0001542265-12-000003.txt : 20120418
0001542265-12-000003.hdr.sgml : 20120418
20120418115545
ACCESSION NUMBER: 0001542265-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120418
DATE AS OF CHANGE: 20120418
EFFECTIVENESS DATE: 20120418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gradient Investments LLC
CENTRAL INDEX KEY: 0001542265
IRS NUMBER: 205397206
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14840
FILM NUMBER: 12765303
BUSINESS ADDRESS:
STREET 1: 4570 CHURCHILL STREET STE 200
CITY: SHOREVIEW
STATE: MN
ZIP: 55126
BUSINESS PHONE: 888-824-3525
MAIL ADDRESS:
STREET 1: 4570 CHURCHILL STREET STE 200
CITY: SHOREVIEW
STATE: MN
ZIP: 55126
13F-HR
1
GI-Form13FHR-3.31.12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number: __________
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gradient Investments, LLC
Address: 4570 Churchill Street, Suite 200
Shoreview, MN 55126
Form 13F File Number: 28-14840
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nathan Lucius
Title: Managing Director
Phone: 888.824.3525
Signature, Place, and Date of Signing:
/s/Nathan Lucius Shoreview, MN April 18, 2012
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 263
Form 13F Information Table Value Total: $166,117 (X$1,000)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
Form 13F Information Table
NameOfIssuer TitleOfClass Cusip Value Shrs or Sh/ Put/ Invstmt Other Voting Authority
(X$1000) Prn Amt Prn Call Dscrtn Mgrs Sole Shrd None
ABBOTT LABS COM 002824100 417 6805 SH SOLE 0 0 6805
AGILENT TECHNOLOGIES INC COM 00846U101 7 152 SH SOLE 0 0 152
AGL RES INC COM 001204106 358 9132 SH SOLE 0 0 9132
ALCATEL-LUCENT SPONSORED ADR 013904305 0 6 SH SOLE 0 0 6
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 308 5121 SH SOLE 0 0 5121
ALPS ETF TR JEFF TRJ CRB G 00162Q304 5 106 SH SOLE 0 0 106
ALPS ETF TR EQUAL SEC ETF 00162Q205 4 100 SH SOLE 0 0 100
ALTRIA GROUP INC COM 02209S103 407 13183 SH SOLE 0 0 13183
AMAZON COM INC COM 023135106 0 1 SH SOLE 0 0 1
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 255 10284 SH SOLE 0 0 10284
AMERICAN CAP LTD COM 02503Y103 6 637 SH SOLE 0 0 637
AMERICAN CAPITAL AGENCY COM 02503X105 5 160 SH SOLE 0 0 160
AMERICAN EXPRESS CO COM 025816109 17 301 SH SOLE 0 0 301
AMERICAN INTL GROUP INC *W EXP 01/19/2 026874156 0 1 SH SOLE 0 0 1
AMERIPRISE FINL INC COM 03076C106 3 60 SH SOLE 0 0 60
APOLLO INVT CORP COM 03761U106 6 880 SH SOLE 0 0 880
APPLE INC COM 037833100 16 27 SH SOLE 0 0 27
ARES CAP CORP COM 04010L103 14 850 SH SOLE 0 0 850
AT&T INC COM 00206R102 39 1253 SH SOLE 0 0 1253
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 367 10370 SH SOLE 0 0 10370
BACTERIN INTL HLDGS INC COM 05644R101 24 10000 SH SOLE 0 0 10000
BALLY TECHNOLOGIES INC COM 05874B107 0 5 SH SOLE 0 0 5
BCE INC COM NEW 05534B760 378 9446 SH SOLE 0 0 9446
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4 44 SH SOLE 0 0 44
BLACKROCK ENHANCED EQT DIV T COM 09251A104 34 4525 SH SOLE 0 0 4525
BLACKROCK INC COM 09247X101 411 2005 SH SOLE 0 0 2005
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3 197 SH SOLE 0 0 197
BLOCK H & R INC COM 093671105 5 288 SH SOLE 0 0 288
BP PLC SPONSORED ADR 055622104 4 82 SH SOLE 0 0 82
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 399 34788 SH SOLE 0 0 34788
BRISTOL MYERS SQUIBB CO COM 110122108 78 2300 SH SOLE 0 0 2300
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 418 13235 SH SOLE 0 0 13235
CAMDEN PPTY TR SH BEN INT 133131102 3 39 SH SOLE 0 0 39
CAMPBELL SOUP CO COM 134429109 395 11664 SH SOLE 0 0 11664
CENTERPOINT ENERGY INC COM 15189T107 2 126 SH SOLE 0 0 126
CHEVRON CORP NEW COM 166764100 71 658 SH SOLE 0 0 658
CHINA NEPSTAR CHAIN DR SPONSORED ADR 16943C109 1 300 SH SOLE 0 0 300
CINEMARK HOLDINGS INC COM 17243V102 3 122 SH SOLE 0 0 122
CITIZENS INC CL A 174740100 1 67 SH SOLE 0 0 67
CLAYMORE EXCHANGE TRD FD GUG MULTI ASSE 18383M506 16 721 SH SOLE 0 0 721
CLAYMORE EXCHANGE TRD FD GUGG BULL 2014 18383M431 26 1000 SH SOLE 0 0 1000
CLAYMORE EXCHANGE TRD FD GUGG BULL 2015 18383M423 40 1539 SH SOLE 0 0 1539
CLOUGH GLOBAL EQUITY FD COM 18914C100 16 1236 SH SOLE 0 0 1236
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11 144 SH SOLE 0 0 144
COHEN & STEERS INFRASTRUCTUR COM 19248A109 8 459 SH SOLE 0 0 459
COMCAST CORP NEW CL A 20030N101 1 18 SH SOLE 0 0 18
COMMUNITY BK SYS INC COM 203607106 5 171 SH SOLE 0 0 171
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 350 36983 SH SOLE 0 0 36983
COMPLETE GENOMICS INC COM 20454K104 0 50 SH SOLE 0 0 50
CONAGRA FOODS INC COM 205887102 372 14161 SH SOLE 0 0 14161
CONOCOPHILLIPS COM 20825C104 395 5191 SH SOLE 0 0 5191
CORE LABORATORIES N V COM N22717107 158 1200 SH SOLE 0 0 1200
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 356 15335 SH SOLE 0 0 15335
COSTCO WHSL CORP NEW COM 22160K105 1 9 SH SOLE 0 0 9
COVIDIEN PLC SHS G2554F113 14 250 SH SOLE 0 0 250
DELUXE CORP COM 248019101 365 15602 SH SOLE 0 0 15602
DIAMOND OFFSHORE DRILLING COM 25271C102 7 100 SH SOLE 0 0 100
DIEBOLD INC COM 253651103 406 10533 SH SOLE 0 0 10533
DIRECTV COM CL A 25490A101 0 4 SH SOLE 0 0 4
DISNEY WALT CO COM DISNEY 254687106 9 200 SH SOLE 0 0 200
DOW CHEM CO COM 260543103 3 95 SH SOLE 0 0 95
DTE ENERGY CO COM 233331107 378 6864 SH SOLE 0 0 6864
DU PONT E I DE NEMOURS & CO COM 263534109 389 7361 SH SOLE 0 0 7361
DWS STRATEGIC INCOME TR SHS 23338N104 17 1154 SH SOLE 0 0 1154
DYNAMIC MATLS CORP COM 267888105 0 7 SH SOLE 0 0 7
EATON CORP COM 278058102 13 256 SH SOLE 0 0 256
ELAN PLC ADR 284131208 11 738 SH SOLE 0 0 738
ENTERGY CORP NEW COM 29364G103 2 26 SH SOLE 0 0 26
ENTERPRISE PRODS PARTNERS L COM 293792107 51 1019 SH SOLE 0 0 1019
ETFS PALLADIUM TR SH BEN INT 26923A106 15 237 SH SOLE 0 0 237
ETFS PLATINUM TR SH BEN INT 26922V101 60 371 SH SOLE 0 0 371
ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 248 2604 SH SOLE 0 0 2604
EXACT SCIENCES CORP COM 30063P105 1 100 SH SOLE 0 0 100
EXELIXIS INC COM 30161Q104 0 1 SH SOLE 0 0 1
EXELON CORP COM 30161N101 4 102 SH SOLE 0 0 102
EXXON MOBIL CORP COM 30231G102 347 4000 SH SOLE 0 0 4000
FIDELITY NATIONAL FINANCIAL CL A 31620R105 3 151 SH SOLE 0 0 151
FIRST NIAGARA FINL GP INC COM 33582V108 5 508 SH SOLE 0 0 508
FIRST TR ISE GLOBL COPPR IND COM 33733J103 62 1999 SH SOLE 0 0 1999
FOOT LOCKER INC COM 344849104 445 14321 SH SOLE 0 0 14321
FRONTIER COMMUNICATIONS COM 35906A108 1 253 SH SOLE 0 0 253
FULTON FINL CORP PA COM 360271100 51 4851 SH SOLE 0 0 4851
GABELLI DIVD & INCOME TR COM 36242H104 3 200 SH SOLE 0 0 200
GARMIN LTD SHS H2906T109 421 8965 SH SOLE 0 0 8965
GENERAL ELECTRIC CO COM 369604103 737 36721 SH SOLE 0 0 36721
GENERAL MLS INC COM 370334104 2 46 SH SOLE 0 0 46
GENUINE PARTS CO COM 372460105 386 6147 SH SOLE 0 0 6147
GOOGLE INC CL A 38259P508 642 1001 SH SOLE 0 0 1001
GOVERNMENT PPTYS INCOME TR COM SHS BEN IN 38376A103 386 16011 SH SOLE 0 0 16011
GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 3 103 SH SOLE 0 0 103
HARSCO CORP COM 415864107 376 16044 SH SOLE 0 0 16044
HCP INC COM 40414L109 372 9430 SH SOLE 0 0 9430
HEWLETT PACKARD CO COM 428236103 27 1116 SH SOLE 0 0 1116
HILLENBRAND INC COM 431571108 368 16014 SH SOLE 0 0 16014
HOME DEPOT INC COM 437076102 136 2700 SH SOLE 0 0 2700
HSN INC COM 404303109 1 18 SH SOLE 0 0 18
IAC INTERACTIVECORP COM PAR $.001 44919P508 2 45 SH SOLE 0 0 45
INFOSYS LTD SPONSORED ADR 456788108 4 71 SH SOLE 0 0 71
ING PRIME RATE TR SH BEN INT 44977W106 56 9820 SH SOLE 0 0 9820
INTEL CORP COM 458140100 442 15716 SH SOLE 0 0 15716
INTERNATIONAL BUSINESS MACHS COM 459200101 140 673 SH SOLE 0 0 673
INTERSIL CORP CL A 46069S109 372 33201 SH SOLE 0 0 33201
INTERVAL LEISURE GROUP INC COM 46113M108 0 18 SH SOLE 0 0 18
INTL PAPER CO COM 460146103 418 11920 SH SOLE 0 0 11920
ISHARES GOLD TRUST ISHARES 464285105 545 33472 SH SOLE 0 0 33472
ISHARES INC MSCI JAPAN 464286848 10 1000 SH SOLE 0 0 1000
ISHARES INC MSCI PAC J IDX 464286665 18 410 SH SOLE 0 0 410
ISHARES INC MSCI SINGAPORE 464286673 13 1000 SH SOLE 0 0 1000
ISHARES INC MSCI BRAZIL 464286400 5 80 SH SOLE 0 0 80
ISHARES S&P GSCI COMMODITY UNIT BEN INT 46428R107 7 200 SH SOLE 0 0 200
ISHARES SILVER TRUST ISHARES 46428Q109 130 4145 SH SOLE 0 0 4145
ISHARES TR S&P SMLCP GROW 464287887 12 150 SH SOLE 0 0 150
ISHARES TR S&P 500 INDEX 464287200 80 563 SH SOLE 0 0 563
ISHARES TR S&P500 GRW 464287309 19 251 SH SOLE 0 0 251
ISHARES TR RUSSELL 2000 464287655 9216 111285 SH SOLE 0 0 111285
ISHARES TR DJ US REAL EST 464287739 4648 74600 SH SOLE 0 0 74600
ISHARES TR MSCI EAFE INDE 464287465 38 697 SH SOLE 0 0 697
ISHARES TR RUSSELL MIDCAP 464287499 1478 13353 SH SOLE 0 0 13353
ISHARES TR COHEN&ST RLTY 464287564 41 535 SH SOLE 0 0 535
ISHARES TR S&P NA NAT RES 464287374 9 235 SH SOLE 0 0 235
ISHARES TR BARCLYS 1-3 YR 464287457 27 317 SH SOLE 0 0 317
ISHARES TR BARCLYS 20+ YR 464287432 90 804 SH SOLE 0 0 804
ISHARES TR IBOXX INV CPBD 464287242 976 8438 SH SOLE 0 0 8438
ISHARES TR MSCI EMERG MKT 464287234 5529 128747 SH SOLE 0 0 128747
ISHARES TR BARCLY USAGG B 464287226 145 1319 SH SOLE 0 0 1319
ISHARES TR BARCLYS TIPS B 464287176 1543 13114 SH SOLE 0 0 13114
ISHARES TR S&P 1500 INDEX 464287150 5161 80617 SH SOLE 0 0 80617
ISHARES TR BARCLYS SH TRE 464288679 11 100 SH SOLE 0 0 100
ISHARES TR HIGH YLD CORP 464288513 1133 12494 SH SOLE 0 0 12494
ISHARES TR BARCLYS CR BD 464288620 5804 52900 SH SOLE 0 0 52900
ISHARES TR BARCLYS 1-3YR 464288646 10082 95933 SH SOLE 0 0 95933
ISHARES TR BARCLYS MBS BD 464288588 6788 62877 SH SOLE 0 0 62877
ISHARES TR US PFD STK IDX 464288687 453 11607 SH SOLE 0 0 11607
ISHARES TR BARCLYS 3-7 YR 464288661 752 6207 SH SOLE 0 0 6207
ISHARES TR S&P NTL AMTFRE 464288414 173 1584 SH SOLE 0 0 1584
ISHARES TR EPRA/NAR DEV R 464288489 13 450 SH SOLE 0 0 450
ISHARES TR S&P GLO INFRAS 464288372 3 91 SH SOLE 0 0 91
ISHARES TR S&P CAL AMTFR 464288356 13 119 SH SOLE 0 0 119
ISHARES TR EPRA/NAR DEV A 464288463 13 460 SH SOLE 0 0 460
JOHNSON & JOHNSON COM 478160104 540 8180 SH SOLE 0 0 8180
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 20 518 SH SOLE 0 0 518
KRAFT FOODS INC CL A 50075N104 383 10076 SH SOLE 0 0 10076
LIVE NATION ENTERTAINMENT COM 538034109 0 26 SH SOLE 0 0 26
M & T BK CORP COM 55261F104 3 34 SH SOLE 0 0 34
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3140 63388 SH SOLE 0 0 63388
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5 100 SH SOLE 0 0 100
MARKET VECTORS ETF TR RVE HARD ETF 57060U795 6 151 SH SOLE 0 0 151
MAXIM INTEGRATED PRODS COM 57772K101 401 14035 SH SOLE 0 0 14035
MCDONALDS CORP COM 580135101 10 100 SH SOLE 0 0 100
MEADWESTVACO CORP COM 583334107 5 153 SH SOLE 0 0 153
MEDCO HEALTH SOLUTIONS COM 58405U102 3 48 SH SOLE 0 0 48
MERCK & CO INC NEW COM 58933Y105 446 11602 SH SOLE 0 0 11602
METHANEX CORP COM 59151K108 1 45 SH SOLE 0 0 45
NATIONAL GRID PLC SPON ADR NEW 636274300 8 153 SH SOLE 0 0 153
NCR CORP NEW COM 62886E108 0 2 SH SOLE 0 0 2
NETFLIX INC COM 64110L106 2 20 SH SOLE 0 0 20
NEW YORK CMNTY BANCORP COM 649445103 2 145 SH SOLE 0 0 145
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 15 400 SH SOLE 0 0 400
NUCOR CORP COM 670346105 375 8729 SH SOLE 0 0 8729
NUVEEN MUN VALUE FD INC COM 670928100 3 300 SH SOLE 0 0 300
NUVEEN QUALITY PFD INC FD COM 67072W101 4 487 SH SOLE 0 0 487
NUVEEN TX ADV TOTAL RET COM 67090H102 11 1000 SH SOLE 0 0 1000
NYSE EURONEXT COM 629491101 402 13402 SH SOLE 0 0 13402
OFFICE DEPOT INC COM 676220106 1 337 SH SOLE 0 0 337
OMEGA HEALTHCARE INVS COM 681936100 385 18098 SH SOLE 0 0 18098
PARAMETRIC TECHNOLOGY COM NEW 699173209 0 13 SH SOLE 0 0 13
PARK NATL CORP COM 700658107 384 5551 SH SOLE 0 0 5551
PAYCHEX INC COM 704326107 377 12160 SH SOLE 0 0 12160
PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 11 705 SH SOLE 0 0 705
PEPCO HOLDINGS INC COM 713291102 2 130 SH SOLE 0 0 130
PEPSICO INC COM 713448108 129 1950 SH SOLE 0 0 1950
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 1 34 SH SOLE 0 0 34
PFIZER INC COM 717081103 424 18744 SH SOLE 0 0 18744
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 390 4977 SH SOLE 0 0 4977
POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 1360 47227 SH SOLE 0 0 47227
POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 107 4264 SH SOLE 0 0 4264
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 20 753 SH SOLE 0 0 753
POWERSHARES ETF TRUST GBL LSTD PVT E 73935X195 167 17629 SH SOLE 0 0 17629
POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 15 250 SH SOLE 0 0 250
PPL CORP COM 69351T106 383 13540 SH SOLE 0 0 13540
PROGRESS ENERGY INC COM 743263105 3 48 SH SOLE 0 0 48
PROSHARES TR PSHS SHRT S&P5 74347R503 9788 273725 SH SOLE 0 0 273725
PROSHARES TR PSHS ULTSH 20Y 74347R297 6 301 SH SOLE 0 0 301
PROVIDENT ENERGY LTD COM 74386V100 3 270 SH SOLE 0 0 270
PRUDENTIAL FINL INC COM 744320102 3 48 SH SOLE 0 0 48
QEP RES INC COM 74733V100 92 3000 SH SOLE 0 0 3000
QUESTAR CORP COM 748356102 77 4000 SH SOLE 0 0 4000
RAYTHEON CO COM NEW 755111507 397 7525 SH SOLE 0 0 7525
REGIONS FINANCIAL CORP COM 7591EP100 1 209 SH SOLE 0 0 209
ROGERS COMMUNICATIONS CL B 775109200 392 9875 SH SOLE 0 0 9875
RPM INTL INC COM 749685103 5 200 SH SOLE 0 0 200
SANOFI RIGHT 12/31/20 80105N113 0 100 SH SOLE 0 0 100
SCHLUMBERGER LTD COM 806857108 14 200 SH SOLE 0 0 200
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3316 94611 SH SOLE 0 0 94611
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4678 65200 SH SOLE 0 0 65200
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 49 3100 SH SOLE 0 0 3100
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 922 30560 SH SOLE 0 0 30560
SEMPRA ENERGY COM 816851109 3 47 SH SOLE 0 0 47
SHAW COMMUNICATIONS INC CL B CONV 82028K200 2 114 SH SOLE 0 0 114
SIRIUS XM RADIO INC COM 82967N108 0 50 SH SOLE 0 0 50
SOUTHERN CO COM 842587107 374 8318 SH SOLE 0 0 8318
SPDR GOLD TRUST GOLD SHS 78463V107 337 2078 SH SOLE 0 0 2078
SPDR S&P 500 ETF TR TR UNIT 78462F103 20202 143470 SH SOLE 0 0 143470
SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 1672 9254 SH SOLE 0 0 9254
SPDR SERIES TRUST S&P DIVID ETF 78464A763 5 87 SH SOLE 0 0 87
SPDR SERIES TRUST NUVN BR SHT MU 78464A425 147 6013 SH SOLE 0 0 6013
SPDR SERIES TRUST S&P METALS MNG 78464A755 523 10512 SH SOLE 0 0 10512
SPDR SERIES TRUST NUVN BRCLY MUN 78464A458 162 6807 SH SOLE 0 0 6807
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 2744 47035 SH SOLE 0 0 47035
SPDR SERIES TRUST DB INT GVT ETF 78464A490 7 110 SH SOLE 0 0 110
SPDR SERIES TRUST INTR TRM CORP 78464A375 17 513 SH SOLE 0 0 513
SPECTRA ENERGY CORP COM 847560109 3 97 SH SOLE 0 0 97
SUN LIFE FINL INC COM 866796105 2 98 SH SOLE 0 0 98
SUSQUEHANNA BANCSHARES COM 869099101 813 82300 SH SOLE 0 0 82300
SYMANTEC CORP COM 871503108 15 800 SH SOLE 0 0 800
TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 3 200 SH SOLE 0 0 200
TAL INTL GROUP INC COM 874083108 404 11009 SH SOLE 0 0 11009
TE CONNECTIVITY LTD REG SHS H84989104 9 250 SH SOLE 0 0 250
TELUS CORP NON-VTG SHS 87971M202 388 6825 SH SOLE 0 0 6825
TEMPLETON EMERG MKTS INCOME COM 880192109 25 1610 SH SOLE 0 0 1610
TEMPLETON GLOBAL INCOME FD COM 880198106 38 3970 SH SOLE 0 0 3970
TERADATA CORP DEL COM 88076W103 0 2 SH SOLE 0 0 2
TEVA PHARMACEUTICAL INDS ADR 881624209 0 7 SH SOLE 0 0 7
TORONTO DOMINION BK ONT COM NEW 891160509 405 4767 SH SOLE 0 0 4767
TRANSCANADA CORP COM 89353D107 384 8931 SH SOLE 0 0 8931
TRANSOCEAN LTD REG SHS H8817H100 10 189 SH SOLE 0 0 189
TREE COM INC COM 894675107 0 2 SH SOLE 0 0 2
TRIPADVISOR INC COM 896945201 2 45 SH SOLE 0 0 45
TYCO INTERNATIONAL LTD SHS H89128104 14 250 SH SOLE 0 0 250
UMPQUA HLDGS CORP COM 904214103 1 47 SH SOLE 0 0 47
UNDER ARMOUR INC CL A 904311107 0 5 SH SOLE 0 0 5
UNITED PARCEL SERVICE INC CL B 911312106 405 5015 SH SOLE 0 0 5015
UNITED STATES NATL GAS FUND UNIT PAR $0.00 912318201 0 25 SH SOLE 0 0 25
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4721 54293 SH SOLE 0 0 54293
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 15961 191652 SH SOLE 0 0 191652
VANGUARD INDEX FDS TOTAL STK MKT 922908769 46 636 SH SOLE 0 0 636
VANGUARD INDEX FDS REIT ETF 922908553 608 9559 SH SOLE 0 0 9559
VANGUARD INDEX FDS GROWTH ETF 922908736 3652 51455 SH SOLE 0 0 51455
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT E 922042858 13 301 SH SOLE 0 0 301
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2260 51106 SH SOLE 0 0 51106
VANGUARD SCOTTSDALE FDS SHTRM GVT BD E 92206C102 9 142 SH SOLE 0 0 142
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1713 29258 SH SOLE 0 0 29258
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 13 274 SH SOLE 0 0 274
VERIZON COMMUNICATIONS INC COM 92343V104 6 156 SH SOLE 0 0 156
W P CAREY & CO LLC COM 92930Y107 392 8428 SH SOLE 0 0 8428
WAL MART STORES INC COM 931142103 176 2872 SH SOLE 0 0 2872
WASTE MGMT INC DEL COM 94106L109 3 100 SH SOLE 0 0 100
WATSON PHARMACEUTICALS INC COM 942683103 46 688 SH SOLE 0 0 688
WESTERN ASSET EMRG MKT DEBT COM 95766A101 16 785 SH SOLE 0 0 785
WHOLE FOODS MKT INC COM 966837106 2 20 SH SOLE 0 0 20
WISDOMTREE TR EM LCL DEBT FD 97717X867 42 808 SH SOLE 0 0 808
WISDOMTREE TRUST DEFA FD 97717W703 674 15005 SH SOLE 0 0 15005
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 2531 46167 SH SOLE 0 0 46167
WISDOMTREE TRUST JP TOTAL DIVID 97717W851 5 134 SH SOLE 0 0 134
WISDOMTREE TRUST LARGECAP DIVID 97717W307 5 93 SH SOLE 0 0 93
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 756 13121 SH SOLE 0 0 13121
WISDOMTREE TRUST GLB EX US RL E 97717W331 49 1866 SH SOLE 0 0 1866
WISDOMTREE TRUST SMLCAP EARN FD 97717W562 3591 63231 SH SOLE 0 0 63231
WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 4 82 SH SOLE 0 0 82
WISDOMTREE TRUST LRGECP VALUE F 97717W547 493 11121 SH SOLE 0 0 11121
WISDOMTREE TRUST FUTRE STRAT FD 97717W125 66 1520 SH SOLE 0 0 1520
XCEL ENERGY INC COM 98389B100 2 69 SH SOLE 0 0 69
YORK WTR CO COM 987184108 57 3306 SH SOLE 0 0 3306