0001172661-12-000177.txt : 20120214 0001172661-12-000177.hdr.sgml : 20120214 20120214100124 ACCESSION NUMBER: 0001172661-12-000177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 12603323 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 homrich4q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Homrich Berg Address: 3060 Peachtree Road Suite 830 Atlanta, Georgia 30305 13F File Number: 028-14008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Casdia Title: Compliance & Operations Manager Phone: (404) 264-1400 Signature, Place, and Date of Signing: /s/ Christopher Casdia Atlanta, GA/USA February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: $347,865 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 229 2803 SH SOLE 0 0 2803 ABBOTT LABS COM 002824100 393 6986 SH SOLE 0 0 6986 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 274 5151 SH SOLE 0 0 5151 AMERICAN ELEC PWR INC COM 025537101 215 5223 SH SOLE 0 0 5223 AMERICAN EXPRESS CO COM 025816109 238 5037 SH SOLE 0 0 5037 AMERICAN WTR WKS CO INC NEW COM 030420103 215 6733 SH SOLE 0 0 6733 ANADARKO PETE CORP COM 032511107 688 9008 SH SOLE 0 0 9008 APPLE INC COM 037833100 1891 4668 SH SOLE 0 0 4668 APPLIED MATLS INC COM 038222105 182 17012 SH SOLE 0 0 17012 AT&T INC COM 00206r102 10046 332195 SH SOLE 0 0 332195 AUTOMATIC DATA PROCESSING IN COM 053015103 258 4785 SH SOLE 0 0 4785 BANK OF AMERICA CORPORATION COM 060505104 90 16136 SH SOLE 0 0 16136 BECTON DICKINSON & CO COM 075887109 291 3891 SH SOLE 0 0 3891 BERKSHIRE HATHAWAY INC DEL CL A 084670108 574 5 SH SOLE 0 0 302 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1191 15610 SH SOLE 0 0 15610 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 411 14841 SH SOLE 0 0 14841 BORGWARNER INC COM 099724106 669 10491 SH SOLE 0 0 10491 BP PLC SPONSORED ADR 055622104 254 5947 SH SOLE 0 0 5947 BRISTOL MYERS SQUIBB CO COM 110122108 405 11511 SH SOLE 0 0 11511 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 748 11697 SH SOLE 0 0 11697 CENTENE CORP DEL COM 15135B101 361 9128 SH SOLE 0 0 9128 CENTERPOINT ENERGY INC COM 15189T107 290 15349 SH SOLE 0 0 15349 CHEVRON CORP NEW COM 166764100 1534 14413 SH SOLE 0 0 14413 CISCO SYS INC COM 17275r102 307 16963 SH SOLE 0 0 16963 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 210 5989 SH SOLE 0 0 5989 CLOROX CO DEL COM 189054109 279 4187 SH SOLE 0 0 4187 CMS ENERGY CORP COM 125896100 408 18458 SH SOLE 0 0 18458 COCA COLA CO COM 191216100 5256 75116 SH SOLE 0 0 75116 CONAGRA FOODS INC COM 205887102 528 19819 SH SOLE 0 0 19819 CONOCOPHILLIPS COM 20825c104 458 6279 SH SOLE 0 0 6279 DEERE & CO COM 244199105 375 4852 SH SOLE 0 0 4852 DISNEY WALT CO COM DISNEY 254687106 693 18471 SH SOLE 0 0 18471 DU PONT E I DE NEMOURS & CO COM 263534109 510 11148 SH SOLE 0 0 11148 EDGEWATER TECHNOLOGY INC COM 280358102 392 142142 SH SOLE 0 0 142142 EDWARDS LIFESCIENCES CORP COM 28176E108 630 8915 SH SOLE 0 0 8915 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 402 8775 SH SOLE 0 0 8775 ENTERPRISE PRODS PARTNERS L COM 293792107 1227 26462 SH SOLE 0 0 26462 EQUIFAX INC COM 294429105 1137 29345 SH SOLE 0 0 29345 EXXON MOBIL CORP COM 30231g102 3915 46194 SH SOLE 0 0 46194 GARMIN LTD SHS H2906T109 232 5827 SH SOLE 0 0 5827 GENERAL ELECTRIC CO COM 369604103 1000 55821 SH SOLE 0 0 55821 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 386 8466 SH SOLE 0 0 8466 GOLUB CAP BDC INC COM 38173M102 165 10628 SH SOLE 0 0 10628 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 962 71607 SH SOLE 0 0 71607 HERCULES TECH GROWTH CAP INC COM 427096508 354 37456 SH SOLE 0 0 37456 HOME DEPOT INC COM 437076102 5022 119450 SH SOLE 0 0 119450 HONEYWELL INTL INC COM 438516106 202 3711 SH SOLE 0 0 3711 INTEL CORP COM 458140100 384 15816 SH SOLE 0 0 15816 INTERNATIONAL BUSINESS MACHS COM 459200101 1302 7079 SH SOLE 0 0 7079 ISHARES GOLD TRUST ISHARES 464285105 853 55981 SH SOLE 0 0 55981 ISHARES INC MSCI EMU INDEX 464286608 219 7845 SH SOLE 0 0 7845 ISHARES TR DJ SEL DIV INX 464287168 281 5228 SH SOLE 0 0 5228 ISHARES TR BARCLYS TIPS BD 464287176 1019 8731 SH SOLE 0 0 8731 ISHARES TR BARCLY USAGG B 464287226 479 2803 SH SOLE 0 0 4349 ISHARES TR MSCI EMERG MKT 464287234 248 6544 SH SOLE 0 0 6544 ISHARES TR IBOXX INV CPBD 464287242 852 7493 SH SOLE 0 0 7493 ISHARES TR S&P500 GRW 464287309 27834 412790 SH SOLE 0 0 412790 ISHARES TR S&P 500 VALUE 464287408 3182 55015 SH SOLE 0 0 55015 ISHARES TR BARCLYS 7-10 YR 464287440 283 2682 SH SOLE 0 0 2682 ISHARES TR MSCI EAFE INDEX 464287465 1646 33229 SH SOLE 0 0 33229 ISHARES TR RUSSELL MCP GR 464287481 322 5851 SH SOLE 0 0 5851 ISHARES TR RUSSELL1000VAL 464287598 341 5376 SH SOLE 0 0 5376 ISHARES TR S&P MC 400 GRW 464287606 405 4098 SH SOLE 0 0 4098 ISHARES TR RUSSELL1000GRW 464287614 2233 38632 SH SOLE 0 0 38632 ISHARES TR DJ US REAL EST 464287739 235 4144 SH SOLE 0 0 4144 ISHARES TR S&P EURO PLUS 464287861 216 6402 SH SOLE 0 0 6402 ISHARES TR BARCLYS MBS BD 464288588 374 3465 SH SOLE 0 0 3465 ISHARES TR HGH DIV EQT FD 46429B663 55956 1008225 SH SOLE 0 0 1008225 JEFFERIES GROUP INC NEW COM 472319102 19201 1396444 SH SOLE 0 0 1396444 JOHNSON & JOHNSON COM 478160104 1941 29593 SH SOLE 0 0 29593 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 739 18966 SH SOLE 0 0 18966 KIMBERLY CLARK CORP COM 494368103 404 5494 SH SOLE 0 0 5494 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 716 8432 SH SOLE 0 0 8432 KRAFT FOODS INC CL A 50075n104 560 14979 SH SOLE 0 0 14979 LIFEPOINT HOSPITALS INC COM 53219l109 489 13172 SH SOLE 0 0 13172 LILLY ELI & CO COM 532457108 335 8078 SH SOLE 0 0 8078 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1266 18377 SH SOLE 0 0 18377 MAIN STREET CAPITAL CORP COM 56035L104 805 37908 SH SOLE 0 0 37908 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 487 8836 SH SOLE 0 0 8836 MASTERCARD INC CL A 57636q104 299 803 SH SOLE 0 0 803 MCDONALDS CORP COM 580135101 596 5943 SH SOLE 0 0 5943 MERCK & CO INC NEW COM 58933Y105 770 20426 SH SOLE 0 0 20426 MICROSOFT CORP COM 594918104 415 16022 SH SOLE 0 0 16022 MOODYS CORP COM 615369105 290 8600 SH SOLE 0 0 8600 NEXTERA ENERGY INC COM 65339F101 587 9649 SH SOLE 0 0 9649 NORFOLK SOUTHERN CORP COM 655844108 239 3275 SH SOLE 0 0 3275 NUSTAR ENERGY LP UNIT COM 67058H102 295 5198 SH SOLE 0 0 5198 ORACLE CORP COM 68389X105 604 23540 SH SOLE 0 0 23540 PENNANTPARK INVT CORP COM 708062104 332 32900 SH SOLE 0 0 32900 PEPSICO INC COM 713448108 558 8417 SH SOLE 0 0 8417 PFIZER INC COM 717081103 962 44447 SH SOLE 0 0 44447 PHILIP MORRIS INTL INC COM 718172109 894 11395 SH SOLE 0 0 11395 PIMCO INCOME STRATEGY FUND COM 72201H108 166 18181 SH SOLE 0 0 18181 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 241 3281 SH SOLE 0 0 3281 PROCTER & GAMBLE CO COM 742718109 3312 49650 SH SOLE 0 0 49650 PROGRESS ENERGY INC COM 743263105 303 5423 SH SOLE 0 0 5423 RAYONIER INC COM 754907103 217 4869 SH SOLE 0 0 4869 REGIONS FINANCIAL CORP NEW COM 7591ep100 467 108539 SH SOLE 0 0 108539 ROPER INDS INC NEW COM 776696106 278 3200 SH SOLE 0 0 3200 SCBT FINANCIAL CORP COM 78401V102 297 10222 SH SOLE 0 0 10222 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 490 7089 SH SOLE 0 0 7089 SHUFFLE MASTER INC COM 825549108 159 13589 SH SOLE 0 0 13589 SOUTHERN CO COM 842587107 1143 24700 SH SOLE 0 0 24700 SPDR GOLD TRUST GOLD SHS 78463v107 624 4105 SH SOLE 0 0 4105 SPDR S&P 500 ETF TR TR UNIT 78462f103 605 4819 SH SOLE 0 0 4819 SPDR SERIES TRUST BARCL CAP TIPS 78464a656 277 4778 SH SOLE 0 0 4778 SPDR SERIES TRUST S&P DIVID ETF 78464A763 632 11728 SH SOLE 0 0 11728 SYNOVUS FINL CORP COM 87161c105 27 18897 SH SOLE 0 0 18897 SYSCO CORP COM 871829107 201 6880 SH SOLE 0 0 6880 TRIANGLE CAP CORP COM 895848109 397 20758 SH SOLE 0 0 20758 UBS AG JERSEY BRH ALERIAN INFRST 902641646 19117 577555 SH SOLE 0 0 577555 UNITED PARCEL SERVICE INC CL B 911312106 442 6038 SH SOLE 0 0 6038 US BANCORP DEL COM NEW 902973304 308 11415 SH SOLE 0 0 11415 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 559 6915 SH SOLE 0 0 6915 VANGUARD INDEX FDS MID CAP ETF 922908629 254 3529 SH SOLE 0 0 3529 VANGUARD INDEX FDS GROWTH ETF 922908736 353 5712 SH SOLE 0 0 5712 VANGUARD INDEX FDS VALUE ETF 922908744 315 5992 SH SOLE 0 0 5992 VANGUARD INDEX FDS TOTAL STK MKT 922908769 43496 676456 SH SOLE 0 0 676456 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11439 288493 SH SOLE 0 0 288493 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 398 10409 SH SOLE 0 0 10409 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 66270 1212623 SH SOLE 0 0 1212623 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 2385 77860 SH SOLE 0 0 77860 VANGUARD WORLD FDS ENERGY ETF 92204A306 7270 72113 SH SOLE 0 0 72113 VERIZON COMMUNICATIONS INC COM 92343v104 760 18945 SH SOLE 0 0 18945 WAL MART STORES INC COM 931142103 318 5329 SH SOLE 0 0 5329 WASTE MGMT INC DEL COM 94106L109 235 7209 SH SOLE 0 0 7209 WATSON PHARMACEUTICALS INC COM 942683103 358 5939 SH SOLE 0 0 5939 WELLS FARGO & CO NEW COM 949746101 231 8391 SH SOLE 0 0 8391 WESTERN ASSET MTG DEF OPPTY COM 95790B109 785 40033 SH SOLE 0 0 40033 WHITING PETE CORP NEW COM 966387102 315 6750 SH SOLE 0 0 6750 WILEY JOHN & SONS INC CL A 968223206 415 9350 SH SOLE 0 0 9350 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 582 9706 SH SOLE 0 0 9706 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 2221 70868 SH SOLE 0 0 70868 YUM BRANDS INC COM 988498101 258 4370 SH SOLE 0 0 4370