0000919574-12-000964.txt : 20120214 0000919574-12-000964.hdr.sgml : 20120214 20120213194611 ACCESSION NUMBER: 0000919574-12-000964 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 12601693 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1261511_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York February 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 301 Form 13F Information Table Value Total: $436,517 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------------------- ---- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund 3. 028-xxxxx Needham Aggressive Growth Fund 4. 028-xxxxx Needham Small Cap Growth Fund FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ACTUATE CORP COM 00508B102 1,246 212,700 SH DEFINED 3 212,700 0 0 ACTUATE CORP COM 00508B102 1,465 250,000 SH DEFINED 2 250,000 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 723 125,000 SH DEFINED 3 125,000 0 0 ADVANCED PHOTONIX INC CL A 00754E107 187 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 1,449 95,000 SH DEFINED 4 95,000 0 0 AEROPOSTALE COM 007865108 763 50,000 SH DEFINED 3 50,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 8,070 250,000 SH DEFINED 3 250,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,582 80,000 SH DEFINED 2 80,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 702 21,750 SH SOLE NONE 21,750 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,719 53,250 SH DEFINED 1 53,250 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 156 100,000 SH DEFINED 1 100,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2,841 150,000 SH DEFINED 4 150,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,136 60,000 SH DEFINED 3 60,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,894 100,000 SH DEFINED 2 100,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3,058 200,000 SH DEFINED 4 200,000 0 0 ANADIGICS INC COM 032515108 77 35,000 SH DEFINED 4 35,000 0 0 ANADIGICS INC COM 032515108 438 200,000 SH DEFINED 2 200,000 0 0 ANADIGICS INC COM 032515108 8 3,700 SH SOLE NONE 3,700 0 0 ANADIGICS INC COM 032515108 32 14,550 SH DEFINED 1 14,550 0 0 ANAREN INC COM 032744104 1,994 120,000 SH DEFINED 4 120,000 0 0 ANAREN INC COM 032744104 1,522 91,550 SH DEFINED 3 91,550 0 0 ANAREN INC COM 032744104 914 55,000 SH DEFINED 2 55,000 0 0 ANAREN INC COM 032744104 823 49,500 SH SOLE NONE 49,500 0 0 ANAREN INC COM 032744104 2,252 135,500 SH DEFINED 1 135,500 0 0 APPLE INC COM 037833100 2,126 5,250 SH DEFINED 3 5,250 0 0 ATMI INC COM 00207R101 825 41,200 SH DEFINED 3 41,200 0 0 BECTON DICKINSON & CO COM 075887109 598 8,000 SH DEFINED 3 8,000 0 0 BECTON DICKINSON & CO COM 075887109 3,437 46,000 SH DEFINED 2 46,000 0 0 BOEING CO COM 097023105 2,109 28,750 SH SOLE NONE 28,750 0 0 BOEING CO COM 097023105 5,226 71,250 SH DEFINED 1 71,250 0 0 BOTTOMLINE TECH DEL INC COM 101388106 748 32,280 SH DEFINED 3 32,280 0 0 BOTTOMLINE TECH DEL INC COM 101388106 1,135 49,000 SH SOLE NONE 49,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2,984 575,000 SH DEFINED 4 575,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,531 295,000 SH DEFINED 3 295,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,557 300,000 SH DEFINED 2 300,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 488 93,975 SH SOLE NONE 93,975 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,254 241,600 SH DEFINED 1 241,600 0 0 BROOKS AUTOMATION INC COM 114340102 1,746 170,000 SH DEFINED 4 170,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,130 110,000 SH DEFINED 3 110,000 0 0 BROOKS AUTOMATION INC COM 114340102 4,570 445,000 SH DEFINED 2 445,000 0 0 BROOKS AUTOMATION INC COM 114340102 829 80,710 SH SOLE NONE 80,710 0 0 BROOKS AUTOMATION INC COM 114340102 1,608 156,610 SH DEFINED 1 156,610 0 0 CARMAX INC COM 143130102 686 22,500 SH DEFINED 3 22,500 0 0 CARMAX INC COM 143130102 5,105 167,500 SH DEFINED 2 167,500 0 0 CARRIZO OIL & CO INC COM 144577103 1,054 40,000 SH DEFINED 4 40,000 0 0 CE FRANKLIN LTD COM 125151100 483 59,300 SH DEFINED 4 59,300 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1,115 50,000 SH DEFINED 2 50,000 0 0 COMCAST CORP NEW CL A 20030N101 1,423 60,000 SH DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 2,371 100,000 SH DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 1,284 50,000 SH DEFINED 2 50,000 0 0 CONMED CORP COM 207410101 1,348 52,500 SH SOLE NONE 52,500 0 0 CORNING INC COM 219350105 1,120 86,300 SH DEFINED 3 86,300 0 0 CORNING INC COM 219350105 568 43,750 SH DEFINED 2 43,750 0 0 CORNING INC COM 219350105 71 5,500 SH SOLE NONE 5,500 0 0 CORNING INC COM 219350105 174 13,400 SH DEFINED 1 13,400 0 0 COVIDIEN PLC SHS G2554F113 1,350 30,000 SH DEFINED 2 30,000 0 0 COVIDIEN PLC SHS G2554F113 394 8,750 SH SOLE NONE 8,750 0 0 COVIDIEN PLC SHS G2554F113 1,108 24,625 SH DEFINED 1 24,625 0 0 CRAWFORD & CO CL A 224633206 387 95,000 SH DEFINED 3 95,000 0 0 CRAWFORD & CO CL A 224633206 262 64,255 SH SOLE NONE 64,255 0 0 CRAWFORD & CO CL A 224633206 640 157,200 SH DEFINED 1 157,200 0 0 DEXCOM INC COM 252131107 2,328 250,000 SH DEFINED 4 250,000 0 0 DICKS SPORTING GOODS INC COM 253393102 664 18,000 SH DEFINED 3 18,000 0 0 DICKS SPORTING GOODS INC COM 253393102 2,028 55,000 SH DEFINED 2 55,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 543 37,500 SH DEFINED 4 37,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 724 50,000 SH DEFINED 3 50,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,773 191,500 SH DEFINED 2 191,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1,339 92,500 SH SOLE NONE 92,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,244 155,000 SH DEFINED 1 155,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 998 70,000 SH DEFINED 3 70,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,229 86,250 SH DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 570 40,000 SH SOLE NONE 40,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,568 110,000 SH DEFINED 1 110,000 0 0 EMULEX CORP COM NEW 292475209 4,476 652,425 SH DEFINED 4 652,425 0 0 EMULEX CORP COM NEW 292475209 2,455 357,800 SH DEFINED 3 357,800 0 0 EMULEX CORP COM NEW 292475209 1,735 252,975 SH DEFINED 2 252,975 0 0 EMULEX CORP COM NEW 292475209 267 38,900 SH SOLE NONE 38,900 0 0 EMULEX CORP COM NEW 292475209 700 102,000 SH DEFINED 1 102,000 0 0 ENTEGRIS INC COM 29362U104 1,614 185,000 SH DEFINED 3 185,000 0 0 ENTEGRIS INC COM 29362U104 1,832 210,000 SH DEFINED 2 210,000 0 0 ENTEGRIS INC COM 29362U104 829 95,000 SH SOLE NONE 95,000 0 0 ENTEGRIS INC COM 29362U104 2,007 230,000 SH DEFINED 1 230,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 4,216 825,000 SH DEFINED 4 825,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 4,586 897,500 SH DEFINED 3 897,500 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 4,062 795,000 SH DEFINED 2 795,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 557 109,000 SH SOLE NONE 109,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1,497 293,000 SH DEFINED 1 293,000 0 0 EQUINIX INC COM NEW 29444U502 710 7,000 SH DEFINED 3 7,000 0 0 EXPRESS SCRIPTS INC COM 302182100 1,564 35,000 SH DEFINED 4 35,000 0 0 EXPRESS SCRIPTS INC COM 302182100 804 18,000 SH DEFINED 3 18,000 0 0 EXPRESS SCRIPTS INC COM 302182100 10,055 225,000 SH DEFINED 2 225,000 0 0 EXPRESS SCRIPTS INC COM 302182100 2,458 55,000 SH SOLE NONE 55,000 0 0 EXPRESS SCRIPTS INC COM 302182100 8,715 195,000 SH DEFINED 1 195,000 0 0 EXTREME NETWORKS INC COM 30226D106 438 150,000 SH DEFINED 4 150,000 0 0 EXTREME NETWORKS INC COM 30226D106 292 100,000 SH DEFINED 3 100,000 0 0 FEI CO COM 30241L109 1,223 30,000 SH DEFINED 3 30,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,233 100,000 SH DEFINED 4 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 1,786 80,000 SH DEFINED 3 80,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,233 100,000 SH DEFINED 2 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 835 37,400 SH SOLE NONE 37,400 0 0 FINANCIAL ENGINES INC COM 317485100 2,311 103,500 SH DEFINED 1 103,500 0 0 FINISAR CORP COM NEW 31787A507 2,512 150,000 SH DEFINED 3 150,000 0 0 FINISAR CORP COM NEW 31787A507 1,884 112,500 SH DEFINED 2 112,500 0 0 FORMFACTOR INC COM 346375108 3,366 665,150 SH DEFINED 4 665,150 0 0 FORMFACTOR INC COM 346375108 3,097 612,100 SH DEFINED 3 612,100 0 0 FORMFACTOR INC COM 346375108 2,098 414,550 SH DEFINED 2 414,550 0 0 FORMFACTOR INC COM 346375108 559 110,500 SH SOLE NONE 110,500 0 0 FORMFACTOR INC COM 346375108 1,473 291,200 SH DEFINED 1 291,200 0 0 FREQUENCY ELECTRS INC COM 358010106 769 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 146 15,000 SH SOLE NONE 15,000 0 0 FXCM INC COM CL A 302693106 244 25,000 SH DEFINED 1 25,000 0 0 GILEAD SCIENCES INC COM 375558103 2,047 50,000 SH DEFINED 3 50,000 0 0 GILEAD SCIENCES INC COM 375558103 2,865 70,000 SH DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 287 7,000 SH SOLE NONE 7,000 0 0 GILEAD SCIENCES INC COM 375558103 941 23,000 SH DEFINED 1 23,000 0 0 GMX RES INC COM 38011M108 63 50,000 SH DEFINED 4 50,000 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 3,238 229,450 SH SOLE NONE 229,450 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 3,524 249,718 SH DEFINED 1 249,718 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,262 110,021 SH SOLE NONE 110,021 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 3,272 285,226 SH DEFINED 1 285,226 0 0 HARRIS CORP DEL COM 413875105 1,442 40,000 SH DEFINED 4 40,000 0 0 HARRIS CORP DEL COM 413875105 261 7,250 SH SOLE NONE 7,250 0 0 HARRIS CORP DEL COM 413875105 640 17,750 SH DEFINED 1 17,750 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,237 70,000 SH DEFINED 1 70,000 0 0 HONEYWELL INTL INC COM 438516106 1,087 20,000 SH DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 5,435 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 90 60,000 SH SOLE NONE 60,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 150 100,000 SH DEFINED 1 100,000 0 0 II VI INC COM 902104108 643 35,000 SH DEFINED 4 35,000 0 0 II VI INC COM 902104108 92 5,000 SH DEFINED 3 5,000 0 0 II VI INC COM 902104108 1,010 55,000 SH DEFINED 2 55,000 0 0 IKANOS COMMUNICATIONS COM 45173E105 77 95,460 SH SOLE NONE 95,460 0 0 IKANOS COMMUNICATIONS COM 45173E105 225 278,300 SH DEFINED 1 278,300 0 0 IMMERSION CORP COM 452521107 58 11,250 SH DEFINED 3 11,250 0 0 IMMERSION CORP COM 452521107 246 47,500 SH DEFINED 2 47,500 0 0 INTERMOLECULAR INC COM 45882D109 223 25,948 SH DEFINED 4 25,948 0 0 INTERMOLECULAR INC COM 45882D109 325 37,884 SH DEFINED 2 37,884 0 0 INTERMOLECULAR INC COM 45882D109 157 18,253 SH SOLE NONE 18,253 0 0 INTERMOLECULAR INC COM 45882D109 368 42,915 SH DEFINED 1 42,915 0 0 INTERXION HOLDING N.V SHS N47279109 1,883 140,000 SH DEFINED 4 140,000 0 0 INTERXION HOLDING N.V SHS N47279109 437 32,500 SH DEFINED 2 32,500 0 0 INTERXION HOLDING N.V SHS N47279109 253 18,810 SH SOLE NONE 18,810 0 0 INTERXION HOLDING N.V SHS N47279109 734 54,590 SH DEFINED 1 54,590 0 0 ISTA PHARMACEUTICALS INC COM NEW 45031X204 1,128 160,000 SH DEFINED 3 160,000 0 0 JABIL CIRCUIT INC COM 466313103 2,066 105,100 SH DEFINED 3 105,100 0 0 JABIL CIRCUIT INC COM 466313103 2,949 150,000 SH DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 1,834 93,300 SH SOLE NONE 93,300 0 0 JABIL CIRCUIT INC COM 466313103 4,654 236,700 SH DEFINED 1 236,700 0 0 KEMET CORP COM NEW 488360207 280 39,666 SH DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 389 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 618 7,188 SH SOLE NONE 7,188 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,299 50,000 SH DEFINED 1 50,000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 446 75,000 SH DEFINED 4 75,000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 178 30,000 SH DEFINED 3 30,000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 891 150,000 SH DEFINED 2 150,000 0 0 LECROY CORP COM 52324W109 252 30,000 SH DEFINED 3 30,000 0 0 LEMAITRE VASCULAR INC COM 525558201 237 40,000 SH DEFINED 3 40,000 0 0 LIBBEY INC COM 529898108 369 29,000 SH SOLE NONE 29,000 0 0 LIBBEY INC COM 529898108 905 71,000 SH DEFINED 1 71,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 143 26,666 SH SOLE NONE 26,666 0 0 LTX-CREDENCE CORP COM NEW 502403207 268 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 48 35,000 SH SOLE NONE 35,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 69 50,000 SH DEFINED 1 50,000 0 0 MAXLINEAR INC CL A 57776J100 1,568 330,000 SH DEFINED 4 330,000 0 0 MAXLINEAR INC CL A 57776J100 135 28,500 SH SOLE NONE 28,500 0 0 MAXLINEAR INC CL A 57776J100 340 71,500 SH DEFINED 1 71,500 0 0 MEDASSETS INC COM 584045108 1,203 130,000 SH DEFINED 4 130,000 0 0 MEDASSETS INC COM 584045108 503 54,325 SH DEFINED 3 54,325 0 0 MEMC ELECTR MATLS INC COM 552715104 1,872 475,000 SH DEFINED 4 475,000 0 0 MEMC ELECTR MATLS INC COM 552715104 621 157,500 SH DEFINED 3 157,500 0 0 MEMC ELECTR MATLS INC COM 552715104 197 50,000 SH DEFINED 2 50,000 0 0 MEMC ELECTR MATLS INC COM 552715104 276 70,000 SH SOLE NONE 70,000 0 0 MEMC ELECTR MATLS INC COM 552715104 788 200,000 SH DEFINED 1 200,000 0 0 MERCURY COMPUTER SYS COM 589378108 1,410 106,111 SH DEFINED 4 106,111 0 0 MERCURY COMPUTER SYS COM 589378108 2,532 190,500 SH DEFINED 3 190,500 0 0 MERCURY COMPUTER SYS COM 589378108 1,627 122,400 SH DEFINED 2 122,400 0 0 MICROSEMI CORP COM 595137100 503 30,000 SH DEFINED 4 30,000 0 0 MIPS TECHNOLOGIES INC COM 604567107 1,137 255,000 SH DEFINED 3 255,000 0 0 MKS INSTRUMENT INC COM 55306N104 810 29,100 SH DEFINED 3 29,100 0 0 MKS INSTRUMENT INC COM 55306N104 1,669 60,000 SH DEFINED 2 60,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,113 40,000 SH SOLE NONE 40,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,391 50,000 SH DEFINED 1 50,000 0 0 MONSANTO CO NEW COM 61166W101 757 10,800 SH SOLE NONE 10,800 0 0 MONSANTO CO NEW COM 61166W101 2,046 29,200 SH DEFINED 1 29,200 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,336 65,000 SH DEFINED 3 65,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 271 233,421 SH DEFINED 4 233,421 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 415 357,750 SH DEFINED 3 357,750 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 155 133,750 SH SOLE NONE 133,750 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 399 344,000 SH DEFINED 1 344,000 0 0 NEWPORT CORP COM 651824104 1,701 125,000 SH DEFINED 4 125,000 0 0 NEWPORT CORP COM 651824104 953 70,000 SH DEFINED 3 70,000 0 0 NEWPORT CORP COM 651824104 1,915 140,700 SH DEFINED 2 140,700 0 0 NEWPORT CORP COM 651824104 783 57,500 SH SOLE NONE 57,500 0 0 NEWPORT CORP COM 651824104 2,722 200,000 SH DEFINED 1 200,000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 730 99,035 SH DEFINED 4 99,035 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,026 139,200 SH DEFINED 3 139,200 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,675 227,265 SH DEFINED 2 227,265 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,314 178,250 SH SOLE NONE 178,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,704 231,250 SH DEFINED 1 231,250 0 0 NUVASIVE INC COM 670704105 755 60,000 SH DEFINED 4 60,000 0 0 OCLARO INC COM NEW 67555N206 705 250,000 SH DEFINED 4 250,000 0 0 OCLARO INC COM NEW 67555N206 282 100,000 SH DEFINED 3 100,000 0 0 OCLARO INC COM NEW 67555N206 80 28,500 SH SOLE NONE 28,500 0 0 OCLARO INC COM NEW 67555N206 202 71,500 SH DEFINED 1 71,500 0 0 OMNICELL INC COM 68213N109 3,304 200,000 SH DEFINED 4 200,000 0 0 OMNICELL INC COM 68213N109 578 35,000 SH DEFINED 3 35,000 0 0 ORBOTECH LTD ORD M75253100 449 45,000 SH SOLE NONE 45,000 0 0 ORBOTECH LTD ORD M75253100 998 100,000 SH DEFINED 1 100,000 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 930 100,000 SH DEFINED 4 100,000 0 0 PDF SOLUTIONS INC COM 693282105 976 140,000 SH DEFINED 4 140,000 0 0 PDF SOLUTIONS INC COM 693282105 3,903 560,000 SH DEFINED 3 560,000 0 0 PDF SOLUTIONS INC COM 693282105 2,718 390,000 SH DEFINED 2 390,000 0 0 PDF SOLUTIONS INC COM 693282105 558 80,000 SH SOLE NONE 80,000 0 0 PDF SOLUTIONS INC COM 693282105 1,394 200,000 SH DEFINED 1 200,000 0 0 PLX TECHNOLOGY INC COM 693417107 151 52,500 SH SOLE NONE 52,500 0 0 PLX TECHNOLOGY INC COM 693417107 373 130,000 SH DEFINED 1 130,000 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 354 170,000 SH DEFINED 4 170,000 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 203 97,500 SH DEFINED 3 97,500 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 48 23,200 SH SOLE NONE 23,200 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 118 56,800 SH DEFINED 1 56,800 0 0 PRECISION CASTPARTS CORP COM 740189105 906 5,500 SH DEFINED 3 5,500 0 0 PRECISION CASTPARTS CORP COM 740189105 2,472 15,000 SH SOLE NONE 15,000 0 0 PRECISION CASTPARTS CORP COM 740189105 6,592 40,000 SH DEFINED 1 40,000 0 0 QUINSTREET INC COM 74874Q100 2,340 250,000 SH DEFINED 4 250,000 0 0 QUINSTREET INC COM 74874Q100 326 34,800 SH DEFINED 3 34,800 0 0 QUINSTREET INC COM 74874Q100 1,404 150,000 SH DEFINED 2 150,000 0 0 QUINSTREET INC COM 74874Q100 1,335 142,667 SH SOLE NONE 142,667 0 0 QUINSTREET INC COM 74874Q100 3,654 390,393 SH DEFINED 1 390,393 0 0 RADISYS CORP COM 750459109 150 29,572 SH SOLE NONE 29,572 0 0 RADISYS CORP COM 750459109 506 100,000 SH DEFINED 1 100,000 0 0 REIS INC COM 75936P105 912 100,000 SH DEFINED 3 100,000 0 0 RESPONSYS INC COM 761248103 622 70,000 SH DEFINED 4 70,000 0 0 RESPONSYS INC COM 761248103 667 75,000 SH DEFINED 3 75,000 0 0 RESPONSYS INC COM 761248103 556 62,500 SH DEFINED 2 62,500 0 0 RESPONSYS INC COM 761248103 67 7,500 SH SOLE NONE 7,500 0 0 RESPONSYS INC COM 761248103 156 17,500 SH DEFINED 1 17,500 0 0 RF MICRODEVICES INC COM 749941100 1,620 300,000 SH DEFINED 3 300,000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 883 40,000 SH DEFINED 4 40,000 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 926 100,000 SH DEFINED 4 100,000 0 0 SABA SOFTWARE INC COM NEW 784932600 1,223 155,000 SH DEFINED 4 155,000 0 0 SABA SOFTWARE INC COM NEW 784932600 2,406 305,000 SH DEFINED 3 305,000 0 0 SAIC INC COM 78390X101 215 17,500 SH SOLE NONE 17,500 0 0 SAIC INC COM 78390X101 615 50,000 SH DEFINED 1 50,000 0 0 SCHLUMBERGER LTD COM 806857108 683 10,000 SH DEFINED 2 10,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 5,330 325,000 SH DEFINED 4 325,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,362 205,000 SH DEFINED 3 205,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6,150 375,000 SH DEFINED 2 375,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,230 75,000 SH SOLE NONE 75,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,280 200,000 SH DEFINED 1 200,000 0 0 SOLTA MED INC COM 83438K103 471 150,000 SH DEFINED 4 150,000 0 0 SOLTA MED INC COM 83438K103 727 231,629 SH DEFINED 3 231,629 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 273 121,463 SH DEFINED 4 121,463 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 394 175,000 SH DEFINED 3 175,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 450 200,000 SH DEFINED 2 200,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 191 85,000 SH SOLE NONE 85,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 461 205,000 SH DEFINED 1 205,000 0 0 STATE STR CORP COM 857477103 2,721 67,500 SH DEFINED 1 67,500 0 0 STEC INC COM 784774101 463 53,900 SH DEFINED 3 53,900 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,730 60,000 SH DEFINED 3 60,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,725 110,000 SH DEFINED 3 110,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,744 175,000 SH DEFINED 2 175,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,176 75,000 SH SOLE NONE 75,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,744 175,000 SH DEFINED 1 175,000 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,396 356,200 SH DEFINED 2 356,200 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,027 261,950 SH SOLE NONE 261,950 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,547 394,650 SH DEFINED 1 394,650 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,392 83,100 SH DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5,172 115,000 SH DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4,497 100,000 SH DEFINED 1 100,000 0 0 TRIMBLE NAVIGATION LTD COM 896239100 760 17,500 SH DEFINED 3 17,500 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,218 250,000 SH DEFINED 4 250,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,412 290,000 SH DEFINED 3 290,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 487 100,000 SH DEFINED 2 100,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 1,534 140,000 SH DEFINED 4 140,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 3,014 275,000 SH DEFINED 3 275,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 584 12,500 SH SOLE NONE 12,500 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1,150 24,625 SH DEFINED 1 24,625 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1,711 280,000 SH DEFINED 4 280,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 888 145,300 SH DEFINED 3 145,300 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1,135 185,800 SH DEFINED 2 185,800 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 61 10,000 SH SOLE NONE 10,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 153 25,000 SH DEFINED 1 25,000 0 0 UNITED CONTL HLDGS INC COM 910047109 566 30,000 SH SOLE NONE 30,000 0 0 UNITED CONTL HLDGS INC COM 910047109 1,321 70,000 SH DEFINED 1 70,000 0 0 VARIAN MED SYS INC COM 92220P105 1,074 16,000 SH DEFINED 3 16,000 0 0 VARIAN MED SYS INC COM 92220P105 3,692 55,000 SH DEFINED 2 55,000 0 0 VARIAN MED SYS INC COM 92220P105 2,350 35,000 SH SOLE NONE 35,000 0 0 VARIAN MED SYS INC COM 92220P105 5,035 75,000 SH DEFINED 1 75,000 0 0 VIASAT INC COM 92552V100 922 20,000 SH DEFINED 3 20,000 0 0 VIASAT INC COM 92552V100 5,304 115,000 SH DEFINED 2 115,000 0 0 VIASAT INC COM 92552V100 2,306 50,000 SH SOLE NONE 50,000 0 0 VIASAT INC COM 92552V100 4,612 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,124 125,000 SH DEFINED 4 125,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,169 130,000 SH DEFINED 2 130,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 360 40,000 SH SOLE NONE 40,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 899 100,000 SH DEFINED 1 100,000 0 0 VOLCANO CORPORATION COM 928645100 1,427 60,000 SH DEFINED 4 60,000 0 0 VOLCANO CORPORATION COM 928645100 833 35,000 SH DEFINED 3 35,000 0 0 VOLCANO CORPORATION COM 928645100 833 35,000 SH DEFINED 2 35,000 0 0 X-RITE INC COM 983857103 343 74,000 SH SOLE NONE 74,000 0 0 X-RITE INC COM 983857103 554 119,300 SH DEFINED 1 119,300 0 0

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