0001512647-12-000001.txt : 20120208
0001512647-12-000001.hdr.sgml : 20120208
20120208145113
ACCESSION NUMBER: 0001512647-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120208
DATE AS OF CHANGE: 20120208
EFFECTIVENESS DATE: 20120208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Allied Advisory Services, Inc.
CENTRAL INDEX KEY: 0001512647
IRS NUMBER: 204187012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14139
FILM NUMBER: 12581460
BUSINESS ADDRESS:
STREET 1: 15455 CONWAY ROAD
CITY: CHESTERFIELD
STATE: MO
ZIP: 63017-6032
BUSINESS PHONE: 619-881-5148
MAIL ADDRESS:
STREET 1: 15455 CONWAY ROAD
CITY: CHESTERFIELD
STATE: MO
ZIP: 63017-6032
13F-HR
1
faas4q11.txt
FAAS DECEMBER 2011 13F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: First Allied Advisory Services, Inc.
Address: 15455 Conway Road
Chesterfield, MO 63017-6032
13F File Number: 028-14139
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Luanne Borowski
Title: Chief Compliance Officer
Phone: 619-881-5148
Signature, Place, and Date of Signing:
/s/Luanne Borowski San Diego, CA February 08, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 662
Form 13F Information Table Value Total: $164,507,500 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 101590 1243 SH SOLE 1243
8X8 INC NEW COM 282914100 1268 400 SH SOLE 400
ABB LTD SPONSORED ADR 000375204 21655 1150 SH SOLE 1150
ABBOTT LABS COM 002824100 409359 7280 SH SOLE 7280
ABERCROMBIE & FITCH CO CL A 002896207 2930 60 SH SOLE 60
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 129616 2435 SH SOLE 2435
ACE LTD SHS H0023R105 948704 13530 SH SOLE 13530
ACETO CORP COM 004446100 10350 1500 SH SOLE 1500
ADOBE SYS INC COM 00724F101 176829 6255 SH SOLE 6255
ADVANCE AUTO PARTS INC COM 00751Y106 223864 3215 SH SOLE 3215
AES CORP COM 00130H105 35520 3000 SH SOLE 3000
AETNA INC NEW COM 00817Y108 127838 3030 SH SOLE 3030
AFLAC INC COM 001055102 210028 4855 SH SOLE 4855
AGCO CORP COM 001084102 2149 50 SH SOLE 50
AGILENT TECHNOLOGIES INC COM 00846U101 1327 38 SH SOLE 38
AGL RES INC COM 001204106 52826 1250 SH SOLE 1250
AIR PRODS & CHEMS INC COM 009158106 25557 300 SH SOLE 300
AK STL HLDG CORP COM 001547108 9086 1100 SH SOLE 1100
ALASKA COMMUNICATIONS SYS GR COM 01167P101 2107 700 SH SOLE 700
ALCATEL-LUCENT SPONSORED ADR 013904305 262 168 SH SOLE 168
ALCOA INC COM 013817101 77662 8978 SH SOLE 8978
ALLIANCE DATA SYSTEMS CORP COM 018581108 993953 9572 SH SOLE 9572
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 82077 6275 SH SOLE 6275
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 2018 250 SH SOLE 250
ALLSTATE CORP COM 020002101 120604 4400 SH SOLE 4400
ALPS ETF TR ALERIAN MLP 00162Q866 15290 920 SH SOLE 920
ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 3764 75 SH SOLE 75
ALTRIA GROUP INC COM 02209S103 443564 14960 SH SOLE 14960
AMEDISYS INC COM 023436108 546 50 SH SOLE 50
AMEREN CORP COM 023608102 134015 4045 SH SOLE 4045
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 771069 34118 SH SOLE 34118
AMERICAN CAP LTD COM 02503Y103 20782 3088 SH SOLE 3088
AMERICAN CAPITAL AGENCY CORP COM 02503X105 576735 20539 SH SOLE 20539
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 18807 1230 SH SOLE 1230
AMERICAN ELEC PWR INC COM 025537101 167097 4045 SH SOLE 4045
AMERICAN EXPRESS CO COM 025816109 68398 1450 SH SOLE 1450
AMERICAN SUPERCONDUCTOR CORP COM 030111108 1394 378 SH SOLE 378
AMERICAN WTR WKS CO INC NEW COM 030420103 47791 1500 SH SOLE 1500
AMERIGAS PARTNERS L P UNIT L P INT 030975106 157562 3432 SH SOLE 3432
AMGEN INC COM 031162100 136704 2129 SH SOLE 2129
AMPCO-PITTSBURGH CORP COM 032037103 111110 5745 SH SOLE 5745
AMYLIN PHARMACEUTICALS INC COM 032346108 13656 1200 SH SOLE 1200
ANALOG DEVICES INC COM 032654105 144298 4033 SH SOLE 4033
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2207 52 SH SOLE 52
ANNALY CAP MGMT INC COM 035710409 798 50 SH SOLE 50
APACHE CORP COM 037411105 81976 905 SH SOLE 905
APPLE INC COM 037833100 1630530 4026 SH SOLE 4026
APPLIED MATLS INC COM 038222105 82898 7740 SH SOLE 7740
ARCH COAL INC COM 039380100 29747 2050 SH SOLE 2050
ARCHER DANIELS MIDLAND CO COM 039483102 189619 6630 SH SOLE 6630
ASA LIMITED SHS G3156P103 189565 7238 SH SOLE 7238
ASTEC INDS INC COM 046224101 22547 700 SH SOLE 700
AT&T INC COM 00206R102 771423 25510 SH SOLE 25510
ATLANTIC PWR CORP COM NEW 04878Q863 3218 225 SH SOLE 225
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 362221 9750 SH SOLE 9750
ATP OIL & GAS CORP COM 00208J108 196387 26683 SH SOLE 26683
AURIZON MINES LTD COM 05155P106 68278 13850 SH SOLE 13850
AUTODESK INC COM 052769106 7916 261 SH SOLE 261
AUTOMATIC DATA PROCESSING IN COM 053015103 543449 10063 SH SOLE 10063
AVERY DENNISON CORP COM 053611109 25095 875 SH SOLE 875
BAIDU INC SPON ADR REP A 056752108 1636414 14050 SH SOLE 14050
BAKER HUGHES INC COM 057224107 819100 16840 SH SOLE 16840
BALL CORP COM 058498106 111775 3130 SH SOLE 3130
BALLANTYNE STRONG INC COM 058516105 3068 750 SH SOLE 750
BANK MONTREAL QUE COM 063671101 195398 3565 SH SOLE 3565
BANK NOVA SCOTIA HALIFAX COM 064149107 199488 4005 SH SOLE 4005
BANK OF AMERICA CORPORATION COM 060505104 25409 4570 SH SOLE 4570
BANK OF NEW YORK MELLON CORP COM 064058100 48961 2459 SH SOLE 2459
BARD C R INC COM 067383109 111065 1299 SH SOLE 1299
BAXTER INTL INC COM 071813109 39584 800 SH SOLE 800
BCE INC COM NEW 05534B760 96258 2310 SH SOLE 2310
BECTON DICKINSON & CO COM 075887109 211067 2825 SH SOLE 2825
BED BATH & BEYOND INC COM 075896100 84637 1460 SH SOLE 1460
BEMIS INC COM 081437105 34592 1150 SH SOLE 1150
BERKSHIRE HATHAWAY INC DEL CL A 084670108 918040 8 SH SOLE 8
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 25943 340 SH SOLE 340
BEST BUY INC COM 086516101 39286 1681 SH SOLE 1681
BHP BILLITON LTD SPONSORED ADR 088606108 7487 106 SH SOLE 106
BIG LOTS INC COM 089302103 78352 2075 SH SOLE 2075
BIOMARIN PHARMACEUTICAL INC COM 09061G101 27504 800 SH SOLE 800
BLACKROCK ENERGY & RES TR COM 09250U101 249579 10208 SH SOLE 10208
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2391 181 SH SOLE 181
BLACKROCK INC COM 09247X101 262549 1473 SH SOLE 1473
BLOCK H & R INC COM 093671105 107782 6600 SH SOLE 6600
BOEING CO COM 097023105 390076 5318 SH SOLE 5318
BOSTON SCIENTIFIC CORP COM 101137107 3204 600 SH SOLE 600
BP PLC SPONSORED ADR 055622104 82530 1931 SH SOLE 1931
BRIGHTPOINT INC COM NEW 109473405 10760 1000 SH SOLE 1000
BRISTOL MYERS SQUIBB CO COM 110122108 453047 12856 SH SOLE 12856
BROADCOM CORP CL A 111320107 7722 263 SH SOLE 263
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 15221 675 SH SOLE 675
BUCKLE INC COM 118440106 12261 300 SH SOLE 300
BUNGE LIMITED COM G16962105 785299 13729 SH SOLE 13729
CACI INTL INC CL A 127190304 187891 3360 SH SOLE 3360
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 328853 29205 SH SOLE 29205
CAMECO CORP COM 13321L108 87553 4850 SH SOLE 4850
CAMPBELL SOUP CO COM 134429109 178665 5375 SH SOLE 5375
CANADIAN NAT RES LTD COM 136385101 7474 200 SH SOLE 200
CANADIAN NATL RY CO COM 136375102 58920 750 SH SOLE 750
CARDINAL HEALTH INC COM 14149Y108 6092 150 SH SOLE 150
CARLISLE COS INC COM 142339100 19935 450 SH SOLE 450
CATERPILLAR INC DEL COM 149123101 74292 820 SH SOLE 820
CDN IMPERIAL BK OF COMMERCE COM 136069101 49864 689 SH SOLE 689
CELGENE CORP COM 151020104 136890 2025 SH SOLE 2025
CENTENE CORP DEL COM 15135B101 3365 85 SH SOLE 85
CENTURYLINK INC COM 156700106 213760 5747 SH SOLE 5747
CHESAPEAKE ENERGY CORP COM 165167107 42575 1910 SH SOLE 1910
CHEVRON CORP NEW COM 166764100 766569 7205 SH SOLE 7205
CHIMERA INVT CORP COM 16934Q109 93187 37125 SH SOLE 37125
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 15565 321 SH SOLE 321
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 941458 8962 SH SOLE 8962
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 11426 200 SH SOLE 200
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 72899 3450 SH SOLE 3450
CHINA-BIOTICS INC COM 16937B109 1190 1700 SH SOLE 1700
CHUBB CORP COM 171232101 386411 5583 SH SOLE 5583
CINTAS CORP COM 172908105 26978 775 SH SOLE 775
CISCO SYS INC COM 17275R102 145326 8038 SH SOLE 8038
CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 575892 16440 SH SOLE 16440
CLAYMORE EXCHANGE TRADED FD SABRIENT DEFEN 18383M878 7600 278 SH SOLE 278
CLEAN ENERGY FUELS CORP COM 184499101 18067 1450 SH SOLE 1450
CLIFFS NATURAL RESOURCES INC COM 18683K101 739208 11856 SH SOLE 11856
CLOROX CO DEL COM 189054109 362358 5444 SH SOLE 5444
CME GROUP INC COM 12572Q105 6335 26 SH SOLE 26
COACH INC COM 189754104 89729 1470 SH SOLE 1470
COCA COLA CO COM 191216100 407229 5820 SH SOLE 5820
COHEN & STEERS INFRASTRUCTUR COM 19248A109 170927 10818 SH SOLE 10818
COLGATE PALMOLIVE CO COM 194162103 731845 7921 SH SOLE 7921
COLONIAL PPTYS TR COM SH BEN INT 195872106 3442 165 SH SOLE 165
COMCAST CORP NEW CL A 20030N101 4790 202 SH SOLE 202
COMMERCE BANCSHARES INC COM 200525103 308467 8092 SH SOLE 8092
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 201206 5575 SH SOLE 5575
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 156921 8821 SH SOLE 8821
COMPUTER SCIENCES CORP COM 205363104 7467 315 SH SOLE 315
CONAGRA FOODS INC COM 205887102 154044 5835 SH SOLE 5835
CONOCOPHILLIPS COM 20825C104 570641 7831 SH SOLE 7831
CONSOL ENERGY INC COM 20854P109 3670 100 SH SOLE 100
CONSOLIDATED EDISON INC COM 209115104 4404 71 SH SOLE 71
CONSTELLATION BRANDS INC CL A 21036P108 47542 2300 SH SOLE 2300
CORE LABORATORIES N V COM N22717107 68370 600 SH SOLE 600
CORNING INC COM 219350105 42250 3255 SH SOLE 3255
COSTCO WHSL CORP NEW COM 22160K105 66656 800 SH SOLE 800
COVENTRY HEALTH CARE INC COM 222862104 59161 1948 SH SOLE 1948
CSX CORP COM 126408103 119358 5667 SH SOLE 5667
CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5391 4000 PRN SOLE 4000
CUMMINS INC COM 231021106 79218 900 SH SOLE 900
CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 150611 1433 SH SOLE 1433
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 190873 1492 SH SOLE 1492
CVS CAREMARK CORPORATION COM 126650100 432267 10600 SH SOLE 10600
DANAHER CORP DEL COM 235851102 56448 1200 SH SOLE 1200
DARDEN RESTAURANTS INC COM 237194105 148456 3257 SH SOLE 3257
DEERE & CO COM 244199105 52211 675 SH SOLE 675
DELCATH SYS INC COM 24661P104 3965 1300 SH SOLE 1300
DELL INC COM 24702R101 89665 6129 SH SOLE 6129
DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4013 5000 PRN SOLE 5000
DENDREON CORP COM 24823Q107 444790 58525 SH SOLE 58525
DEVON ENERGY CORP NEW COM 25179M103 12090 195 SH SOLE 195
DIAGEO P L C SPON ADR NEW 25243Q205 65565 750 SH SOLE 750
DIAMOND OFFSHORE DRILLING IN COM 25271C102 166887 3020 SH SOLE 3020
DIRECTV COM CL A 25490A101 847931 19830 SH SOLE 19830
DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 427691 16475 SH SOLE 16475
DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 100572 1950 SH SOLE 1950
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1408799 30070 SH SOLE 30070
DISCOVER FINL SVCS COM 254709108 2400 100 SH SOLE 100
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1885 50 SH SOLE 50
DISNEY WALT CO COM DISNEY 254687106 285563 7615 SH SOLE 7615
DOLLAR TREE INC COM 256746108 12467 150 SH SOLE 150
DOMINION RES INC VA NEW COM 25746U109 336952 6348 SH SOLE 6348
DONNELLEY R R & SONS CO COM 257867101 17316 1200 SH SOLE 1200
DOW CHEM CO COM 260543103 146676 5100 SH SOLE 5100
DU PONT E I DE NEMOURS & CO COM 263534109 179915 3930 SH SOLE 3930
DUKE ENERGY CORP NEW COM 26441C105 4400 200 SH SOLE 200
E M C CORP MASS COM 268648102 12924 600 SH SOLE 600
EASTMAN CHEM CO COM 277432100 121868 3120 SH SOLE 3120
EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 18024 1380 SH SOLE 1380
EATON VANCE CORP COM NON VTG 278265103 225668 9546 SH SOLE 9546
EATON VANCE LTD DUR INCOME F COM 27828H105 290633 19083 SH SOLE 19083
EATON VANCE SH TM DR DIVR IN COM 27828V104 351103 21673 SH SOLE 21673
EATON VANCE TX ADV GLBL DIV COM 27828S101 1650 135 SH SOLE 135
EBAY INC COM 278642103 261447 8620 SH SOLE 8620
EDISON INTL COM 281020107 41400 1000 SH SOLE 1000
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2077 60 SH SOLE 60
EMERSON ELEC CO COM 291011104 233743 5017 SH SOLE 5017
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 113341 2472 SH SOLE 2472
ENI S P A SPONSORED ADR 26874R108 702 17 SH SOLE 17
ENSCO PLC SPONSORED ADR 29358Q109 45514 970 SH SOLE 970
ENTERPRISE PRODS PARTNERS L COM 293792107 4638 100 SH SOLE 100
EVEREST RE GROUP LTD COM G3223R108 12614 150 SH SOLE 150
EXELON CORP COM 30161N101 171901 3964 SH SOLE 3964
EXPRESS SCRIPTS INC COM 302182100 581554 13013 SH SOLE 13013
EXXON MOBIL CORP COM 30231G102 1643129 19386 SH SOLE 19386
FEDERATED INVS INC PA CL B 314211103 4666 308 SH SOLE 308
FEDEX CORP COM 31428X106 92196 1104 SH SOLE 1104
FEI CO COM 30241L109 4078 100 SH SOLE 100
FIFTH THIRD BANCORP COM 316773100 10176 800 SH SOLE 800
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 148580 4600 SH SOLE 4600
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 169595 7171 SH SOLE 7171
FIRST TR ISE REVERE NAT GAS COM 33734J102 43658 2400 SH SOLE 2400
FIRST TR NAS100 EQ WEIGHTED SHS 337344105 49985 2178 SH SOLE 2178
FIRST TR US IPO INDEX FD SHS 336920103 177383 7400 SH SOLE 7400
FIRST TR VALUE LINE DIVID IN SHS 33734H106 21886 1367 SH SOLE 1367
FIRSTENERGY CORP COM 337932107 27998 632 SH SOLE 632
FISERV INC COM 337738108 449654 7655 SH SOLE 7655
FLEXTRONICS INTL LTD ORD Y2573F102 43582 7700 SH SOLE 7700
FLUOR CORP NEW COM 343412102 120600 2400 SH SOLE 2400
FORD MTR CO DEL COM PAR $0.01 345370860 113518 10550 SH SOLE 10550
FORWARD AIR CORP COM 349853101 25641 800 SH SOLE 800
FOSTER WHEELER AG COM H27178104 15312 800 SH SOLE 800
FRANKLIN RES INC COM 354613101 55427 577 SH SOLE 577
FREEPORT-MCMORAN COPPER & GO COM 35671D857 86864 2361 SH SOLE 2361
FRONTIER COMMUNICATIONS CORP COM 35906A108 65071 12635 SH SOLE 12635
GABELLI EQUITY TR INC COM 362397101 20334 4075 SH SOLE 4075
GABELLI UTIL TR COM 36240A101 15475 1984 SH SOLE 1984
GAMESTOP CORP NEW CL A 36467W109 905027 37506 SH SOLE 37506
GAP INC DEL COM 364760108 9608 518 SH SOLE 518
GENERAL DYNAMICS CORP COM 369550108 913814 13760 SH SOLE 13760
GENERAL ELECTRIC CO COM 369604103 648040 36183 SH SOLE 36183
GENERAL MLS INC COM 370334104 338640 8380 SH SOLE 8380
GEOGLOBAL RESOURCES INC COM 37249T109 7763 34800 SH SOLE 34800
GERON CORP COM 374163103 6068 4100 SH SOLE 4100
GILEAD SCIENCES INC COM 375558103 956704 23374 SH SOLE 23374
GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 755 1000 PRN SOLE 1000
GOLDMAN SACHS GROUP INC COM 38141G104 4160 46 SH SOLE 46
GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7035 7000 PRN SOLE 7000
GOOGLE INC CL A 38259P508 202169 313 SH SOLE 313
GRAINGER W W INC COM 384802104 287269 1535 SH SOLE 1535
GRANITE CONSTR INC COM 387328107 315737 13311 SH SOLE 13311
GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000
HALLIBURTON CO COM 406216101 905724 26245 SH SOLE 26245
HARLEY DAVIDSON INC COM 412822108 739 19 SH SOLE 19
HARTFORD FINL SVCS GROUP INC COM 416515104 29252 1800 SH SOLE 1800
HCP INC COM 40414L109 274186 6618 SH SOLE 6618
HEALTH MGMT ASSOC INC NEW CL A 421933102 31360 4255 SH SOLE 4255
HELEN OF TROY CORP LTD COM G4388N106 32235 1050 SH SOLE 1050
HERSHEY CO COM 427866108 130002 2104 SH SOLE 2104
HESS CORP COM 42809H107 39760 700 SH SOLE 700
HEWLETT PACKARD CO COM 428236103 880296 34173 SH SOLE 34173
HOLOGIC INC COM 436440101 6514 372 SH SOLE 372
HOME DEPOT INC COM 437076102 52550 1250 SH SOLE 1250
HONDA MOTOR LTD AMERN SHS 438128308 7638 250 SH SOLE 250
HONEYWELL INTL INC COM 438516106 34241 630 SH SOLE 630
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 78707 3425 SH SOLE 3425
HUDSON CITY BANCORP COM 443683107 35627 5700 SH SOLE 5700
HUMAN GENOME SCIENCES INC COM 444903108 8868 1200 SH SOLE 1200
HUMANA INC COM 444859102 1055442 12047 SH SOLE 12047
HUNTINGTON BANCSHARES INC COM 446150104 2196 400 SH SOLE 400
ICONIX BRAND GROUP INC COM 451055107 779728 47865 SH SOLE 47865
IDENIX PHARMACEUTICALS INC COM 45166R204 3723 500 SH SOLE 500
ILLINOIS TOOL WKS INC COM 452308109 88422 1893 SH SOLE 1893
IMPERIAL OIL LTD COM NEW 453038408 17792 400 SH SOLE 400
ING ASIA PAC HGH DIVID EQ IN COM 44983J107 9933 700 SH SOLE 700
INGERSOLL-RAND PLC SHS G47791101 45706 1500 SH SOLE 1500
INGRAM MICRO INC CL A 457153104 62757 3450 SH SOLE 3450
INSIGHT ENTERPRISES INC COM 45765U103 4587 300 SH SOLE 300
INTEL CORP COM 458140100 569593 23487 SH SOLE 23487
INTERCLICK INC COM NEW 458483203 17980 2000 SH SOLE 2000
INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 734287 40816 SH SOLE 40816
INTERCONTINENTALEXCHANGE INC COM 45865V100 24110 200 SH SOLE 200
INTERMEC INC COM 458786100 3087 450 SH SOLE 450
INTERNATIONAL BANCSHARES COR COM 459044103 6381 348 SH SOLE 348
INTERNATIONAL BUSINESS MACHS COM 459200101 978613 5322 SH SOLE 5322
INTEROIL CORP COM 460951106 5113 100 SH SOLE 100
INTL PAPER CO COM 460146103 213416 7210 SH SOLE 7210
INTREPID POTASH INC COM 46121Y102 11315 500 SH SOLE 500
INVESTORS CAP HLDGS LTD COM 46147M108 30598 7463 SH SOLE 7463
IPG PHOTONICS CORP COM 44980X109 233710 6900 SH SOLE 6900
ISHARES COMEX GOLD TR ISHARES 464285105 233019 15300 SH SOLE 15300
ISHARES INC MSCI AUSTRALIA 464286103 553766 25828 SH SOLE 25828
ISHARES INC MSCI BRAZIL 464286400 13257 231 SH SOLE 231
ISHARES INC MSCI CDA INDEX 464286509 493161 18539 SH SOLE 18539
ISHARES INC MSCI THAILAND 464286624 31738 528 SH SOLE 528
ISHARES INC MSCI PAC J IDX 464286665 272353 6996 SH SOLE 6996
ISHARES INC MSCI SINGAPORE 464286673 53069 4900 SH SOLE 4900
ISHARES INC MSCI MALAYSIA 464286830 65660 4900 SH SOLE 4900
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 101578 3080 SH SOLE 3080
ISHARES SILVER TRUST ISHARES 46428Q109 40518 1504 SH SOLE 1504
ISHARES TR LRGE CORE INDX 464287127 4362 61 SH SOLE 61
ISHARES TR NYSE COMP INDX 464287143 9925 145 SH SOLE 145
ISHARES TR DJ SEL DIV INX 464287168 8121057 151032 SH SOLE 151032
ISHARES TR BARCLYS TIPS BD 464287176 1238783 10616 SH SOLE 10616
ISHARES TR TRANSP AVE IDX 464287192 17894 200 SH SOLE 200
ISHARES TR BARCLY USAGG B 464287226 5128379 46516 SH SOLE 46516
ISHARES TR MSCI EMERG MKT 464287234 277377 7311 SH SOLE 7311
ISHARES TR IBOXX INV CPBD 464287242 3615518 31782 SH SOLE 31782
ISHARES TR S&P GBL TELCM 464287275 231770 4154 SH SOLE 4154
ISHARES TR S&P500 GRW 464287309 26635 395 SH SOLE 395
ISHARES TR S&P NA NAT RES 464287374 12540 330 SH SOLE 330
ISHARES TR S&P LTN AM 40 464287390 227625 5347 SH SOLE 5347
ISHARES TR S&P 500 VALUE 464287408 3475471 60098 SH SOLE 60098
ISHARES TR BARCLYS 7-10 YR 464287440 2294672 21736 SH SOLE 21736
ISHARES TR BARCLYS 1-3 YR 464287457 303203 3588 SH SOLE 3588
ISHARES TR MSCI EAFE IDX 464287465 6518596 131609 SH SOLE 131609
ISHARES TR S&P MIDCAP 400 464287507 20764 237 SH SOLE 237
ISHARES TR NASDQ BIO INDX 464287556 4174 40 SH SOLE 40
ISHARES TR COHEN&ST RLTY 464287564 86441 1231 SH SOLE 1231
ISHARES TR RUSSELL1000VAL 464287598 36501 575 SH SOLE 575
ISHARES TR RUSSELL1000GRW 464287614 21671 375 SH SOLE 375
ISHARES TR RUSSELL 1000 464287622 6382 92 SH SOLE 92
ISHARES TR RUSSELL 2000 464287655 864153 11717 SH SOLE 11717
ISHARES TR RUSL 3000 GROW 464287671 45208 958 SH SOLE 958
ISHARES TR DJ US UTILS 464287697 397172 4497 SH SOLE 4497
ISHARES TR DJ US TECH SEC 464287721 245313 3839 SH SOLE 3839
ISHARES TR CONS GOODS IDX 464287812 150383 2196 SH SOLE 2196
ISHARES TR DJ US INDEX FD 464287846 22033 350 SH SOLE 350
ISHARES TR S&P SMLCP GROW 464287887 22997 309 SH SOLE 309
ISHARES TR S&P EMRG INFRS 464288216 250908 8700 SH SOLE 8700
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WATERS CORP COM 941848103 35175 475 SH SOLE 475
WEATHERFORD INTERNATIONAL LT REG H27013103 58560 4000 SH SOLE 4000
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WESTERN ASSET WORLDWIDE INCO COM 957668106 45819 3325 SH SOLE 3325
WESTERN DIGITAL CORP COM 958102105 54751 1769 SH SOLE 1769
WHOLE FOODS MKT INC COM 966837106 10437 150 SH SOLE 150
WINDSTREAM CORP COM 97381W104 215490 18355 SH SOLE 18355
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WISDOMTREE TRUST INTL BAS MATER 97717W752 11200 400 SH SOLE 400
WISDOMTREE TRUST INTL MIDCAP DV 97717W778 11710 272 SH SOLE 272
WISDOMTREE TRUST INTL LRGCAP DV 97717W794 12360 309 SH SOLE 309
WOLVERINE WORLD WIDE INC COM 978097103 5346 150 SH SOLE 150
WORLD ACCEP CORP DEL COM 981419104 1051001 14299 SH SOLE 14299
WRIGHT MED GROUP INC COM 98235T107 9900 600 SH SOLE 600
WYNDHAM WORLDWIDE CORP COM 98310W108 3216 85 SH SOLE 85
XCEL ENERGY INC COM 98389B100 10420 377 SH SOLE 377
XEROX CORP COM 984121103 53849 6765 SH SOLE 6765
XILINX INC COM 983919101 12824 400 SH SOLE 400
YAMANA GOLD INC COM 98462Y100 76388 5200 SH SOLE 5200
ZIMMER HLDGS INC COM 98956P102 48879 915 SH SOLE 915
ZIX CORP COM 98974P100 5640 2000 SH SOLE 2000