0001512647-12-000002.txt : 20120509 0001512647-12-000002.hdr.sgml : 20120509 20120509143301 ACCESSION NUMBER: 0001512647-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 EFFECTIVENESS DATE: 20120509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 12825118 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas1q12.txt FAAS MARCH 2012 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 028-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: /s/Luanne Borowski San Diego, CA May 09, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 613 Form 13F Information Table Value Total: $204,076,089 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 96439 1081 SH SOLE 1081 ABBOTT LABS COM 002824100 423457 6909 SH SOLE 6909 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 32896 510 SH SOLE 510 ACE LTD SHS H0023R105 1013090 13840 SH SOLE 13840 ADOBE SYS INC COM 00724F101 60215 1755 SH SOLE 1755 ADVANCE AUTO PARTS INC COM 00751Y106 281214 3175 SH SOLE 3175 AES CORP COM 00130H105 39210 3000 SH SOLE 3000 AETNA INC NEW COM 00817Y108 151984 3030 SH SOLE 3030 AFLAC INC COM 001055102 525986 11436 SH SOLE 11436 AGCO CORP COM 001084102 2361 50 SH SOLE 50 AGILENT TECHNOLOGIES INC COM 00846U101 1691 38 SH SOLE 38 AGL RES INC COM 001204106 49026 1250 SH SOLE 1250 ALCATEL-LUCENT SPONSORED ADR 013904305 241 106 SH SOLE 106 ALCOA INC COM 013817101 99980 9978 SH SOLE 9978 ALLIANCE DATA SYSTEMS CORP COM 018581108 1175460 9332 SH SOLE 9332 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 97955 6275 SH SOLE 6275 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 2048 250 SH SOLE 250 ALLSTATE CORP COM 020002101 332 10 SH SOLE 10 ALPS ETF TR ALERIAN MLP 00162Q866 29704 1785 SH SOLE 1785 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 4548 75 SH SOLE 75 ALTRIA GROUP INC COM 02209S103 510881 16549 SH SOLE 16549 AMEREN CORP COM 023608102 131787 4045 SH SOLE 4045 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 941085 37901 SH SOLE 37901 AMERICAN CAP LTD COM 02503Y103 26804 3088 SH SOLE 3088 AMERICAN CAPITAL AGENCY CORP COM 02503X105 936361 31698 SH SOLE 31698 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 12033 700 SH SOLE 700 AMERICAN ELEC PWR INC COM 025537101 153468 3978 SH SOLE 3978 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1557 378 SH SOLE 378 AMERICAN WTR WKS CO INC NEW COM 030420103 51045 1500 SH SOLE 1500 AMERIGAS PARTNERS L P UNIT L P INT 030975106 188077 4642 SH SOLE 4642 AMGEN INC COM 031162100 109024 1604 SH SOLE 1604 AMPCO-PITTSBURGH CORP COM 032037103 115648 5745 SH SOLE 5745 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 1920 52 SH SOLE 52 ANNALY CAP MGMT INC COM 035710409 29267 1850 SH SOLE 1850 ANWORTH MORTGAGE ASSET CP COM 037347101 1152 175 SH SOLE 175 APACHE CORP COM 037411105 951769 9476 SH SOLE 9476 APPLE INC COM 037833100 2284889 3811 SH SOLE 3811 APPLIED MATLS INC COM 038222105 98441 7910 SH SOLE 7910 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 12147 635 SH SOLE 635 ARCH COAL INC COM 039380100 24099 2250 SH SOLE 2250 ARCHER DANIELS MIDLAND CO COM 039483102 176504 5575 SH SOLE 5575 ARMOUR RESIDENTIAL REIT INC COM 042315101 634199 93953 SH SOLE 93953 ASA LIMITED SHS G3156P103 215869 8376 SH SOLE 8376 ASTRAZENECA PLC SPONSORED ADR 046353108 8898 200 SH SOLE 200 AT&T INC COM 00206R102 823136 26357 SH SOLE 26357 ATLANTIC PWR CORP COM NEW 04878Q863 3114 225 SH SOLE 225 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1460 SH SOLE 1460 BEMIS INC COM 081437105 45208 1400 SH SOLE 1400 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1097100 9 SH SOLE 9 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 262928 3240 SH SOLE 3240 BEST BUY INC COM 086516101 27351 1155 SH SOLE 1155 BHP BILLITON LTD SPONSORED ADR 088606108 116274 1606 SH SOLE 1606 BIG LOTS INC COM 089302103 89268 2075 SH SOLE 2075 BLACKROCK ENERGY & RES TR COM 09250U101 384734 14685 SH SOLE 14685 BLACKROCK INC COM 09247X101 14811 73 SH SOLE 73 BLOCK H & R INC COM 093671105 106647 6475 SH SOLE 6475 BOEING CO COM 097023105 251069 3376 SH SOLE 3376 BOSTON SCIENTIFIC CORP COM 101137107 3588 600 SH SOLE 600 BP PLC SPONSORED ADR 055622104 72585 1613 SH SOLE 1613 BRIGHTPOINT INC COM NEW 109473405 8050 1000 SH SOLE 1000 BRISTOL MYERS SQUIBB CO COM 110122108 329565 9766 SH SOLE 9766 BROADCOM CORP CL A 111320107 3380 86 SH SOLE 86 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1793 75 SH SOLE 75 BUCKLE INC COM 118440106 14370 300 SH SOLE 300 BUNGE LIMITED COM G16962105 1014691 14826 SH SOLE 14826 CACI INTL INC CL A 127190304 209295 3360 SH SOLE 3360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 427608 33460 SH SOLE 33460 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1000 100 SH SOLE 100 CAMECO CORP COM 13321L108 51039 2375 SH SOLE 2375 CAMPBELL SOUP CO COM 134429109 289426 8550 SH SOLE 8550 CANADIAN NATL RY CO COM 136375102 59573 750 SH SOLE 750 CARDINAL HEALTH INC COM 14149Y108 6467 150 SH SOLE 150 CARLISLE COS INC COM 142339100 22464 450 SH SOLE 450 CATERPILLAR INC DEL COM 149123101 49531 465 SH SOLE 465 CDN IMPERIAL BK OF COMMERCE COM 136069101 47881 626 SH SOLE 626 CELGENE CORP COM 151020104 110466 1425 SH SOLE 1425 CELLCOM ISRAEL LTD SHS M2196U109 200079 16148 SH SOLE 16148 CENTENE CORP DEL COM 15135B101 4162 85 SH SOLE 85 CENTURYLINK INC COM 156700106 281394 7281 SH SOLE 7281 CHESAPEAKE ENERGY CORP COM 165167107 44025 1900 SH SOLE 1900 CHEVRON CORP NEW COM 166764100 834999 7788 SH SOLE 7788 CHIMERA INVT CORP COM 16934Q109 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67200 1200 SH SOLE 1200 DARDEN RESTAURANTS INC COM 237194105 178678 3493 SH SOLE 3493 DEERE & CO COM 244199105 22248 275 SH SOLE 275 DELL INC COM 24702R101 95172 5735 SH SOLE 5735 DENDREON CORP COM 24823Q107 619866 58175 SH SOLE 58175 DEVON ENERGY CORP NEW COM 25179M103 13868 195 SH SOLE 195 DIAGEO P L C SPON ADR NEW 25243Q205 72375 750 SH SOLE 750 DIAMOND OFFSHORE DRILLING IN COM 25271C102 327932 4913 SH SOLE 4913 DIGITAL RLTY TR INC COM 253868103 288491 3900 SH SOLE 3900 DIRECTV COM CL A 25490A101 1024014 20754 SH SOLE 20754 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 365375 8300 SH SOLE 8300 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 133800 1950 SH SOLE 1950 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1371281 26720 SH SOLE 26720 DISCOVER FINL SVCS COM 254709108 3334 100 SH SOLE 100 DISNEY WALT CO COM DISNEY 254687106 272969 6235 SH SOLE 6235 DOLLAR TREE INC COM 256746108 23623 250 SH SOLE 250 DOMINION RES INC VA NEW COM 25746U109 325086 6348 SH SOLE 6348 DONNELLEY R R & SONS CO COM 257867101 30975 2500 SH SOLE 2500 DRESSER-RAND GROUP INC COM 261608103 16237 350 SH SOLE 350 DU PONT E I DE NEMOURS & CO COM 263534109 157642 2980 SH SOLE 2980 DUKE ENERGY CORP NEW COM 26441C105 9455 450 SH SOLE 450 E M C CORP MASS COM 268648102 17928 600 SH SOLE 600 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 180010 18200 SH SOLE 18200 EASTMAN CHEM CO COM 277432100 161272 3120 SH SOLE 3120 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 18573 1380 SH SOLE 1380 EATON VANCE CORP COM NON VTG 278265103 223843 7833 SH SOLE 7833 EATON VANCE LTD DUR INCOME F COM 27828H105 334362 20832 SH SOLE 20832 EATON VANCE SH TM DR DIVR IN COM 27828V104 387318 22678 SH SOLE 22678 EBAY INC COM 278642103 293171 7945 SH SOLE 7945 EDISON INTL COM 281020107 42510 1000 SH SOLE 1000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2093 60 SH SOLE 60 EMERSON ELEC CO COM 291011104 281629 5398 SH SOLE 5398 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 126986 2707 SH SOLE 2707 ENSCO PLC SPONSORED 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156111 4700 SH SOLE 4700 ISHARES TR JPMORGAN USD 464288281 19048 169 SH SOLE 169 ISHARES TR S&P NTL AMTFREE 464288414 1425684 13031 SH SOLE 13031 ISHARES TR HIGH YLD CORP 464288513 1462682 16124 SH SOLE 16124 ISHARES TR BARCLYS MBS BD 464288588 3731853 34572 SH SOLE 34572 ISHARES TR BARCLYS INTER CR 464288638 159684 1467 SH SOLE 1467 ISHARES TR BARCLYS 1-3YR CR 464288646 5115155 48674 SH SOLE 48674 ISHARES TR BARCLYS 10-20YR 464288653 47270 370 SH SOLE 370 ISHARES TR BARCLYS 3-7 YR 464288661 57160 472 SH SOLE 472 ISHARES TR BARCLYS SH TREA 464288679 316356 2871 SH SOLE 2871 ISHARES TR US PFD STK IDX 464288687 2113371 54133 SH SOLE 54133 ISHARES TR S&P GL UTILITI 464288711 628104 14720 SH SOLE 14720 ISHARES TR DJ OIL EQUIP 464288844 480011 8972 SH SOLE 8972 ISHARES TR RSSL MCRCP IDX 464288869 214338 4170 SH SOLE 4170 ISHARES TR MSCI VAL IDX 464288877 249382 5306 SH SOLE 5306 ISHARES TR 2015 S&P AMTFR 464289339 90614 1695 SH SOLE 1695 ISHARES TR 10+ YR CR BD 464289511 5661 98 SH SOLE 98 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 895069 46642 SH SOLE 46642 JACOBS ENGR GROUP INC DEL COM 469814107 110925 2500 SH SOLE 2500 JOHNSON & JOHNSON COM 478160104 586187 8887 SH SOLE 8887 JOHNSON CTLS INC COM 478366107 64310 1980 SH SOLE 1980 JPMORGAN CHASE & CO COM 46625H100 1404958 30556 SH SOLE 30556 JUNIPER NETWORKS INC COM 48203R104 116688 5100 SH SOLE 5100 KBR INC COM 48242W106 7110 200 SH SOLE 200 KIMBERLY CLARK CORP COM 494368103 66502 900 SH SOLE 900 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 178328 2155 SH SOLE 2155 KKR & CO L P DEL COM UNITS 48248M102 28177 1900 SH SOLE 1900 KOHLS CORP COM 500255104 96559 1930 SH SOLE 1930 KOPIN CORP COM 500600101 4070 1000 SH SOLE 1000 KRAFT FOODS INC CL A 50075N104 332516 8748 SH SOLE 8748 L-3 COMMUNICATIONS HLDGS INC COM 502424104 235668 3330 SH SOLE 3330 LACLEDE GROUP INC COM 505597104 1834 47 SH SOLE 47 LAKES ENTMNT INC COM 51206P109 4050 2250 SH SOLE 2250 LAUDER ESTEE COS INC CL A 518439104 81761 1320 SH SOLE 1320 LENDER PROCESSING SVCS INC COM 52602E102 7800 300 SH SOLE 300 LILLY ELI & CO COM 532457108 132270 3285 SH SOLE 3285 LIMITED BRANDS INC COM 532716107 8400 175 SH SOLE 175 LINCARE HLDGS INC COM 532791100 44772 1730 SH SOLE 1730 LINEAR TECHNOLOGY CORP COM 535678106 430607 12777 SH SOLE 12777 LINN ENERGY LLC UNIT LTD LIAB 536020100 3815 100 SH SOLE 100 LMP CORPORATE LN FD INC COM 50208B100 26598 2235 SH SOLE 2235 LOCAL COM CORP COM 53954R105 3870 1500 SH SOLE 1500 LOCKHEED MARTIN CORP COM 539830109 130388 1451 SH SOLE 1451 LOWES COS INC COM 548661107 341584 10885 SH SOLE 10885 LSI CORPORATION COM 502161102 59128 6812 SH SOLE 6812 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 1660 2000 PRN SOLE 2000 LULULEMON ATHLETICA INC COM 550021109 14946 200 SH SOLE 200 MANITOWOC INC COM 563571108 57173 4125 SH SOLE 4125 MARATHON OIL CORP COM 565849106 14265 450 SH SOLE 450 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 3447 65 SH SOLE 65 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 4993 190 SH SOLE 190 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 513831 17208 SH SOLE 17208 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 485614 15495 SH SOLE 15495 MASCO CORP COM 574599106 13370 1000 SH SOLE 1000 MATTEL INC COM 577081102 70686 2100 SH SOLE 2100 MCDONALDS CORP COM 580135101 375348 3827 SH SOLE 3827 MEADWESTVACO CORP COM 583334107 3254 103 SH SOLE 103 MEDALLION FINL CORP COM 583928106 22320 2000 SH SOLE 2000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3374 48 SH SOLE 48 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 36651 975 SH SOLE 975 MEDTRONIC INC COM 585055106 531474 13561 SH SOLE 13561 MERCK & CO INC NEW COM 58933Y105 409298 10659 SH SOLE 10659 MESABI TR CTF BEN INT 590672101 165456 5400 SH SOLE 5400 METLIFE INC COM 59156R108 64805 1735 SH SOLE 1735 METROPCS COMMUNICATIONS INC COM 591708102 30217 3350 SH SOLE 3350 MFS CHARTER INCOME TR SH BEN INT 552727109 298602 31202 SH SOLE 31202 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 397185 58581 SH SOLE 58581 MFS INTER INCOME TR SH BEN INT 55273C107 419999 65831 SH SOLE 65831 MICROSOFT CORP COM 594918104 1783437 55292 SH SOLE 55292 MOLSON COORS BREWING CO CL B 60871R209 113193 2501 SH SOLE 2501 MONSANTO CO NEW COM 61166W101 95712 1200 SH SOLE 1200 MORGAN STANLEY COM NEW 617446448 2946 150 SH SOLE 150 MOTRICITY INC COM 620107102 9778 8889 SH SOLE 8889 MURPHY OIL CORP COM 626717102 39727 706 SH SOLE 706 NATIONAL GRID PLC SPON ADR NEW 636274300 60576 1200 SH SOLE 1200 NATIONAL OILWELL VARCO INC COM 637071101 1040823 13097 SH SOLE 13097 NAVIGANT CONSULTING INC COM 63935N107 13910 1000 SH SOLE 1000 NETAPP INC COM 64110D104 116402 2600 SH SOLE 2600 NETEASE COM INC SPONSORED ADR 64110W102 1172128 20174 SH SOLE 20174 NEUTRAL TANDEM INC COM 64128B108 3657 300 SH SOLE 300 NEW GOLD INC CDA COM 644535106 76570 7750 SH SOLE 7750 NEW YORK CMNTY BANCORP INC COM 649445103 77202 5550 SH SOLE 5550 NEWMONT MINING CORP COM 651639106 667 13 SH SOLE 13 NEXTERA ENERGY INC COM 65339F101 122098 1999 SH SOLE 1999 NIKE INC CL B 654106103 43376 400 SH SOLE 400 NISOURCE INC COM 65473P105 2216 91 SH SOLE 91 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 121778 3250 SH SOLE 3250 NOKIA CORP SPONSORED ADR 654902204 68214 12425 SH SOLE 12425 NORFOLK SOUTHERN CORP COM 655844108 36207 550 SH SOLE 550 NORTHERN TR CORP COM 665859104 27284 575 SH SOLE 575 NORTHROP GRUMMAN CORP COM 666807102 24432 400 SH SOLE 400 NOVARTIS A G SPONSORED ADR 66987V109 230454 4159 SH SOLE 4159 NUCOR CORP COM 670346105 572689 13333 SH SOLE 13333 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 3337 274 SH SOLE 274 NUVEEN MULT CURR ST GV INCM COM 67090N109 516 39 SH SOLE 39 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 1796 200 SH SOLE 200 NVIDIA CORP COM 67066G104 3079 200 SH SOLE 200 NYSE EURONEXT COM 629491101 190174 6337 SH SOLE 6337 OFFICE DEPOT INC COM 676220106 1035 300 SH SOLE 300 OFFICEMAX INC DEL COM 67622P101 2288 400 SH SOLE 400 OMNICARE INC COM 681904108 3557 100 SH SOLE 100 OMNICOM GROUP INC COM 681919106 44066 870 SH SOLE 870 ONEOK INC NEW COM 682680103 27764 340 SH SOLE 340 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 52483 960 SH SOLE 960 ORACLE CORP COM 68389X105 491228 16846 SH SOLE 16846 ORBOTECH LTD ORD M75253100 4636 400 SH SOLE 400 PARKER HANNIFIN CORP COM 701094104 292736 3462 SH SOLE 3462 PAYCHEX INC COM 704326107 72830 2350 SH SOLE 2350 PENN VA RESOURCES PARTNERS L COM 707884102 742 34 SH SOLE 34 PEOPLES UNITED FINANCIAL INC COM 712704105 76735 5800 SH SOLE 5800 PEPSICO INC COM 713448108 490859 7398 SH SOLE 7398 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 22870 1000 SH SOLE 1000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 303577 11430 SH SOLE 11430 PFIZER INC COM 717081103 103192 4557 SH SOLE 4557 PG&E CORP COM 69331C108 22226 512 SH SOLE 512 PHILIP MORRIS INTL INC COM 718172109 225956 2550 SH SOLE 2550 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 318239 17929 SH SOLE 17929 PIMCO ETF TR 1-5 US TIP IDX 72201R205 166183 3074 SH SOLE 3074 PIMCO ETF TR ENHAN SHRT MAT 72201R833 459284 4546 SH SOLE 4546 PIONEER FLOATING RATE TR COM 72369J102 2916 225 SH SOLE 225 PITNEY BOWES INC COM 724479100 18459 1050 SH SOLE 1050 PNC FINL SVCS GROUP INC COM 693475105 84354 1308 SH SOLE 1308 POSCO SPONSORED ADR 693483109 16740 200 SH SOLE 200 POTASH CORP SASK INC COM 73755L107 15764 345 SH SOLE 345 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2857306 99212 SH SOLE 99212 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 21795 750 SH SOLE 750 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 77865 4350 SH SOLE 4350 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 266923 8231 SH SOLE 8231 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 2224 400 SH SOLE 400 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5309 78 SH SOLE 78 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 3273 500 SH SOLE 500 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 37500 1802 SH SOLE 1802 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 331429 10545 SH SOLE 10545 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 403689 16291 SH SOLE 16291 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 916317 63767 SH SOLE 63767 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 557094 19882 SH SOLE 19882 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4053 60 SH SOLE 60 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 315651 11234 SH SOLE 11234 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 4018 200 SH SOLE 200 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 250932 9148 SH SOLE 9148 PPG INDS INC COM 693506107 138910 1450 SH SOLE 1450 PRAXAIR INC COM 74005P104 28660 250 SH SOLE 250 PROCTER & GAMBLE CO COM 742718109 440336 6552 SH SOLE 6552 PROSHARES TR PSHS SHTFINL ETF 74347R230 22263 719 SH SOLE 719 PROSHARES TR PSHS ULTSH 20YRS 74347R297 19141 936 SH SOLE 936 PROSHARES TR PSHS SH MSCI EAF 74347R370 290980 6323 SH SOLE 6323 PROSHARES TR PSHS SH MSCI EMR 74347R396 296731 10176 SH SOLE 10176 PROSHARES TR PSHS SHRT S&P500 74347R503 534650 14951 SH SOLE 14951 PROSHARES TR PSHS SHORT QQQ 74347R602 22623 882 SH SOLE 882 PROSHARES TR PSHS SH MDCAP400 74347R800 289687 10737 SH SOLE 10737 PROSHARES TR PSHS SHTRUSS2000 74347R826 296887 11388 SH SOLE 11388 PROSHARES TR PSHS ULSHT SP500 74347R883 241 16 SH SOLE 16 PROSHARES TR SHRT 20+YR TRE 74347X849 21499 647 SH SOLE 647 PROSPECT CAPITAL CORPORATION COM 74348T102 2471 225 SH SOLE 225 PRUDENTIAL FINL INC COM 744320102 17115 270 SH SOLE 270 PUBLIC STORAGE COM 74460D109 50985 369 SH SOLE 369 PUBLIC SVC ENTERPRISE GROUP COM 744573106 13958 456 SH SOLE 456 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 56066 6635 SH SOLE 6635 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 356178 69162 SH SOLE 69162 QUALCOMM INC COM 747525103 43559 640 SH SOLE 640 QUANEX BUILDING PRODUCTS COR COM 747619104 7934 450 SH SOLE 450 RACKSPACE HOSTING INC COM 750086100 332315 5750 SH SOLE 5750 RANGE RES CORP COM 75281A109 5814 100 SH SOLE 100 RARE ELEMENT RES LTD COM 75381M102 185480 29535 SH SOLE 29535 RAYTHEON CO COM NEW 755111507 36946 700 SH SOLE 700 REALTY INCOME CORP COM 756109104 51588 1332 SH SOLE 1332 REPUBLIC AWYS HLDGS INC COM 760276105 5928 1200 SH SOLE 1200 RESEARCH FRONTIERS INC COM 760911107 8850 2500 SH SOLE 2500 RESEARCH IN MOTION LTD COM 760975102 2940 200 SH SOLE 200 RF MICRODEVICES INC COM 749941100 7968 1600 SH SOLE 1600 RIO TINTO PLC SPONSORED ADR 767204100 964661 17353 SH SOLE 17353 ROBERT HALF INTL INC COM 770323103 46662 1540 SH SOLE 1540 ROCKWELL COLLINS INC COM 774341101 39370 684 SH SOLE 684 ROGERS CORP COM 775133101 6781 175 SH SOLE 175 ROYAL BK CDA MONTREAL QUE COM 780087102 359929 6201 SH SOLE 6201 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 92292 1316 SH SOLE 1316 RYDEX ETF TRUST INV S&P500 2X 78355W767 514 21 SH SOLE 21 SABINE ROYALTY TR UNIT BEN INT 785688102 4090 68 SH SOLE 68 SAFEWAY INC COM NEW 786514208 3638 180 SH SOLE 180 SANDISK CORP COM 80004C101 963141 19422 SH SOLE 19422 SANOFI AVENTIS SPONSORED ADR 80105N105 80798 2085 SH SOLE 2085 SATCON TECHNOLOGY CORP COM 803893106 540 1500 SH SOLE 1500 SCHLUMBERGER LTD COM 806857108 144545 2067 SH SOLE 2067 SCHWAB CHARLES CORP NEW COM 808513105 285667 19879 SH SOLE 19879 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 26040 1000 SH SOLE 1000 SCICLONE PHARMACEUTICALS INC COM 80862K104 127463 20200 SH SOLE 20200 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 21911 450 SH SOLE 450 SEAGATE TECHNOLOGY PLC SHS G7945M107 3286 122 SH SOLE 122 SEI INVESTMENTS CO COM 784117103 26069 1260 SH SOLE 1260 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3697 100 SH SOLE 100 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 451 12 SH SOLE 12 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6134 180 SH SOLE 180 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 136415 1901 SH SOLE 1901 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 275248 17426 SH SOLE 17426 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 10401 278 SH SOLE 278 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 264321 8764 SH SOLE 8764 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 549644 15684 SH SOLE 15684 SEMPRA ENERGY COM 816851109 25423 424 SH SOLE 424 SHAW COMMUNICATIONS INC CL B CONV 82028K200 15863 750 SH SOLE 750 SIGMA ALDRICH CORP COM 826552101 14612 200 SH SOLE 200 SINA CORP ORD G81477104 1625 25 SH SOLE 25 SIRIUS XM RADIO INC COM 82967N108 4620 2000 SH SOLE 2000 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1135 1000 PRN SOLE 1000 SNAP ON INC COM 833034101 25912 425 SH SOLE 425 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 5867 100 SH SOLE 100 SONDE RES CORP COM 835426107 490 200 SH SOLE 200 SOUTHERN CO COM 842587107 8986 200 SH SOLE 200 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 66559 505 SH SOLE 505 SPDR GOLD TRUST GOLD SHS 78463V107 2596525 16016 SH SOLE 16016 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 255244 5109 SH SOLE 5109 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 386198 10490 SH SOLE 10490 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 15661 640 SH SOLE 640 SPDR S&P 500 ETF TR TR UNIT 78462F103 8165309 57988 SH SOLE 57988 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3147465 17416 SH SOLE 17416 SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 30164 399 SH SOLE 399 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 220475 5600 SH SOLE 5600 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 12429 510 SH SOLE 510 SPDR SERIES TRUST DJ REIT ETF 78464A607 479658 6773 SH SOLE 6773 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 226223 7946 SH SOLE 7946 SPDR SERIES TRUST OILGAS EQUIP 78464A748 2486800 68301 SH SOLE 68301 SPDR SERIES TRUST S&P METALS MNG 78464A755 99440 2000 SH SOLE 2000 SPDR SERIES TRUST S&P DIVID ETF 78464A763 145450 2568 SH SOLE 2568 SPDR SERIES TRUST DJ SML CAP ETF 78464A813 41348 560 SH SOLE 560 SPRINT NEXTEL CORP COM SER 1 852061100 4275 1500 SH SOLE 1500 STAPLES INC COM 855030102 85177 5261 SH SOLE 5261 STARBUCKS CORP COM 855244109 33534 600 SH SOLE 600 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2933 52 SH SOLE 52 STATE STR CORP COM 857477103 78581 1727 SH SOLE 1727 STERICYCLE INC COM 858912108 8364 100 SH SOLE 100 STMICROELECTRONICS N V NY REGISTRY 861012102 4095 500 SH SOLE 500 STRYKER CORP COM 863667101 249468 4497 SH SOLE 4497 SUNCOR ENERGY INC NEW COM 867224107 79136 2420 SH SOLE 2420 SUNTRUST BKS INC COM 867914103 17499 724 SH SOLE 724 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 2106 2700 SH SOLE 2700 SYMANTEC CORP COM 871503108 55149 2949 SH SOLE 2949 SYSCO CORP COM 871829107 336130 11257 SH SOLE 11257 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 100435 6573 SH SOLE 6573 TARGET CORP COM 87612E106 263672 4525 SH SOLE 4525 TEEKAY CORPORATION COM Y8564W103 6950 200 SH SOLE 200 TELEFLEX INC COM 879369106 39748 650 SH SOLE 650 TELEFONICA S A SPONSORED ADR 879382208 4923 300 SH SOLE 300 TEMPLETON EMERG MKTS INCOME COM 880192109 284464 18143 SH SOLE 18143 TEMPLETON GLOBAL INCOME FD COM 880198106 420243 43548 SH SOLE 43548 TENARIS S A SPONSORED ADR 88031M109 5849 153 SH SOLE 153 TESLA MTRS INC COM 88160R101 11172 300 SH SOLE 300 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 59480 1320 SH SOLE 1320 TEXAS INSTRS INC COM 882508104 23527 700 SH SOLE 700 THERMO FISHER SCIENTIFIC INC COM 883556102 19733 350 SH SOLE 350 THOMSON REUTERS CORP COM 884903105 17340 600 SH SOLE 600 TIME WARNER CABLE INC COM 88732J207 3994 49 SH SOLE 49 TIME WARNER INC COM NEW 887317303 13214 350 SH SOLE 350 TIMKEN CO COM 887389104 1044082 20577 SH SOLE 20577 TORONTO DOMINION BK ONT COM NEW 891160509 132947 1565 SH SOLE 1565 TORTOISE ENERGY CAP CORP COM 89147U100 28341 1000 SH SOLE 1000 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 140409 3407 SH SOLE 3407 TOTAL S A SPONSORED ADR 89151E109 26276 514 SH SOLE 514 TOTAL SYS SVCS INC COM 891906109 11535 500 SH SOLE 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 13891 160 SH SOLE 160 TRANSOCEAN LTD REG SHS H8817H100 37470 685 SH SOLE 685 TRAVELERS COMPANIES INC COM 89417E109 17997 304 SH SOLE 304 TRINITY INDS INC COM 896522109 6590 200 SH SOLE 200 TWO HBRS INVT CORP COM 90187B101 5070 500 SH SOLE 500 U S ENERGY CORP WYO COM 911805109 632 200 SH SOLE 200 ULTRA PETROLEUM CORP COM 903914109 75699 3345 SH SOLE 3345 UNION PAC CORP COM 907818108 247248 2300 SH SOLE 2300 UNITED ONLINE INC COM 911268100 4401 900 SH SOLE 900 UNITED PARCEL SERVICE INC CL B 911312106 342575 4244 SH SOLE 4244 UNITED STATES OIL FUND LP UNITS 91232N108 392 10 SH SOLE 10 UNITED TECHNOLOGIES CORP COM 913017109 336128 4053 SH SOLE 4053 UNITEDHEALTH GROUP INC COM 91324P102 1262686 21423 SH SOLE 21423 URANIUM RES INC COM PAR $0.001 916901507 11617 12780 SH SOLE 12780 URSTADT BIDDLE PPTYS INS COM 917286106 935 50 SH SOLE 50 URSTADT BIDDLE PPTYS INS CL A 917286205 987 50 SH SOLE 50 US BANCORP DEL COM NEW 902973304 176997 5587 SH SOLE 5587 USEC INC NOTE 3.000%10/0 90333EAC2 1485 3000 PRN SOLE 3000 VALE S A ADR 91912E105 229555 9839 SH SOLE 9839 VALERO ENERGY CORP NEW COM 91913Y100 92078 3573 SH SOLE 3573 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 735878 8462 SH SOLE 8462 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 466536 5765 SH SOLE 5765 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 411650 4943 SH SOLE 4943 VANGUARD INDEX FDS REIT ETF 922908553 2688721 42243 SH SOLE 42243 VANGUARD INDEX FDS SML CP GRW ETF 922908595 74079 852 SH SOLE 852 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4082 58 SH SOLE 58 VANGUARD INDEX FDS GROWTH ETF 922908736 5402516 76124 SH SOLE 76124 VANGUARD INDEX FDS VALUE ETF 922908744 199118 3452 SH SOLE 3452 VANGUARD INDEX FDS SMALL CP ETF 922908751 32747 416 SH SOLE 416 VANGUARD INDEX FDS STK MRK ETF 922908769 87084 1205 SH SOLE 1205 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 93747 2120 SH SOLE 2120 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 5865371 134930 SH SOLE 134930 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 482697 6107 SH SOLE 6107 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 5694 67 SH SOLE 67 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 62883 1074 SH SOLE 1074 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 5960617 175158 SH SOLE 175158 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 8255 500 SH SOLE 500 VERIFONE SYS INC COM 92342Y109 169879 3275 SH SOLE 3275 VERIZON COMMUNICATIONS INC COM 92343V104 88769 2322 SH SOLE 2322 VIACOM INC NEW CL A 92553P102 3898 75 SH SOLE 75 VIACOM INC NEW CL B 92553P201 3512 74 SH SOLE 74 VISA INC COM CL A 92826C839 79886 677 SH SOLE 677 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15108 546 SH SOLE 546 VORNADO RLTY TR SH BEN INT 929042109 43616 518 SH SOLE 518 WAL MART STORES INC COM 931142103 755402 12343 SH SOLE 12343 WALGREEN CO COM 931422109 389589 11633 SH SOLE 11633 WASHINGTON POST CO CL B 939640108 11207 30 SH SOLE 30 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 282972 9528 SH SOLE 9528 WASTE MGMT INC DEL COM 94106L109 402687 11520 SH SOLE 11520 WATERS CORP COM 941848103 44014 475 SH SOLE 475 WEATHERFORD INTERNATIONAL LT REG H27013103 4527 300 SH SOLE 300 WELLPOINT INC COM 94973V107 35793 485 SH SOLE 485 WELLS FARGO & CO NEW COM 949746101 83814 2455 SH SOLE 2455 WESTERN ALLIANCE BANCORP COM 957638109 16940 2000 SH SOLE 2000 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12740 1000 SH SOLE 1000 WESTERN ASSET HIGH INCM FD I COM 95766J102 59940 6000 SH SOLE 6000 WESTERN ASSET WORLDWIDE INCO COM 957668106 48179 3325 SH SOLE 3325 WESTERN DIGITAL CORP COM 958102105 74918 1810 SH SOLE 1810 WHOLE FOODS MKT INC COM 966837106 12480 150 SH SOLE 150 WINDSTREAM CORP COM 97381W104 212801 18180 SH SOLE 18180 WISDOMTREE TR EM LCL DEBT FD 97717X867 2479927 47792 SH SOLE 47792 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1928 100 SH SOLE 100 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 507224 9011 SH SOLE 9011 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 504745 10282 SH SOLE 10282 WISDOMTREE TRUST INTL BAS MATER 97717W752 12571 400 SH SOLE 400 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 13081 272 SH SOLE 272 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 17628 409 SH SOLE 409 WOLVERINE WORLD WIDE INC COM 978097103 5577 150 SH SOLE 150 WRIGHT MED GROUP INC COM 98235T107 11592 600 SH SOLE 600 WYNDHAM WORLDWIDE CORP COM 98310W108 3953 85 SH SOLE 85 XCEL ENERGY INC COM 98389B100 9979 377 SH SOLE 377 XEROX CORP COM 984121103 50640 6272 SH SOLE 6272 XILINX INC COM 983919101 14592 400 SH SOLE 400 YAMANA GOLD INC COM 98462Y100 48422 3100 SH SOLE 3100 ZIMMER HLDGS INC COM 98956P102 58817 915 SH SOLE 915