0001512647-12-000001.txt : 20120208 0001512647-12-000001.hdr.sgml : 20120208 20120208145113 ACCESSION NUMBER: 0001512647-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 12581460 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas4q11.txt FAAS DECEMBER 2011 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 028-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: /s/Luanne Borowski San Diego, CA February 08, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 662 Form 13F Information Table Value Total: $164,507,500 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 101590 1243 SH SOLE 1243 8X8 INC NEW COM 282914100 1268 400 SH SOLE 400 ABB LTD SPONSORED ADR 000375204 21655 1150 SH SOLE 1150 ABBOTT LABS COM 002824100 409359 7280 SH SOLE 7280 ABERCROMBIE & FITCH CO CL A 002896207 2930 60 SH SOLE 60 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 129616 2435 SH SOLE 2435 ACE LTD SHS H0023R105 948704 13530 SH SOLE 13530 ACETO CORP COM 004446100 10350 1500 SH SOLE 1500 ADOBE SYS INC COM 00724F101 176829 6255 SH SOLE 6255 ADVANCE AUTO PARTS INC COM 00751Y106 223864 3215 SH SOLE 3215 AES CORP COM 00130H105 35520 3000 SH SOLE 3000 AETNA INC NEW COM 00817Y108 127838 3030 SH SOLE 3030 AFLAC INC COM 001055102 210028 4855 SH SOLE 4855 AGCO CORP COM 001084102 2149 50 SH SOLE 50 AGILENT TECHNOLOGIES INC COM 00846U101 1327 38 SH SOLE 38 AGL RES INC COM 001204106 52826 1250 SH SOLE 1250 AIR PRODS & CHEMS INC COM 009158106 25557 300 SH SOLE 300 AK STL HLDG CORP COM 001547108 9086 1100 SH SOLE 1100 ALASKA COMMUNICATIONS SYS GR COM 01167P101 2107 700 SH SOLE 700 ALCATEL-LUCENT SPONSORED ADR 013904305 262 168 SH SOLE 168 ALCOA INC COM 013817101 77662 8978 SH SOLE 8978 ALLIANCE DATA SYSTEMS CORP COM 018581108 993953 9572 SH SOLE 9572 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 82077 6275 SH SOLE 6275 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 2018 250 SH SOLE 250 ALLSTATE CORP COM 020002101 120604 4400 SH SOLE 4400 ALPS ETF TR ALERIAN MLP 00162Q866 15290 920 SH SOLE 920 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 3764 75 SH SOLE 75 ALTRIA GROUP INC COM 02209S103 443564 14960 SH SOLE 14960 AMEDISYS INC COM 023436108 546 50 SH SOLE 50 AMEREN CORP COM 023608102 134015 4045 SH SOLE 4045 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 771069 34118 SH SOLE 34118 AMERICAN CAP LTD COM 02503Y103 20782 3088 SH SOLE 3088 AMERICAN CAPITAL AGENCY CORP COM 02503X105 576735 20539 SH SOLE 20539 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 18807 1230 SH SOLE 1230 AMERICAN ELEC PWR INC COM 025537101 167097 4045 SH SOLE 4045 AMERICAN EXPRESS CO COM 025816109 68398 1450 SH SOLE 1450 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1394 378 SH SOLE 378 AMERICAN WTR WKS CO INC NEW COM 030420103 47791 1500 SH SOLE 1500 AMERIGAS PARTNERS L P UNIT L P INT 030975106 157562 3432 SH SOLE 3432 AMGEN INC COM 031162100 136704 2129 SH SOLE 2129 AMPCO-PITTSBURGH CORP COM 032037103 111110 5745 SH SOLE 5745 AMYLIN PHARMACEUTICALS INC COM 032346108 13656 1200 SH SOLE 1200 ANALOG DEVICES INC COM 032654105 144298 4033 SH SOLE 4033 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2207 52 SH SOLE 52 ANNALY CAP MGMT INC COM 035710409 798 50 SH SOLE 50 APACHE CORP COM 037411105 81976 905 SH SOLE 905 APPLE INC COM 037833100 1630530 4026 SH 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QUE COM 063671101 195398 3565 SH SOLE 3565 BANK NOVA SCOTIA HALIFAX COM 064149107 199488 4005 SH SOLE 4005 BANK OF AMERICA CORPORATION COM 060505104 25409 4570 SH SOLE 4570 BANK OF NEW YORK MELLON CORP COM 064058100 48961 2459 SH SOLE 2459 BARD C R INC COM 067383109 111065 1299 SH SOLE 1299 BAXTER INTL INC COM 071813109 39584 800 SH SOLE 800 BCE INC COM NEW 05534B760 96258 2310 SH SOLE 2310 BECTON DICKINSON & CO COM 075887109 211067 2825 SH SOLE 2825 BED BATH & BEYOND INC COM 075896100 84637 1460 SH SOLE 1460 BEMIS INC COM 081437105 34592 1150 SH SOLE 1150 BERKSHIRE HATHAWAY INC DEL CL A 084670108 918040 8 SH SOLE 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 25943 340 SH SOLE 340 BEST BUY INC COM 086516101 39286 1681 SH SOLE 1681 BHP BILLITON LTD SPONSORED ADR 088606108 7487 106 SH SOLE 106 BIG LOTS INC COM 089302103 78352 2075 SH SOLE 2075 BIOMARIN PHARMACEUTICAL INC COM 09061G101 27504 800 SH SOLE 800 BLACKROCK ENERGY & RES TR COM 09250U101 249579 10208 SH SOLE 10208 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2391 181 SH SOLE 181 BLACKROCK INC COM 09247X101 262549 1473 SH SOLE 1473 BLOCK H & R INC COM 093671105 107782 6600 SH SOLE 6600 BOEING CO COM 097023105 390076 5318 SH SOLE 5318 BOSTON SCIENTIFIC CORP COM 101137107 3204 600 SH SOLE 600 BP PLC SPONSORED ADR 055622104 82530 1931 SH SOLE 1931 BRIGHTPOINT INC COM NEW 109473405 10760 1000 SH SOLE 1000 BRISTOL MYERS SQUIBB CO COM 110122108 453047 12856 SH SOLE 12856 BROADCOM CORP CL A 111320107 7722 263 SH SOLE 263 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 15221 675 SH SOLE 675 BUCKLE INC COM 118440106 12261 300 SH SOLE 300 BUNGE LIMITED COM G16962105 785299 13729 SH SOLE 13729 CACI INTL INC CL A 127190304 187891 3360 SH SOLE 3360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 328853 29205 SH SOLE 29205 CAMECO CORP COM 13321L108 87553 4850 SH SOLE 4850 CAMPBELL SOUP CO COM 134429109 178665 5375 SH SOLE 5375 CANADIAN NAT RES LTD COM 136385101 7474 200 SH SOLE 200 CANADIAN NATL RY CO COM 136375102 58920 750 SH SOLE 750 CARDINAL HEALTH INC COM 14149Y108 6092 150 SH SOLE 150 CARLISLE COS INC COM 142339100 19935 450 SH SOLE 450 CATERPILLAR INC DEL COM 149123101 74292 820 SH SOLE 820 CDN IMPERIAL BK OF COMMERCE COM 136069101 49864 689 SH SOLE 689 CELGENE CORP COM 151020104 136890 2025 SH SOLE 2025 CENTENE CORP DEL COM 15135B101 3365 85 SH SOLE 85 CENTURYLINK INC COM 156700106 213760 5747 SH SOLE 5747 CHESAPEAKE ENERGY CORP COM 165167107 42575 1910 SH SOLE 1910 CHEVRON CORP NEW COM 166764100 766569 7205 SH SOLE 7205 CHIMERA INVT CORP COM 16934Q109 93187 37125 SH SOLE 37125 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 15565 321 SH SOLE 321 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 941458 8962 SH SOLE 8962 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 11426 200 SH SOLE 200 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 72899 3450 SH SOLE 3450 CHINA-BIOTICS INC COM 16937B109 1190 1700 SH SOLE 1700 CHUBB CORP COM 171232101 386411 5583 SH SOLE 5583 CINTAS CORP COM 172908105 26978 775 SH SOLE 775 CISCO SYS INC COM 17275R102 145326 8038 SH SOLE 8038 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 575892 16440 SH SOLE 16440 CLAYMORE EXCHANGE TRADED FD SABRIENT DEFEN 18383M878 7600 278 SH SOLE 278 CLEAN ENERGY FUELS CORP COM 184499101 18067 1450 SH SOLE 1450 CLIFFS NATURAL RESOURCES INC COM 18683K101 739208 11856 SH SOLE 11856 CLOROX CO DEL COM 189054109 362358 5444 SH SOLE 5444 CME GROUP INC COM 12572Q105 6335 26 SH SOLE 26 COACH INC COM 189754104 89729 1470 SH SOLE 1470 COCA COLA CO COM 191216100 407229 5820 SH SOLE 5820 COHEN & STEERS INFRASTRUCTUR COM 19248A109 170927 10818 SH SOLE 10818 COLGATE PALMOLIVE CO COM 194162103 731845 7921 SH SOLE 7921 COLONIAL PPTYS TR COM SH BEN INT 195872106 3442 165 SH SOLE 165 COMCAST CORP NEW CL A 20030N101 4790 202 SH SOLE 202 COMMERCE BANCSHARES INC COM 200525103 308467 8092 SH SOLE 8092 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 201206 5575 SH SOLE 5575 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 156921 8821 SH SOLE 8821 COMPUTER SCIENCES CORP COM 205363104 7467 315 SH SOLE 315 CONAGRA FOODS INC COM 205887102 154044 5835 SH SOLE 5835 CONOCOPHILLIPS COM 20825C104 570641 7831 SH SOLE 7831 CONSOL ENERGY INC COM 20854P109 3670 100 SH SOLE 100 CONSOLIDATED EDISON INC COM 209115104 4404 71 SH SOLE 71 CONSTELLATION BRANDS INC CL A 21036P108 47542 2300 SH SOLE 2300 CORE LABORATORIES N V COM N22717107 68370 600 SH SOLE 600 CORNING INC COM 219350105 42250 3255 SH SOLE 3255 COSTCO WHSL CORP NEW COM 22160K105 66656 800 SH SOLE 800 COVENTRY HEALTH CARE INC COM 222862104 59161 1948 SH SOLE 1948 CSX CORP COM 126408103 119358 5667 SH SOLE 5667 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5391 4000 PRN SOLE 4000 CUMMINS INC COM 231021106 79218 900 SH SOLE 900 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 150611 1433 SH SOLE 1433 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 190873 1492 SH SOLE 1492 CVS CAREMARK CORPORATION COM 126650100 432267 10600 SH SOLE 10600 DANAHER CORP DEL COM 235851102 56448 1200 SH SOLE 1200 DARDEN RESTAURANTS INC COM 237194105 148456 3257 SH SOLE 3257 DEERE & CO COM 244199105 52211 675 SH SOLE 675 DELCATH SYS INC COM 24661P104 3965 1300 SH SOLE 1300 DELL INC COM 24702R101 89665 6129 SH SOLE 6129 DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4013 5000 PRN SOLE 5000 DENDREON CORP COM 24823Q107 444790 58525 SH SOLE 58525 DEVON ENERGY CORP NEW COM 25179M103 12090 195 SH SOLE 195 DIAGEO P L C SPON ADR NEW 25243Q205 65565 750 SH SOLE 750 DIAMOND OFFSHORE DRILLING IN COM 25271C102 166887 3020 SH SOLE 3020 DIRECTV COM CL A 25490A101 847931 19830 SH SOLE 19830 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 427691 16475 SH SOLE 16475 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 100572 1950 SH SOLE 1950 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1408799 30070 SH SOLE 30070 DISCOVER FINL SVCS COM 254709108 2400 100 SH SOLE 100 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1885 50 SH SOLE 50 DISNEY WALT CO COM DISNEY 254687106 285563 7615 SH SOLE 7615 DOLLAR TREE INC COM 256746108 12467 150 SH SOLE 150 DOMINION RES INC VA NEW COM 25746U109 336952 6348 SH SOLE 6348 DONNELLEY R R & SONS CO COM 257867101 17316 1200 SH SOLE 1200 DOW CHEM CO COM 260543103 146676 5100 SH SOLE 5100 DU PONT E I DE NEMOURS & CO COM 263534109 179915 3930 SH SOLE 3930 DUKE ENERGY CORP NEW COM 26441C105 4400 200 SH SOLE 200 E M C CORP MASS COM 268648102 12924 600 SH SOLE 600 EASTMAN CHEM CO COM 277432100 121868 3120 SH SOLE 3120 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 18024 1380 SH SOLE 1380 EATON VANCE CORP COM NON VTG 278265103 225668 9546 SH SOLE 9546 EATON VANCE LTD DUR INCOME F COM 27828H105 290633 19083 SH SOLE 19083 EATON VANCE SH TM DR DIVR IN COM 27828V104 351103 21673 SH SOLE 21673 EATON VANCE TX ADV GLBL DIV COM 27828S101 1650 135 SH SOLE 135 EBAY INC COM 278642103 261447 8620 SH SOLE 8620 EDISON INTL COM 281020107 41400 1000 SH SOLE 1000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2077 60 SH SOLE 60 EMERSON ELEC CO COM 291011104 233743 5017 SH SOLE 5017 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 113341 2472 SH SOLE 2472 ENI S P A SPONSORED ADR 26874R108 702 17 SH SOLE 17 ENSCO PLC SPONSORED ADR 29358Q109 45514 970 SH SOLE 970 ENTERPRISE PRODS PARTNERS L COM 293792107 4638 100 SH SOLE 100 EVEREST RE GROUP LTD COM G3223R108 12614 150 SH SOLE 150 EXELON CORP COM 30161N101 171901 3964 SH SOLE 3964 EXPRESS SCRIPTS INC COM 302182100 581554 13013 SH SOLE 13013 EXXON MOBIL CORP COM 30231G102 1643129 19386 SH SOLE 19386 FEDERATED INVS INC PA CL B 314211103 4666 308 SH SOLE 308 FEDEX CORP COM 31428X106 92196 1104 SH SOLE 1104 FEI CO COM 30241L109 4078 100 SH SOLE 100 FIFTH THIRD BANCORP COM 316773100 10176 800 SH SOLE 800 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 148580 4600 SH SOLE 4600 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 169595 7171 SH SOLE 7171 FIRST TR ISE REVERE NAT GAS COM 33734J102 43658 2400 SH SOLE 2400 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 49985 2178 SH SOLE 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GENERAL ELECTRIC CO COM 369604103 648040 36183 SH SOLE 36183 GENERAL MLS INC COM 370334104 338640 8380 SH SOLE 8380 GEOGLOBAL RESOURCES INC COM 37249T109 7763 34800 SH SOLE 34800 GERON CORP COM 374163103 6068 4100 SH SOLE 4100 GILEAD SCIENCES INC COM 375558103 956704 23374 SH SOLE 23374 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 755 1000 PRN SOLE 1000 GOLDMAN SACHS GROUP INC COM 38141G104 4160 46 SH SOLE 46 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7035 7000 PRN SOLE 7000 GOOGLE INC CL A 38259P508 202169 313 SH SOLE 313 GRAINGER W W INC COM 384802104 287269 1535 SH SOLE 1535 GRANITE CONSTR INC COM 387328107 315737 13311 SH SOLE 13311 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000 HALLIBURTON CO COM 406216101 905724 26245 SH SOLE 26245 HARLEY DAVIDSON INC COM 412822108 739 19 SH SOLE 19 HARTFORD FINL SVCS GROUP INC COM 416515104 29252 1800 SH SOLE 1800 HCP INC COM 40414L109 274186 6618 SH SOLE 6618 HEALTH MGMT ASSOC INC NEW CL A 421933102 31360 4255 SH SOLE 4255 HELEN OF TROY CORP LTD COM G4388N106 32235 1050 SH SOLE 1050 HERSHEY CO COM 427866108 130002 2104 SH SOLE 2104 HESS CORP COM 42809H107 39760 700 SH SOLE 700 HEWLETT PACKARD CO COM 428236103 880296 34173 SH SOLE 34173 HOLOGIC INC COM 436440101 6514 372 SH SOLE 372 HOME DEPOT INC COM 437076102 52550 1250 SH SOLE 1250 HONDA MOTOR LTD AMERN SHS 438128308 7638 250 SH SOLE 250 HONEYWELL INTL INC COM 438516106 34241 630 SH SOLE 630 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 78707 3425 SH SOLE 3425 HUDSON CITY BANCORP COM 443683107 35627 5700 SH SOLE 5700 HUMAN GENOME SCIENCES INC COM 444903108 8868 1200 SH SOLE 1200 HUMANA INC COM 444859102 1055442 12047 SH SOLE 12047 HUNTINGTON BANCSHARES INC COM 446150104 2196 400 SH SOLE 400 ICONIX BRAND GROUP INC COM 451055107 779728 47865 SH SOLE 47865 IDENIX PHARMACEUTICALS INC COM 45166R204 3723 500 SH SOLE 500 ILLINOIS TOOL WKS INC COM 452308109 88422 1893 SH SOLE 1893 IMPERIAL OIL LTD COM NEW 453038408 17792 400 SH SOLE 400 ING ASIA PAC HGH DIVID EQ IN COM 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AUSTRALIA 464286103 553766 25828 SH SOLE 25828 ISHARES INC MSCI BRAZIL 464286400 13257 231 SH SOLE 231 ISHARES INC MSCI CDA INDEX 464286509 493161 18539 SH SOLE 18539 ISHARES INC MSCI THAILAND 464286624 31738 528 SH SOLE 528 ISHARES INC MSCI PAC J IDX 464286665 272353 6996 SH SOLE 6996 ISHARES INC MSCI SINGAPORE 464286673 53069 4900 SH SOLE 4900 ISHARES INC MSCI MALAYSIA 464286830 65660 4900 SH SOLE 4900 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 101578 3080 SH SOLE 3080 ISHARES SILVER TRUST ISHARES 46428Q109 40518 1504 SH SOLE 1504 ISHARES TR LRGE CORE INDX 464287127 4362 61 SH SOLE 61 ISHARES TR NYSE COMP INDX 464287143 9925 145 SH SOLE 145 ISHARES TR DJ SEL DIV INX 464287168 8121057 151032 SH SOLE 151032 ISHARES TR BARCLYS TIPS BD 464287176 1238783 10616 SH SOLE 10616 ISHARES TR TRANSP AVE IDX 464287192 17894 200 SH SOLE 200 ISHARES TR BARCLY USAGG B 464287226 5128379 46516 SH SOLE 46516 ISHARES TR MSCI EMERG MKT 464287234 277377 7311 SH SOLE 7311 ISHARES TR IBOXX INV CPBD 464287242 3615518 31782 SH SOLE 31782 ISHARES TR S&P GBL TELCM 464287275 231770 4154 SH SOLE 4154 ISHARES TR S&P500 GRW 464287309 26635 395 SH SOLE 395 ISHARES TR S&P NA NAT RES 464287374 12540 330 SH SOLE 330 ISHARES TR S&P LTN AM 40 464287390 227625 5347 SH SOLE 5347 ISHARES TR S&P 500 VALUE 464287408 3475471 60098 SH SOLE 60098 ISHARES TR BARCLYS 7-10 YR 464287440 2294672 21736 SH SOLE 21736 ISHARES TR BARCLYS 1-3 YR 464287457 303203 3588 SH SOLE 3588 ISHARES TR MSCI EAFE IDX 464287465 6518596 131609 SH SOLE 131609 ISHARES TR S&P MIDCAP 400 464287507 20764 237 SH SOLE 237 ISHARES TR NASDQ BIO INDX 464287556 4174 40 SH SOLE 40 ISHARES TR COHEN&ST RLTY 464287564 86441 1231 SH SOLE 1231 ISHARES TR RUSSELL1000VAL 464287598 36501 575 SH SOLE 575 ISHARES TR RUSSELL1000GRW 464287614 21671 375 SH SOLE 375 ISHARES TR RUSSELL 1000 464287622 6382 92 SH SOLE 92 ISHARES TR RUSSELL 2000 464287655 864153 11717 SH SOLE 11717 ISHARES TR RUSL 3000 GROW 464287671 45208 958 SH SOLE 958 ISHARES TR DJ US UTILS 464287697 397172 4497 SH SOLE 4497 ISHARES TR DJ US TECH SEC 464287721 245313 3839 SH SOLE 3839 ISHARES TR CONS GOODS IDX 464287812 150383 2196 SH SOLE 2196 ISHARES TR DJ US INDEX FD 464287846 22033 350 SH SOLE 350 ISHARES TR S&P SMLCP GROW 464287887 22997 309 SH SOLE 309 ISHARES TR S&P EMRG INFRS 464288216 250908 8700 SH SOLE 8700 ISHARES TR JPMORGAN USD 464288281 94824 864 SH SOLE 864 ISHARES TR S&P NTL AMTFREE 464288414 1144318 10571 SH SOLE 10571 ISHARES TR HIGH YLD CORP 464288513 1036942 11595 SH SOLE 11595 ISHARES TR BARCLYS MBS BD 464288588 2475556 22907 SH SOLE 22907 ISHARES TR BARCLYS CR BD 464288620 64069 588 SH SOLE 588 ISHARES TR BARCLYS INTER CR 464288638 3215 30 SH SOLE 30 ISHARES TR BARCLYS 1-3YR CR 464288646 2959492 28402 SH SOLE 28402 ISHARES TR BARCLYS 10-20YR 464288653 359179 2702 SH SOLE 2702 ISHARES TR BARCLYS 3-7 YR 464288661 98731 809 SH SOLE 809 ISHARES TR US PFD STK IDX 464288687 1431995 40202 SH SOLE 40202 ISHARES TR 2015 S&P AMTFR 464289339 165302 3113 SH SOLE 3113 ISIS PHARMACEUTICALS INC COM 464330109 7210 1000 SH SOLE 1000 ISTA PHARMACEUTICALS INC COM NEW 45031X204 10575 1500 SH SOLE 1500 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 842627 45400 SH SOLE 45400 JACOBS ENGR GROUP INC DEL COM 469814107 18261 450 SH SOLE 450 JOHNSON & JOHNSON COM 478160104 828442 12632 SH SOLE 12632 JOHNSON CTLS INC COM 478366107 80653 2580 SH SOLE 2580 JOY GLOBAL INC COM 481165108 29988 400 SH SOLE 400 JPMORGAN CHASE & CO COM 46625H100 1097203 32998 SH SOLE 32998 JUNIPER NETWORKS INC COM 48203R104 14287 700 SH SOLE 700 KBR INC COM 48242W106 5574 200 SH SOLE 200 KELLOGG CO COM 487836108 25285 500 SH SOLE 500 KIMBERLY CLARK CORP COM 494368103 280629 3815 SH SOLE 3815 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 181370 2135 SH SOLE 2135 KKR & CO L P DEL COM UNITS 48248M102 24377 1900 SH SOLE 1900 KOHLS CORP COM 500255104 142132 2880 SH SOLE 2880 KOPIN CORP COM 500600101 10670 2750 SH SOLE 2750 KRAFT FOODS INC CL A 50075N104 444996 11911 SH 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LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 5760 8000 PRN SOLE 8000 LULULEMON ATHLETICA INC COM 550021109 9332 200 SH SOLE 200 MANITOWOC INC COM 563571108 31476 3425 SH SOLE 3425 MARATHON OIL CORP COM 565849106 13172 450 SH SOLE 450 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 3091 65 SH SOLE 65 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 1107 300 SH SOLE 300 MASCO CORP COM 574599106 10480 1000 SH SOLE 1000 MASIMO CORP COM 574795100 1869 100 SH SOLE 100 MATTEL INC COM 577081102 58296 2100 SH SOLE 2100 MCDONALDS CORP COM 580135101 361418 3601 SH SOLE 3601 MCGRAW HILL COS INC COM 580645109 15290 340 SH SOLE 340 MEADWESTVACO CORP COM 583334107 3085 103 SH SOLE 103 MEDALLION FINL CORP COM 583928106 22760 2000 SH SOLE 2000 MEDASSETS INC COM 584045108 3238 350 SH SOLE 350 MEDCO HEALTH SOLUTIONS INC COM 58405U102 36223 648 SH SOLE 648 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 32419 975 SH SOLE 975 MEDTRONIC INC COM 585055106 450493 11777 SH SOLE 11777 MERCK & CO INC NEW COM 58933Y105 434839 11534 SH SOLE 11534 MESABI TR CTF BEN INT 590672101 253511 10100 SH SOLE 10100 METLIFE INC COM 59156R108 57561 1846 SH SOLE 1846 METROPCS COMMUNICATIONS INC COM 591708102 29078 3350 SH SOLE 3350 MFS CHARTER INCOME TR SH BEN INT 552727109 261809 28613 SH SOLE 28613 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 236038 33915 SH SOLE 33915 MFS INTER INCOME TR SH BEN INT 55273C107 369323 58623 SH SOLE 58623 MICROSOFT CORP COM 594918104 1348899 51960 SH SOLE 51960 MILLER HERMAN INC COM 600544100 9225 500 SH SOLE 500 MONSANTO CO NEW COM 61166W101 84084 1200 SH SOLE 1200 MORGAN STANLEY COM NEW 617446448 2270 150 SH SOLE 150 MOTRICITY INC COM 620107102 543 604 SH SOLE 604 MURPHY OIL CORP COM 626717102 22685 407 SH SOLE 407 NABORS INDUSTRIES LTD SHS G6359F103 56478 3257 SH SOLE 3257 NATIONAL GRID PLC SPON ADR NEW 636274300 58176 1200 SH SOLE 1200 NATIONAL OILWELL VARCO INC COM 637071101 865472 12729 SH SOLE 12729 NAVIGANT CONSULTING INC COM 63935N107 11410 1000 SH SOLE 1000 NETAPP INC COM 64110D104 108810 3000 SH SOLE 3000 NETEASE COM INC SPONSORED ADR 64110W102 879526 19610 SH SOLE 19610 NEUTRAL TANDEM INC COM 64128B108 3207 300 SH SOLE 300 NEW GOLD INC CDA COM 644535106 73584 7300 SH SOLE 7300 NEW YORK CMNTY BANCORP INC COM 649445103 68652 5550 SH SOLE 5550 NEXTERA ENERGY INC COM 65339F101 213382 3505 SH SOLE 3505 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 3019 3000 PRN SOLE 3000 NIKE INC CL B 654106103 38548 400 SH SOLE 400 NISOURCE INC COM 65473P105 2167 91 SH SOLE 91 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 10577 350 SH SOLE 350 NOKIA CORP SPONSORED ADR 654902204 93686 19437 SH SOLE 19437 NORFOLK SOUTHERN CORP COM 655844108 40073 550 SH SOLE 550 NORTHERN TR CORP COM 665859104 26335 664 SH SOLE 664 NORTHROP GRUMMAN CORP COM 666807102 23392 400 SH SOLE 400 NOVAGOLD RES INC COM NEW 66987E206 29256 3450 SH SOLE 3450 NOVARTIS A G SPONSORED ADR 66987V109 201979 3533 SH SOLE 3533 NOVAVAX INC COM 670002104 5796 4600 SH SOLE 4600 NPS PHARMACEUTICALS INC COM 62936P103 3295 500 SH SOLE 500 NUCOR CORP COM 670346105 511608 12929 SH SOLE 12929 NUVEEN MULT CURR ST GV INCM COM 67090N109 218 18 SH SOLE 18 NVIDIA CORP COM 67066G104 2772 200 SH SOLE 200 NYSE EURONEXT COM 629491101 78224 2997 SH SOLE 2997 OFFICE DEPOT INC COM 676220106 645 300 SH SOLE 300 OFFICEMAX INC DEL COM 67622P101 1816 400 SH SOLE 400 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 2996 3000 PRN SOLE 3000 OMNICARE INC COM 681904108 7751 225 SH SOLE 225 OMNICARE INC DBCV 3.250%12/1 681904AL2 3670 4000 PRN SOLE 4000 OMNICOM GROUP INC COM 681919106 38785 870 SH SOLE 870 ON SEMICONDUCTOR CORP COM 682189105 5790 750 SH SOLE 750 ONEOK INC NEW COM 682680103 29476 340 SH SOLE 340 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 55430 960 SH SOLE 960 OPTIMER PHARMACEUTICALS INC COM 68401H104 11016 900 SH SOLE 900 ORACLE CORP COM 68389X105 440622 17178 SH SOLE 17178 ORBOTECH LTD ORD M75253100 3992 400 SH SOLE 400 PAYCHEX INC COM 704326107 70762 2350 SH SOLE 2350 PENN VA RESOURCES PARTNERS L COM 707884102 868 34 SH SOLE 34 PEOPLES UNITED FINANCIAL INC COM 712704105 74532 5800 SH SOLE 5800 PEPSICO INC COM 713448108 381488 5750 SH SOLE 5750 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 20370 1000 SH SOLE 1000 PETMED EXPRESS INC COM 716382106 3114 300 SH SOLE 300 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 281086 11311 SH SOLE 11311 PETSMART INC COM 716768106 44879 875 SH SOLE 875 PFIZER INC COM 717081103 126746 5857 SH SOLE 5857 PG&E CORP COM 69331C108 21105 512 SH SOLE 512 PHILIP MORRIS INTL INC COM 718172109 300264 3826 SH SOLE 3826 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 280336 16452 SH SOLE 16452 PIMCO ETF TR ENHAN SHRT MAT 72201R833 423234 4226 SH SOLE 4226 PIMCO HIGH INCOME FD COM SHS 722014107 58297 4850 SH SOLE 4850 PITNEY BOWES INC COM 724479100 19467 1050 SH SOLE 1050 PNC FINL SVCS GROUP INC COM 693475105 271284 4704 SH SOLE 4704 POLYCOM INC COM 73172K104 16300 1000 SH SOLE 1000 POSCO SPONSORED ADR 693483109 16420 200 SH SOLE 200 POTASH CORP SASK INC COM 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QQQ TRUST UNIT SER 1 73935A104 2680998 48020 SH SOLE 48020 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1033421 35783 SH SOLE 35783 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 246888 9195 SH SOLE 9195 PPG INDS INC COM 693506107 121061 1450 SH SOLE 1450 PROCTER & GAMBLE CO COM 742718109 733751 10999 SH SOLE 10999 PROSHARES TR PSHS ULTSH 20YRS 74347R297 11528 638 SH SOLE 638 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 189345 6206 SH SOLE 6206 PROSHARES TR PSHS SHRT S&P500 74347R503 212234 5252 SH SOLE 5252 PROSHARES TR PSHS SHTRUSS2000 74347R826 49506 1668 SH SOLE 1668 PROSHARES TR SHRT 20+YR TRE 74347X849 604073 19380 SH SOLE 19380 PROSHARES TR II ULTRA GOLD 74347W601 7901 100 SH SOLE 100 PROSPECT CAPITAL CORPORATION COM 74348T102 232 25 SH SOLE 25 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 12325 2500 SH SOLE 2500 PRUDENTIAL FINL INC COM 744320102 103748 2070 SH SOLE 2070 PUBLIC STORAGE COM 74460D109 49616 369 SH SOLE 369 PUBLIC SVC ENTERPRISE GROUP COM 744573106 15053 456 SH SOLE 456 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 315756 62157 SH SOLE 62157 QUALCOMM INC COM 747525103 106118 1940 SH SOLE 1940 QUANEX BUILDING PRODUCTS COR COM 747619104 6759 450 SH SOLE 450 QUANTA SVCS INC COM 74762E102 12924 600 SH SOLE 600 RANGE RES CORP COM 75281A109 6194 100 SH SOLE 100 RARE ELEMENT RES LTD COM 75381M102 95347 29335 SH SOLE 29335 RAYONIER INC COM 754907103 33473 750 SH SOLE 750 RAYTHEON CO COM NEW 755111507 948916 19614 SH SOLE 19614 REALTY INCOME CORP COM 756109104 46567 1332 SH SOLE 1332 RESEARCH FRONTIERS INC COM 760911107 8475 2500 SH SOLE 2500 RESEARCH IN MOTION LTD COM 760975102 2900 200 SH SOLE 200 RF MICRODEVICES INC COM 749941100 8640 1600 SH SOLE 1600 RIO TINTO PLC SPONSORED ADR 767204100 827190 16909 SH SOLE 16909 ROBERT HALF INTL INC COM 770323103 43828 1540 SH SOLE 1540 ROCKWELL COLLINS INC COM 774341101 37985 686 SH SOLE 686 ROGERS CORP COM 775133101 6451 175 SH SOLE 175 ROYAL BK CDA MONTREAL QUE COM 780087102 313760 6157 SH SOLE 6157 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 96187 1316 SH SOLE 1316 RYDEX ETF TRUST INV S&P500 2X 78355W767 1778 57 SH SOLE 57 SABINE ROYALTY TR UNIT BEN INT 785688102 4287 68 SH SOLE 68 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 790 50 SH SOLE 50 SAFEWAY INC COM NEW 786514208 3787 180 SH SOLE 180 SANDISK CORP COM 80004C101 930714 18913 SH SOLE 18913 SANOFI AVENTIS SPONSORED ADR 80105N105 76186 2085 SH SOLE 2085 SATCON TECHNOLOGY CORP COM 803893106 900 1500 SH SOLE 1500 SCHLUMBERGER LTD COM 806857108 174261 2551 SH SOLE 2551 SCHWAB CHARLES CORP NEW COM 808513105 166911 14823 SH SOLE 14823 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 23430 1000 SH SOLE 1000 SCHWAB STRATEGIC TR US TIPS ETF 808524870 977690 17578 SH SOLE 17578 SCICLONE PHARMACEUTICALS INC COM 80862K104 89018 20750 SH SOLE 20750 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 19089 450 SH SOLE 450 SEI INVESTMENTS CO COM 784117103 21861 1260 SH SOLE 1260 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5848 180 SH SOLE 180 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 131347 1900 SH SOLE 1900 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 513185 15205 SH SOLE 15205 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 210159 5841 SH SOLE 5841 SEMPRA ENERGY COM 816851109 23320 424 SH SOLE 424 SHERWIN WILLIAMS CO COM 824348106 2739 31 SH SOLE 31 SHIP FINANCE INTERNATIONAL L SHS G81075106 467 50 SH SOLE 50 SIGMA ALDRICH CORP COM 826552101 12492 200 SH SOLE 200 SIRIUS XM RADIO INC COM 82967N108 42133 23150 SH SOLE 23150 SMITH MICRO SOFTWARE INC COM 832154108 678 600 SH SOLE 600 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1226 1000 PRN SOLE 1000 SNAP ON INC COM 833034101 21514 425 SH SOLE 425 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 5385 100 SH SOLE 100 SONDE RES CORP COM 835426107 522 200 SH SOLE 200 SONOCO PRODS CO COM 835495102 49440 1500 SH SOLE 1500 SOUTHERN CO COM 842587107 9258 200 SH SOLE 200 SOUTHERN COPPER CORP COM 84265V105 15090 500 SH SOLE 500 SOUTHWESTERN ENERGY CO COM 845467109 84641 2650 SH SOLE 2650 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 142322 1168 SH SOLE 1168 SPDR GOLD TRUST GOLD SHS 78463V107 2706811 17809 SH SOLE 17809 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 218779 4706 SH SOLE 4706 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 24813 1132 SH SOLE 1132 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 291975 9173 SH SOLE 9173 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 13946 640 SH SOLE 640 SPDR S&P 500 ETF TR TR UNIT 78462F103 7012288 55874 SH SOLE 55874 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1286123 8064 SH SOLE 8064 SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 26725 399 SH SOLE 399 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 9613 250 SH SOLE 250 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 12413 510 SH SOLE 510 SPDR SERIES TRUST DJ REIT ETF 78464A607 193520 3005 SH SOLE 3005 SPDR SERIES TRUST S&P PHARMAC 78464A722 67499 1315 SH SOLE 1315 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1213628 35015 SH SOLE 35015 SPDR SERIES TRUST S&P METALS MNG 78464A755 97980 2000 SH SOLE 2000 SPDR SERIES TRUST S&P DIVID ETF 78464A763 136183 2528 SH SOLE 2528 SPDR SERIES TRUST DJ SML CAP ETF 78464A813 37000 560 SH SOLE 560 SPECTRA ENERGY PARTNERS LP COM 84756N109 607 19 SH SOLE 19 SPECTRUM PHARMACEUTICALS INC COM 84763A108 29260 2000 SH SOLE 2000 SPRINT NEXTEL CORP COM SER 1 852061100 3510 1500 SH SOLE 1500 ST JUDE MED INC COM 790849103 24010 700 SH SOLE 700 STANLEY BLACK & DECKER INC COM 854502101 33800 500 SH SOLE 500 STAPLES INC COM 855030102 75257 5418 SH SOLE 5418 STARBUCKS CORP COM 855244109 27606 600 SH SOLE 600 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 7291 152 SH SOLE 152 STATE STR CORP COM 857477103 52120 1293 SH SOLE 1293 STERICYCLE INC COM 858912108 7792 100 SH SOLE 100 STMICROELECTRONICS N V NY REGISTRY 861012102 2965 500 SH SOLE 500 STRYKER CORP COM 863667101 243332 4895 SH SOLE 4895 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 714 15 SH SOLE 15 SUNCOR ENERGY INC NEW COM 867224107 75044 2603 SH SOLE 2603 SUNOPTA INC COM 8676EP108 6025 1250 SH SOLE 1250 SUNTRUST BKS INC COM 867914103 3540 200 SH SOLE 200 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 3321 2700 SH SOLE 2700 SYMANTEC CORP COM 871503108 45199 2888 SH SOLE 2888 SYNGENTA AG SPONSORED ADR 87160A100 23576 400 SH SOLE 400 SYSCO CORP COM 871829107 309197 10542 SH SOLE 10542 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 342994 26568 SH SOLE 26568 TARGET CORP COM 87612E106 119087 2325 SH SOLE 2325 TEEKAY CORPORATION COM Y8564W103 5346 200 SH SOLE 200 TELEFLEX INC COM 879369106 39839 650 SH SOLE 650 TELEFONICA S A SPONSORED ADR 879382208 5157 300 SH SOLE 300 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1444 100 SH SOLE 100 TEMPLETON EMERG MKTS INCOME COM 880192109 187311 12030 SH SOLE 12030 TEMPLETON GLOBAL INCOME FD COM 880198106 361078 38209 SH SOLE 38209 TENARIS S A SPONSORED ADR 88031M109 5689 153 SH SOLE 153 TESLA MTRS INC COM 88160R101 11424 400 SH SOLE 400 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 157203 3895 SH SOLE 3895 TEXAS INSTRS INC COM 882508104 82873 2847 SH SOLE 2847 THERMO FISHER SCIENTIFIC INC COM 883556102 15740 350 SH SOLE 350 THOMSON REUTERS CORP COM 884903105 16003 600 SH SOLE 600 TIME WARNER CABLE INC COM 88732J207 4704 74 SH SOLE 74 TIME WARNER INC COM NEW 887317303 16263 450 SH SOLE 450 TIMKEN CO COM 887389104 755471 19516 SH SOLE 19516 TORONTO DOMINION BK ONT COM NEW 891160509 123208 1647 SH SOLE 1647 TORTOISE ENERGY CAP CORP COM 89147U100 26830 1000 SH SOLE 1000 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 121461 3037 SH SOLE 3037 TOTAL S A SPONSORED ADR 89151E109 24840 486 SH SOLE 486 TOTAL SYS SVCS INC COM 891906109 9780 500 SH SOLE 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 10581 160 SH SOLE 160 TRACTOR SUPPLY CO COM 892356106 96456 1375 SH SOLE 1375 TRANSOCEAN LTD REG SHS H8817H100 19579 510 SH SOLE 510 TRAVELERS COMPANIES INC COM 89417E109 85383 1443 SH SOLE 1443 TRINITY INDS INC COM 896522109 6012 200 SH SOLE 200 TWO HBRS INVT CORP COM 90187B101 4620 500 SH SOLE 500 U S ENERGY CORP WYO COM 911805109 582 200 SH SOLE 200 ULTRA PETROLEUM CORP COM 903914109 99114 3345 SH SOLE 3345 UMB FINL CORP COM 902788108 241417 6481 SH SOLE 6481 UNDER ARMOUR INC CL A 904311107 1795 25 SH SOLE 25 UNILEVER N V N Y SHS NEW 904784709 119643 3481 SH SOLE 3481 UNION PAC CORP COM 907818108 243705 2300 SH SOLE 2300 UNITED ONLINE INC COM 911268100 4896 900 SH SOLE 900 UNITED PARCEL SERVICE INC CL B 911312106 387471 5294 SH SOLE 5294 UNITED STATES STL CORP NEW COM 912909108 2646 100 SH SOLE 100 UNITED TECHNOLOGIES CORP COM 913017109 249014 3407 SH SOLE 3407 UNITEDHEALTH GROUP INC COM 91324P102 1093872 21584 SH SOLE 21584 URANIUM RES INC COM PAR $0.001 916901507 10731 14780 SH SOLE 14780 URS CORP NEW COM 903236107 7024 200 SH SOLE 200 URSTADT BIDDLE PPTYS INS COM 917286106 848 50 SH SOLE 50 URSTADT BIDDLE PPTYS INS CL A 917286205 904 50 SH SOLE 50 US BANCORP DEL COM NEW 902973304 163766 6054 SH SOLE 6054 USEC INC NOTE 3.000%10/0 90333EAC2 4637 10000 PRN SOLE 10000 V F CORP COM 918204108 319153 2513 SH SOLE 2513 VALE S A ADR 91912E105 55535 2589 SH SOLE 2589 VALERO ENERGY CORP NEW COM 91913Y100 72182 3429 SH SOLE 3429 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 204535 2223 SH SOLE 2223 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 545475 6272 SH SOLE 6272 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 944936 11689 SH SOLE 11689 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 721284 8634 SH SOLE 8634 VANGUARD INDEX FDS REIT ETF 922908553 1166909 20119 SH SOLE 20119 VANGUARD INDEX FDS SML CP GRW ETF 922908595 80713 1057 SH SOLE 1057 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3635 58 SH SOLE 58 VANGUARD INDEX FDS GROWTH ETF 922908736 2421393 39206 SH SOLE 39206 VANGUARD INDEX FDS VALUE ETF 922908744 160726 3062 SH SOLE 3062 VANGUARD INDEX FDS SMALL CP ETF 922908751 28982 416 SH SOLE 416 VANGUARD INDEX FDS STK MRK ETF 922908769 77491 1205 SH SOLE 1205 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 80490 2030 SH SOLE 2030 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2122030 55536 SH SOLE 55536 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 19893 418 SH SOLE 418 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 140441 1705 SH SOLE 1705 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 33501 613 SH SOLE 613 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 2401852 78415 SH SOLE 78415 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 4657 75 SH SOLE 75 VANGUARD WORLD FDS INF TECH ETF 92204A702 3682 60 SH SOLE 60 VANGUARD WORLD FDS MATERIALS ETF 92204A801 18283 250 SH SOLE 250 VARIAN MED SYS INC COM 92220P105 75051 1118 SH SOLE 1118 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 5525 500 SH SOLE 500 VERIFONE SYS INC COM 92342Y109 257520 7250 SH SOLE 7250 VERIZON COMMUNICATIONS INC COM 92343V104 101585 2532 SH SOLE 2532 VIACOM INC NEW CL A 92553P102 4000 75 SH SOLE 75 VIACOM INC NEW CL B 92553P201 3360 74 SH SOLE 74 VISA INC COM CL A 92826C839 193923 1910 SH SOLE 1910 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15304 546 SH SOLE 546 VORNADO RLTY TR SH BEN INT 929042109 39813 518 SH SOLE 518 WABCO HLDGS INC COM 92927K102 43400 1000 SH SOLE 1000 WAL MART STORES INC COM 931142103 662271 11082 SH SOLE 11082 WALGREEN CO COM 931422109 306373 9267 SH SOLE 9267 WASHINGTON POST CO CL B 939640108 11304 30 SH SOLE 30 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 46139 1687 SH SOLE 1687 WASTE MGMT INC DEL COM 94106L109 361449 11050 SH SOLE 11050 WATERS CORP COM 941848103 35175 475 SH SOLE 475 WEATHERFORD INTERNATIONAL LT REG H27013103 58560 4000 SH SOLE 4000 WELLPOINT INC COM 94973V107 57969 875 SH SOLE 875 WELLS FARGO & CO NEW COM 949746101 70416 2555 SH SOLE 2555 WESTERN ALLIANCE BANCORP COM 957638109 12460 2000 SH SOLE 2000 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12640 1000 SH SOLE 1000 WESTERN ASSET HIGH INCM FD I COM 95766J102 57840 6000 SH SOLE 6000 WESTERN ASSET WORLDWIDE INCO COM 957668106 45819 3325 SH SOLE 3325 WESTERN DIGITAL CORP COM 958102105 54751 1769 SH SOLE 1769 WHOLE FOODS MKT INC COM 966837106 10437 150 SH SOLE 150 WINDSTREAM CORP COM 97381W104 215490 18355 SH SOLE 18355 WISDOMTREE TR EM LCL DEBT FD 97717X867 1196846 24606 SH SOLE 24606 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1560 100 SH SOLE 100 WISDOMTREE TRUST INTL BAS MATER 97717W752 11200 400 SH SOLE 400 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 11710 272 SH SOLE 272 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 12360 309 SH SOLE 309 WOLVERINE WORLD WIDE INC COM 978097103 5346 150 SH SOLE 150 WORLD ACCEP CORP DEL COM 981419104 1051001 14299 SH SOLE 14299 WRIGHT MED GROUP INC COM 98235T107 9900 600 SH SOLE 600 WYNDHAM WORLDWIDE CORP COM 98310W108 3216 85 SH SOLE 85 XCEL ENERGY INC COM 98389B100 10420 377 SH SOLE 377 XEROX CORP COM 984121103 53849 6765 SH SOLE 6765 XILINX INC COM 983919101 12824 400 SH SOLE 400 YAMANA GOLD INC COM 98462Y100 76388 5200 SH SOLE 5200 ZIMMER HLDGS INC COM 98956P102 48879 915 SH SOLE 915 ZIX CORP COM 98974P100 5640 2000 SH SOLE 2000