0001335644-12-000002.txt : 20120214 0001335644-12-000002.hdr.sgml : 20120214 20120214104334 ACCESSION NUMBER: 0001335644-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 12603902 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 scapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scotia Capital Inc. Address: 40 King St. West 33rd Floor Toronto, Ontario, M5W 2X6 13F File Number: 28-11461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bob Edwards Title: Managing Director, Financial Acctg & Control & Reg Phone: 416-863-7844 Signature, Place, and Date of Signing: /s/ Bob Edwards Toronto, ON, Canada February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 286 Form 13F Information Table Value Total: $1,670,799 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11475 The Bank of Nova Scotia FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1539 20421 SH DEFINED 1 0 20421 0 ABBOTT LABS COM 002824100 4226 80115 SH DEFINED 1 19600 60515 0 ABERCROMBIE & FITCH CO CL A 002896207 917 18622 SH DEFINED 1 17872 750 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 213 30900 SH DEFINED 1 0 30900 0 ADVANCED MICRO DEVICES INC COM 007903107 66 12787 SH DEFINED 1 0 12787 0 AFLAC INC COM 001055102 788 18590 SH DEFINED 1 16500 2090 0 AGNICO EAGLE MINES LTD COM 008474108 6646 156571 SH DEFINED 1 118106 38465 0 AGRIUM INC COM 008916108 14312 210646 SH DEFINED 1 53768 156878 0 ALCOA INC COM 013817101 371 38730 SH DEFINED 1 0 38730 0 ALLSTATE CORP COM 020002101 300 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435 19034 SH DEFINED 1 0 19034 0 STUDENT TRANSN INC COM 86388A108 63 10788 SH DEFINED 1 0 10788 0 SUN LIFE FINL INC COM 866796105 19423 879308 SH DEFINED 1 200121 679187 0 SUNCOR ENERGY INC NEW COM 867224107 38591 1395169 SH DEFINED 1 536097 859072 0 TALISMAN ENERGY INC COM 87425E103 6105 480628 SH DEFINED 1 362725 117903 0 TECK RESOURCES LTD CL B 878742204 14329 440313 SH DEFINED 1 165038 275275 0 TELEFONICA S A SPONSORED ADR 879382208 1609 87144 SH DEFINED 1 0 87144 0 TELUS CORP NON-VTG SHS 87971M202 6777 127782 SH DEFINED 1 0 127782 0 TESORO CORP COM 881609101 386 18028 SH DEFINED 1 8700 9328 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1100 29286 SH DEFINED 1 0 29286 0 TEXAS INSTRS INC COM 882508104 311 10700 SH DEFINED 1 10400 300 0 THOMPSON CREEK METALS CO INC COM 884768102 269 43031 SH DEFINED 1 0 43031 0 THOMSON REUTERS CORP COM 884903105 16808 617355 SH DEFINED 1 126913 490442 0 TIM HORTONS INC COM 88706M103 12887 267866 SH DEFINED 1 58873 208993 0 TIME WARNER INC COM NEW 887317303 2022 56049 SH DEFINED 1 55550 499 0 TJX COS INC NEW COM 872540109 596 9302 SH DEFINED 1 0 9302 0 TORONTO DOMINION BK ONT COM NEW 891160509 113949 1540744 SH DEFINED 1 309585 1231159 0 TOTAL S A SPONSORED ADR 89151E109 290 6529 SH DEFINED 1 0 6529 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 351 5205 SH DEFINED 1 0 5205 0 TRANSALTA CORP COM 89346D107 19450 878432 SH DEFINED 1 76127 802305 0 TRANSCANADA CORP COM 89353D107 91405 2162914 SH DEFINED 1 239425 1923489 0 UNDER ARMOUR INC CL A 904311107 456 6850 SH DEFINED 1 0 6850 0 UNITED PARCEL SERVICE INC CL B 911312106 1014 15030 SH DEFINED 1 5949 9081 0 UNITED TECHNOLOGIES CORP COM 913017109 5498 77113 SH DEFINED 1 1346 75767 0 UNUM GROUP COM 91529Y106 207 9818 SH DEFINED 1 0 9818 0 URANIUM RES INC COM PAR $0.001 916901507 14 20000 SH DEFINED 1 0 20000 0 VALE S A ADR 91912E105 2211 98620 SH DEFINED 1 8000 90620 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 4995 107768 SH DEFINED 1 104848 2920 0 VALERO ENERGY CORP NEW COM 91913Y100 996 55954 SH DEFINED 1 0 55954 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2311 27854 SH DEFINED 1 0 27854 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 410 10600 SH DEFINED 1 0 10600 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 271 7479 SH DEFINED 1 0 7479 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 500 10251 SH DEFINED 1 0 10251 0 VERIZON COMMUNICATIONS INC COM 92343V104 2910 77265 SH DEFINED 1 0 77265 0 VIRGIN MEDIA INC COM 92769L101 1133 53000 SH DEFINED 1 53000 0 0 VISA INC COM CL A 92826C839 277 3165 SH DEFINED 1 0 3165 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 783 29490 SH DEFINED 1 0 29490 0 WAL MART STORES INC COM 931142103 6361 113525 SH DEFINED 1 49428 64097 0 WALGREEN CO COM 931422109 3943 119266 SH DEFINED 1 115300 3966 0 WALTER ENERGY INC COM 93317Q105 456 8808 SH DEFINED 1 3145 5663 0 WASTE MGMT INC DEL COM 94106L109 743 22679 SH DEFINED 1 0 22679 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1364 28589 SH DEFINED 1 0 28589 0 WISDOMTREE TRUST DEFA FD 97717W703 2563 63895 SH DEFINED 1 0 63895 0 WYNN RESORTS LTD COM 983134107 1044 9445 SH DEFINED 1 9445 0 0 YAMANA GOLD INC COM 98462Y100 3854 262590 SH DEFINED 1 255121 7469 0 YUM BRANDS INC COM 988498101 733 14714 SH DEFINED 1 0 14714 0 ZIMMER HLDGS INC COM 98956P102 305 5678 SH DEFINED 1 0 5678 0