0000807249-12-000045.txt : 20120213 0000807249-12-000045.hdr.sgml : 20120213 20120213123604 ACCESSION NUMBER: 0000807249-12-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 12597039 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR 1 gsi13f0411.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY February 10, 2012 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 140 FORM 13F INFORMATION TABLE VALUE TOTAL: $354,218 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 99 CENTS ONLY STORES COM 65440K106 1692 77094 SH SOLE 77094 0 0 ACUITY BRANDS INC (B:AYI) COM COM 00508Y102 2385 45000 SH SOLE 45000 0 0 ADVANCED ANALOGIC TECHNOLOGICO COM 00752J108 9023 1561102 SH SOLE 1561102 0 0 AGNICO-EAGLE MINES (USD) COM 008474108 262 7200 SH SOLE 7200 0 0 ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 956 20000 SH SOLE 20000 0 0 AMERICAN AXLE & MANUFACT HLDS COM 024061103 118 11900 SH SOLE 11900 0 0 AMERICAN DENTAL PARTNERS INC COM 025353103 584 31000 SH SOLE 31000 0 0 AMERICAN EXPRESS CO COM 025816109 212 4500 SH SOLE 4500 0 0 APPLE INC COM 037833100 1620 4000 SH SOLE 4000 0 0 ARCHER DANIELS 0.875% 02/15/14 CONVERTIBLE BOND 039483AW2 2017 2000000 PRN SOLE 2000000 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 30 16000 SH SOLE 16000 0 0 BALDWIN TECHNOLOGY INC CL A COM 058264102 92 102331 SH SOLE 102331 0 0 BANK OF AMERICA COM 060505104 605 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 199 10000 SH SOLE 10000 0 0 BAXTER INTL INC COM COM 071813109 218 4400 SH SOLE 4400 0 0 BLUE COAT SYSTEMS INC COM NEW COM 09534T508 5828 229000 SH SOLE 229000 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 125 23500 SH SOLE 23500 0 0 CBS CORP CLASS A COM 124857103 277 10000 SH SOLE 10000 0 0 CENTRAL VT PUB SVC CORP COM COM 155771108 264 7520 SH SOLE 7520 0 0 CF INDS HLDGS INC COM COM 125269100 1087 7500 SH SOLE 7500 0 0 CHARLES RIVER LAB 2.250% 06/15 CONVERTIBLE BOND 159864AB3 1047 1075000 PRN SOLE 1075000 0 0 CHART INDS INC COM 16115Q308 2298 42500 SH SOLE 42500 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 541 575000 PRN SOLE 575000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 3546 10500 SH SOLE 10500 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 176 14000 SH SOLE 14000 0 0 COCA COLA CO COM 191216100 210 3000 SH SOLE 3000 0 0 COGDELL SPENCER INC COM COM 19238U107 876 206156 SH SOLE 206156 0 0 COMMERCIAL METALS (NEW) COM 201723103 1041 75300 SH SOLE 75300 0 0 COMPLETE GENOMICS INC COM COM 20454K104 108 37000 SH SOLE 37000 0 0 COMPLETE PRODUCTION SERVICESCO COM 20453E109 10561 314700 SH SOLE 314700 0 0 COMVERSE TECHNOLOGY INC COM 205862402 103 15000 SH SOLE 15000 0 0 CONSTELLATION ENERGY GROUP ICO COM 210371100 7791 196400 SH SOLE 196400 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 103 30000 SH SOLE 30000 0 0 CREE INC COM COM 225447101 1102 50000 SH SOLE 50000 0 0 DELPHI FINL GROUP INC CL A COM 247131105 2227 50260 SH SOLE 50260 0 0 DEMANDTEC INC COM NEW COM 24802R506 3359 255079 SH SOLE 255079 0 0 DIGIRAD CORP COM COM 253827109 22 11200 SH SOLE 11200 0 0 DIRECTV-CLASS A COM 25490A101 214 5000 SH SOLE 5000 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 2696 38367 SH SOLE 38367 0 0 EL PASO CORPORATION COM 28336L109 1708 64300 SH SOLE 64300 0 0 FIRST SOLAR INC COM COM 336433107 1519 45000 SH SOLE 45000 0 0 GENERAC HLDGS INC COM COM 368736104 701 25000 SH SOLE 25000 0 0 GENERAL ELEC CO COM 369604103 215 12000 SH SOLE 12000 0 0 GOLAR LNG LTD SHS COM G9456A100 2667 60000 SH SOLE 60000 0 0 GOLAR LNG PARTNERS LP COM Y2745C102 3066 100000 SH SOLE 100000 0 0 GOODRICH B F CO COM COM 382388106 30627 247594 SH SOLE 247594 0 0 GREIF INC CL B COM 397624206 470 10419 SH SOLE 10419 0 0 GRIFOLS SA-ADR COM 398438309 1196 216277 SH SOLE 216277 0 0 HARLEYSVILLE GROUP INC COM COM 412824104 1110 19629 SH SOLE 19629 0 0 HEALTHSPRING INC COM COM 42224N101 15305 280615 SH SOLE 280615 0 0 HEICO CORP NEW CL A COM 422806208 403 10231 SH SOLE 10231 0 0 HOLOGIC INC 2% 15/37 CORPORATE BONDS 436440AA9 956 1000000 PRN SOLE 1000000 0 0 INFUSYSTEM HLDGS INC COM COM 45685K102 24 15000 SH SOLE 15000 0 0 INTEL CORP 2.950% 02/15/35 CONVERTIBLE BOND 458140AD2 2155 2050000 PRN SOLE 2050000 0 0 INTERDIGITAL INC COM COM 45867G101 270 6200 SH SOLE 6200 0 0 INTERMUNE INC COM COM 45884X103 164 13000 SH SOLE 13000 0 0 ISTA PHARMACEUTICALS INC COM 45031X204 159 22600 SH SOLE 22600 0 0 LAM RESEARCH CORP COM COM 512807108 387 10450 SH SOLE 10450 0 0 LDK 01/12 C 5 OPTION - CALL 64 8000 SH CALL SOLE 8000 0 0 LDK SOLAR CO LTD SPONSORED ADR COM 50183L107 419 100000 SH SOLE 100000 0 0 LENNAR B SHARES COM 526057302 1188 76251 SH SOLE 76251 0 0 LIN TV CORP CL A COM 532774106 222 52572 SH SOLE 52572 0 0 LNG 2 1/4% 08/01/12 CONVERTIBLE BOND 16411RAE9 1412 1500000 PRN SOLE 1500000 0 0 LOOPNET INC COM COM 543524300 1587 86840 SH SOLE 86840 0 0 LUCENT TECH 2.750% 06/15/25 CONVERTIBLE BOND 549463AH0 943 1075000 PRN SOLE 1075000 0 0 L-3 COMMUNICATIONS 3% 8/35 CONVERTIBLE BOND 502413AW7 1054 1100000 PRN SOLE 1100000 0 0 MAGMA DESIGN AUTOMATION COM COM 559181102 746 103965 SH SOLE 103965 0 0 MANNKIND CORP COM COM 56400P201 27 10900 SH SOLE 10900 0 0 MARKET VECTORS ETF TR GOLD MIN MUTUAL FUNDS 57060U100 231 4500 SH SOLE 4500 0 0 MCCORMICK & SCHMICKS SEAFD RCO COM 579793100 4035 461684 SH SOLE 461684 0 0 MEAD JOHNSON COM 582839106 2247 32700 SH SOLE 32700 0 0 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 4349 77800 SH SOLE 77800 0 0 MJN 01/12 C 75 OPTION - CALL 42 500 SH CALL SOLE 500 0 0 MJN 01/12 P 65 OPTION - PUT 100 600 SH PUT SOLE 600 0 0 MOCON INC COM COM 607494101 179 11200 SH SOLE 11200 0 0 MORGANS HOTEL GROUP CO COM COM 61748W108 266 45110 SH SOLE 45110 0 0 MORTONS RESTAURANT GRP INC NCO COM 619430101 838 121786 SH SOLE 121786 0 0 MOTOROLA MOBILITY HLDGS INC CO COM 620097105 20593 530738 SH SOLE 530738 0 0 NABI BIOPHARMACEUTICALS COM 629519109 1055 561384 SH SOLE 561384 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 356 6400 SH SOLE 6400 0 0 NEKTAR THERAPEUTICS COM COM 640268108 62 11000 SH SOLE 11000 0 0 NETLOGIC MICROSYSTEMS INC COM COM 64118B100 27010 544894 SH SOLE 544894 0 0 NEXSTAR BROADCASTING GROUP ICL COM 65336K103 309 39443 SH SOLE 39443 0 0 NII HLDGS INC CL B NEW COM 62913F201 362 17000 SH SOLE 17000 0 0 NRG ENERGY INC COM NEW COM 629377508 279 15400 SH SOLE 15400 0 0 NYSE EURONEXT COM COM 629491101 994 38100 SH SOLE 38100 0 0 OREXIGEN THERAPEUTICS INC COM COM 686164104 24 15000 SH SOLE 15000 0 0 ORMAT TECHNOLOGIES INC COM 686688102 721 40000 SH SOLE 40000 0 0 PENNICHUCK CORP COM NEW COM 708254206 1602 55551 SH SOLE 55551 0 0 PHARMASSET INC COM COM 71715N106 28769 224411 SH SOLE 224411 0 0 PHARMERICA CORP COM COM 71714F104 301 19800 SH SOLE 19800 0 0 PROGRESS ENERGY INC COM COM 743263105 2980 53200 SH SOLE 53200 0 0 PROSHARES TR ULTRASHT SP500 COM 74347R883 637 33000 SH SOLE 33000 0 0 RIGHTNOW TECHNOLOGIES INC COM COM 76657R106 12488 292250 SH SOLE 292250 0 0 RSC HOLDINGS INC COM COM 74972L102 1197 64700 SH SOLE 64700 0 0 RSH US 01/12 P 10 OPTION - PUT 9 150 SH PUT SOLE 150 0 0 S1 CORP COM 78463B101 6167 644414 SH SOLE 644414 0 0 SANOFI-AVENTIS-CVR COM 80105N113 686 571407 SH SOLE 571407 0 0 SARA LEE CORP COM COM 803111103 916 48412 SH SOLE 48412 0 0 SCHWAB CHARLES CORP NEW COM 808513105 150 13306 SH SOLE 13306 0 0 SNYDERS LANCE INC COM COM 833551104 225 10000 SH SOLE 10000 0 0 SOLTA MEDICAL INC COM 83438K103 47 15000 SH SOLE 15000 0 0 SONESTA INTL HOTELS CORP CL A COM 835438409 608 19766 SH SOLE 19766 0 0 SONOSITE INC COM COM 83568G104 5198 96504 SH SOLE 96504 0 0 SOUTHERN UN CO NEW COM COM 844030106 13541 321573 SH SOLE 321573 0 0 SPRINT NEXTEL CORP COM 852061100 176 75000 SH SOLE 75000 0 0 SPWRA 4 1/2 03/15 CONVERTIBLE BOND 867652AE9 3145 3800000 PRN SOLE 3800000 0 0 SPY US 01/12 P 125 OPTION - PUT 520 2500 SH PUT SOLE 2500 0 0 ST JUDE MEDICAL CENTER INC COM 790849103 377 11000 SH SOLE 11000 0 0 SUCCESSFACTORS INC COM 864596101 20512 514470 SH SOLE 514470 0 0 SYNOVIS LIFE TECHNOLOGIES INCO COM 87162G105 951 34180 SH SOLE 34180 0 0 TEKELEC COM COM 879101103 2236 204580 SH SOLE 204580 0 0 TELEPHONE & DATA SYS INC SPL C COM 879433860 476 20000 SH SOLE 20000 0 0 TELEPHONE & DATA SYSTEM INC. COM 879433100 440 17000 SH SOLE 17000 0 0 TEMPLE INLAND INC COM COM 879868107 24710 779259 SH SOLE 779259 0 0 TERRA NITROGEN CO L P COM UNIT OIL & GAS PARTNE 881005201 1343 8000 SH SOLE 8000 0 0 TESLA MTRS INC COM COM 88160R101 857 30000 SH SOLE 30000 0 0 TEXAS INSTRUMENTS INC COM 882508104 291 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 202 4500 SH SOLE 4500 0 0 THOMAS & BETTS CORP COM 884315102 410 7500 SH SOLE 7500 0 0 TRANSATLANTIC HLDGS INC COM COM 893521104 3788 69220 SH SOLE 69220 0 0 TSL 01/12 C 7.5 OPTION - CALL 35 1750 SH CALL SOLE 1750 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 1835 50000 SH SOLE 50000 0 0 USANA HEALTH SCIENCES INC COM COM 90328M107 229 7533 SH SOLE 7533 0 0 VALPEY-FISHER CORP COM COM 920344108 62 15024 SH SOLE 15024 0 0 VIACOM INC NEW CL A COM 92553P102 400 7500 SH SOLE 7500 0 0 VIX US 01/18/12 C 26 OPTION - CALL 258 1000 SH CALL SOLE 1000 0 0 VULCAN MATLS CO COM COM 929160109 386 9800 SH SOLE 9800 0 0 WCA WASTE CORP COM COM 92926K103 628 96483 SH SOLE 96483 0 0 WCH GR 1/12 P 72 OPTION - PUT 1071 750 SH PUT SOLE 750 0 0 WEIGHT WATCHERS INTL INC NEWCO COM 948626106 358 6500 SH SOLE 6500 0 0 WELLS FARGO & CO NEW COM 949746101 2250 81628 SH SOLE 81628 0 0 WESTPORT INNOVATIONS INC COM N COM 960908309 997 30000 SH SOLE 30000 0 0 WFR 01/12 C 4 OPTION - CALL 77 3500 SH CALL SOLE 3500 0 0 WHOLE FOODS MKT INC COM COM 966837106 1740 25000 SH SOLE 25000 0 0 WILLIAMS COS INC COM 969457100 1321 40000 SH SOLE 40000 0 0 WINN DIXIE STORES INC COM NEW COM 974280307 4183 445985 SH SOLE 445985 0 0 XYLEM INC COM 98419M100 1336 52000 SH SOLE 52000 0 0 YAHOO INC. COM 984332106 640 39650 SH SOLE 39650 0 0 YGE 01/12 C 4 OPTION - CALL 26 1750 SH CALL SOLE 1750 0 0