0001040197-12-000002.txt : 20120214
0001040197-12-000002.hdr.sgml : 20120214
20120214100646
ACCESSION NUMBER: 0001040197-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Wealth Advisors
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 12603375
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
mai123111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAI Wealth Advisors LLC
Address: 1360 E. 9th St., Suite 1100
Cleveland, Ohio 44114-1782
Form 13F File Number: 28-06392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Diane Whitehouse
Title: Director
Phone: (216) 920-4985
Signature, Place, and Date of Signing
Kimberly A. Novak Cleveland, Ohio February 14, 2012
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 247
Form 13F Information Table Value Total: $378807
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3GS, LLC Class B COM 0 30000 SH Sole 30000
A T & T Corp New COM 00206R102 1026 33938 SH Sole 33938
ANSYS Inc COM 03662Q105 297 5185 SH Sole 5185
Abbott Labs Inc. COM 002824100 9081 161490 SH Sole 11153 150337
Accenture PLC Cl A COM G1151C101 3285 61709 SH Sole 17723 43986
Ace Ltd COM H0023R105 209 2983 SH Sole 2983
Adobe Systems COM 00724F101 3485 123293 SH Sole 28234 95059
Affiliated Managers COM 008252108 656 6834 SH Sole 6834
Air Products & Chemicals Inc COM 009158106 1095 12852 SH Sole 3837 9015
Akamai Tech COM 00971T101 3165 98036 SH Sole 17150 80886
Albemarle Corp COM 012653101 2090 40571 SH Sole 6694 33877
Alcoa Inc. COM 013817101 208 24006 SH Sole 24006
Allstate Corp COM 020002101 309 11288 SH Sole 11288
Alstom SA COM 021244207 39 12804 SH Sole 12804
America Movil ADR COM 02364W105 2206 97595 SH Sole 16842 80753
American Eagle Outfitters Inc. COM 02553E106 179 11703 SH Sole 11703
American Electric Power COM 025537101 282 6824 SH Sole 6824
American Express COM 025816109 227 4812 SH Sole 4812
American Tower COM 3691 61510 SH Sole 12965 48545
Ameriprise Financial Inc COM 03076C106 392 7906 SH Sole 7906
Ametek Inc COM 031100100 2882 68451 SH Sole 11635 56816
Amgen Inc COM 031162100 248 3863 SH Sole 3863
Anadarko Pete Co. COM 032511107 318 4163 SH Sole 4163
Analog Devices Inc COM 032654105 4532 126655 SH Sole 126655
Annaly Capital Management Inc COM 035710409 7081 443650 SH Sole 21052 422598
Apple Inc COM 037833100 6874 16974 SH Sole 2223 14751
Applied Industrial Technologie COM 03820C105 1319 37500 SH Sole 37500
AptarGroup Inc COM 038336103 482 9240 SH Sole 9240
Archer-Daniels Midland COM 039483102 6535 228489 SH Sole 15379 213110
Avon Products Inc. COM 054303102 292 16700 SH Sole 16700
Axcelis Technologies Inc. COM 054540109 17 12869 SH Sole 12869
BHP Billiton Limited COM 088606108 4479 63420 SH Sole 63420
BP Amoco PLC ADR COM 055622104 279 6525 SH Sole 6525
Baker Hughes Inc. COM 057224107 858 17648 SH Sole 7074 10574
Bank of America Corp COM 060505104 262 47040 SH Sole 47040
Baxter International COM 071813109 927 18725 SH Sole 18725
Berkshire Hathaway COM 084670108 344 3 SH Sole 3
Berkshire Hathaway Class B COM 084670702 634 8307 SH Sole 8307
Blackstone Group LP COM 09253U108 170 12168 SH Sole 12168
Boeing Company COM 097023105 5573 75982 SH Sole 75982
Bowood Energy COM 103066106 2 10000 SH Sole 10000
Bristol-Myers Squibb COM 110122108 556 15780 SH Sole 15780
Brocade Communications System COM 111621306 98 18922 SH Sole 18922
Buckle Inc COM 118440106 260 6362 SH Sole 6362
CVS/Caremark Corp. COM 126650100 357 8761 SH Sole 8761
Cablevision New Cl A COM 12686C109 227 15954 SH Sole 15954
Camden Property Trust COM 133131102 244 3925 SH Sole 3925
Cameron International COM 13342b105 443 9000 SH Sole 9000
CareFusion Corp COM 14170T101 973 38288 SH Sole 13363 24925
Charles Schwab COM 808513105 134 11889 SH Sole 11889
Chesapeake Energy Corp. COM 165167107 733 32886 SH Sole 13374 19512
Chevron Corp. COM 166764100 8454 79454 SH Sole 6391 73063
Chubb Corporation COM 171232101 6361 91889 SH Sole 91889
Church & Dwight Co COM 171340102 313 6850 SH Sole 6850
Cisco Systems COM 17275R102 776 42939 SH Sole 9850 33089
Citrix Systems Inc COM 177376100 2628 43287 SH Sole 6069 37218
Coach Inc. COM 189754104 372 6097 SH Sole 6097
Coca-Cola Co. COM 191216100 294 4196 SH Sole 4196
Colgate Palmolive COM 194162103 1452 15712 SH Sole 3819 11893
Comcast Corp Class A Special COM 20030N200 1105 46906 SH Sole 46906
Comcast Corp. Cl A COM 20030N101 798 33673 SH Sole 33673
Concho Resources COM 20605p101 406 4335 SH Sole 4335
ConocoPhillips COM 20825C104 6999 96042 SH Sole 6159 89883
Core Laboratories N.V. COM N22717107 360 3155 SH Sole 3155
Corning, Inc. COM 219350105 709 54612 SH Sole 11772 42840
Costco Wholesale Corp COM 22160K105 3306 39681 SH Sole 5734 33947
Covidien COM G2554F113 241 5354 SH Sole 5354
Credit Agricole SA COM 225313105 49 17251 SH Sole 17251
Danaher Corp. COM 235851102 2488 52901 SH Sole 9332 43569
Deere & Co COM 244199105 3479 44978 SH Sole 10883 34095
Dell Inc. COM 24702r101 212 14460 SH Sole 14460
Developers Diversified Realty COM 23317H102 154 12614 SH Sole 12614
Diageo PLC ADR COM 25243Q205 5681 64985 SH Sole 64985
DirectTV Group Inc COM 25490A101 1054 24656 SH Sole 24656
Discovery Communications COM 25470f104 2131 52011 SH Sole 9200 42811
Disney, Walt Co. COM 254687106 243 6471 SH Sole 6471
Donaldson Company Inc. COM 257651109 314 4610 SH Sole 4610
Dover Corp. COM 260003108 533 9174 SH Sole 9174
Dow Chemical COM 260543103 368 12783 SH Sole 12783
Dresser-Rand Group COM 261608103 293 5875 SH Sole 5875
Du Pont (EI) de Nemours COM 263534109 1036 22639 SH Sole 22639
E M C Corporation COM 268648102 1057 49090 SH Sole 11153 37937
EQT Corp COM 26884L109 252 4596 SH Sole 4596
Eaton Corporation COM 278058102 863 19821 SH Sole 19821
Emerson Electric COM 291011104 266 5710 SH Sole 5710
Energen COM 29265N108 229 4575 SH Sole 4575
Enerplus Corp COM 292766102 699 27621 SH Sole 27621
Ericsson LM Tel Co. ADR Cl B COM 294821608 139 13679 SH Sole 13679
Exxon Mobil Corp. COM 30231G102 13040 153849 SH Sole 4710 149139
FMC Corp COM 302491303 658 7653 SH Sole 7653
FMC Technologies Inc. COM 30249U101 326 6245 SH Sole 6245
Fifth Third Bancorp. COM 316773100 220 17326 SH Sole 17326
Flir Systems COM 302445101 980 39101 SH Sole 7216 31885
Ford Motor Corp. com new COM 345370860 417 38800 SH Sole 38800
Freeport McMoRan Copper & Gold COM 35671D857 1602 43547 SH Sole 7368 36179
Gardner Denver COM 365558105 272 3530 SH Sole 3530
General Dynamics COM 369550108 290 4370 SH Sole 4370
General Electric COM 369604103 7441 415465 SH Sole 20281 395184
General Growth Properties Inc COM 370023103 228 15188 SH Sole 15188
Genesee & Wyoming Inc COM 371559105 284 4685 SH Sole 4685
Gentex Corp COM 371901109 286 9657 SH Sole 9657
Goodrich Corp. COM 382388106 2113 17085 SH Sole 3564 13521
Google Inc COM 38259P508 5353 8287 SH Sole 1604 6683
Grand Central Silver Mines COM 384906202 0 17000 SH Sole 17000
Great Plains Energy Inc. COM 391164100 229 10517 SH Sole 10517
Grupo Financiero Banorte S.A.B COM P49501201 561 185000 SH Sole 185000
Grupo Financiero Inbursa S.A. COM P4950U165 97 53000 SH Sole 53000
HMS Holdings Corp. COM 40425J101 332 10390 SH Sole 10390
Halliburton Company COM 406216101 249 7227 SH Sole 7227
Harley Davidson Inc. COM 412822108 729 18759 SH Sole 18759
Hasbro Inc COM 418056107 382 11986 SH Sole 11986
Healthwatch Inc COM 422214809 0 10000 SH Sole 10000
Hewlett-Packard COM 428236103 327 12707 SH Sole 12707
Hexcel Corp COM 428291108 283 11700 SH Sole 11700
Hittite Microwave Corp COM 43365Y104 258 5225 SH Sole 5225
Home Depot COM 437076102 5602 133256 SH Sole 133256
Honeywell International COM 438516106 5156 94874 SH Sole 94874
Hormel Geo A Co COM 440452100 266 9075 SH Sole 9075
Huntington Bancshares COM 446150104 57 10400 SH Sole 10400
IDEXX Laboratories COM 45168D104 266 3460 SH Sole 3460
ING Groep NV ADS COM 456837103 73 10169 SH Sole 10169
Illinois Tool Works COM 452308109 243 5209 SH Sole 5209
Informatica Corp COM 45666Q102 2415 65392 SH Sole 8779 56613
Int'l Business Machines COM 459200101 8825 47994 SH Sole 3393 44601
Intel Corp COM 458140100 1023 42177 SH Sole 42177
International Power Group Ltd COM 46018A100 0 20000 SH Sole 20000
Interpublic Group of Cos COM 460690100 99 10218 SH Sole 10218
J C Penney Co. COM 708160106 428 12175 SH Sole 12175
J P Morgan Chase & Co. COM 46625H100 6621 199125 SH Sole 199125
Jacobs Engineering COM 469814107 510 12561 SH Sole 12561
Johnson & Johnson COM 478160104 7970 121535 SH Sole 121535
Juniper Networks Inc. COM 48203R104 1524 74676 SH Sole 15435 59241
KeyCorp COM 493267108 261 33936 SH Sole 33936
Kimberly-Clark COM 494368103 242 3287 SH Sole 3287
Kingfisher ADR COM 495724403 117 14977 SH Sole 14977
Kirby Corporation COM 497266106 384 5832 SH Sole 5832
Kraft Foods Inc. COM 50075N104 262 7022 SH Sole 7022
Kroger Co COM 501044101 225 9296 SH Sole 9296
LNB Bancorp Inc. COM 502100100 52 11000 SH Sole 11000
LTX-Credence Corp COM 502403207 55 10277 SH Sole 10277
Ladenburg Thalmann Financial S COM 50575Q102 37 15000 SH Sole 15000
Las Vegas Sands Corp. COM 517834107 310 7250 SH Sole 7250
Leapfrog Enterprises COM 52186N106 64 11490 SH Sole 11490
Liberty Capital Media A COM 530322106 700 8970 SH Sole 8970
Liberty Global Inc Cl A COM 530555101 384 9355 SH Sole 9355
Liberty Global Inc Ser C COM 530555309 216 5472 SH Sole 5472
Life Technologies Corp COM 53217V109 751 19291 SH Sole 19291
Lilly, Eli Co COM 532457108 392 9421 SH Sole 9421
MEMC Electronic Materials Inc. COM 552715104 44 11278 SH Sole 11278
Mako Surgical COM 560879108 296 11750 SH Sole 11750
Marathon Oil Corp COM 565849106 234 7995 SH Sole 7995
McDonalds Corp COM 580135101 6381 63597 SH Sole 63597
McKesson HBOC Corp. COM 58155Q103 2294 29439 SH Sole 10533 18906
MedAssets COM 584045108 157 16930 SH Sole 16930
Medco Health Solutions COM 58405U102 3360 60113 SH Sole 15516 44597
Mednax COM 58502B106 300 4160 SH Sole 4160
Medtronic Inc. COM 585055106 5197 135880 SH Sole 10615 125265
Merck & Co COM 58933Y105 827 21929 SH Sole 21929
Metlife Inc. COM 59156R108 366 11742 SH Sole 11742
Micro Systems Inc COM 594901100 312 6690 SH Sole 6690
Microsoft Corporation COM 594918104 5957 229484 SH Sole 229484
Mylan Laboratories Inc. COM 628530107 223 10405 SH Sole 10405
Nabors Industries COM G6359F103 1328 76601 SH Sole 11208 65393
National Oilwell Varco Inc COM 637071101 269 3957 SH Sole 3957
Neoprobe Corp(symbol changed t COM 55 21000 SH Sole 21000
Nestle SA (REG) ADR COM 641069406 570 9868 SH Sole 9868
Newell Rubbermaid Company COM 651229106 178 11012 SH Sole 11012
NextEra Energy (formerly FPL) COM 65339f101 5529 90813 SH Sole 90813
Nice Systems ADR COM 653656108 2310 67052 SH Sole 12077 54975
Nike Inc. COM 654106103 878 9107 SH Sole 9107
Nordson COM 655663102 226 5490 SH Sole 5490
Norfolk Southern COM 655844108 5589 76708 SH Sole 76708
Nucor Corporation COM 670346105 5787 146239 SH Sole 146239
Nvidia Corp. COM 67066G104 420 30300 SH Sole 30300
O'Reilly Automotive Inc COM 67103H107 361 4520 SH Sole 4520
Occidental Petroleum COM 674599105 3034 32381 SH Sole 4468 27913
Ocwen Financial Corp COM 675746309 145 10000 SH Sole 10000
Omnicom Group COM 681919106 2717 60948 SH Sole 9104 51844
Oracle Corp COM 68389X105 3656 142519 SH Sole 22655 119864
PNC Financial Services Group COM 693475105 1010 17518 SH Sole 6972 10546
PVF Capital Corp COM 693654105 315 213952 SH Sole 213952
Panera Bread Company COM 69840W108 332 2345 SH Sole 2345
Parker-Hannifin COM 701094104 2045 26823 SH Sole 8092 18731
Peabody Energy Corp COM 704549104 846 25565 SH Sole 6338 19227
Pepsico Inc. COM 713448108 9896 149145 SH Sole 11941 137204
Perrigo Company COM 714290103 322 3305 SH Sole 3305
Petroleo Brasil COM 71654V408 237 9550 SH Sole 9550
Pfizer Inc COM 717081103 1296 59879 SH Sole 59879
Philip Morris Int'l COM 718172109 7012 89342 SH Sole 7593 81749
Portfolio Recovery Associates COM 73640Q105 2219 32869 SH Sole 5230 27639
Praxair Inc. COM 74005P104 2248 21031 SH Sole 4283 16748
Procter & Gamble COM 742718109 1878 28157 SH Sole 28157
Progressive Corp COM 743315103 485 24864 SH Sole 24864
Prospect Cap Corp COM 74348T102 111 12000 SH Sole 12000
Qualcomm Incorporated COM 747525103 12556 229540 SH Sole 22903 206637
Quest Diagnostics Inc COM 74834L100 247 4262 SH Sole 4262
Range Resources Corp. COM 75281A109 218 3512 SH Sole 3512
Raytheon Company COM 755111507 216 4464 SH Sole 4464
Republic Services Inc. COM 760759100 225 8157 SH Sole 8157
Robbins & Myers Inc COM 770196103 452 9306 SH Sole 9306
Roper Industries COM 776696106 3347 38532 SH Sole 6344 32188
Ross Stores Inc COM 778296103 332 6990 SH Sole 6990
Royal Dutch Shell Plc Spon Adr COM 780259206 7170 98095 SH Sole 7558 90537
Royal Dutch Shell Plc Spon Adr COM 780259107 261 3432 SH Sole 3432
Schlumberger Limited COM 806857108 495 7250 SH Sole 7250
Secom Ltd ADR COM 813113206 185 16000 SH Sole 16000
Sigma-Aldrich Corp. COM 826552101 254 4060 SH Sole 4060
Signature Bank NY COM 82669G104 334 5560 SH Sole 5560
Siliconware Precision Industri COM 827084864 70 16041 SH Sole 16041
Skyworks Solutions Inc. COM 83088M102 290 17875 SH Sole 17875
Spirit Aerosystems COM 848574109 295 14193 SH Sole 14193
Staples Inc COM 855030102 204 14678 SH Sole 14678
State Street Corp. COM 857477103 2836 70348 SH Sole 15737 54611
Stryker Corp. COM 863667101 324 6509 SH Sole 6509
Synovus Financial Corp. COM 87161C105 39 27558 SH Sole 27558
T. Rowe Price Associates Inc COM 74144T108 7328 128677 SH Sole 6527 122150
Taiwan Semiconductor Manufactu COM 874039100 172 13355 SH Sole 13355
Target COM 87612E106 266 5185 SH Sole 5185
Teleflex, Inc. COM 879369106 220 3588 SH Sole 3588
Telefonica Brasil Spon ADR COM 87936R106 273 10000 SH Sole 10000
Telefonos de Mexico COM 879403780 318 22000 SH Sole 22000
Teradata COM 88076W103 322 6635 SH Sole 6635
Teva Pharmaceutical Inds COM 881624209 3925 97256 SH Sole 15098 82158
The Wendy's Company COM 95058W100 95 17700 SH Sole 17700
Time Warner Inc COM 887317303 304 8411 SH Sole 8411
Travelers Companies Inc COM 89417E109 1096 18518 SH Sole 7117 11401
U S Bancorp new COM 902973304 376 13910 SH Sole 13910
UDR Inc COM 902653104 217 8646 SH Sole 8646
Ulta Salon Cosmetics & Fragran COM 90384S303 313 4820 SH Sole 4820
Union Pacific Corp COM 907818108 593 5596 SH Sole 5596
United Natural Foods COM 911163103 304 7587 SH Sole 7587
United Technologies COM 913017109 1033 14134 SH Sole 14134
VF Corp. COM 918204108 314 2475 SH Sole 2475
VISA Inc Cl A COM 92826C839 3883 38246 SH Sole 8906 29340
Verizon Communications COM 92343V104 1566 39045 SH Sole 39045
Vodafone Group PLC COM 92857W209 8057 287442 SH Sole 287442
Vulcan Materials COM 929160109 307 7795 SH Sole 7795
W. W. Grainger Inc COM 384802104 367 1960 SH Sole 1960
WCA Waste Corporation COM 92926K103 292 44798 SH Sole 44798
Wal-Mart Stores Inc. COM 931142103 419 7014 SH Sole 7014
Walgreen Inc. COM 931422109 342 10331 SH Sole 10331
Waste Management Inc. COM 94106L109 319 9752 SH Sole 9752
Weatherford Int'l Inc COM H27013103 2607 178078 SH Sole 45109 132969
Wells Fargo and Company COM 949746101 401 14538 SH Sole 14538
Western Union COM 959802109 311 17030 SH Sole 17030
Wynn Resorts COM 983134107 525 4750 SH Sole 4750
Yum! Brands Inc. COM 988498101 3687 62474 SH Sole 15653 46821