0001463217-12-000001.txt : 20120214 0001463217-12-000001.hdr.sgml : 20120214 20120214142048 ACCESSION NUMBER: 0001463217-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 201847610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 12607750 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. DATE OF NAME CHANGE: 20090501 13F-HR 1 filing122011.txt DECEMBER 31 2011-13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this report: Name: United Capital Financial Advisers,LLC (Formerly known as: United Capital Financial Advisers,Inc) Address: 500 Newport Center Drive 2nd Floor Newport Beach, CA 92660 13F File Number: 028-13508 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understand that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Herman Title: Chief Compliance Officer Phone: 949-999-8500 Signature, Place and Date of Signing Michael Herman Newport Beach, CA February 13, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:

Form 13F File Number Name ---------------------- ----------------------- 028-13411 Envestnet Asset Management Inc. 028-11107 Placemark Investments Inc. 028-13466 Northcoast Asset Management, LLC 028-13999 Brown Investment Advisory Inc. 028-01474 NWQ Investment Management Co, LLC 028-06810 Keeley Asset Management Corp. 028-10469 Lazard Freres & Co, LLC 028-00398 Loomis Sayles & Co, LP 028-04558 Parametric Portfolio Associates 028-04691 Schafer Cullen Capital Management Inc. 028-06605 Thornburg Investment Management Inc. 028-01204 Wentworth Hauser & Violich 028-01666 Eagle Asset Management 028-13757 Saratoga Research & Investment Management 028-05792 Kayne Anderson Rudnick Investment Management LLC 028-11293 Invesco AIM Capital Management 028-12572 Tradewinds Global Investors LLC

FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 568 FORM 13F INFORMATION TABLE VALUE TOTAL: $ 1,745,225 (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M CO. COM 88579Y101 6738 82440 SH SOLE 22855 0 59585 A T & T INC (NEW) COM 00206R102 11743 388335 SH SOLE 125264 0 263071 ABAKAN INC COM COM 00258J107 51 49090 SH SOLE 49090 0 0 ABBOTT LABS COM 002824100 11364 202097 SH SOLE 55709 0 146388 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 108 14671 SH SOLE 14671 0 0 ACCENTURE PLC COM G1151C101 4390 82463 SH SOLE 54249 0 28214 ADDUS HOMECARE CORP COM COM 006739106 43 12000 SH SOLE 0 0 12000 ADOBE SYS INC COM 00724F101 529 18726 SH SOLE 5897 0 12829 ADVANCED MICRO DEVICES INC COM 007903107 110 20300 SH SOLE 20300 0 0 AECOM TECHNOLOGY CORP COM 00766T100 2122 103183 SH SOLE 14203 0 88980 AES CORP COM 00130H105 2532 213877 SH SOLE 7 0 213870 AFFILIATED MANAGERS GROUP COM 008252108 1118 11648 SH SOLE 4511 0 7137 AFLAC INC COM 001055102 4187 96790 SH SOLE 73902 0 22888 AGILENT TECHNOLOGIES INC COM 00846U101 284 8125 SH SOLE 5630 0 2495 AIR PRODS & CHEMS INC COM 009158106 221 2591 SH SOLE 1591 0 1000 AK STL HLDG CORP COM COM 001547108 141 17019 SH SOLE 17019 0 0 ALCATEL-LUCENT SPNSD ADR COM 013904305 18 11492 SH SOLE 11215 0 277 ALEXION PHARMACEUTICALS INC COM 015351109 3699 51736 SH SOLE 42650 0 9086 ALIGN TECHNOLOGY INC COM 016255101 5831 245772 SH SOLE 570 0 245202 ALLERGAN INC COM 018490102 279 3178 SH SOLE 1601 0 1577 ALLIANCE BERNSTEIN HLDGS LP UN COM 01881G106 701 53600 SH SOLE 0 0 53600 ALLIANCE FINANCIAL CORP NY COM COM 019205103 334 10804 SH SOLE 0 0 10804 ALLIANCE RES PARTNER L P UT LT COM 01877R108 1757 23250 SH SOLE 0 0 23250 ALLIANCEBERNSTEIN GBL HGH INCO COM 01879R106 201 14212 SH SOLE 8612 0 5600 ALLIANCEBERNSTEIN INCOME FUNCO COM 01881E101 124 15385 SH SOLE 15385 0 0 ALLIANT ENERGY CORP COM 018802108 207 4683 SH SOLE 4683 0 0 ALLSTATE CORP COM 020002101 895 32637 SH SOLE 2106 0 30531 ALSTOM ADR COM 021244207 34 11248 SH SOLE 0 0 11248 ALTRIA GROUP INC COM 02209S103 2576 86874 SH SOLE 67956 0 18918 AMAZON COM INC COM 023135106 404 2334 SH SOLE 1647 0 687 AMERICA MOVIL S A DE C V COM 02364W105 2128 94158 SH SOLE 67900 0 26258 AMERICAN CAP MTG INVT CORP COM COM 02504A104 216 11500 SH SOLE 0 0 11500 AMERICAN CAPITAL LTD. COM 02503Y103 806 119771 SH SOLE 1975 0 117796 AMERICAN ELECTRIC POWER COM 025537101 866 20963 SH SOLE 12621 0 8342 AMERICAN EXPRESS COMPANY COM 025816109 1507 31949 SH SOLE 4385 0 27564 AMGEN INC COM 031162100 837 13032 SH SOLE 5301 0 7731 AMKOR TECHNOLOGY INC COM COM 031652100 87 20000 SH SOLE 0 0 20000 ANADARKO PETE CORP COM 032511107 774 10146 SH SOLE 6385 0 3761 ANALOG DEVICES INC COM 032654105 804 22465 SH SOLE 0 0 22465 ANHEUSER BUSCH INBEV SA/NV SPO COM 03524A108 304 4992 SH SOLE 3141 0 1851 ANNALY CAP MGMT INC COM 035710409 3239 202966 SH SOLE 169204 0 33762 ANSYS INC COM COM 03662Q105 233 4076 SH SOLE 916 0 3160 AON CORP COM 037389103 2821 60271 SH SOLE 1462 0 58809 APACHE CORP COM 037411105 1043 11513 SH SOLE 1740 0 9773 APPLE INC COM 037833100 63471 156719 SH SOLE 21279 0 135440 APPLIED INDL TECHNOLOGIES INCO COM 03820C105 1111 31597 SH SOLE 31597 0 0 ARM HLDGS PLC SPONSORED ADR COM 042068106 4575 165345 SH SOLE 149792 0 15553 ATP OIL & GAS CORP COM COM 00208J108 146 19842 SH SOLE 1542 0 18300 AURICO GOLD INC COM 05155C105 180 22438 SH SOLE 22162 0 276 AUTODESK INC COM 052769106 260 8586 SH SOLE 8341 0 245 AUTOMATIC DATA PROCESSING COM 053015103 3003 55608 SH SOLE 7204 0 48404 AUTOZONE INC COM 053332102 5291 16282 SH SOLE 14415 0 1867 B A S F A G SPONSORED ADR COM 055262505 218 3121 SH SOLE 596 0 2525 BABSON CAPITAL CORPORATE INVES COM 05617K109 458 25476 SH SOLE 25476 0 0 BAC CAP TR XII GTD CAP 6.875% PREFERRED STOCKS 05633T209 408 20205 SH SOLE 20205 0 0 BAKER HUGHES INC COM 057224107 1694 34836 SH SOLE 762 0 34074 BALL CORP COM 058498106 1878 52587 SH SOLE 225 0 52362 BANK AMERICA CORP COM 060505104 1162 209067 SH SOLE 67655 0 141412 BANK OF AMERICA CORPORATION WT WARRANT AND RIGH 060505146 737 364824 SH SOLE 124 0 364700 BANK OF AMERICA CORPORATION WT WARRANT AND RIGH 060505153 197 636280 SH SOLE 0 0 636280 BARCLAYS BK PLC DJUBS CMDT ETN COM 06738C778 582 13776 SH SOLE 5335 0 8441 BARRICK GOLD CORP COM 067901108 886 19587 SH SOLE 15838 0 3749 BAXTER INTL INC COM 071813109 1165 23549 SH SOLE 22949 0 600 BAYTEX ENERGY CORP COM COM 07317Q105 214 3826 SH SOLE 243 0 3583 BB&T CORP COM 054937107 1440 57211 SH SOLE 620 0 56591 BECTON DICKINSON & CO. COM 075887109 5814 77816 SH SOLE 72408 0 5408 BERKSHIRE HATHAWAY INC DEL COM 084670108 344 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 6951 91101 SH SOLE 71732 0 19369 BHP BILLITON LTD SPONSORED COM 088606108 760 10765 SH SOLE 2457 0 8308 BIOCLINICA INC COM COM 09071B100 208 48885 SH SOLE 48885 0 0 BIOGEN IDEC INC COM COM 09062X103 7048 64047 SH SOLE 43716 0 20331 BLACKSTONE GROUP L P COM UNIT COM 09253U108 219 15658 SH SOLE 15658 0 0 BLOCK H & R INC COM 093671105 182 11140 SH SOLE 0 0 11140 BNY CAP IV PFD TR E6.875% PREFERRED STOCKS 09656G201 297 11420 SH SOLE 11420 0 0 BOARDWALK PIPELINE PARTNERS UT COM 096627104 1289 46575 SH SOLE 875 0 45700 BOEING CO. COM 097023105 1990 27126 SH SOLE 25040 0 2086 BOSTON SCIENTIFIC CORP COM 101137107 117 21961 SH SOLE 430 0 21531 BP PLC ADR COM 055622104 2191 51252 SH SOLE 9278 0 41974 BRISTOL MYERS SQUIBB CO. COM 110122108 7814 221741 SH SOLE 10965 0 210776 BRITISH AMERN TOB PLC COM 110448107 290 3052 SH SOLE 1377 0 1675 BROOKFIELD ASSET MGMT INC COM 112585104 672 24456 SH SOLE 460 0 23996 BROOKFIELD INFRAST PARTNERS LP COM G16252101 693 25026 SH SOLE 13458 0 11568 BROWN FORMAN CORP CLASS B COM 115637209 672 8352 SH SOLE 2 0 8350 BUCKEYE PARTNERS L P COM 118230101 576 9010 SH SOLE 400 0 8610 BUNGE LIMITED COM G16962105 201 3516 SH SOLE 3507 0 9 CAL DIVE INTL INC DEL COM COM 12802T101 37 16408 SH SOLE 0 0 16408 CALAMOS CONV & HIGH INCOME FCO COM 12811P108 169 14652 SH SOLE 9435 0 5217 CALAVO GROWERS INC COM 128246105 4814 187462 SH SOLE 57362 0 130100 CALYPTE BIOMEDICAL CORP COM NE COM 131722605 6 480769 SH SOLE 480769 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 273 5554 SH SOLE 3409 0 2145 CANADIAN NAT RES LTD COM 136385101 292 7817 SH SOLE 4363 0 3454 CANADIAN NATL RY CO. COM 136375102 243 3096 SH SOLE 846 0 2250 CANADIAN PAC RY LTD COM 13645T100 211 3120 SH SOLE 195 0 2925 CAPITAL ONE FINL CORP COM 14040H105 850 20103 SH SOLE 64 0 20039 CAPITAL ONE FINL CORP WT EXP 1 WARRANT AND RIGH 14040H139 2665 180781 SH SOLE 0 0 180781 CAPITALSOURCE INC COM COM 14055X102 8822 1316714 SH SOLE 1000 0 1315714 CARDINAL HEALTH INC COM 14149Y108 231 5682 SH SOLE 3493 0 2189 CARMAX INC COM 143130102 1026 33664 SH SOLE 7944 0 25720 CARREFOUR SA SPONSORED ADR COM 144430204 67 14904 SH SOLE 0 0 14904 CATERPILLAR INC COM 149123101 2050 22632 SH SOLE 15575 0 7057 CBS CORP NEW CL B COM 124857202 241 8887 SH SOLE 3508 0 5379 CELANESE CORP DEL COM SER A COM 150870103 336 7581 SH SOLE 7456 0 125 CENTURYLINK INC COM 156700106 278 7485 SH SOLE 6364 0 1121 CERNER CORP COM 156782104 8789 143501 SH SOLE 518 0 142983 CHECK POINT SOFTWARE TECH COM M22465104 515 9799 SH SOLE 299 0 9500 CHESAPEAKE ENERGY CORP COM 165167107 330 14819 SH SOLE 2389 0 12430 CHEVRON TEXACO CORP COM 166764100 15475 145442 SH SOLE 60190 0 85253 CHICAGO BRIDGE & IRON CO. COM 167250109 1604 42440 SH SOLE 650 0 41790 CHINA MOBILE LIMITED SPONSORED COM 16941M109 278 5737 SH SOLE 4302 0 1435 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 4761 14097 SH SOLE 12129 0 1968 CHUBB CORP COM 171232101 1787 25812 SH SOLE 3252 0 22560 CISCO SYSTEMS INC COM 17275R102 7131 394430 SH SOLE 60824 0 333606 CITIGROUP INC COM 172967424 862 32757 SH SOLE 14001 0 18756 CITRIX SYS INC COM COM 177376100 217 3575 SH SOLE 1668 0 1907 CITY NATL CORP COM 178566105 683 15452 SH SOLE 14578 0 874 CLIFFS NATURAL RESOURCES INCCO COM 18683K101 620 9943 SH SOLE 340 0 9603 CME GROUP INC COM 12572Q105 4000 16415 SH SOLE 1383 0 15032 COACH INC COM 189754104 1905 31206 SH SOLE 10161 0 21045 COCA COLA CO. COM 191216100 6399 91455 SH SOLE 31078 0 60377 COHEN & STEERS INC COM COM 19247A100 201 6940 SH SOLE 0 0 6940 COLGATE PALMOLIVE CO. COM 194162103 10117 109503 SH SOLE 3519 0 105984 COLUMBIA BALANCED FD LARGE CAP COM 19765P661 220 9592 SH SOLE 0 0 9592 COLUMBIA FDS SER TR CA INT MUN COM 19765J673 329 31946 SH SOLE 0 0 31946 COMCAST CORP CLASS A COM 20030N101 460 19398 SH SOLE 12305 0 7093 COMMUNITY HEALTH SYS INC NEW COM 203668108 213 12227 SH SOLE 12227 0 0 CONOCO PHILLIPS COM 20825C104 2520 34582 SH SOLE 16730 0 17852 CONSOLIDATED CAP NORTH AMER CO COM 208892208 0 10000 SH SOLE 10000 0 0 CONSOLIDATED EDISON INC COM 209115104 396 6379 SH SOLE 3389 0 2990 CORE LABORATORIES N V COM N22717107 331 2909 SH SOLE 685 0 2224 CORNING INC COM 219350105 1746 134501 SH SOLE 11431 0 123070 COSTCO WHSL CORP NEW COM 22160K105 801 9615 SH SOLE 3109 0 6506 COVENTRY HEALTH CARE INC COM 222862104 496 16319 SH SOLE 304 0 16015 COVIDIEN PLC COM G2554F113 1691 37577 SH SOLE 18611 0 18966 CREDIT SUISSE GUERNSEY BRH 7.9 PREFERRED STOCKS 225448208 594 23257 SH SOLE 23257 0 0 CREDIT SUISSE NASSAU BRH ETN L COM 22542D852 646 25757 SH SOLE 23434 0 2323 CRESTON RES LTD COM COM 226270106 0 10000 SH SOLE 10000 0 0 CSX CORP COM 126408103 244 11584 SH SOLE 8217 0 3367 CUMMINS ENGINE INC COM 231021106 458 5204 SH SOLE 1316 0 3888 CVS CORP COM 126650100 3778 92649 SH SOLE 64526 0 28123 CYBERKEY SOLUTIONS INC COM COM 23247S103 0 120000 SH SOLE 120000 0 0 DAI NIPPON PRTG LTD JAPAN SPON COM 233806306 117 12177 SH SOLE 0 0 12177 DAIS ANALYTIC CORP COM COM 23302X104 38 152467 SH SOLE 152467 0 0 DANAHER CORP COM 235851102 7960 169228 SH SOLE 7719 0 161509 DECISION DIAGNOSTICS CORP COM 243443108 10 39803 SH SOLE 39803 0 0 DEERE & CO. COM 244199105 1422 18384 SH SOLE 15142 0 3242 DEMOCRASOFT INC COM COM 24811V100 3 16203 SH SOLE 16203 0 0 DENTSPLY INTL INC NEW COM COM 249030107 1241 35465 SH SOLE 31794 0 3671 DEUTSCHE TELECOM AG SPON ADR COM 251566105 209 18204 SH SOLE 7415 0 10789 DEVON ENERGY CORP COM 25179M103 1364 22001 SH SOLE 9074 0 12927 DIAGEO PLC ADR SPONSORED COM 25243Q205 5483 62715 SH SOLE 54215 0 8500 DIAMOND OFFSHORE DRILLING IN COM 25271C102 524 9484 SH SOLE 6020 0 3464 DIGITAL RLTY TR INC COM 253868103 2207 33110 SH SOLE 28839 0 4271 DISNEY WALT PRODUCTION COM 254687106 2237 59663 SH SOLE 16227 0 43436 DOMINION RES INC VA COM 25746U109 434 8172 SH SOLE 4972 0 3200 DOVER CORP COM 260003108 363 6252 SH SOLE 0 0 6252 DOW CHEMICAL CORP COM 260543103 711 24722 SH SOLE 3904 0 20818 DU PONT EI DE NEMOURS CO. COM 263534109 4711 102897 SH SOLE 27101 0 75796 DUKE ENERGY CORP COM 26441C105 281 12788 SH SOLE 6668 0 6120 DUKE REALTY CORP COM 264411505 795 65972 SH SOLE 43209 0 22763 E DIGITAL CORP COM COM 26841Y103 1 52500 SH SOLE 52500 0 0 E M C CORP MASS COM 268648102 3644 169171 SH SOLE 42749 0 126422 EAGLE BANCORP INC MD COM COM 268948106 2503 172116 SH SOLE 0 0 172116 EASTGROUP PPTY INC COM COM 277276101 1328 30550 SH SOLE 0 0 30550 EATON CORP COM 278058102 429 9865 SH SOLE 3283 0 6582 ECHO GLOBAL LOGISTICS INC COM COM 27875T101 252 15579 SH SOLE 15579 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 274 3879 SH SOLE 2714 0 1165 EL PASO CORP COM 28336L109 210 7899 SH SOLE 4822 0 3077 EL PASO PIPELINE PARTNERS L CO COM 283702108 386 11139 SH SOLE 9139 0 2000 ELECTRICITE DE FRANCE ADR COM 285039103 52 10849 SH SOLE 0 0 10849 EMERSON ELECTRIC CO. COM 291011104 8379 179846 SH SOLE 60400 0 119446 ENERGY TRANSFER EQUITY L P COM COM 29273V100 2824 69600 SH SOLE 0 0 69600 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 245 5343 SH SOLE 2359 0 2984 ENSCO PLC SPONSORED ADR COM 29358Q109 209 4459 SH SOLE 3855 0 604 ENTERPRISE PRODS PARTNERS L COM 293792107 13319 287182 SH SOLE 55674 0 231508 EOG RES INC COM 26875P101 1332 13519 SH SOLE 638 0 12881 ERESEARCHTECHNOLOGY INC COM COM 29481V108 174 37000 SH SOLE 37000 0 0 EV ENERGY PARTNERS LP COM UNIT COM 26926V107 699 10600 SH SOLE 10600 0 0 EVOTEC AG SPONSORED ADS COM 30050E105 97 16027 SH SOLE 16027 0 0 EXELIS INC COM 30162A108 232 25605 SH SOLE 4500 0 21105 EXELON CORP COM 30161N101 2141 49366 SH SOLE 48359 0 1007 EXPRESS SCRIPTS INC COM 302182100 229 5133 SH SOLE 3331 0 1802 EXXON MOBIL CORP COM 30231G102 20899 246571 SH SOLE 133751 0 112821 FEDERATED INVS INC PA CL B COM 314211103 154 10189 SH SOLE 3 0 10186 FEDEX CORP COM 31428X106 1121 13427 SH SOLE 7031 0 6396 FIDUCIARY CLAYMORE MLP OPP FD COM 31647Q106 2177 101402 SH SOLE 25773 0 75630 FIFTH STREET FINANCE CORP COM COM 31678A103 431 45015 SH SOLE 45015 0 0 FIFTH THIRD BANCORP COM 316773100 960 75497 SH SOLE 3843 0 71654 FINMECCANICA SPA ADR COM 318027208 67 36008 SH SOLE 0 0 36008 FIRST HORIZON NATL CORP COM COM 320517105 463 57918 SH SOLE 57918 0 0 FIRST ST BANCORPORATION COM COM 336453105 0 11200 SH SOLE 11200 0 0 FISERV INC COM 337738108 481 8196 SH SOLE 96 0 8100 FLANDERS CORP COM COM 338494107 338 110900 SH SOLE 0 0 110900 FLOWSERVE CORP COM COM 34354P105 504 5076 SH SOLE 4764 0 312 FLUOR CORP NEW COM 343412102 265 5264 SH SOLE 4961 0 303 FOCUS BUSINESS BANK CAL COM COM 34415X105 179 30000 SH SOLE 0 0 30000 FORD MTR CO DEL COM 345370860 909 84520 SH SOLE 74062 0 10458 FRANKLIN CA TXFREE INCOME FUAD COM 352518401 84 11738 SH SOLE 11738 0 0 FRANKLIN CUSTODIAN FDS INC INC COM 353496300 36 17354 SH SOLE 0 0 17354 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 5482 149003 SH SOLE 2097 0 146906 FX ENERGY INC COM COM 302695101 96 20019 SH SOLE 20019 0 0 GALECTIN THERAPEUTICS INC COM COM 363225103 14 15000 SH SOLE 15000 0 0 GENERAL DYNAMICS CORP COM 369550108 406 6111 SH SOLE 5383 0 728 GENERAL ELEC CAP CORP NT 5.875 PREFERRED STOCKS 369622493 496 19472 SH SOLE 19472 0 0 GENERAL ELECTRIC COM 369604103 17643 985094 SH SOLE 274889 0 710205 GENERAL MLS INC COM 370334104 386 9561 SH SOLE 1001 0 8560 GENEREX BIOTECHNOLOGY CP COM 371485103 28 184000 SH SOLE 182000 0 2000 GIGOPTIX INC COM COM 37517Y103 247 137197 SH SOLE 0 0 137197 GLADSTONE CAPITAL CORP COM COM 376535100 1583 207465 SH SOLE 0 0 207465 GLADSTONE COML CORP COM COM 376536108 7635 435021 SH SOLE 0 0 435021 GLAXOSMITHKLINE PLC SPON ADR COM 37733W105 6103 133745 SH SOLE 110203 0 23542 GOLDMAN SACHS GROUP COM 38141G104 2290 25325 SH SOLE 7861 0 17464 GOOGLE INC COM 38259P508 17078 26440 SH SOLE 2287 0 24153 GOVERNMENT PPTYS INCOME TR COM COM 38376A103 3084 136750 SH SOLE 0 0 136750 GRAINGER W W INC COM 384802104 1041 5559 SH SOLE 1269 0 4290 GREENLAND MINERALS AND ENERGSH COM Q4352V117 5 10000 SH SOLE 0 0 10000 HALLIBURTON CO. COM 406216101 359 10414 SH SOLE 8296 0 2118 HARRIS PFD CAP CORP PFD EXCH A PREFERRED STOCKS 414567206 1618 64098 SH SOLE 64098 0 0 HARTFORD FINL SVCS GROUP INCWT WARRANT AND RIGH 416515120 318 34800 SH SOLE 0 0 34800 HCP INC COM 40414L109 388 9364 SH SOLE 5048 0 4316 HEALTH CARE REIT INC COM 42217K106 294 5395 SH SOLE 295 0 5100 HEALTH DISCOVERY CORP COM COM 42218R100 15 200000 SH SOLE 200000 0 0 HEINZ H J CO. COM 423074103 364 6728 SH SOLE 2478 0 4250 HERBALIFE LTD COM USD SHS COM G4412G101 4437 85880 SH SOLE 75377 0 10503 HERSHEY FOODS CORP COM 427866108 426 6898 SH SOLE 6098 0 800 HEWLETT PACKARD CO. 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COM 842587107 1261 27232 SH SOLE 23284 0 3947 SPDR CONSUMER STAPLE COM 81369Y308 52406 1612975 SH SOLE 1282940 0 330035 SPDR DJ WILSHIRE INTERNATIONAL COM 78463X863 1937 60844 SH SOLE 47583 0 13261 SPDR DOW JONES INDL AVRG ETF T COM 78467X109 419 3440 SH SOLE 0 0 3440 SPDR GOLD TRUST COM 78463V107 10407 68470 SH SOLE 46541 0 21929 SPDR HEALTHCARE COM 81369Y209 397 11439 SH SOLE 2058 0 9381 SPDR INDEX SHS FDS EMERG MKTS COM 78463X509 701 12044 SH SOLE 0 0 12044 SPDR SERIES TRUST BRCLYS 1-3MT COM 78464A680 27770 605941 SH SOLE 474603 0 131338 SPDR SERIES TRUST BRCLYS INTL COM 78464A516 754 12816 SH SOLE 11876 0 940 SPDR SERIES TRUST BRCLYS YLD E COM 78464A417 544 14149 SH SOLE 10399 0 3750 SPDR SERIES TRUST S&P DIVID ET COM 78464A763 20571 381864 SH SOLE 361448 0 20416 SPDR S&P MIDCAP 400 ETF TR UTS COM 78467Y107 851 5333 SH SOLE 4016 0 1317 SPRINT NEXTEL CORP COM 852061100 166 70872 SH SOLE 70872 0 0 ST JOE CO COM COM 790148100 161 11000 SH SOLE 6100 0 4900 STAR SCIENTIFIC INC COM COM 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SH SOLE 2866 0 6828 TRAVELERS COMPANIES INC COM 89417E109 960 16218 SH SOLE 1443 0 14775 TRIMBLE NAVIGATION LTD COM 896239100 1573 36237 SH SOLE 6664 0 29573 TYCO INTERNATIONAL LTD COM H89128104 490 10498 SH SOLE 471 0 10027 TYLER TECHNOLOGIES INC COM COM 902252105 2766 91861 SH SOLE 0 0 91861 UBS AG COM H89231338 133 11281 SH SOLE 302 0 10979 ULTA SALON COSMETCS & FRAG ICO COM 90384S303 4604 70917 SH SOLE 64157 0 6760 UNDER ARMOUR INC CL A COM 904311107 4631 64510 SH SOLE 55747 0 8763 UNILEVER N V COM 904784709 299 8706 SH SOLE 3479 0 5227 UNILEVER PLC SPON ADR NEW COM 904767704 256 7635 SH SOLE 435 0 7200 UNION PAC CORP COM 907818108 1761 16624 SH SOLE 5209 0 11415 UNITED BANKSHARES INC WEST VCO COM 909907107 5830 206230 SH SOLE 0 0 206230 UNITED PARCEL SVC INC COM 911312106 13225 180701 SH SOLE 20723 0 159978 UNITED STATES STL CORP COM 912909108 203 7672 SH SOLE 7215 0 457 UNITED TECHNOLOGIES CORP COM 913017109 5946 81351 SH SOLE 27183 0 54168 UNITEDHEALTH GROUP INC COM 91324P102 1698 33502 SH SOLE 10067 0 23435 UNIVERSAL BIOENERGY INC COM COM 91337M104 27 1100000 SH SOLE 1100000 0 0 US BANCORP DEL COM 902973304 708 26167 SH SOLE 6803 0 19364 US FUEL CORPORATION COM COM 90345T101 0 12000 SH SOLE 0 0 12000 VALENCE TECHNOLOGY INC COM COM 918914102 105 107000 SH SOLE 0 0 107000 VANGUARD BD INDEX FD INC TOTAL COM 921937835 22730 272091 SH SOLE 208482 0 63609 VANGUARD EUROPE PAC ETF COM 921943858 1194 38967 SH SOLE 32905 0 6062 VANGUARD INDEX FDS GROWTH ETF COM 922908736 723 11710 SH SOLE 11645 0 65 VANGUARD INDEX FDS LARGE CAP E COM 922908637 229 3992 SH SOLE 3992 0 0 VANGUARD INDEX FDS SM CP VAL E COM 922908611 9615 153426 SH SOLE 149478 0 3948 VANGUARD INDEX FDS SMALL CP ET COM 922908751 222 3181 SH SOLE 1904 0 1277 VANGUARD INDEX FDS SML CP GRW COM 922908595 428 5601 SH SOLE 1199 0 4402 VANGUARD INDEX FDS STK MRK ETF COM 922908769 28926 449862 SH SOLE 280522 0 169340 VANGUARD INTL EQUITY INDEX ALL COM 922042775 276 6956 SH SOLE 6166 0 790 VANGUARD INTL EQUITY INDEX FTT COM 922042742 272 6295 SH SOLE 6045 0 250 VANGUARD MSCI EMERGING MARKETS COM 922042858 12488 326824 SH SOLE 223494 0 103330 VANGUARD SPECIALIZED PORTFOLDI COM 921908844 13845 253340 SH SOLE 221440 0 31900 VANGUARD WORLD FDS HEALTH CAR COM 92204A504 494 8069 SH SOLE 6090 0 1979 VERIZON COMMUNICATIONS COM 92343V104 12586 313713 SH SOLE 36202 0 277512 VIACOM INC NEW CL B COM 92553P201 361 7952 SH SOLE 5754 0 2197 VIPERS MID CAP INDEX COM 922908629 365 5078 SH SOLE 3345 0 1733 VIRGINIA COMM BANCORP INC COM 92778Q109 3484 450654 SH SOLE 0 0 450654 VISA INC COM 92826C839 755 7434 SH SOLE 2490 0 4944 VODAFONE GROUP INC COM 92857W209 5688 202919 SH SOLE 136266 0 66653 WAL MART STORES INC COM 931142103 6057 101360 SH SOLE 87199 0 14161 WALGREEN COMPANY COM 931422109 3423 103552 SH SOLE 46486 0 57066 WALTER ENERGY INC COM 93317Q105 261 4317 SH SOLE 3550 0 767 WASHINGTON POST CO. CL B COM 939640108 207 550 SH SOLE 0 0 550 WASTE MGMT INC DEL COM 94106L109 3245 99211 SH SOLE 77354 0 21857 WEATHERFORD INTERNATIONAL LTD COM H27013103 364 24891 SH SOLE 1023 0 23868 WEINGARTEN RLTY INVS SH BEN IN COM 948741103 422 19323 SH SOLE 104 0 19219 WELLPOINT INC COM 94973V107 247 3724 SH SOLE 3692 0 32 WELLS FARGO & CO NEW WT EXP 10 WARRANT AND RIGH 949746119 4268 497378 SH SOLE 0 0 497378 WELLS FARGO & COMPANY COM 949746101 2728 98972 SH SOLE 10576 0 88395 WESTCORE TR PLUS BDFD INTL COM 957904485 482 44181 SH SOLE 0 0 44181 WESTERN UNION COMPANY COM 959802109 299 16375 SH SOLE 807 0 15568 WESTPORT INNOVATIONS INC COM 960908309 223 6721 SH SOLE 5640 0 1081 WHITE MTNS INS GROUP LTD COM COM G9618E107 595 1312 SH SOLE 87 0 1225 WHOLE FOODS MKT INC COM 966837106 399 5731 SH SOLE 2431 0 3300 WILLIAMS COS INC COM 969457100 564 17094 SH SOLE 168 0 16926 WILLIS GROUP HOLDINGS PUBLIC COM G96666105 711 18329 SH SOLE 12293 0 6036 WISDOMTREE TRUST EMERG MKTS ET COM 97717W315 3463 67539 SH SOLE 54378 0 13161 WISDOMTREE TRUST EMG MKTS SMCA COM 97717W281 1547 37418 SH SOLE 28891 0 8527 WISDOMTREE TRUST INTL LRGCAP D COM 97717W794 2128 53205 SH SOLE 52429 0 776 WISDOMTREE TRUST SMLCAP EARN F COM 97717W562 206 4086 SH SOLE 1582 0 2504 WORLD SERIES OF GOLF INC COM COM 98154X105 1 703200 SH SOLE 703200 0 0 WPP PLC ADR COM 92933H101 210 4023 SH SOLE 0 0 4023 XCEL ENERGY INC COM 98389B100 794 28712 SH SOLE 25020 0 3692 XPLORE TECHNOLOGIES CORP COM N COM 983950205 1 31298 SH SOLE 0 0 31298 XYLEM INC COM 98419M100 872 33939 SH SOLE 6959 0 26980 YUM BRANDS INC COM 988498101 7184 121743 SH SOLE 6975 0 114768 ZIMMER HLDGS INC COM 98956P102 2565 48008 SH SOLE 20487 0 27521