM 00211E104 1802 563184 SH Sole 563184 Advance America Cash Advance COM 00739W107 1906 181689 SH Sole 181689 Archipelago Learning, Inc. COM 03956P102 873 78500 SH Sole 78500 Central Vermont Public Svc COM 155771108 3469 98550 SH Sole 98550 Cogdell Spencer Inc. COM 19238u107 3421 806879 SH Sole 806879 Dollar Thrifty Automotive Gr COM 256743105 1501 18550 SH Sole 18550 Encore Bancshares Inc. COM 29255v201 2864 140600 SH Sole 140600 Exelis Inc. COM 30162a108 309 24650 SH Sole 24650 Goodrich Corporation COM 382388106 4641 37000 SH Sole 37000 Great Wolf Resorts Inc. COM 391523107 1536 268500 SH Sole 268500 Harleysville Group Inc. COM 412824104 2562 44400 SH Sole 44400 Lowe's Companies, Inc. COM 548661107 1933 61600 SH Sole 61600 Medco Health Solutions, Inc. COM 58405U102 2953 42000 SH Sole 42000 Midas Inc. COM 595626102 3329 290000 SH Sole 290000 Minefinders Corporation Ltd. COM 602900102 1959 140000 SH Sole 140000 Motorola Mobility Hld Inc COM 620097105 3043 77540 SH Sole 77540 Novellus Systems, Inc. COM 670008101 4153 83200 SH Sole 83200 O'Charley's Inc. COM 670823103 3969 403361 SH Sole 403361 Pep Boys- Manny Moe Jack COM 713278109 1435 96200 SH Sole 96200 Progress Energy, Inc. COM 743263105 3341 62900 SH Sole 62900 Provident Energy Ltd. COM 74386V100 737 61000 SH Sole 61000 RSC Holdings, Inc. COM 74972L102 3520 155800 SH Sole 155800 SeraCare Life Sciences, Inc. COM 81747t104 1610 404400 SH Sole 404400 Thomas & Betts Corp COM 884315102 4437 61700 SH Sole 61700 Xylem Inc. COM 98419m100 685 24700 SH Sole 24700 Zoll Medical Corp COM 989922109 4113 44400 SH Sole 44400 Adams Golf Inc. COM NEW 006228209 962 89756 SH Sole 89756 ITT Corporation COM NEW 450911201 284 12375 SH Sole 12375 Ista Pharmaceuticals, Inc. COM NEW 45031X204 3172 352000 SH Sole 352000 Pacific Capital Bancorp COM NEW 69404p200 3172 69540 SH Sole 69540 Solutia, Inc. COM NEW 834376501 4076 145900 SH Sole 145900 Transcend Services, Inc. COM NEW 893929208 2744 93500 SH Sole 93500 Blackrock Credit Alloc III COM SHS 09249v103 1275 113500 SH Sole 113500 TELUS Corp - non vote NON-VTG SHS 87971M202 3008 52900 SH Sole 52900 Radvision Ltd. ORD M81869105 2026 173000 SH Sole 173000 Eaton Vance Senior Inc Tr SH BEN INT 27826s103 2759 382644 SH Sole 382644 VALE SA-SP ADR ADR 91912E105 346 15,200 SH Sole 15,200 ALERIAN MLP ETF Alerian MLP 00162Q866 1,093 66,092 SH Sole 66,092 TECK RESOURCES LTD-CLS B CL B 878742204 1,016 29,400 SH Sole 29,400 MARKET VECTORS COAL ETF COAL ETF 57060U837 201 6,400 SH Sole 6,400 AES CORP COM 00130H105 13 1,000 SH Sole 1,000 AGRIUM INC COM 008916108 679 7,900 SH Sole 7,900 ALPHA NATURAL RESOURCES INC COM 02076X102 62 4,400 SH Sole 4,400 ALTRIA GROUP INC COM 02209S103 1,116 35,819 SH Sole 35,819 BARRICK GOLD CORP COM 067901108 937 22,900 SH Sole 22,900 CHEVRON CORP COM 166764100 342 3,300 SH Sole 3,300 CLIFFS NATURAL RESOURCES INC COM 18683K101 706 10,650 SH Sole 10,650 CONOCOPHILLIPS COM 20825C104 690 9,200 SH Sole 9,200 FREEPORT-MCMORAN COPPER COM 35671D857 114 3,050 SH Sole 3,050 GOLDCORP INC COM 380956409 971 23,670 SH Sole 23,670 HALLIBURTON CO COM 406216101 459 14,175 SH Sole 14,175 HECLA MINING CO COM 422704106 307 74,200 SH Sole 74,200 MERCK & CO INC COM 58933Y105 35 905 SH Sole 905 MOSAIC CO (THE) COM 61945C103 460 8,900 SH Sole 8,900 NATIONAL OILWELL VARCO INC COM 637071101 997 12,750 SH Sole 12,750 NEWMONT MINING CORP COM 651639106 1,037 21,600 SH Sole 21,600 PFIZER INC COM 717081103 170 7,715 SH Sole 7,715 PHILIP MORRIS INTERNATIONAL COM 718172109 86 975 SH Sole 975 POTASH CORP OF SASKATCHEWAN COM 73755L107 324 7,350 SH Sole 7,350 PROSPECT CAPITAL CORPORATION COM 74348T102 77 7,040 SH Sole 7,040 SILVER WHEATON CORP COM 828336107 1,084 35,000 SH Sole 35,000 WILLIAMS COS INC COM 969457100 70 2,250 SH Sole 2,250 WPX ENERGY INC COM 98212B103 13 749 SH Sole 749 XCEL ENERGY INC COM 98389B100 69 2,625 SH Sole 2,625 CIT GROUP INC EQUITY COM NEW 125581801 105 2,604 SH Sole 2,604 KINROSS GOLD CORP COM NO PAR 496902404 30 3,275 SH Sole 3,275 MARKET VECTORS GOLD MINERS GOLD ETF 57060U100 4,846 104,250 SH Sole 104,250 ISHARES SILVER TRUST ISHARES 46428Q109 2,094 68,450 SH Sole 68,450 ISHARES S&P S&P SH NTL 464288158 1,086 10,173 SH Sole 10,173 ETFS PLATINUM TRUST SH BEN INT 26922V101 2,025 12,733 SH Sole 12,733 ETFS PALLADIUM TRUST SH BEN INT 26923A106 1,937 30,608 SH Sole 30,608 MFS HIGH YIELD MUNICIPAL TRU SH BEN INT 59318E102 1,622 324,979 SH Sole 324,979 ETFS GOLD TRUST SHS 26922Y105 13,856 85,280 SH Sole 85,280 ETFS SILVER TRUST SILVER SHS 26922X107 10,844 346,994 SH Sole 346,994 ROYAL DUTCH SHELL ADR SPON ADR B 780259107 477 6,885 SH Sole 6,885 ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 25 365 SH Sole 365 GOLD FIELDS LTD-SPONS ADR SPONS ADR 38059T106 980 76,300 SH Sole 76,300 RIO TINTO PLC - SPON ADR SPONS ADR 767204100 744 13,730 SH Sole 13,730 CENTRAL GOLDTRUST TR Unit 53546106 16,357 259,630 SH Sole 259,630 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 250 17,750 SH Sole 17,750