0000894579-12-000060.txt : 20120214 0000894579-12-000060.hdr.sgml : 20120214 20120214114804 ACCESSION NUMBER: 0000894579-12-000060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001387508 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12257 FILM NUMBER: 12604901 BUSINESS ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-6732 MAIL ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 springbok13fhr012712.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Springbok Capital Management, LLC Address: 437 Madison Avenue, 33rd Floor New York, New York 10022 13F File Number: 028-12257 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cisco J. del Valle Title: Managing Member Phone: 212-546-1180 Signature, Place and Date of Signing: /s/ Cisco J. del Valle New York, NY February 14, 2011 ----------------------- -------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 498 Form 13F Information Table Value Total: $243,735 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 131 1,600 SH OTHER 1,600 99 CENTS ONLY STORES COM 65440K106 103 4,700 SH OTHER 4,700 ABERCROMBIE & FITCH CO CL A 002896207 181 3,700 SH OTHER 3,700 ACCURIDE CORP NEW COM NEW 00439T206 577 81,000 SH OTHER 81,000 ACHILLION PHARMACEUTICALS IN COM 00448Q201 93 12,196 SH OTHER 12,196 ACORDA THERAPEUTICS INC COM 00484M106 405 16,983 SH OTHER 16,983 AETERNA ZENTARIS INC COM 007975204 107 69,677 SH OTHER 69,677 AETNA INC NEW COM 00817Y108 81 1,914 SH OTHER 1,914 AFFYMAX INC COM 00826A109 548 82,951 SH OTHER 82,951 AFFYMETRIX INC COM 00826T108 301 73,591 SH OTHER 73,591 AFFYMETRIX INC COM 00826T108 26 3,900 SH CALL OTHER 3,900 AGILENT TECHNOLOGIES INC COM 00846U101 303 8,683 SH OTHER 8,683 AGNICO EAGLE MINES LTD COM 008474108 1,453 40,000 SH OTHER 40,000 AGRIUM INC COM 008916108 219 3,259 SH OTHER 3,259 ALBEMARLE CORP COM 012653101 129 2,500 SH OTHER 2,500 ALEXION PHARMACEUTICALS INC COM 015351109 304 4,257 SH OTHER 4,257 ALLERGAN INC COM 018490102 591 6,732 SH OTHER 6,732 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 90 11,044 SH OTHER 11,044 AMAG PHARMACEUTICALS INC COM 00163U106 51 2,723 SH OTHER 2,723 AMARIN CORP PLC SPONS ADR NEW 023111206 1,600 213,609 SH OTHER 213,609 AMAZON COM INC COM 023135106 100 575 SH OTHER 575 AMERICAN AXLE & MFG HLDGS IN COM 024061103 72 7,250 SH OTHER 7,250 AMERICAN CAPITAL AGENCY CORP COM 02503X105 703 25,050 SH OTHER 25,050 AMERICAN TOWER CORP CL A 029912201 210 3,500 SH OTHER 3,500 AMERICAN VANGUARD CORP COM 030371108 113 8,500 SH OTHER 8,500 AMGEN INC COM 031162100 70 1,095 SH OTHER 1,095 AMICUS THERAPEUTICS INC COM 03152W109 70 20,314 SH OTHER 20,314 AMTECH SYS INC COM PAR $0.01N 032332504 415 48,811 SH OTHER 48,811 AMYLIN PHARMACEUTICALS INC COM 032346108 640 56,259 SH OTHER 56,259 ANADARKO PETE CORP COM 032511107 405 5,308 SH OTHER 5,308 APARTMENT INVT & MGMT CO CL A 03748R101 197 8,600 SH OTHER 8,600 APOLLO COML REAL EST FIN INC COM 03762U105 74 5,600 SH OTHER 5,600 APPLE INC COM 037833100 903 2,230 SH OTHER 2,230 APPROACH RESOURCES INC COM 03834A103 119 4,050 SH OTHER 4,050 ARCH COAL INC COM 039380100 133 9,200 SH OTHER 9,200 ARDEA BIOSCIENCES INC COM 03969P107 3 150 SH OTHER 150 ARES CAP CORP COM 04010L103 1,029 66,600 SH OTHER 66,600 ARUBA NETWORKS INC COM 043176106 130 7,000 SH OTHER 7,000 ASCENT CAP GROUP INC COM SER A 043632108 152 3,000 SH OTHER 3,000 ASHFORD HOSPITALITY TR INC CV PFD SER E 044103505 41 1,700 SH OTHER 1,700 ASHLAND INC NEW COM 044209104 80 1,400 SH OTHER 1,400 AUXILIUM PHARMACEUTICALS INC COM 05334D107 495 24,842 SH OTHER 24,842 AVERY DENNISON CORP COM 053611109 126 4,400 SH OTHER 4,400 AXCELIS TECHNOLOGIES INC COM 054540109 237 178,000 SH OTHER 178,000 BAKER HUGHES INC COM 057224107 146 3,000 SH OTHER 3,000 BANK OF AMERICA CORPORATION COM 060505104 740 133,125 SH OTHER 133,125

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ BARD C R INC COM 067383109 219 2,560 SH OTHER 2,560 BARRICK GOLD CORP COM 067901108 183 4,044 SH OTHER 4,044 BECTON DICKINSON & CO COM 075887109 225 3,010 SH OTHER 3,010 BIOGEN IDEC INC COM 09062X103 320 2,908 SH OTHER 2,908 BIOMARIN PHARMACEUTICAL INC COM 09061G101 145 4,221 SH OTHER 4,221 BLACKROCK KELSO CAPITAL CORP COM 092533108 416 51,000 SH OTHER 51,000 BLUE COAT SYSTEMS INC COM NEW 09534T508 204 8,000 SH OTHER 8,000 BOEING CO COM 097023105 101 1,382 SH OTHER 1,382 BRINKER INTL INC COM 109641100 118 4,400 SH OTHER 4,400 BROADCOM CORP CL A 111320107 910 31,000 SH OTHER 31,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 124 4,525 SH OTHER 4,525 CABOT OIL & GAS CORP COM 127097103 65 850 SH OTHER 850 CALGON CARBON CORP COM 129603106 336 21,400 SH OTHER 21,400 CALPINE CORP COM NEW 131347304 165 10,079 SH OTHER 10,079 CANADIAN NAT RES LTD COM 136385101 483 12,917 SH OTHER 12,917 CAPITAL ONE FINL CORP COM 14040H105 315 7,440 SH OTHER 7,440 CAPITOL FED FINL INC COM 14057J101 225 19,526 SH OTHER 19,526 CATERPILLAR INC DEL COM 149123101 317 3,500 SH OTHER 3,500 CBS CORP NEW CL B 124857202 236 8,700 SH OTHER 8,700 CELGENE CORP COM 151020104 281 4,153 SH OTHER 4,153 CEVA INC COM 157210105 91 3,000 SH OTHER 3,000 CF INDS HLDGS INC COM 125269100 765 5,279 SH OTHER 5,279 CHARMING SHOPPES INC COM 161133103 137 28,000 SH OTHER 28,000 CHATHAM LODGING TR COM 16208T102 43 4,000 SH OTHER 4,000 CHELSEA THERAPEUTICS INTL LT COM 163428105 95 18,423 SH OTHER 18,423 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 113 3,000 SH OTHER 3,000 CHIPOTLE MEXICAN GRILL INC COM 169656105 7,093 21,000 SH PUT OTHER 21,000 CISCO SYS INC COM 17275R102 199 11,000 SH OTHER 11,000 CITIGROUP INC COM NEW 172967424 303 11,500 SH OTHER 11,500 CITRIX SYS INC COM 177376100 968 15,934 SH OTHER 15,934 CLEAN ENERGY FUELS CORP COM 184499101 249 20,000 SH OTHER 20,000 CNINSURE INC SPONSORED ADR 18976M103 543 78,473 SH OTHER 78,473 CNOOC LTD SPONSORED ADR 126132109 185 1,060 SH OTHER 1,060 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 329 5,121 SH OTHER 5,121 COLGATE PALMOLIVE CO COM 194162103 200 2,160 SH OTHER 2,160 COMCAST CORP NEW CL A 20030N101 202 8,500 SH OTHER 8,500 COMCAST CORP NEW CL A SPL 20030N200 1,364 57,900 SH OTHER 57,900 COMMONWEALTH REIT COM SH BEN INT 203233101 125 7,500 SH OTHER 7,500 COMPLETE PRODUCTION SERVICES COM 20453E109 1,342 40,000 SH OTHER 40,000 COMPUTER SCIENCES CORP COM 205363104 47 2,000 SH OTHER 2,000 COMSTOCK RES INC COM NEW 205768203 128 8,350 SH OTHER 8,350 CONSTELLATION ENERGY GROUP I COM 210371100 1,246 31,400 SH OTHER 31,400 CONVERGYS CORP COM 212485106 89 7,000 SH OTHER 7,000 CORCEPT THERAPEUTICS INC COM 218352102 75 21,985 SH OTHER 21,985 CORELOGIC INC COM 21871D103 667 51,600 SH OTHER 51,600 COST PLUS INC CALIF COM 221485105 115 11,800 SH OTHER 11,800 COSTAMARE INC SHS Y1771G102 322 22,733 SH OTHER 22,733 COVANCE INC COM 222816100 219 4,800 SH OTHER 4,800 COVIDIEN PLC SHS G2554F113 626 13,909 SH OTHER 13,909 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 651 100,000 SH OTHER 100,000 CROWN CASTLE INTL CORP COM 228227104 246 5,500 SH OTHER 5,500

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ CUMMINS INC COM 231021106 222 2,525 SH OTHER 2,525 CVS CAREMARK CORPORATION COM 126650100 383 9,400 SH OTHER 9,400 DAVITA INC COM 23918K108 321 4,230 SH OTHER 4,230 DECKERS OUTDOOR CORP COM 243537107 205 2,710 SH OTHER 2,710 DEERE & CO COM 244199105 193 2,500 SH OTHER 2,500 DELL INC COM 24702R101 205 14,000 SH OTHER 14,000 DELPHI FINL GROUP INC CL A 247131105 102 2,300 SH OTHER 2,300 DELTA AIR LINES INC DEL COM NEW 247361702 515 63,600 SH OTHER 63,600 DENBURY RES INC COM NEW 247916208 371 24,600 SH OTHER 24,600 DEVON ENERGY CORP NEW COM 25179M103 164 2,650 SH OTHER 2,650 DIAMOND FOODS INC COM 252603105 45 1,400 SH OTHER 1,400 DICKS SPORTING GOODS INC COM 253393102 118 3,200 SH OTHER 3,200 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 221 7,500 SH OTHER 7,500 DOMINOS PIZZA INC COM 25754A201 122 3,600 SH OTHER 3,600 DOVER CORP COM 260003108 131 2,250 SH OTHER 2,250 DRESSER-RAND GROUP INC COM 261608103 126 2,525 SH OTHER 2,525 E M C CORP MASS COM 268648102 194 9,000 SH OTHER 9,000 EASTGROUP PPTY INC COM 277276101 96 2,200 SH OTHER 2,200 EATON VANCE CORP COM NON VTG 278265103 130 5,500 SH OTHER 5,500 EBAY INC COM 278642103 910 30,000 SH OTHER 30,000 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 772 175,514 SH OTHER 175,514 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 277 62,900 SH CALL OTHER 62,900 EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 233 20,850 SH OTHER 20,850 EL PASO CORP COM 28336L109 717 27,000 SH OTHER 27,000 EMCOR GROUP INC COM 29084Q100 147 5,500 SH OTHER 5,500 EMERSON ELEC CO COM 291011104 135 2,900 SH OTHER 2,900 ENDOCYTE INC COM 29269A102 78 20,654 SH OTHER 20,654 EPLUS INC COM 294268107 239 8,444 SH OTHER 8,444 EQT CORP COM 26884L109 724 13,221 SH OTHER 13,221 EQUINIX INC COM NEW 29444U502 306 3,013 SH OTHER 3,013 EQUITY RESIDENTIAL SH BEN INT 29476L107 319 5,600 SH OTHER 5,600 EXPEDITORS INTL WASH INC COM 302130109 102 2,500 SH OTHER 2,500 EXPRESS SCRIPTS INC COM 302182100 1,268 28,377 SH OTHER 28,377 EXXON MOBIL CORP COM 30231G102 439 5,184 SH OTHER 5,184 F M C CORP COM NEW 302491303 340 3,950 SH OTHER 3,950 FEDERATED INVS INC PA CL B 314211103 130 8,600 SH OTHER 8,600 FEDEX CORP COM 31428X106 84 1,000 SH OTHER 1,000 FINISAR CORP COM NEW 31787A507 1,423 85,000 SH OTHER 85,000 FINISH LINE INC CL A 317923100 117 6,050 SH OTHER 6,050 FISERV INC COM 337738108 203 3,450 SH OTHER 3,450 FLOWERS FOODS INC COM 343498101 121 6,400 SH OTHER 6,400 FLOWSERVE CORP COM 34354P105 332 3,338 SH OTHER 3,338 FLUOR CORP NEW COM 343412102 124 2,475 SH OTHER 2,475 FOOT LOCKER INC COM 344849104 128 5,375 SH OTHER 5,375 FORD MTR CO DEL COM PAR $0.01 345370860 310 28,800 SH OTHER 28,800 FRANCESCAS HLDGS CORP COM 351793104 173 10,000 SH OTHER 10,000 FRANKLIN RES INC COM 354613101 127 1,325 SH OTHER 1,325 FREIGHTCAR AMER INC COM 357023100 325 15,500 SH OTHER 15,500 FXCM INC COM CL A 302693106 1,347 138,190 SH OTHER 138,190 GENERAL MLS INC COM 370334104 136 3,375 SH OTHER 3,375 GENERAL MTRS CO COM 37045V100 203 10,000 SH OTHER 10,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ GENTEX CORP COM 371901109 133 4,500 SH OTHER 4,500 GERON CORP COM 374163103 30 20,100 SH OTHER 20,100 GETTY RLTY CORP NEW COM 374297109 209 15,000 SH OTHER 15,000 GILEAD SCIENCES INC COM 375558103 823 20,105 SH OTHER 20,105 GILEAD SCIENCES INC COM 375558103 471 3,100 SH CALL OTHER 3,100 GLOBAL CASH ACCESS HLDGS INC COM 378967103 111 25,000 SH OTHER 25,000 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 62 9,260 SH OTHER 9,260 GLU MOBILE INC COM 379890106 46 14,750 SH OTHER 14,750 GOLDCORP INC NEW COM 380956409 145 3,267 SH OTHER 3,267 GOLDMAN SACHS GROUP INC COM 38141G104 181 2,000 SH OTHER 2,000 GOLUB CAP BDC INC COM 38173M102 411 26,496 SH OTHER 26,496 GOODRICH CORP COM 382388106 1,942 15,700 SH OTHER 15,700 GOOGLE INC CL A 38259P508 452 700 SH OTHER 700 GRAFTECH INTL LTD COM 384313102 93 6,800 SH OTHER 6,800 GRAINGER W W INC COM 384802104 98 525 SH OTHER 525 GREEN DOT CORP CL A 39304D102 1 27 SH OTHER 27 GSI GROUP INC CDA NEW COM NEW 36191C205 205 20,000 SH OTHER 20,000 HALLIBURTON CO COM 406216101 190 5,510 SH OTHER 5,510 HALOZYME THERAPEUTICS INC COM 40637H109 506 53,215 SH OTHER 53,215 HANESBRANDS INC COM 410345102 122 5,600 SH OTHER 5,600 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 262 14,000 SH OTHER 14,000 HANOVER INS GROUP INC COM 410867105 98 2,800 SH OTHER 2,800 HANSEN NAT CORP COM 411310105 120 1,300 SH OTHER 1,300 HDFC BANK LTD ADR REPS 3 SHS 40415F101 105 4,000 SH OTHER 4,000 HELMERICH & PAYNE INC COM 423452101 125 2,150 SH OTHER 2,150 HERBALIFE LTD COM USD SHS G4412G101 224 4,330 SH OTHER 4,330 HESS CORP COM 42809H107 81 1,425 SH OTHER 1,425 HOLLYFRONTIER CORP COM 436106108 413 17,650 SH OTHER 17,650 HOME DEPOT INC COM 437076102 103 2,460 SH OTHER 2,460 HOMEAWAY INC COM 43739Q100 233 10,000 SH OTHER 10,000 HONEYWELL INTL INC COM 438516106 147 2,700 SH OTHER 2,700 HORNBECK OFFSHORE SVCS INC N COM 440543106 332 10,695 SH OTHER 10,695 HOST HOTELS & RESORTS INC COM 44107P104 69 4,650 SH OTHER 4,650 HSN INC COM 404303109 619 17,084 SH OTHER 17,084 HUMAN GENOME SCIENCES INC COM 444903108 290 39,179 SH OTHER 39,179 HUNTSMAN CORP COM 447011107 298 29,800 SH OTHER 29,800 IDENIX PHARMACEUTICALS INC COM 45166R204 50 6,745 SH OTHER 6,745 ILLUMINA INC COM 452327109 342 11,228 SH OTHER 11,228 INCYTE CORP COM 45337C102 595 39,631 SH OTHER 39,631 INFORMATICA CORP COM 45666Q102 111 3,000 SH OTHER 3,000 INGERSOLL-RAND PLC SHS G47791101 61 2,000 SH OTHER 2,000 INHIBITEX INC COM 45719T103 37 3,373 SH OTHER 3,373 INNOPHOS HOLDINGS INC COM 45774N108 233 4,800 SH OTHER 4,800 INTELLIPHARMACEUTICS INTL IN COM 458173101 166 60,735 SH OTHER 60,735 INTERACTIVE BROKERS GROUP IN COM 45841N107 273 18,284 SH OTHER 18,284 INTERMUNE INC COM 45884X103 167 13,269 SH OTHER 13,269 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 18 3,000 SH OTHER 3,000 INTERNATIONAL BUSINESS MACHS COM 459200101 253 1,375 SH OTHER 1,375 INTERNATIONAL RECTIFIER CORP COM 460254105 125 6,425 SH OTHER 6,425 INTEROIL CORP COM 460951106 6,370 124,585 SH OTHER 124,585 INTEROIL CORP COM 460951106 5,185 101,400 SH CALL OTHER 101,400

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ INTEVAC INC COM 461148108 202 27,300 SH OTHER 27,300 INTEVAC INC COM 461148108 74 10,000 SH CALL OTHER 10,000 INTL PAPER CO COM 460146103 459 15,500 SH OTHER 15,500 INTUIT COM 461202103 126 2,400 SH OTHER 2,400 INVENSENSE INC COM 46123D205 299 30,000 SH OTHER 30,000 INVESCO MORTGAGE CAPITAL INC COM 46131B100 181 12,850 SH OTHER 12,850 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 2,964 274,200 SH CALL OTHER 274,200 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 356 29,756 SH OTHER 29,756 ISHARES GOLD TRUST ISHARES 464285105 151 9,900 SH OTHER 9,900 ISHARES INC MSCI AUSTRALIA 464286103 302 14,100 SH OTHER 14,100 ISHARES INC MSCI BRAZIL 464286400 304 5,300 SH OTHER 5,300 ISHARES INC MSCI PAC J IDX 464286665 149 3,825 SH OTHER 3,825 ISHARES INC MSCI SINGAPORE 464286673 292 27,000 SH OTHER 27,000 ISHARES INC MSCI S KOREA 464286772 158 3,025 SH OTHER 3,025 ISHARES INC MSCI MEX INVEST 464286822 152 2,825 SH OTHER 2,825 ISHARES INC MSCI JAPAN 464286848 309 33,900 SH OTHER 33,900 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 147 4,450 SH OTHER 4,450 ISHARES SILVER TRUST ISHARES 46428Q109 108 4,000 SH OTHER 4,000 ISHARES TR FTSE CHINA25 IDX 464287184 152 4,350 SH OTHER 4,350 ISHARES TR BARCLYS 1-3 YR 464287457 302 3,575 SH OTHER 3,575 ISHARES TR RUSSELL MIDCAP 464287499 153 1,550 SH OTHER 1,550 ISHARES TR RUSSELL1000GRW 464287614 295 5,100 SH OTHER 5,100 ISHARES TR FTSE CHINA25 IDX 464287184 568 16,300 SH CALL OTHER 16,300 ISHARES TR NYSE 100INX FD 464287135 829 13,800 SH PUT OTHER 13,800 ISHARES TR HIGH YLD CORP 464288513 894 10,000 SH OTHER 10,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 128 2,250 SH OTHER 2,250 JAGUAR MNG INC COM 47009M103 19 2,950 SH OTHER 2,950 JOHNSON & JOHNSON COM 478160104 361 5,500 SH OTHER 5,500 JOHNSON CTLS INC COM 478366107 188 6,000 SH OTHER 6,000 JPMORGAN CHASE & CO COM 46625H100 176 5,300 SH OTHER 5,300 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 189 22,200 SH OTHER 22,200 K V PHARMACEUTICAL CO CL A 482740206 39 27,586 SH OTHER 27,586 KAISER ALUMINUM CORP COM PAR $0.01 483007704 138 3,000 SH OTHER 3,000 KB HOME COM 48666K109 129 19,200 SH OTHER 19,200 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 378 4,815 SH OTHER 4,815 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 161 5,000 SH PUT OTHER 5,000 KIRBY CORP COM 497266106 215 3,259 SH OTHER 3,259 KIT DIGITAL INC COM NEW 482470200 845 100,000 SH OTHER 100,000 KKR FINANCIAL HLDGS LLC COM 48248A306 381 43,690 SH OTHER 43,690 KNIGHT CAP GROUP INC CL A COM 499005106 118 10,000 SH OTHER 10,000 KRONOS WORLDWIDE INC COM 50105F105 54 3,000 SH OTHER 3,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 387 4,500 SH OTHER 4,500 LAM RESEARCH CORP COM 512807108 731 19,750 SH OTHER 19,750 LEAR CORP COM NEW 521865204 570 14,325 SH OTHER 14,325 LEGG MASON INC COM 524901105 354 14,700 SH OTHER 14,700 LENNAR CORP CL A 526057104 25 1,247 SH OTHER 1,247 LIBERTY PPTY TR SH BEN INT 531172104 198 6,400 SH OTHER 6,400 LIFE TECHNOLOGIES CORP COM 53217V109 491 12,612 SH OTHER 12,612 LIHUA INTL INC COM 532352101 63 13,200 SH OTHER 13,200 LIONBRIDGE TECHNOLOGIES INC COM 536252109 70 30,431 SH OTHER 30,431 LIVEPERSON INC COM 538146101 128 10,200 SH OTHER 10,200

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA PAC CORP COM 546347105 560 69,364 SH OTHER 69,364 LSI CORPORATION COM 502161102 363 61,000 SH OTHER 61,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 345 10,613 SH OTHER 10,613 M D C HLDGS INC COM 552676108 23 1,300 SH OTHER 1,300 MACERICH CO COM 554382101 167 3,300 SH OTHER 3,300 MAGNUM HUNTER RES CORP DEL COM 55973B102 581 107,770 SH OTHER 107,770 MAIDEN HOLDINGS LTD SHS G5753U112 91 10,400 SH OTHER 10,400 MANPOWERGROUP INC COM 56418H100 125 3,500 SH OTHER 3,500 MAP PHARMACEUTICALS INC COM 56509R108 36 2,700 SH OTHER 2,700 MARATHON OIL CORP COM 565849106 167 5,700 SH OTHER 5,700 MARATHON PETE CORP COM 56585A102 582 17,493 SH OTHER 17,493 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 487 9,475 SH OTHER 9,475 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 299 12,100 SH OTHER 12,100 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1,179 25,000 SH CALL OTHER 25,000 MARRIOTT INTL INC NEW CL A 571903202 305 10,450 SH OTHER 10,450 MARTIN MARIETTA MATLS INC COM 573284106 97 1,288 SH OTHER 1,288 MASCO CORP COM 574599106 592 56,463 SH OTHER 56,463 MAXWELL TECHNOLOGIES INC COM 577767106 231 14,237 SH OTHER 14,237 MCDERMOTT INTL INC COM 580037109 173 15,000 SH OTHER 15,000 MCDONALDS CORP COM 580135101 511 5,093 SH OTHER 5,093 MCG CAPITAL CORP COM 58047P107 4,907 1,229,763 SH OTHER 1,229,763 MEAD JOHNSON NUTRITION CO COM 582839106 131 1,900 SH OTHER 1,900 MEAD JOHNSON NUTRITION CO COM 582839106 289 4,200 SH CALL OTHER 4,200 MEDASSETS INC COM 584045108 124 13,450 SH OTHER 13,450 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,571 46,000 SH OTHER 46,000 MEDIDATA SOLUTIONS INC COM 58471A105 131 6,000 SH OTHER 6,000 MEDIVATION INC COM 58501N101 541 11,732 SH OTHER 11,732 MERCK & CO INC NEW COM 58933Y105 103 2,721 SH OTHER 2,721 METHANEX CORP COM 59151K108 160 7,000 SH OTHER 7,000 METLIFE INC COM 59156R108 274 8,800 SH OTHER 8,800 METROPCS COMMUNICATIONS INC COM 591708102 651 75,000 SH OTHER 75,000 MGM RESORTS INTERNATIONAL COM 552953101 1,721 165,000 SH OTHER 165,000 MICROSOFT CORP COM 594918104 260 10,000 SH OTHER 10,000 MID-AMER APT CMNTYS INC COM 59522J103 194 3,100 SH OTHER 3,100 MOLYCORP INC DEL COM 608753109 600 25,000 SH OTHER 25,000 MOLYCORP INC DEL COM 608753109 144 6,000 SH CALL OTHER 6,000 MOLYCORP INC DEL COM 608753109 288 12,000 SH PUT OTHER 12,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 488 28,065 SH OTHER 28,065 MONSANTO CO NEW COM 61166W101 361 5,147 SH OTHER 5,147 MORGAN STANLEY COM NEW 617446448 362 23,900 SH OTHER 23,900 MOSAIC CO NEW COM 61945C103 331 6,570 SH OTHER 6,570 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,936 49,900 SH OTHER 49,900 MYRIAD GENETICS INC COM 62855J104 328 15,653 SH OTHER 15,653 NATIONAL OILWELL VARCO INC COM 637071101 221 3,250 SH OTHER 3,250 NAVISTAR INTL CORP NEW COM 63934E108 98 2,600 SH OTHER 2,600 NEKTAR THERAPEUTICS COM 640268108 378 67,614 SH OTHER 67,614 NETLOGIC MICROSYSTEMS INC COM 64118B100 501 10,100 SH OTHER 10,100 NETQIN MOBILE INC ADR REPR CL A 64118U108 702 133,119 SH OTHER 133,119 NEWELL RUBBERMAID INC COM 651229106 283 17,500 SH OTHER 17,500 NEWFIELD EXPL CO COM 651290108 266 7,050 SH OTHER 7,050 NEXTERA ENERGY INC COM 65339F101 1,282 21,061 SH OTHER 21,061

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC CL B 654106103 372 3,860 SH OTHER 3,860 NORFOLK SOUTHERN CORP COM 655844108 128 1,750 SH OTHER 1,750 NORTHEAST UTILS COM 664397106 130 3,600 SH OTHER 3,600 NORTHERN OIL & GAS INC NEV COM 665531109 1,737 72,445 SH OTHER 72,445 NORTHERN OIL & GAS INC NEV COM 665531109 2,288 95,400 SH CALL OTHER 95,400 NORTHROP GRUMMAN CORP COM 666807102 129 2,200 SH OTHER 2,200 NORTHWEST BANCSHARES INC MD COM 667340103 129 10,350 SH OTHER 10,350 NPS PHARMACEUTICALS INC COM 62936P103 316 47,987 SH OTHER 47,987 NRG ENERGY INC COM NEW 629377508 236 13,050 SH OTHER 13,050 OCH ZIFF CAP MGMT GROUP CL A 67551U105 421 50,000 SH OTHER 50,000 OCLARO INC COM NEW 67555N206 133 47,047 SH OTHER 47,047 OCZ TECHNOLOGY GROUP INC COM 67086E303 4,757 719,733 SH OTHER 719,733 OCZ TECHNOLOGY GROUP INC COM 67086E303 1,809 273,700 SH CALL OTHER 273,700 OIL SVC HOLDRS TR COM 678002956 195 1,700 SH PUT OTHER 1,700 ONCOTHYREON INC COM 682324108 626 82,635 SH OTHER 82,635 ONYX PHARMACEUTICALS INC COM 683399109 236 5,378 SH OTHER 5,378 ORACLE CORP COM 68389X105 200 7,800 SH OTHER 7,800 OSHKOSH CORP COM 688239201 134 6,250 SH OTHER 6,250 OVERSEAS SHIPHOLDING GROUP I COM 690368105 44 4,000 SH OTHER 4,000 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 70 25,170 SH OTHER 25,170 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 124 6,800 SH OTHER 6,800 PATRIOT COAL CORP COM 70336T104 1,028 121,341 SH OTHER 121,341 PAYCHEX INC COM 704326107 126 4,200 SH OTHER 4,200 PEABODY ENERGY CORP COM 704549104 785 23,700 SH OTHER 23,700 PENN NATL GAMING INC COM 707569109 381 10,000 SH OTHER 10,000 PENNANTPARK INVT CORP COM 708062104 1,252 124,074 SH OTHER 124,074 PENSKE AUTOMOTIVE GRP INC COM 70959W103 129 6,700 SH OTHER 6,700 PENTAIR INC COM 709631105 123 3,700 SH OTHER 3,700 PETROLEUM DEV CORP COM 716578109 119 3,400 SH OTHER 3,400 PFIZER INC COM 717081103 514 23,750 SH OTHER 23,750 PHARMACYCLICS INC COM 716933106 442 29,799 SH OTHER 29,799 PHARMASSET INC COM 71715N106 1,400 10,924 SH OTHER 10,924 PINNACLE ENTMT INC COM 723456109 23 2,300 SH OTHER 2,300 PIONEER NAT RES CO COM 723787107 170 1,900 SH OTHER 1,900 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 225 8,600 SH OTHER 8,600 PLUM CREEK TIMBER CO INC COM 729251108 99 2,700 SH OTHER 2,700 PLX TECHNOLOGY INC COM 693417107 226 78,800 SH OTHER 78,800 PMC-SIERRA INC COM 69344F106 894 162,300 SH OTHER 162,300 POLYPORE INTL INC COM 73179V103 104 2,375 SH OTHER 2,375 POTASH CORP SASK INC COM 73755L107 398 9,650 SH OTHER 9,650 PPL CORP COM 69351T106 129 4,400 SH OTHER 4,400 PRICELINE COM INC COM NEW 741503403 437 935 SH OTHER 935 PROGRESS ENERGY INC COM 743263105 126 2,250 SH OTHER 2,250 PROGRESSIVE CORP OHIO COM 743315103 100 5,100 SH OTHER 5,100 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 98 5,000 SH OTHER 5,000 PROSHARES TR PSHS SHRT S&P500 74347R503 731 18,100 SH OTHER 18,100 PROSHARES TR PSHS SHRT QQQ 74347R602 1,270 70,300 SH CALL OTHER 70,300 PROSHARES TR II ULTRASHRT EURO 74347W882 285 14,000 SH OTHER 14,000 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 184 37,393 SH OTHER 37,393 QIAGEN NV REG SHS N72482107 214 15,526 SH OTHER 15,526 QUAD / GRAPHICS INC COM CL A 747301109 86 6,000 SH OTHER 6,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INC COM 747525103 399 7,300 SH OTHER 7,300 QUALITY DISTR INC FLA COM 74756M102 411 36,550 SH OTHER 36,550 QUEST SOFTWARE INC COM 74834T103 134 7,200 SH OTHER 7,200 RANGE RES CORP COM 75281A109 105 1,700 SH OTHER 1,700 RAYTHEON CO COM NEW 755111507 239 4,950 SH OTHER 4,950 REGENCY CTRS CORP COM 758849103 177 4,700 SH OTHER 4,700 REGENERON PHARMACEUTICALS COM 75886F107 233 4,206 SH OTHER 4,206 RENREN INC SPONSORED ADR 759892102 71 20,000 SH OTHER 20,000 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 222 13,552 SH OTHER 13,552 REPROS THERAPEUTICS INC *W EXP 02/04/201 76028H126 88 49,000 SH OTHER 49,000 REPROS THERAPEUTICS INC COM NEW 76028H209 168 34,929 SH OTHER 34,929 REX ENERGY CORPORATION COM 761565100 66 4,450 SH OTHER 4,450 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 110 5,700 SH OTHER 5,700 RICHARDSON ELECTRS LTD COM 763165107 292 23,728 SH OTHER 23,728 RIGEL PHARMACEUTICALS INC COM NEW 766559603 103 13,005 SH OTHER 13,005 RIGHTNOW TECHNOLOGIES INC COM 76657R106 402 9,400 SH OTHER 9,400 RIO TINTO PLC SPONSORED ADR 767204100 181 3,710 SH OTHER 3,710 RIVERBED TECHNOLOGY INC COM 768573107 439 18,670 SH OTHER 18,670 ROCK-TENN CO CL A 772739207 482 8,360 SH OTHER 8,360 ROCKWOOD HLDGS INC COM 774415103 394 10,000 SH OTHER 10,000 ROSETTA RESOURCES INC COM 777779307 246 5,650 SH OTHER 5,650 RPC INC COM 749660106 398 21,800 SH OTHER 21,800 RSC HOLDINGS INC COM 74972L102 833 45,000 SH OTHER 45,000 SALESFORCE COM INC COM 79466L302 119 1,175 SH OTHER 1,175 SALIX PHARMACEUTICALS INC COM 795435106 97 2,033 SH OTHER 2,033 SANDISK CORP COM 80004C101 344 7,000 SH OTHER 7,000 SANDISK CORP COM 80004C101 3,445 70,000 SH CALL OTHER 70,000 SANDRIDGE ENERGY INC COM 80007P307 2,509 307,449 SH OTHER 307,449 SANOFI SPONSORED ADR 80105N105 202 5,519 SH OTHER 5,519 SANOFI RIGHT 12/31/2020 80105N113 49 41,200 SH OTHER 41,200 SCHLUMBERGER LTD COM 806857108 212 3,100 SH OTHER 3,100 SCHNITZER STL INDS CL A 806882106 89 2,100 SH OTHER 2,100 SCHWAB CHARLES CORP NEW COM 808513105 93 8,300 SH OTHER 8,300 SEAGATE TECHNOLOGY PLC SHS G7945M107 838 51,100 SH OTHER 51,100 SEAGATE TECHNOLOGY PLC SHS G7945M107 820 50,000 SH CALL OTHER 50,000 SEALED AIR CORP NEW COM 81211K100 127 7,400 SH OTHER 7,400 SEATTLE GENETICS INC COM 812578102 3 199 SH OTHER 199 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 161 2,325 SH OTHER 2,325 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 305 12,000 SH OTHER 12,000 SEQUENOM INC COM NEW 817337405 255 57,229 SH OTHER 57,229 SHAW GROUP INC COM 820280105 215 8,000 SH OTHER 8,000 SILICON GRAPHICS INTL CORP COM 82706L108 1,399 122,101 SH OTHER 122,101 SILICON IMAGE INC COM 82705T102 87 18,450 SH OTHER 18,450 SILICON LABORATORIES INC COM 826919102 816 18,800 SH OTHER 18,800 SIX FLAGS ENTMT CORP NEW COM 83001A102 136 3,300 SH OTHER 3,300 SKYWORKS SOLUTIONS INC COM 83088M102 1,622 100,000 SH OTHER 100,000 SL GREEN RLTY CORP COM 78440X101 200 3,000 SH OTHER 3,000 SLM CORP COM 78442P106 556 41,526 SH OTHER 41,526 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 327 10,000 SH OTHER 10,000 SOUTHERN UN CO NEW COM 844030106 606 14,400 SH OTHER 14,400 SOVRAN SELF STORAGE INC COM 84610H108 94 2,200 SH OTHER 2,200

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST GOLD SHS 78463V107 289 1,900 SH OTHER 1,900 SPDR GOLD TRUST GOLD SHS 78463V107 365 2,400 SH CALL OTHER 2,400 SPDR S&P 500 ETF TR TR UNIT 78462F103 151 1,200 SH OTHER 1,200 SPDR S&P 500 ETF TR TR UNIT 78462F103 7,066 56,300 SH CALL OTHER 56,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 25,891 206,300 SH PUT OTHER 206,300 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 147 3,825 SH OTHER 3,825 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 148 2,825 SH OTHER 2,825 SPDR SERIES TRUST S&P BK ETF 78464A797 159 8,000 SH OTHER 8,000 SPDR SERIES TRUST BRCLYS INTER ETF 78464A664 1,511 21,600 SH PUT OTHER 21,600 SPECTRUM PHARMACEUTICALS INC COM 84763A108 91 6,200 SH OTHER 6,200 SPREADTRUM COMMUNICATIONS IN ADR 849415203 184 8,800 SH OTHER 8,800 SPREADTRUM COMMUNICATIONS IN ADR 849415203 230 11,000 SH CALL OTHER 11,000 ST JUDE MED INC COM 790849103 328 9,571 SH OTHER 9,571 STARBUCKS CORP COM 855244109 736 16,000 SH OTHER 16,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 177 3,700 SH OTHER 3,700 STARWOOD PPTY TR INC COM 85571B105 207 11,200 SH OTHER 11,200 STEC INC COM 784774101 6 686 SH OTHER 686 STERICYCLE INC COM 858912108 319 4,100 SH OTHER 4,100 STILLWATER MNG CO COM 86074Q102 126 12,000 SH OTHER 12,000 SUCCESSFACTORS INC COM 864596101 598 15,000 SH OTHER 15,000 SUNOCO INC COM 86764P109 418 10,190 SH OTHER 10,190 SUPERIOR ENERGY SVCS INC COM 868157108 124 4,375 SH OTHER 4,375 SUPERVALU INC COM 868536103 435 53,528 SH OTHER 53,528 SUSSER HLDGS CORP COM 869233106 90 4,000 SH OTHER 4,000 SWIFT TRANSN CO CL A 87074U101 1,229 149,100 SH OTHER 149,100 TARGET CORP COM 87612E106 154 3,000 SH OTHER 3,000 TAUBMAN CTRS INC COM 876664103 416 6,700 SH OTHER 6,700 TEAVANA HLDGS INC COM 87819P102 188 10,000 SH OTHER 10,000 TEKELEC COM 879101103 99 9,100 SH OTHER 9,100 TELEPHONE & DATA SYS INC COM 879433100 714 30,000 SH OTHER 30,000 TEMPLE INLAND INC COM 879868107 200 6,300 SH OTHER 6,300 TEMPUR PEDIC INTL INC COM 88023U101 250 4,750 SH OTHER 4,750 TENARIS S A SPONSORED ADR 88031M109 317 8,536 SH OTHER 8,536 TERADYNE INC COM 880770102 609 44,650 SH OTHER 44,650 TEREX CORP NEW COM 880779103 85 6,256 SH OTHER 6,256 TESORO CORP COM 881609101 152 6,518 SH OTHER 6,518 TETRA TECH INC NEW COM 88162G103 253 11,700 SH OTHER 11,700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 641 15,890 SH OTHER 15,890 TEXTRON INC COM 883203101 117 6,350 SH OTHER 6,350 THERMO FISHER SCIENTIFIC INC COM 883556102 688 15,300 SH OTHER 15,300 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 120 98,141 SH OTHER 98,141 TITAN INTL INC ILL COM 88830M102 97 5,000 SH OTHER 5,000 TJX COS INC NEW COM 872540109 463 7,170 SH OTHER 7,170 TOLL BROTHERS INC COM 889478103 22 1,057 SH OTHER 1,057 TOTAL SYS SVCS INC COM 891906109 63 3,200 SH OTHER 3,200 TPC GROUP INC COM 89236Y104 61 2,611 SH OTHER 2,611 TRANSATLANTIC HLDGS INC COM 893521104 1,095 20,000 SH OTHER 20,000 TRANSOCEAN LTD REG SHS H8817H100 158 4,125 SH OTHER 4,125 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 139 4,250 SH OTHER 4,250 TWO HBRS INVT CORP COM 90187B101 692 74,843 SH OTHER 74,843 TYCO INTERNATIONAL LTD SHS H89128104 443 9,491 SH OTHER 9,491

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value / Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP COM 903914109 105 3,550 SH OTHER 3,550 UNION PAC CORP COM 907818108 106 1,000 SH OTHER 1,000 UNITED CONTL HLDGS INC COM 910047109 362 19,200 SH OTHER 19,200 UNITED RENTALS INC COM 911363109 83 2,800 SH OTHER 2,800 UNITED STATES NATL GAS FUND UNIT NEW 912318110 81 12,500 SH OTHER 12,500 UNITED THERAPEUTICS CORP DEL COM 91307C102 561 11,872 SH OTHER 11,872 UNITEDHEALTH GROUP INC COM 91324P102 363 7,170 SH OTHER 7,170 UNIVERSAL DISPLAY CORP COM 91347P105 752 20,500 SH CALL OTHER 20,500 URBAN OUTFITTERS INC COM 917047102 709 25,719 SH OTHER 25,719 US BANCORP DEL COM NEW 902973304 102 3,760 SH OTHER 3,760 VALE S A ADR 91912E105 348 16,237 SH OTHER 16,237 VALERO ENERGY CORP NEW COM 91913Y100 274 13,036 SH OTHER 13,036 VALUECLICK INC COM 92046N102 235 14,400 SH OTHER 14,400 VEECO INSTRS INC DEL COM 922417100 1,290 62,011 SH OTHER 62,011 VENTAS INC COM 92276F100 99 1,800 SH OTHER 1,800 VERISK ANALYTICS INC CL A 92345Y106 74 1,850 SH OTHER 1,850 VERTEX PHARMACEUTICALS INC COM 92532F100 210 6,335 SH OTHER 6,335 VIRNETX HLDG CORP COM 92823T108 6,607 264,611 SH OTHER 264,611 VIRNETX HLDG CORP COM 92823T108 1,241 49,700 SH CALL OTHER 49,700 VIROPHARMA INC COM 928241108 462 16,859 SH OTHER 16,859 VISA INC COM CL A 92826C839 159 1,570 SH OTHER 1,570 VISTEON CORP COM NEW 92839U206 125 2,500 SH OTHER 2,500 VORNADO RLTY TR SH BEN INT 929042109 192 2,500 SH OTHER 2,500 WABASH NATL CORP COM 929566107 784 100,000 SH OTHER 100,000 WABCO HLDGS INC COM 92927K102 126 2,900 SH OTHER 2,900 WALTER ENERGY INC COM 93317Q105 123 2,025 SH OTHER 2,025 WALTER ENERGY INC COM 93317Q105 939 15,500 SH CALL OTHER 15,500 WALTER INVT MGMT CORP COM 93317W102 729 35,528 SH OTHER 35,528 WARNER CHILCOTT PLC IRELAND SHS A G94368100 175 11,580 SH OTHER 11,580 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 98 3,600 SH OTHER 3,600 WASTE CONNECTIONS INC COM 941053100 166 5,000 SH OTHER 5,000 WATERS CORP COM 941848103 213 2,870 SH OTHER 2,870 WAUSAU PAPER CORP COM 943315101 165 20,000 SH OTHER 20,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 338 23,057 SH OTHER 23,057 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 600 41,000 SH CALL OTHER 41,000 WEBMD HEALTH CORP COM 94770V102 375 9,993 SH OTHER 9,993 WHITING PETE CORP NEW COM 966387102 1,830 39,205 SH OTHER 39,205 WHOLE FOODS MKT INC COM 966837106 191 2,750 SH OTHER 2,750 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 216 19,520 SH OTHER 19,520 XEROX CORP COM 984121103 669 84,003 SH OTHER 84,003 XYRATEX LTD COM G98268108 278 20,900 SH OTHER 20,900 YUM BRANDS INC COM 988498101 131 2,228 SH OTHER 2,228 ZIONS BANCORPORATION COM 989701107 138 8,500 SH OTHER 8,500 ZIPCAR INC COM 98974X103 671 50,000 SH OTHER 50,000