0001140361-12-011350.txt : 20120228 0001140361-12-011350.hdr.sgml : 20120228 20120228101419 ACCESSION NUMBER: 0001140361-12-011350 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120228 DATE AS OF CHANGE: 20120228 EFFECTIVENESS DATE: 20120228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10594 FILM NUMBER: 12644853 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU 103-8645 CITY: TOKYO JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 81 3-5255-1000 MAIL ADDRESS: STREET 1: ANTHONY.ARAM@NOMURA.COM CITY: TOKYO STATE: M0 ZIP: 00000 13F-HR/A 1 form13fhra.txt NONE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 12/30/2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON . UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Holdings Inc. Address: 1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Fernando Del Puerto Title: Executive Director Phone: 212 667 9857 Signature, Place, and Date of Signing: /s/ Fernando Del Puerto New York, NY 2/28/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28-04983 Nomura Securities International, Inc. --------------- --------------------------------------------------------------- 28-04985 Nomura International plc --------------- --------------------------------------------------------------- 28-04979 Nomura Securities Company, Ltd --------------- --------------------------------------------------------------- 028-13982 Nomura Corporate Research & Asset Management Inc. --------------- --------------------------------------------------------------- 014-88809 Nomura Funds Research and Technologies America, Inc. --------------- --------------------------------------------------------------- 0001163653 Nomura Holdings Inc. --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 Form 13F Information Table Entry Total: 1,376 Form 13F Information Table Value Total: $ 5,018,768 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-04983 Nomura Securities International, Inc. ---- -------------------- ---------------------------------------------------- 2 28-04985 Nomura International plc ---- -------------------- ---------------------------------------------------- 3 28-04979 Nomura Securities Company, Ltd ---- -------------------- ---------------------------------------------------- 4 028-13982 Nomura Corporate Research & Asset Management Inc. ---- -------------------- ---------------------------------------------------- 5 014-88809 Nomura Funds Research and Technologies America, Inc ---- -------------------- ---------------------------------------------------- 6 0001163653 Nomura Holdings Inc. ---- -------------------- ----------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ 3M CO COM USD0.01 CMN 88579Y101 681 8337 SH DEFINED 2 0 8337 0 3M CO COM USD0.01 CMN 88579Y101 34 411 SH DEFINED 1 0 411 0 99 CENTS ONLY STORES COM CMN 65440K106 15531 707541 SH DEFINED 2 0 707541 0 NPV 99 CENTS ONLY STORES COM CMN 65440K106 5002 227899 SH DEFINED 1 0 227899 0 NPV A123 SYSTEM INC COM NPV CMN 03739T108 29 18127 SH SOLE 2 18127 0 0 A123 SYSTEM INC COM NPV CNV 03739TAA6 1123 34722.22 SH SOLE 1 34722.22 0 0 ABBOTT LABORATORIES COM NPV CMN 002824100 2489 44269 SH DEFINED 2 0 44269 0 ABBOTT LABORATORIES COM NPV CMN 002824100 53 942 SH DEFINED 1 0 942 0 ABERCROMBIE & FITCH CO CMN 002896207 367 7517 SH DEFINED 2 0 7517 0 CL'A'COM USD0.01 ABERCROMBIE & FITCH CO CMN 002896207 332 6803 SH DEFINED 2 0 6803 0 CL'A'COM USD0.01 ACADIA PHARMACEUTICALS INC CMN 004225108 11 10000 SH SOLE 2 10000 0 0 COM USD0.001 ACCENTURE PLC CLS'A'COM CMN G1151C101 555 10421 SH SOLE 2 10421 0 0 USD0.0000225 ACCLAIM ENTMT INC COM PAR CMN 004325205 0 80 SH SOLE 1 80 0 0 $0.02 ACCURAY INC COM STK CMN 004397105 261 61592 SH SOLE 2 61592 0 0 USD0.001 ACCURIDE CORP NEW CMN 00439T206 5136.874 721471 SH SOLE 4 610046 0 111425 ACTIVISION BLIZZARD INC CMN 00507V109 1345 109152 SH SOLE 2 109152 0 0 COM USD0.000001 ACTUANT CORP CL'A' COM CNV 00508XAB0 2587 21428.57 SH SOLE 1 21428.57 0 0 USD0.20 ADVANCED MARKETING CMN 00753T105 0 168 SH SOLE 1 168 0 0 SERVICES ADVANCED MEDICAL ISOTOPE CMN 00765X102 2 20000 SH SOLE 1 20000 0 0 CORP USD0.001 ADVANCED MICRO DEVICES INC CMN 007903107 357 66108 SH SOLE 2 66108 0 0 COM USD0.01 ADVANCED OPTICS CMN 00754V109 0 38000 SH SOLE 1 38000 0 0 ELECTRONICS COM ADVANTA CORP-CLASS A CMN 007942105 0 22 SH SOLE 1 22 0 0 AETNA INC COM USD0.01 CMN 00817Y108 849 20112 SH SOLE 2 20112 0 0 AFLAC INC COM USD0.10 CMN 001055102 191 4411 SH DEFINED 2 0 4411 0 AFLAC INC COM USD0.10 CMN 001055102 26 600 SH DEFINED 3 0 600 0 AGCO CORP COM USD0.01 CNV 001084AM4 2601 21139.2 SH SOLE 1 21139.2 0 0 AGILENT TECHNOLOGIES INC CMN 00846U101 344 9836 SH SOLE 2 9836 0 0 COM STK USD0.01 AGNICO-EAGLE MINES LTD COM CMN 008474108 315 8678 SH SOLE 2 8678 0 0 NPV AGRIUM INC COM NPV CMN 008916108 1748 26044 SH DEFINED 2 0 26044 0 AGRIUM INC COM NPV CMN 008916108 93 1389 SH DEFINED 2 0 1389 0 AIR LEASE CORP COM NPV 144A CNV 00912XAA2 336 3308.35 SH SOLE 1 3308.35 0 0 AK STEEL HOLDING CORP COM CMN 001547108 843 102034 SH SOLE 2 102034 0 0 USD0.01 AKAMAI TECHNOLOGIES INC CMN 00971T101 100 3100 SH DEFINED 2 0 3100 0 COM USD0.01 AKAMAI TECHNOLOGIES INC CMN 00971T101 1851 57343 SH DEFINED 1 0 57343 0 COM USD0.01 AKORN INC COM STK NPV CMN 009728106 121 10894 SH SOLE 2 10894 0 0 ALASKA COMMSS SYSTEMS CNV 01167PAB7 61195 620010.85 SH SOLE 1 620010.85 0 0 GROUP INC COM USD0.01 ALCATEL-LUCENT EUR2 CMN 013904305 145 92916 SH SOLE 2 92916 0 0 ALCATEL-LUCENT EUR2 CNV 549463AH0 756 8677.52 SH SOLE 1 8677.52 0 0 ALCOA INC COM USD1 CMN 013817101 558 64499 SH DEFINED 2 0 64499 0 ALCOA INC COM USD1 CMN 013817101 3218 371994 SH DEFINED 2 0 371994 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ ALCOA INC COM USD1 CNV 013817AT8 75353 494930.96 SH SOLE 1 494930.96 0 0 ALEXION PHARMACEUTICALS CMN 015351109 304 4250 SH SOLE 2 4250 0 0 INC COM USD0.0001 ALLEGHENY TECHNOLOGIES INC CNV 01741RAD4 512 3684.65 SH SOLE 1 3684.65 0 0 COM USD0.10 ALLERGAN INC/UNITED STATES CMN 018490102 348 3965 SH SOLE 2 3965 0 0 USD0.01 ALLIANCE DATA SYSTEMS CORP CNV 018581AC2 12128 53736.08 SH SOLE 1 53736.08 0 0 COM USD0.01 ALLIANCE DATA SYSTEMS CORP CNV 018581AD0 13358 97327.44 SH SOLE 1 97327.44 0 0 COM USD0.01 ALLIED IRISH BANKS PLC CMN 019228808 175 257080 SH SOLE 2 257080 0 0 EUR0.01 ALPHA NAT RES LLC COM CNV 02076XAA0 1703 18296.18 SH SOLE 1 18296.18 0 0 USD0.01 ALTRIA GROUP INC COM CMN 02209S103 1119 37737 SH DEFINED 2 0 37737 0 USD0.333333 ALTRIA GROUP INC COM CMN 02209S103 34 1161 SH DEFINED 1 0 1161 0 USD0.333333 ALUMINA LTD NPV CMN 022205108 148 32000 SH SOLE 2 32000 0 0 AMAZON.COM INC COM USD0.01 CMN 023135106 381 2202 SH DEFINED 2 0 2202 0 AMAZON.COM INC COM USD0.01 CMN 023135106 1896 10951 SH DEFINED 2 0 10951 0 AMAZON.COM INC COM USD0.01 CMN 023135106 1316 7605 SH DEFINED 1 0 7605 0 AMBAC FINANCIAL GROUP INC CMN 023139108 0 10500 SH SOLE 2 10500 0 0 COM USD0.01 AMERICA MOVIL SAB DE CV CMN 02364W105 10006 442760 SH SOLE 2 442760 0 0 COM SER 'L' NPV (L/VTG) AMERICAN BRANDS INC CMN 024703100 0 200 SH SOLE 1 200 0 0 AMERICAN CAPITAL AGENCY CMN 02503X105 1107 39410 SH SOLE 2 39410 0 0 CORP COMMON STOCK USD(NPV) AMERICAN CAPITAL LTD COM CMN 02503Y103 92 13683 SH SOLE 2 13683 0 0 USD0.01 AMERICAN DENTAL PARTNERS CMN 025353103 2009 106700 SH SOLE 1 106700 0 0 INC COM STK USD0.01 AMERICAN ELECTRIC POWER CO CMN 025537101 218 5279 SH SOLE 2 5279 0 0 INC COM USD6.50 AMERICAN EQUITY INVLIFE CNV 025676AJ6 8104 80000 SH SOLE 1 80000 0 0 HOLDING CO COM USD1 AMERICAN EXPRESS CO COM CMN 025816109 1334 28282 SH DEFINED 2 0 28282 0 USD0.20 AMERICAN EXPRESS CO COM CMN 025816109 2269 48096 SH DEFINED 1 0 48096 0 USD0.20 AMERICAN INTERNATIONAL CMN 026874784 738 31830 SH DEFINED 2 0 31830 0 GROUP INC COM USD2.50 AMERICAN INTERNATIONAL CMN 026874784 39 1701 SH DEFINED 3 0 1701 0 GROUP INC COM USD2.50 AMERICAN INTERNATIONAL CMN 026874784 4026 173527 SH DEFINED 1 0 173527 0 GROUP INC COM USD2.50 AMERICAN SUPERCONDUCTOR CMN 030111108 284 76855 SH SOLE 2 76855 0 0 CORP COM USD0.01 AMERICAN TOWER CORP CMN 029912201 152 2536 SH DEFINED 2 0 2536 0 CL'A'COM USD0.01 AMERICAN TOWER CORP CMN 029912201 2526 42094 SH DEFINED 1 0 42094 0 CL'A'COM USD0.01 AMERIGROUP CORP COM USD0.01 CNV 03073TAB8 9914 70534.13 SH SOLE 1 70534.13 0 0 AMERIPRISE FINANCIAL INC CMN 03076C106 365 7359 SH SOLE 2 7359 0 0 COM STK USD0.01 AMGEN INC COM USD0.0001 CMN 031162100 1142 17786 SH SOLE 2 17786 0 0 AMR CORP COM USD1 CMN 001765106 10 27265 SH DEFINED 2 0 27265 0 AMR CORP COM USD1 CMN 001765106 36 104166 SH DEFINED 1 0 104166 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ AMR CORP COM USD1 CNV 001765BC9 215 10101.01 SH SOLE 2 10101.01 0 0 AMWEST ENVIRONMENTAL GROUP CMN 03234M103 0 8800 SH SOLE 1 8800 0 0 INC COM AMYLIN PHARMACEUTICALS INC CMN 032346108 574 50400 SH SOLE 2 50400 0 0 COM USD0.001 ANADARKO PETROLEUM CORP CMN 032511107 179 2351 SH DEFINED 2 0 2351 0 COM USD0.10 ANADARKO PETROLEUM CORP CMN 032511107 74 976 SH DEFINED 1 0 976 0 COM USD0.10 ANESIVA INC COM STK CMN 03460L100 0 10000 SH SOLE 2 10000 0 0 USD0.001 ANIXTER INTERNATIONAL INC CNV 035290AJ4 448 3947.57 SH SOLE 1 3947.57 0 0 COM USD1 ANN INC COM USD0.0068 CMN 035623107 96 3882 SH DEFINED 2 0 3882 0 ANN INC COM USD0.0068 CMN 035623107 452 18252 SH DEFINED 1 0 18252 0 ANNALY CAPITAL MANAGEMENT CMN 035710409 1739 108937 SH SOLE 2 108937 0 0 INC COM USD0.01 ANNALY CAPITAL MANAGEMENT CNV 035710AA0 14763 130066.52 SH SOLE 1 130066.52 0 0 INC COM USD0.01 APOLLO INVESTMENT CORP COM CNV 03761UAA4 4225 50909.09 SH SOLE 1 50909.09 0 0 USD0.001 APPLE INC COM NPV CMN 037833100 4044 9985 SH SOLE 2 9985 0 0 APPLIED MATERIALS INC COM CMN 038222105 7753 723902 SH DEFINED 2 0 723902 0 USD0.01 APPLIED MATERIALS INC COM CMN 038222105 124 11593 SH DEFINED 2 0 11593 0 USD0.01 APPLIED MATERIALS INC COM CMN 038222105 33 3092 SH DEFINED 1 0 3092 0 USD0.01 AQUAPRO CORP COM CMN 037940103 0 8425 SH SOLE 1 8425 0 0 ARADIGM CORP COM STK NPV CMN 038505301 51 489791 SH SOLE 2 489791 0 0 ARCELORMITTAL NY REGISTRY CMN 03938L104 3255 178967 SH SOLE 2 178967 0 0 SHARES ARCH COAL INC COM USD0.01 CMN 039380100 269 18566 SH SOLE 2 18566 0 0 ARCH WIRELESS INC COM CMN 039392105 0 57 SH SOLE 1 57 0 0 ARCHER-DANIELS-MIDLAND CO CMN 039483102 376 13145 SH DEFINED 2 0 13145 0 COM NPV ARCHER-DANIELS-MIDLAND CO CMN 039483102 429 15000 SH DEFINED 1 0 15000 0 COM NPV ARCHER-DANIELS-MIDLAND CO CNV 039483AW2 8155 81180.59 SH SOLE 1 81180.59 0 0 COM NPV ARIAD PHARMACEUTICALS INC CMN 04033A100 807 65900 SH SOLE 2 65900 0 0 COM USD0.001 ARM HOLDINGS PLC ORD CMN 042068106 216 7803 SH SOLE 2 7803 0 0 GBP0.0005 ARMITEC INC COM CMN 042242107 0 10 SH SOLE 1 10 0 0 ARRIS GROUP INC COM USD0.01 CMN 04269Q100 162 15013 SH SOLE 1 15013 0 0 ARROWHEAD RESEARCH CORP CMN 042797209 84 20000 SH SOLE 2 20000 0 0 COM STK USD0.001 ASPEN GROUP RES CORP COM CMN 045297207 0 71 SH SOLE 1 71 0 0 NEW ASTRAZENECA PLC ORD USD0.25 CMN 046353108 465 10036 SH SOLE 2 10036 0 0 AT HOME CORP COM SER A CMN 045919107 0 10 SH SOLE 1 10 0 0 (WORTHLESS) AT&T INC COM USD1 CMN 00206R102 300 9909 SH DEFINED 2 0 9909 0 AT&T INC COM USD1 CMN 00206R102 9 287 SH DEFINED 1 0 287 0 ATC HEALTHCARE INC CL A CMN 00209C102 0 700 SH SOLE 1 700 0 0 ATCHISON CASTING CORP COM CMN 046613105 0 100 SH SOLE 1 100 0 0 ATLANTIC GULF COMMUNITIES CMN 048556104 0 3 SH SOLE 1 3 0 0 CORP COM ATP OIL & GAS CORP COM CMN 00208J108 97 13200 SH SOLE 2 13200 0 0 USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ ATRICURE INC COM USD0.001 CMN 04963C209 191 17203 SH SOLE 2 17203 0 0 ATX COMMUNICATIONS INC COM CMN 002113108 0 7 SH SOLE 1 7 0 0 AU OPTRONICS CORP TWD10 CMN 002255107 432 100000 SH SOLE 2 100000 0 0 AUTOZONE INC COM USD0.01 CMN 053332102 1012 3114 SH DEFINED 2 0 3114 0 AUTOZONE INC COM USD0.01 CMN 053332102 392 1205 SH DEFINED 1 0 1205 0 AVALON CAP HLDGS CORP COM CMN 053422200 0 5 SH SOLE 1 5 0 0 NEW AVI BIOPHARMA INC COM CMN 002346104 23 31000 SH SOLE 2 31000 0 0 USD0.0001 AVIS BUDGET GROUP INC COM CMN 053774105 123 11432 SH SOLE 2 11432 0 0 STK USD0.01 AVON PRODUCTS INC COM CMN 054303102 383 21912 SH DEFINED 2 0 21912 0 USD0.25 AVON PRODUCTS INC COM CMN 054303102 64 3652 SH DEFINED 1 0 3652 0 USD0.25 AXCELIS TECHNOLOGIES INC CMN 054540109 15 11000 SH SOLE 2 11000 0 0 COM USD0.001 BAIDU INC/CHINA UNLISTED CMN 056752108 1119 9608 SH SOLE 2 9608 0 0 NPV BAKER HUGHES INC COM USD1 CMN 057224107 542 11146 SH SOLE 2 11146 0 0 BANCO SANTANDER BRASIL CMN 05967A107 1182 145167 SH DEFINED 2 0 145167 0 SA/BRAZIL UNIT NPV BANCO SANTANDER BRASIL CMN 05967A107 41 4997 SH DEFINED 2 0 4997 0 SA/BRAZIL UNIT NPV BANCO SANTANDER SA CMN 05964H105 224 29850 SH SOLE 2 29850 0 0 EUR0.50(REGD) BANK OF AMERICA CORP COM CMN 060505104 23014 4139284 SH DEFINED 2 0 4139284 0 USD0.01 BANK OF AMERICA CORP COM CMN 060505104 16269 2926129 SH DEFINED 2 0 2926129 0 USD0.01 BANK OF AMERICA CORP COM CMN 060505104 6 1160 SH DEFINED 3 0 1160 0 USD0.01 BANK OF AMERICA CORP COM CMN 060505104 10727 1929243 SH DEFINED 1 0 1929243 0 USD0.01 BANK OF AMERICA CORP COM CMN 060505153 4 11504.31 SH SOLE 1 11504.31 0 0 USD0.01 BANK OF IRELAND /THE CMN 46267Q202 4196 989560 SH SOLE 2 989560 0 0 GOVERNOR & CO EUR0.05 BANK OF NEW YORK MELLON CMN 064058100 327 16408 SH SOLE 2 16408 0 0 CORP/THE COM STK USD0.01 BANK OF NOVA SCOTIA COM NPV CMN 064149107 643 12910 SH SOLE 2 12910 0 0 BARCLAYS PLC ORD GBP0.25 CMN 06738E204 181 16476 SH SOLE 2 16476 0 0 BARRICK GOLD CORP COM NPV CMN 067901108 83 1836 SH DEFINED 2 0 1836 0 BARRICK GOLD CORP COM NPV CMN 067901108 931 20576 SH DEFINED 2 0 20576 0 BAXTER INTERNATIONAL INC CMN 071813109 692 13984 SH SOLE 2 13984 0 0 COM USD1 BED BATH & BEYOND INC COM CMN 075896100 1237 21337 SH SOLE 2 21337 0 0 USD0.01 BERKSHIRE HATHAWAY INC CMN 084670108 7803 68 SH SOLE 2 68 0 0 CLASS 'A'USD0.0033 BERKSHIRE HATHAWAY INC CMN 084670702 1589 20822 SH SOLE 2 20822 0 0 CLASS B NONVTG USD0.0033 BEST BUY CO INC COM USD0.10 CMN 086516101 626 26799 SH SOLE 2 26799 0 0 BHP BILLITON PLC USD0.50 CMN 05545E209 17132 293398 SH SOLE 2 293398 0 0 BILL BARRETT CORP COM CMN 06846N104 211 6186 SH SOLE 2 6186 0 0 USD0.001 BIOGEN IDEC INC COM STK CMN 09062X103 747 6792 SH SOLE 2 6792 0 0 USD0.0005 BIOLASE TECHNOLOGY INC COM CMN 090911108 389 151500 SH SOLE 2 151500 0 0 USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ BIOMARIN PHARMACEUTICALS CNV 09061GAD3 751 4223.96 SH SOLE 1 4223.96 0 0 INC COM USD0.001 BIOTIME INC COM NPV CMN 09066L105 110 18955 SH SOLE 2 18955 0 0 BLACKROCK INC/NEW YORK COM CMN 09247X101 24 132 SH DEFINED 2 0 132 0 STK USD0.01 BLACKROCK INC/NEW YORK COM CMN 09247X101 376 2107 SH DEFINED 1 0 2107 0 STK USD0.01 BLUE COAT SYSTEMS INC COM CMN 09534T508 486 19113 SH DEFINED 2 0 19113 0 USD0.0001 BLUE COAT SYSTEMS INC COM CMN 09534T508 1010 39700 SH DEFINED 1 0 39700 0 USD0.0001 BMC SOFTWARE INC COM CMN 055921100 492 15000 SH SOLE 2 15000 0 0 USD0.01 BOEING CO COM USD5 CMN 097023105 1978 26966 SH DEFINED 2 0 26966 0 BOEING CO COM USD5 CMN 097023105 95 1300 SH DEFINED 1 0 1300 0 BORGWARNER INC COM USD0.01 CMN 099724106 515 8081 SH SOLE 2 8081 0 0 BORGWARNER INC COM USD0.01 CNV 099724AF3 3934 20232.49 SH SOLE 1 20232.49 0 0 BOSTON PROPERTIES INC COM CNV 10112RAM6 297 2764.07 SH SOLE 1 2764.07 0 0 USD0.01 BOSTON SCIENTIFIC CORP COM CMN 101137107 70 13160 SH SOLE 2 13160 0 0 USD0.01 BP PLC ORD USD0.25 CMN 055622104 7933 185616 SH SOLE 2 185616 0 0 BPZ RESOURCES INC COM NPV CNV 055639AB4 20794 254356.16 SH SOLE 1 254356.16 0 0 BREAKAWAY SOLUTIONS INC COM CMN 106372105 0 5600 SH SOLE 1 5600 0 0 BRF - BRASIL FOODS SA COM CMN 10552T107 602 30813 SH SOLE 2 30813 0 0 NPV BRISTOL-MYERS SQUIBB CO CMN 110122108 251 7115 SH SOLE 2 7115 0 0 COM STK USD0.10 BRITISH AMERICAN TOBACCO CMN 110448107 671 7070 SH SOLE 2 7070 0 0 PLC ORD GBP0.25 BROADCOM CORP CL A COM CMN 111320107 341 11626 SH DEFINED 2 0 11626 0 USD0.0001 BROADCOM CORP CL A COM CMN 111320107 1996 68000 SH DEFINED 1 0 68000 0 USD0.0001 BROCADE COMMUNICATIONS CMN 111621306 116 22300 SH DEFINED 2 0 22300 0 SYSTEMS INC COM USD0.001 BROCADE COMMUNICATIONS CMN 111621306 1 215 SH DEFINED 1 0 215 0 SYSTEMS INC COM USD0.001 BROOKLINE BANCORP INC COM CMN 11373M107 686 81257 SH SOLE 1 81257 0 0 USD0.01 BSK & TECH INC USD0.001 CNV 530718AF2 8602 76636.05 SH SOLE 1 76636.05 0 0 CABLEVISION SYS CP NY CMN 12686C109 285 20048 SH SOLE 2 20048 0 0 GROUP CM CLASS'A'USD0.01 CABOT OIL & GAS CORP COM CMN 127097103 546 7191 SH SOLE 2 7191 0 0 USD0.10 CADDO INTL INC COM CMN 127233104 0 63 SH SOLE 1 63 0 0 CADIZ INC COM USD0.01 CMN 127537207 261 27089 SH SOLE 2 27089 0 0 CALLAWAY GOLF CO COM CMN 131193104 330 59600 SH SOLE 2 59600 0 0 USD0.01 CALPINE CORP COM STK CMN 131347304 1304 79839 SH SOLE 2 79839 0 0 USD0.001 CAMECO CORP COM NPV CMN 13321L108 386 21410 SH SOLE 2 21410 0 0 CAMERON INTERNATIONAL CORP CMN 13342B105 153 3101 SH DEFINED 2 0 3101 0 COM USD0.01 CAMERON INTERNATIONAL CORP CMN 13342B105 128 2595 SH DEFINED 1 0 2595 0 COM USD0.01 CANADIAN NATURAL RESOURCES CMN 136385101 165 4412 SH DEFINED 2 0 4412 0 LTD COM NPV CANADIAN NATURAL RESOURCES CMN 136385101 212 5660 SH DEFINED 2 0 5660 0 LTD COM NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ CANADIAN SOLAR INC COM STK CMN 136635109 82 30989 SH SOLE 2 30989 0 0 NPV CAPITAL ONE FINANCIAL CORP CMN 14040H105 1571 37138 SH DEFINED 2 0 37138 0 COM USD0.01 CAPITAL ONE FINANCIAL CORP CMN 14040H105 343 8117 SH DEFINED 1 0 8117 0 COM USD0.01 CAPSTONE TURBINE CORP COM CMN 14067D102 12 10000 SH SOLE 2 10000 0 0 USD0.001 CARIBBEAN AMERN HLTH CMN 141798108 0 6 SH SOLE 1 6 0 0 RESORTS CARMAX INC COM USD0.50 CMN 143130102 546 17915 SH SOLE 2 17915 0 0 CARNIVAL CORP COM CMN 143658300 338 10358 SH SOLE 2 10358 0 0 USD0.01(PAIRED STOCK) CATERPILLAR INC COM USD1 CMN 149123101 1305 14406 SH DEFINED 2 0 14406 0 CATERPILLAR INC COM USD1 CMN 149123101 1389 15331 SH DEFINED 2 0 15331 0 CATERPILLAR INC COM USD1 CMN 149123101 354 3904 SH DEFINED 1 0 3904 0 CATTLESALE COMPANY COM CMN 149479107 0 135 SH SOLE 1 135 0 0 CBS CORP CLASS'B' COM STK CMN 124857202 2708 99797 SH DEFINED 2 0 99797 0 USD0.001 CBS CORP CLASS'B' COM STK CMN 124857202 679 25000 SH DEFINED 1 0 25000 0 USD0.001 CELGENE CORP COM USD0.01 CMN 151020104 959 14180 SH SOLE 2 14180 0 0 CELL THERAPEUTICS INC COM CMN 150934602 12 10116 SH SOLE 2 10116 0 0 NPV CELSION CORP COM STK CMN 15117N305 34 20000 SH SOLE 2 20000 0 0 USD0.01 CEMEX SAB DE CV CPO CMN 151290889 23815.1 4418378 SH DEFINED 2 0 44183780 0 NPV(REP 2'A' & 1'B') CEMEX SAB DE CV CPO CMN 151290889 201.8 37431 SH DEFINED 2 0 374310 0 NPV(REP 2'A' & 1'B') CENTRAIS ELETRICAS CMN 15234Q207 508 52300 SH SOLE 2 52300 0 0 BRASILEIRAS SA COM NPV CENTRAL EUROPEAN CMN 153435102 410 93772 SH SOLE 2 93772 0 0 DISTRIBUTION CORP COM USD0.01 CENTURA SOFTWARE CORP COM CMN 15640W103 0 3840 SH SOLE 1 3840 0 0 CENTURYLINK INC COM USD1 CMN 156700106 1222 32846 SH DEFINED 2 0 32846 0 CENTURYLINK INC COM USD1 CMN 156700106 372 10010 SH DEFINED 2 0 10010 0 CERNER CORP COM USD0.01 CMN 156782104 742 12119 SH SOLE 2 12119 0 0 CF INDUSTRIES HOLDINGS INC CMN 125269100 233 1610 SH DEFINED 2 0 1610 0 COM USD0.01 CF INDUSTRIES HOLDINGS INC CMN 125269100 35 238 SH DEFINED 1 0 238 0 COM USD0.01 CH ROBINSON WORLDWIDE INC CMN 12541W209 14 203 SH DEFINED 2 0 203 0 COM USD0.1 CH ROBINSON WORLDWIDE INC CMN 12541W209 355 5089 SH DEFINED 1 0 5089 0 COM USD0.1 CHARLES RIVER LABORATORIES CMN 159864107 1281 46877 SH DEFINED 2 0 46877 0 COM STK USD0.01 CHARLES RIVER LABORATORIES CMN 159864107 1 42 SH DEFINED 2 0 42 0 COM STK USD0.01 CHARLES RIVER LABORATORIES CMN 159864107 1 49 SH DEFINED 1 0 49 0 COM STK USD0.01 CHART INDUSTRIES INC COM CNV 16115QAC4 1920 18194.98 SH SOLE 1 18194.98 0 0 STK USD0.01 CHECK POINT SOFTWARE CMN M22465104 245 4665 SH SOLE 2 4665 0 0 TECHNOLOGIES LTD ORD ILS0.01 CHELSEA THERAPEUTICS CMN 163428105 65 12600 SH SOLE 2 12600 0 0 INTERNATIONAL LTD COM STK NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ CHENIERE ENERGY INC COM CMN 16411R208 814 93665 SH SOLE 2 93665 0 0 STK USD0.003 CHESAPEAKE ENERGY CORP COM CMN 165167107 1339 60081 SH SOLE 2 60081 0 0 USD0.01 CHESAPEAKE ENERGY CORP COM CNV 165167BZ9 2498 28056.77 SH SOLE 1 28056.77 0 0 USD0.01 CHEVRON CORP COM USD0.75 CMN 166764100 2159 20291 SH SOLE 2 20291 0 0 CHICAGO BRIDGE & IRON CO CMN 167250109 306 8099 SH SOLE 2 8099 0 0 NV NY REGISTRY SH EUR0.01 CHIEF CONS MNG CO COM CMN 168628105 0 816 SH SOLE 1 816 0 0 CHINA AGRITECH INC USD0.1 CMN 16937A200 35 20025 SH SOLE 2 20025 0 0 CHINA DIGITAL TV CMN 16938G107 170 53741 SH SOLE 2 53741 0 0 HOLDING-ADR ADR EACH REPR 1 ORD SHS CHINA GERUI ADVANCED CMN G21101103 145 43158 SH SOLE 2 43158 0 0 MATERIALS COM STK USD0.0001 CHINA GREEN AGRICULTURE CMN 16943W105 31 10300 SH SOLE 2 10300 0 0 INC USD0.001 CHINA INFORMATION CMN 16950L109 7 11500 SH SOLE 2 11500 0 0 TECHNOLOGY INC COM USD0.01 CHINA INTEGRATED ENERGY CMN 16948P105 6 15900 SH SOLE 2 15900 0 0 INC COM NPV CHINA LIFE INSURANCE CO CMN 16939P106 458 12375 SH SOLE 2 12375 0 0 LTD 'H'CNY1 CHINA NTH EAST PETROLEUM CMN 16941G102 27 13150 SH SOLE 2 13150 0 0 HOLDINGS LTD COM USD0.001 CHINA PETROLEUM & CHEMICAL CMN 16941R108 4832 46000 SH SOLE 2 46000 0 0 CORP 'H'CNY1 CHIPOTLE MEXICAN GRILL INC CMN 169656105 184 544 SH DEFINED 2 0 544 0 CLASS 'A' COM STK USD0.01 CHIPOTLE MEXICAN GRILL INC CMN 169656105 49 146 SH DEFINED 1 0 146 0 CLASS 'A' COM STK USD0.01 CHIQUITA BRANDS CMN 170032809 709 85000 SH SOLE 2 85000 0 0 INTERNATIONAL INC COM USD.01 CIA BRASILIERA DE CMN 20440T201 610 16740 SH SOLE 2 16740 0 0 DISTRIBUICAO GRUPO PRF NPV CIA SIDERURGICA NACIONAL CMN 20440W105 1445 176693 SH DEFINED 2 0 176693 0 SA COM NPV CIA SIDERURGICA NACIONAL CMN 20440W105 701 85750 SH DEFINED 2 0 85750 0 SA COM NPV CIENA CORP COM STK USD0.01 CMN 171779309 150 12380 SH DEFINED 2 0 12380 0 CIENA CORP COM STK USD0.01 CMN 171779309 866 71594 SH DEFINED 1 0 71594 0 CIENA CORP COM STK USD0.01 CNV 171779AB7 900 9183.94 SH SOLE 1 9183.94 0 0 CIENA CORP COM STK USD0.01 CNV 171779AF8 5695 58229.09 SH SOLE 1 58229.09 0 0 CIENA CORP COM STK USD0.01 CNV 171779AG6 5569 59494.29 SH SOLE 1 59494.29 0 0 CINEMARK HOLDINGS INC COM CMN 17243V102 257 13897 SH SOLE 2 13897 0 0 STK USD0.001 CISCO SYSTEMS INC COM CMN 17275R102 2076 114848 SH SOLE 2 114848 0 0 USD0.001 CITADEL BROADCASTING CORP CMN 17285T106 0 7613 SH SOLE 1 7613 0 0 CITIGROUP INC USD0.01 CMN 172967424 670 25473 SH DEFINED 2 0 25473 0 CITIGROUP INC USD0.01 CMN 172967424 30536 1160636 SH DEFINED 2 0 1160636 0 CITIGROUP INC USD0.01 CMN 172967424 19 724 SH DEFINED 3 0 724 0 CLASSICA GROUP INC COM NEW CMN 18273M202 0 3 SH SOLE 1 3 0 0 CLAYMORE S&P GLBL WAT IDX CMN 18383Q507 253 13500 SH SOLE 2 13500 0 0 ET CLAYMORE S&P GLBL WAT IDX CLEARWIRE CORP COM STK CNV 18538TAG4 18410 288559.32 SH SOLE 1 288559.32 0 0 USD0.0001 CLASS 'A'

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ CLIFFS NATURAL RESOURCES CMN 18683K101 295 4726 SH DEFINED 2 0 4726 0 INC COM USD1 CLIFFS NATURAL RESOURCES CMN 18683K101 31 491 SH DEFINED 1 0 491 0 INC COM USD1 CLOROX CO COM USD1 CMN 189054109 293 4405 SH DEFINED 2 0 4405 0 CLOROX CO COM USD1 CMN 189054109 34 513 SH DEFINED 1 0 513 0 CMS ENERGY CORP COM USD0.01 CNV 125896BD1 73414 457976.77 SH SOLE 1 457976.77 0 0 CNH GLOBAL NV COM EUR2.25 CMN N20935206 562 15620 SH SOLE 2 15620 0 0 CNINSURE INC ADS EACH REPR CMN 18976M103 175 25220 SH SOLE 2 25220 0 0 20 ORD SHS CNO FINANCIAL GROUP INC CNV 12621EAF0 9597 71038.25 SH SOLE 1 71038.25 0 0 COM USD0.01 CNOOC LTD HKD0.02 CMN 126132109 5782 33100 SH SOLE 2 33100 0 0 COACH INC COM USD0.01 CMN 189754104 712 11672 SH DEFINED 2 0 11672 0 COACH INC COM USD0.01 CMN 189754104 419 6868 SH DEFINED 1 0 6868 0 COCA-COLA CO/THE COM CMN 191216100 18 260 SH DEFINED 2 0 260 0 USD0.25 COCA-COLA CO/THE COM CMN 191216100 2674 38223 SH DEFINED 2 0 38223 0 USD0.25 COCA-COLA ENTERPRISES INC CMN 19122T109 482 18690 SH SOLE 2 18690 0 0 COM USD1 COEUR D'ALENE MINES CORP CMN 192108504 479 19837 SH SOLE 2 19837 0 0 USD1 COINSTAR INC COM USD0.001 CNV 19259PAF9 1197 9183.42 SH SOLE 1 9183.42 0 0 COLGATE-PALMOLIVE CO COM CMN 194162103 1098 11888 SH DEFINED 2 0 11888 0 USD1 COLGATE-PALMOLIVE CO COM CMN 194162103 34 364 SH DEFINED 1 0 364 0 USD1 COMCAST CORP COM CLS'A' CMN 20030N101 18528 781425 SH SOLE 2 781425 0 0 USD0.01 COMERICA INC COM USD5 CMN 200340107 228 8822 SH DEFINED 2 0 8822 0 COMERICA INC COM USD5 CMN 200340107 1548 60000 SH DEFINED 1 0 60000 0 COMPLETE GENOMICS INC COM CMN 20454K104 63 21412 SH SOLE 2 21412 0 0 NPV COMPLETE PRODUCTION CMN 20453E109 2279 67906 SH DEFINED 2 0 67906 0 SERVICES INC COM STK USD0.01 COMPLETE PRODUCTION CMN 20453E109 3490 103988 SH DEFINED 1 0 103988 0 SERVICES INC COM STK USD0.01 CONAGRA FOODS INC COM USD5 CMN 205887102 213 8067 SH SOLE 2 8067 0 0 CONCUR TECHNOLOGIES INC CMN 206708109 135 2657 SH DEFINED 2 0 2657 0 COM USD0.001 CONCUR TECHNOLOGIES INC CMN 206708109 664 13064 SH DEFINED 1 0 13064 0 COM USD0.001 CONNECTICUT BK COMM CMN 207548108 0 414660 SH SOLE 1 414660 0 0 STAMFORD COM CONOCOPHILLIPS COM USD0.01 CMN 20825C104 1204 16528 SH SOLE 2 16528 0 0 CONSOL ENERGY INC COM CMN 20854P109 521 14184 SH SOLE 2 14184 0 0 USD0.01 CONSOLIDATED PICTURES CMN 209785104 0 3 SH SOLE 1 3 0 0 GROUP IN COM CONSTAR INTL INC NEW COM CMN 21036U107 0 82200 SH SOLE 1 82200 0 0 CONSTELLATION ENERGY GROUP CMN 210371100 33 834 SH DEFINED 2 0 834 0 INC COM NPV CONSTELLATION ENERGY GROUP CMN 210371100 4987 125700 SH DEFINED 1 0 125700 0 INC COM NPV CONSUMER STAPLES SPDR AMEX CMN 81369Y308 52 1600 SH DEFINED 2 0 1600 0 CONSUMER STAPLES INDEX CONSUMER STAPLES SPDR AMEX CMN 81369Y308 1695 52163 SH DEFINED 1 0 52163 0 CONSUMER STAPLES INDEX

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ CONTINENTAL RESOURCES CMN 212015101 230 3448 SH DEFINED 2 0 3448 0 INC/OK COM STK USD0.01 CONTINENTAL RESOURCES CMN 212015101 31 472 SH DEFINED 1 0 472 0 INC/OK COM STK USD0.01 CONVERGYS CORP COM NPV CNV 212485AE6 17332 129533.46 SH SOLE 1 129533.46 0 0 COORS(ADOLPH)CO COM CNV 60871RAA8 6596 62222.84 SH SOLE 1 62222.84 0 0 CLS'B'COM NON-V USD0.01 CORNING INC COM USD0.50 CMN 219350105 2461 189629 SH DEFINED 2 0 189629 0 CORNING INC COM USD0.50 CMN 219350105 114 8771 SH DEFINED 2 0 8771 0 CORNING INC COM USD0.50 CMN 219350105 42 3224 SH DEFINED 1 0 3224 0 COSTCO WHOLESALE CORP COM CMN 22160K105 825 9901 SH SOLE 2 9901 0 0 STK USD0.005 COVANTA HOLDING CORP COM CMN 22282E102 249 18187 SH SOLE 1 18187 0 0 STK USD0.10 CREDIT SUISSE GROUP CMN 225401108 885 37700 SH SOLE 2 37700 0 0 CHF0.04(REGD) CROCS INC COM STK USD0.001 CMN 227046109 214 14517 SH SOLE 2 14517 0 0 CSR PLC ORD GBP0.001 CMN 12640Y205 163 14296 SH SOLE 2 14296 0 0 CSX CORP COM USD1 CMN 126408103 379 18005 SH SOLE 2 18005 0 0 CTC MEDIA INC COM STK CMN 12642X106 1580 180198 SH SOLE 2 180198 0 0 USD0.01 CTRIP.COM INTL LTD ADS EA CMN 22943F100 356 15230 SH SOLE 2 15230 0 0 REP 0.5 ORD USD0.01 CUBIST PHARMACEUTICALS INC CNV 229678AC1 20981 155996.1 SH SOLE 1 155996.1 0 0 COM USD0.001 CUMMINS INC COM USD2.50 CMN 231021106 678 7701 SH DEFINED 2 0 7701 0 CUMMINS INC COM USD2.50 CMN 231021106 30 346 SH DEFINED 1 0 346 0 CURIS INC COM USD0.01 CMN 231269101 150 32100 SH SOLE 2 32100 0 0 CVR ENERGY INC COM STK CMN 12662P108 454 24260 SH SOLE 2 24260 0 0 USD0.01 CVS CAREMARK CORP COM STK CMN 126650100 8469 207664 SH DEFINED 2 0 207664 0 USD0.01 CVS CAREMARK CORP COM STK CMN 126650100 1307 32057 SH DEFINED 2 0 32057 0 USD0.01 DANA HLDG CORP CMN 235825205 247.714 20388 SH SOLE 4 16015 0 4373 DANAHER CORP COM USD0.01 CMN 235851102 52 1114 SH DEFINED 2 0 1114 0 DANAHER CORP COM USD0.01 CMN 235851102 691 14693 SH DEFINED 1 0 14693 0 DANAHER CORP COM USD0.01 CNV 235851AF9 980 7178.68 SH SOLE 1 7178.68 0 0 DARDEN RESTAURANTS INC COM CMN 237194105 249 5465 SH SOLE 2 5465 0 0 NPV DATATEC SYS INC COM CMN 238128102 0 1500 SH SOLE 1 1500 0 0 DDR CORP COM NPV CNV 251591AX1 14861 152035.47 SH SOLE 1 152035.47 0 0 DECKERS OUTDOOR CORP COM CMN 243537107 591 7815 SH SOLE 2 7815 0 0 USD0.01 DELL INC COM USD0.01 CMN 24702R101 1003 68566 SH SOLE 2 68566 0 0 DELPHI FINANCIAL GROUP INC CMN 247131105 239 5400 SH SOLE 2 5400 0 0 CLASS'A'COM USD0.01 DELTA AIR LINES INC COM CMN 247361702 970 119892 SH SOLE 2 119892 0 0 USD0.0001 DELTA PETROLEUM CP USD0.01 CMN 247907306 1 13100 SH SOLE 2 13100 0 0 DENDREON CORP COM USD0.001 CMN 24823Q107 932 122665 SH SOLE 2 122665 0 0 DEUTSCHE BANK AG NPV(REGD) CMN D18190898 967 25546 SH SOLE 2 25546 0 0 DEVON ENERGY CORP COM CMN 25179M103 735 11848 SH SOLE 2 11848 0 0 USD0.10 DEX ONE CORP CMN 25212W100 491.9642 296364 SH SOLE 4 239939 0 55650 DIAMOND EQUITIES INC COM CMN 252592100 0 240 SH SOLE 1 240 0 0 DIAMOND FOODS INC COM CMN 252603105 4418 136903 SH SOLE 2 136903 0 0 USD0.001 DIAMOND OFFSHORE DRILLING CMN 25271C102 194 3515 SH DEFINED 2 0 3515 0 INC COM USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ DIAMOND OFFSHORE DRILLING CMN 25271C102 31 554 SH DEFINED 1 0 554 0 INC COM USD0.01 DIAMONDS TST SERIES I CMN 78467X109 802 6581 SH SOLE 2 6581 0 0 SER'1' UNITS OF BEN INT NPV DIANA SHIPPING INC COM STK CMN Y2066G104 157 21050 SH SOLE 2 21050 0 0 USD0.01 DIGITAL GENERATION INC COM CMN 25400B108 137 11500 SH SOLE 2 11500 0 0 USD0.001 DIGITAL REALTY TRUST INC CNV 25389JAC0 593 3627.29 SH SOLE 1 3627.29 0 0 COM STK USD0.01 DIGITAL RIVER INC COM STK CMN 25388B104 165 11000 SH SOLE 2 11000 0 0 USD0.01 DIGITAL RIVER INC COM STK CNV 25388BAC8 1232 14960.3 SH SOLE 1 14960.3 0 0 USD0.01 DIREXION DAILY 10-YEAR CMN 25459W557 251 9150 SH SOLE 2 9150 0 0 TREASURY BEAR 3X 'Y TR BEAR 3X'ETP NPV DIREXION DAILY 30-YEAR CMN 25459Y678 637 9377 SH SOLE 2 9377 0 0 TREASURY BEAR 3X 'Y TR BEAR 3X'ETP NPV DIREXION DAILY GOLD MINERS CMN 25459W250 247 12600 SH SOLE 2 12600 0 0 BUL ETP NPV DISCOVER FINANCIAL CMN 254709108 141 5892 SH DEFINED 2 0 5892 0 SERVICES COM STK USD0.01 DISCOVER FINANCIAL CMN 254709108 365 15218 SH DEFINED 1 0 15218 0 SERVICES COM STK USD0.01 DISCOVERY COMMUNICATIONS CMN 25470F104 212 5182 SH SOLE 2 5182 0 0 INC COM USD0.01 CL 'A' DIVINE INC CL A NEW CMN 255402406 0 12 SH SOLE 1 12 0 0 DOLLAR THRIFTY AUTOMOTIVE CMN 256743105 301 4290 SH SOLE 2 4290 0 0 GROUP INC COM USD0.01 DOLLAR TREE INC COM USD0.01 CMN 256746108 636 7658 SH SOLE 2 7658 0 0 DONLAR CORP NEW COM CMN 257791103 0 2 SH SOLE 1 2 0 0 DOVER CORP COM USD1 CMN 260003108 36 628 SH DEFINED 2 0 628 0 DOVER CORP COM USD1 CMN 260003108 383 6595 SH DEFINED 1 0 6595 0 DOW CHEMICAL CO/THE COM CMN 260543103 4203 146150 SH DEFINED 2 0 146150 0 USD2.50 DOW CHEMICAL CO/THE COM CMN 260543103 886 30808 SH DEFINED 2 0 30808 0 USD2.50 DOW CHEMICAL CO/THE COM CMN 260543103 1 30 SH DEFINED 3 0 30 0 USD2.50 DOW CHEMICAL CO/THE COM CMN 260543103 23 800 SH DEFINED 1 0 800 0 USD2.50 DPL INC COM USD0.01 CMN 233293109 0 2321 SH SOLE 2 2321 0 0 DR HORTON INC COM USD0.01 CMN 23331A109 234 18585 SH SOLE 2 18585 0 0 DR PEPPER SNAPPLE GROUP CMN 26138E109 226 5721 SH SOLE 2 5721 0 0 INC USD0.01 DRKOOP COM INC COM CMN 262098106 0 435 SH SOLE 1 435 0 0 DRYSHIPS INC COM USD0.01 CMN Y2109Q101 120 60140 SH SOLE 2 60140 0 0 DU PONT EI DE NEMOURS & CO CMN 263534109 1670 36477 SH DEFINED 2 0 36477 0 COM USD0.30 DU PONT EI DE NEMOURS & CO CMN 263534109 1241 27106 SH DEFINED 2 0 27106 0 COM USD0.30 DUKE ENERGY CORP COM STK CMN 26441C105 54 2443 SH DEFINED 2 0 2443 0 NPV DUKE ENERGY CORP COM STK CMN 26441C105 429 19489 SH DEFINED 1 0 19489 0 NPV DYNAVAX TECHNOLOGIES CORP CMN 268158102 2644 796500 SH SOLE 2 796500 0 0 COM USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ E*TRADE FINANCIAL CORP CMN 269246401 487 61164 SH SOLE 2 61164 0 0 USD0.01 EASTMAN CHEMICAL CO COM CMN 277432100 242 6198 SH DEFINED 2 0 6198 0 USD0.01 EASTMAN CHEMICAL CO COM CMN 277432100 106 2714 SH DEFINED 1 0 2714 0 USD0.01 EASTMAN KODAK CO COM CMN 277461109 321 493192 SH SOLE 2 493192 0 0 USD2.50 EASTMAN KODAK CO COM CNV 277461BJ7 715 26990.55 SH DEFINED 2 0 26990.55 0 USD2.50 EASTMAN KODAK CO COM CNV 277461BJ7 4470 168690.95 SH DEFINED 1 0 168690.95 0 USD2.50 EATON CORP COM USD0.50 CMN 278058102 421 9680 SH SOLE 2 9680 0 0 EBAY INC COM USD0.001 CMN 278642103 468 15422 SH DEFINED 2 0 15422 0 EBAY INC COM USD0.001 CMN 278642103 330 10885 SH DEFINED 2 0 10885 0 EBAY INC COM USD0.001 CMN 278642103 156 5131 SH DEFINED 1 0 5131 0 ECOLAB INC COM USD1 CMN 278865100 421 7286 SH SOLE 2 7286 0 0 ECOPETROL SA NPV CMN 279158109 34025 764260 SH SOLE 2 764260 0 0 EDISON INTERNATIONAL COM CMN 281020107 482 11647 SH SOLE 2 11647 0 0 NPV ELAN CORP PLC ORD EUR0.05 CMN 284131208 1683 122503 SH SOLE 2 122503 0 0 ELDORADO GOLD CORP COM NPV CMN 284902103 4317 314892 SH SOLE 2 314892 0 0 ELECTRONIC ARTS INC COM CMN 285512109 322 15616 SH DEFINED 2 0 15616 0 USD0.01 ELECTRONIC ARTS INC COM CMN 285512109 343 16662 SH DEFINED 1 0 16662 0 USD0.01 ELECTRONIC SENSOR CMN 285835104 78 7750000 SH SOLE 1 7750000 0 0 TECHNOLOGY INC USD0.001 ELI LILLY & CO COM NPV CMN 532457108 837 20147 SH DEFINED 2 0 20147 0 ELI LILLY & CO COM NPV CMN 532457108 37 880 SH DEFINED 1 0 880 0 EMC CORP/MASSACHUSETTS COM CMN 268648102 213 9901 SH DEFINED 2 0 9901 0 USD0.01 EMC CORP/MASSACHUSETTS COM CMN 268648102 202 9367 SH DEFINED 1 0 9367 0 USD0.01 EMC CORP/MASSACHUSETTS COM CNV 268648AM4 2860 19900.49 SH SOLE 1 19900.49 0 0 USD0.01 EMERSON ELECTRIC CO COM CMN 291011104 339 7280 SH DEFINED 2 0 7280 0 USD0.50 EMERSON ELECTRIC CO COM CMN 291011104 43 932 SH DEFINED 1 0 932 0 USD0.50 EMPRESAS ICA SAB DE CV COM CMN 292448206 191 40000 SH SOLE 2 40000 0 0 NPV ENDO PHARMACEUTICALS CNV 29264FAB2 6483 49657.53 SH SOLE 1 49657.53 0 0 HOLDINGS INC COM USD0.01 ENERGY BEAR 3X SHARES CMN 25459W342 120 10590 SH SOLE 2 10590 0 0 ENERGY BEAR 3X SHARES ENERGY CONVERSION DEVICES CMN 292659109 6 28755 SH SOLE 2 28755 0 0 INC COM USD0.01 ENRON CORP COM CMN 293561106 0 1300 SH SOLE 1 1300 0 0 ENTERGY CORP COM USD0.01 CMN 29364G103 253 3459 SH SOLE 2 3459 0 0 ENTRADA NETWORKS INC COM CMN 29382Y102 0 1 SH SOLE 1 1 0 0 ENVIRO ENERGY CORP CMN 29403E101 0 43 SH SOLE 1 43 0 0 ENVIRONMENTAL SOLUTIONS CMN 29408K102 1 15000 SH SOLE 2 15000 0 0 WORLDWIDE INC COM USD0.001 EQT CORPORATION COM NPV CMN 26884L109 226 4118 SH SOLE 2 4118 0 0 EQUINIX INC COM NPV CMN 29444U502 13744 135539 SH DEFINED 2 0 135539 0 EQUINIX INC COM NPV CMN 29444U502 73 717 SH DEFINED 2 0 717 0 EQUINIX INC COM NPV CNV 29444UAF3 749 7256.75 SH SOLE 1 7256.75 0 0 EQUINIX INC COM NPV CNV 29444UAH9 4502 31986.16 SH SOLE 1 31986.16 0 0 ESTEE LAUDER COS INC/THE CMN 518439104 274 2438 SH DEFINED 2 0 2438 0 CLASS'A'COM USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ ESTEE LAUDER COS INC/THE CMN 518439104 32 282 SH DEFINED 1 0 282 0 CLASS'A'COM USD0.01 E-SYNC NETWORKS INC COM CMN 269156105 0 450 SH SOLE 1 450 0 0 ETFS SILVER TRUST ETP NPV CMN 26922X107 407 14800 SH SOLE 2 14800 0 0 EXCEL MARITIME CARRIERS CMN V3267N107 32 22300 SH SOLE 2 22300 0 0 LTD COM USD0.01 EXCELSIOR HENDERSON CMN 300906104 0 250 SH SOLE 1 250 0 0 MOTORCYCLE COM EXCO RESOURCES INC COM STK CMN 269279402 299 28605 SH SOLE 2 28605 0 0 USD0.001 EXELIS INC COM NPV CMN 30162A108 166 18300 SH SOLE 1 18300 0 0 EXELIXIS INC COM USD0.001 CMN 30161Q104 53 11197 SH SOLE 2 11197 0 0 EXELON CORP COM NPV CMN 30161N101 867 19999 SH DEFINED 2 0 19999 0 EXELON CORP COM NPV CMN 30161N101 254 5859 SH DEFINED 1 0 5859 0 EXPEDIA INC COM STK CMN 30212P303 71 2445 SH DEFINED 2 0 2445 0 USD0.001 EXPEDIA INC COM STK CMN 30212P303 1210 41708 SH DEFINED 1 0 41708 0 USD0.001 EXPRESS SCRIPTS INC COM CMN 302182100 81 1809 SH DEFINED 2 0 1809 0 USD0.01 EXPRESS SCRIPTS INC COM CMN 302182100 192 4294 SH DEFINED 1 0 4294 0 USD0.01 EXTERRAN COM STK USD0.01 CMN 30225X103 182 20000 SH SOLE 2 20000 0 0 EXTERRAN COM STK USD0.01 CNV 30225XAA1 21230 241252.69 SH SOLE 1 241252.69 0 0 EXTINCT AMARIN CORP PLC CMN 023111206 79 10500 SH SOLE 2 10500 0 0 ORD GBP0.50#DISABLED# EXTINCT BEARINGPOINT INC CNV 074002AA4 0 15238.09 SH SOLE 1 15238.09 0 0 USD0.01 EXTINCT CHINA SUNERGY CO CMN 16942X302 48 43008 SH SOLE 2 43008 0 0 LTD COM NPV EXTINCT KU6 MEDIA CO LTD CMN 48274B103 42 35400 SH SOLE 2 35400 0 0 COM NPV EXTINCT TERNIUM SA COM NPV CMN 880890108 419 22770 SH SOLE 2 22770 0 0 EXXON MOBIL CORP COM NPV CMN 30231G102 4659 54964 SH DEFINED 2 0 54964 0 EXXON MOBIL CORP COM NPV CMN 30231G102 6636 78292 SH DEFINED 2 0 78292 0 EXXON MOBIL CORP COM NPV CMN 30231G102 35 414 SH DEFINED 1 0 414 0 F5 NETWORKS INC COM STK NPV CMN 315616102 269 2532 SH DEFINED 2 0 2532 0 F5 NETWORKS INC COM STK NPV CMN 315616102 31 294 SH DEFINED 1 0 294 0 FAIRPOINT COMMUNICATIONS CMN 305560302 140.1015 32356 SH SOLE 4 32356 0 0 INC FAIRPOINT COMMUNICATIONS CMN 305560104 0 17 SH SOLE 2 17 0 0 INC COM STK USD0.01 FANNIE MAE COM NPV CMN 313586109 53 266050 SH SOLE 2 266050 0 0 FEDERAL MOGUL CORP CMN 313549404 908.6356 61602 SH SOLE 4 61602 0 0 FEDEX CORP COM USD0.10 CMN 31428X106 250 2998 SH SOLE 2 2998 0 0 FERRO CORP COM USD1 CMN 315405100 249 51000 SH SOLE 2 51000 0 0 FIDELITY NTL FIN INC CLASS CNV 31620RAD7 4457 46382.18 SH SOLE 1 46382.18 0 0 'A' COM STK USD0.0001 FIFTH THIRD BANCORP COM NPV CMN 316773100 411 32334 SH DEFINED 2 0 32334 0 FIFTH THIRD BANCORP COM NPV CMN 316773100 1590 124983 SH DEFINED 1 0 124983 0 FIN SELECT SECTOR SPDR CMN 81369Y605 317 24381 SH DEFINED 2 0 24381 0 AMEX FINANCIAL SELECT INDEX FIN SELECT SECTOR SPDR CMN 81369Y605 32511 2500825 SH DEFINED 1 0 2500825 0 AMEX FINANCIAL SELECT INDEX FINANCIAL BEAR 3X SHARES CMN 25459W144 1814 48584 SH SOLE 2 48584 0 0 FINANCIAL BEAR 3X SHARES FINET.COM INC COM USD0.01 CMN 317922409 0 41 SH SOLE 1 41 0 0 FIRST CAPITAL HOLDINGS CMN 319417101 0 350 SH SOLE 1 350 0 0 CORP. SYM FCHC

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ FIRST FITNESS INC COM NEW CMN 320259203 0 2 SH SOLE 1 2 0 0 FIRST HORIZON NATIONAL CMN 320517105 1223 152900 SH SOLE 2 152900 0 0 CORP COM USD0.625 FIRST SOLAR INC COM STK CMN 336433107 605 17933 SH SOLE 2 17933 0 0 USD0.001 FIRSTENERGY CORP COM CMN 337932107 549 12398 SH DEFINED 2 0 12398 0 USD0.10 FIRSTENERGY CORP COM CMN 337932107 400 9036 SH DEFINED 1 0 9036 0 USD0.10 FLUOR CORP COM USD0.01 CMN 343412102 1206 23998 SH SOLE 2 23998 0 0 FMC TECHNOLOGIES INC COM CMN 30249U101 547 10465 SH SOLE 2 10465 0 0 STK USD0.01 FOCUS MEDIA HOLDING LTD SP CMN 34415V109 4129 211850 SH DEFINED 2 0 211850 0 ADR RP 5 ORD USD0.00005 FOCUS MEDIA HOLDING LTD SP CMN 34415V109 86 4395 SH DEFINED 2 0 4395 0 ADR RP 5 ORD USD0.00005 FORD MOTOR CO COM STK CMN 345370134 2348 978260.86 SH DEFINED 2 0 978260.86 0 USD0.01 FORD MOTOR CO COM STK CMN 345370134 76 31623.26 SH DEFINED 1 0 31623.26 0 USD0.01 FORD MOTOR CO COM STK CMN 345370860 1324 123005 SH DEFINED 2 0 123005 0 USD0.01 FORD MOTOR CO COM STK CMN 345370860 1912 177656 SH DEFINED 2 0 177656 0 USD0.01 FORD MOTOR CO COM STK CMN 345370860 1040 96655 SH DEFINED 1 0 96655 0 USD0.01 FORD MOTOR CO COM STK CNV 345370CN8 47653 334408.6 SH SOLE 1 334408.6 0 0 USD0.01 FOREST CITY ENTS CMN 345550107 1847 156270 SH SOLE 2 156270 0 0 CLASS'A'COM USD0.33 1/3 FOREST CITY ENTS CNV 345550AM9 7976 71889.17 SH SOLE 1 71889.17 0 0 CLASS'A'COM USD0.33 1/3 Fortress Investment Group CMN 34958B106 344779.6962 60487666 SH SOLE 1 60487666 0 0 FOSSIL INC COM USD0.01 CMN 349882100 255 3214 SH DEFINED 2 0 3214 0 FOSSIL INC COM USD0.01 CMN 349882100 30 372 SH DEFINED 1 0 372 0 FOSTER WHEELER AG CHF3 CMN H27178104 395 20616 SH SOLE 2 20616 0 0 FRANCE TELECOM SA EUR4 CMN 35177Q105 483 30825 SH SOLE 2 30825 0 0 FREDDIE MAC COM USD0.21 CMN 313400301 18 85693 SH SOLE 2 85693 0 0 FREEPORT-MCMORAN COPPER & CMN 35671D857 1452 39476 SH DEFINED 2 0 39476 0 GOLD INC COM STK USD0.10 FREEPORT-MCMORAN COPPER & CMN 35671D857 31 841 SH DEFINED 1 0 841 0 GOLD INC COM STK USD0.10 FRONTIER COMMUNICATIONS CMN 35906A108 1 226 SH DEFINED 2 0 226 0 CORP CL B COM USD0.25 FRONTIER COMMUNICATIONS CMN 35906A108 147 28628 SH DEFINED 2 0 28628 0 CORP CL B COM USD0.25 FRONTLINE CAP GROUP COM CMN 35921N101 0 14 SH SOLE 1 14 0 0 FRONTLINE LTD COM USD2.50 CMN G3682E127 85 19701 SH SOLE 2 19701 0 0 FUSHI COPPERWELD INC COM CMN 36113E107 357 47500 SH SOLE 2 47500 0 0 STK USD0.006 GAFISA SA COM NPV CMN 362607301 593 128944 SH SOLE 2 128944 0 0 GANNETT CO INC COM USD1 CMN 364730101 145 10876 SH SOLE 2 10876 0 0 GAYLORD ENTERTAINMENT CO CMN 367905106 2028 84009 SH DEFINED 2 0 84009 0 COM USD0.01 GAYLORD ENTERTAINMENT CO CMN 367905106 7242 300000 SH DEFINED 2 0 300000 0 COM USD0.01 GAYLORD ENTERTAINMENT CO CNV 367905AE6 8112 72587.15 SH SOLE 1 72587.15 0 0 COM USD0.01 GENCORP INC COM USD0.10 CNV 368682AN0 25242 280619.89 SH SOLE 1 280619.89 0 0 GENERAL CABLE CORP COM CNV 369300AD0 914 9928 SH SOLE 1 9928 0 0 USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ GENERAL DYNAMICS CORP COM CMN 369550108 389 5858 SH SOLE 2 5858 0 0 USD1 GENERAL ELECTRIC CO COM CMN 369604103 637 35576 SH DEFINED 2 0 35576 0 USD0.06 GENERAL ELECTRIC CO COM CMN 369604103 7200 402008 SH DEFINED 2 0 402008 0 USD0.06 GENERAL ELECTRIC CO COM CMN 369604103 497 27764 SH DEFINED 1 0 27764 0 USD0.06 GENERAL MARITIME CORP NEW CMN Y2693R101 1.8125 125000 SH SOLE 4 125000 0 0 GENERAL MILLS INC COM STK CMN 370334104 548 13549 SH DEFINED 2 0 13549 0 USD0.10 GENERAL MILLS INC COM STK CMN 370334104 46 1141 SH DEFINED 1 0 1141 0 USD0.10 GENERAL MOLY INC COM STK CMN 370373102 40 13000 SH SOLE 2 13000 0 0 USD0.001 GENERAL MOTORS CO 0.01 CMN 37045V100 142 7021 SH DEFINED 2 0 7021 0 GENERAL MOTORS CO 0.01 CMN 37045V100 2717 134038 SH DEFINED 2 0 134038 0 GENERAL MOTORS CO 0.01 CMN 37045V100 2659 131199 SH DEFINED 1 0 131199 0 GENERAL MTRS CO CMN 37045V100 121.3565 5987 SH SOLE 4 1825 0 4162 GENERAL MTRS CO CNV 37045V118 63.52752 5439 SH SOLE 4 1656 0 3783 GENERAL MTRS CO CNV 37045V126 42.63393 5438 SH SOLE 4 1656 0 3782 GENESIS SOLAR CORP COM NPV CMN 37186R108 0 51 SH SOLE 1 51 0 0 GENETIC TECHNOLOGIES LTD CMN 37185R109 700 231000 SH SOLE 2 231000 0 0 NPV GENIE ENERGY LTD 'B'NPV CMN 372284208 103 13015 SH SOLE 1 13015 0 0 GENON ENERGY INC COM CMN 37244E107 65 24986 SH DEFINED 2 0 24986 0 USD0.001 GENON ENERGY INC COM CMN 37244E107 0 14 SH DEFINED 1 0 14 0 USD0.001 GENTIVA HEALTH SERVICES CMN 37247A102 9 1300 SH DEFINED 2 0 1300 0 INC COM USD0.10 GENTIVA HEALTH SERVICES CMN 37247A102 1856 275000 SH DEFINED 1 0 275000 0 INC COM USD0.10 GENUINE PARTS CO COM STK CMN 372460105 281 4590 SH SOLE 2 4590 0 0 USD1 GENWORTH FINANCIAL INC COM CMN 37247D106 77 11828 SH SOLE 2 11828 0 0 CL'A'USD0.001 GERDAU SA PRF NPV CMN 373737105 3542 453583 SH DEFINED 2 0 453583 0 GERDAU SA PRF NPV CMN 373737105 714 91393 SH DEFINED 2 0 91393 0 GERON CORP COM USD0.001 CMN 374163103 222 150001 SH SOLE 2 150001 0 0 GFI GROUP INC COM USD0.01 CMN 361652209 47 11301 SH SOLE 2 11301 0 0 GIANT INTERACTIVE CMN 374511103 169 41300 SH SOLE 2 41300 0 0 GROUP-ADR ADR EACH REPR 1 ORD SH GILEAD SCIENCES INC COM CMN 375558103 22325 545445 SH DEFINED 2 0 545445 0 USD0.001 GILEAD SCIENCES INC COM CMN 375558103 1522 37189 SH DEFINED 2 0 37189 0 USD0.001 GILEAD SCIENCES INC COM CNV 375558AN3 7440 68034.6 SH SOLE 1 68034.6 0 0 USD0.001 GLAXOSMITHKLINE PLC ORD CMN 37733W105 237 5200 SH SOLE 2 5200 0 0 GBP0.25 GLOBAL EAGLE ACQUISITION CMN 37951D110 0 26086.95 SH SOLE 6 26086.95 0 0 CORP COM NPV GLOBAL TELESYSTEMS INC COM CMN 37936U104 0 1039 SH SOLE 1 1039 0 0 GLOBAL X URANIUM ETF ETP CMN 37950E754 132 16145 SH SOLE 2 16145 0 0 NPV GLOBUS MARITIME LTD CMN Y27265209 0 10200 SH SOLE 2 10200 0 0 USD0.00004 GMX RESOURCES INC COM CMN 38011M108 21 17150 SH SOLE 2 17150 0 0 USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ GO ONLINE NETWORKS CORP CMN 380185108 0 400 SH SOLE 1 400 0 0 COM GOLDCORP INC COM NPV CMN 380956409 456 10296 SH SOLE 2 10296 0 0 GOODRICH CORP COM USD5 CMN 382388106 15343 124037 SH DEFINED 2 0 124037 0 GOODRICH CORP COM USD5 CMN 382388106 6049 48900 SH DEFINED 1 0 48900 0 GOODRICH PETROLEUM CORP CNV 382410AC2 4882 53003.63 SH SOLE 1 53003.63 0 0 COM USD0.20 GOODRICH PETROLEUM CORP CNV 382410603 304 10000 SH SOLE 1 10000 0 0 PERP PFD CONV SER B GOODYEAR TIRE & RUBBER CMN 382550101 236 16621 SH SOLE 2 16621 0 0 CO/THE COM NPV GOOGLE INC COM USD0.001 CMN 38259P508 1602 2480 SH DEFINED 2 0 2480 0 CL'A' GOOGLE INC COM USD0.001 CMN 38259P508 1489 2305 SH DEFINED 2 0 2305 0 CL'A' GOOGLE INC COM USD0.001 CMN 38259P508 74 115 SH DEFINED 3 0 115 0 CL'A' GOOGLE INC COM USD0.001 CMN 38259P508 474 734 SH DEFINED 1 0 734 0 CL'A' GREAT PLAINS ENERGY INC CNV 391164803 1651 25000 SH SOLE 1 25000 0 0 PRF50 GREAT WESTN LD & REC INC CMN 39142A104 0 93 SH SOLE 1 93 0 0 COM GREEN MOUNTAIN COFFEE CMN 393122106 1149 25614 SH SOLE 2 25614 0 0 ROASTERS INC COM USD0.10 GREENLAND CORP COM PAR CMN 39530P309 0 19 SH SOLE 1 19 0 0 $0.001 GREENLIGHT COMMUNICATIONS CMN 39536R200 0 400 SH SOLE 1 400 0 0 INC COM NEW GROUP 1 AUTOMOTIVE INC COM CNV 398905AF6 1271 8510.28 SH SOLE 1 8510.28 0 0 USD0.01 GROUP LONG DISTANCE INC COM CMN 398901108 0 400 SH SOLE 1 400 0 0 GRUBB & ELLIS CO COM STK CMN 400095204 4 30303 SH SOLE 1 30303 0 0 USD0.01 GULF RESOURCES INC USD0.001 CMN 40251W309 19 10400 SH SOLE 2 10400 0 0 H QUOTIENT INC COM CMN 40426E101 0 209 SH SOLE 1 209 0 0 H&R BLOCK INC COM NPV CMN 093671105 185 11299 SH SOLE 2 11299 0 0 HALLIBURTON CO COM USD2.50 CMN 406216101 46 1341 SH DEFINED 2 0 1341 0 HALLIBURTON CO COM USD2.50 CMN 406216101 4116 119258 SH DEFINED 2 0 119258 0 HALLIBURTON CO COM USD2.50 CMN 406216101 31 905 SH DEFINED 1 0 905 0 HANSEN MEDICAL INC COM STK CMN 411307101 166 64440 SH SOLE 2 64440 0 0 USD0.0001 HANSEN NATURAL CORP COM CMN 411310105 195 2119 SH DEFINED 2 0 2119 0 USD0.005 HANSEN NATURAL CORP COM CMN 411310105 33 361 SH DEFINED 1 0 361 0 USD0.005 HANWHA SOLARONE CO LTD ADR CMN 41135V103 14 14546 SH SOLE 2 14546 0 0 EACH REPR 5 ORD SHS HARLEYSVILLE GROUP INC COM CMN 412824104 243 4304 SH SOLE 2 4304 0 0 USD1 HARMONY GOLD MINING CO LTD CMN 413216300 230 19743 SH SOLE 2 19743 0 0 ZAR0.50 HARTFORD FINANCIAL CMN 416515104 167 10283 SH SOLE 2 10283 0 0 SERVICES GROUP INC COM USD0.01 HASBRO INC COM USD0.50 CMN 418056107 363 11380 SH SOLE 2 11380 0 0 HDFC BANK LTD INR2 CMN 40415F101 825 31389 SH SOLE 2 31389 0 0 HEALTH CARE REIT INC 6.5% CNV 42217K601 2045 40000 SH SOLE 1 40000 0 0 CNV PREF 31/12/2049 HEALTH CARE REIT INC USD1 CNV 42217KAP1 3820 32971.93 SH SOLE 1 32971.93 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ HEALTH CARE REIT INC USD1 CNV 42217KAQ9 12495 109511.89 SH SOLE 1 109511.89 0 0 HEALTH CARE REIT INC USD1 CNV 42217KAR7 696 6082.53 SH SOLE 1 6082.53 0 0 HEALTHSPRING INC USD0.01 CMN 42224N101 8971 164486 SH SOLE 2 164486 0 0 HECLA MINING CO COM USD0.25 CMN 422704106 311 59500 SH SOLE 2 59500 0 0 HEINZ (HJ) COM USD0.25 CMN 423074103 690 12767 SH SOLE 2 12767 0 0 HELIX ENERGY SOLUTIONS CNV 127914AB5 274 2738.55 SH SOLE 1 2738.55 0 0 GROUP INC COM NPV HELM CAP GROUP INC COM CMN 423418102 0 2091 SH SOLE 1 2091 0 0 HERBALIFE LTD COM USD0.002 CMN G4412G101 4630 89613 SH SOLE 2 89613 0 0 HERCULES TECHNOLOGY GROWTH CNV 427096AA0 14357 168208.57 SH SOLE 1 168208.57 0 0 CAP INC COM USD0.001 HERSHEY CO/THE COM USD1 CMN 427866108 187 3029 SH DEFINED 2 0 3029 0 HERSHEY CO/THE COM USD1 CMN 427866108 545 8825 SH DEFINED 1 0 8825 0 HERTZ GLOBAL HOLDINGS INC CMN 42805T105 120 10280 SH SOLE 2 10280 0 0 COM STK USD0.01 HERTZ GLOBAL HOLDINGS INC CNV 42805TAA3 77152 494720.96 SH SOLE 1 494720.96 0 0 COM STK USD0.01 HESS CORP COM USD1 CMN 42809H107 1844 32460 SH DEFINED 2 0 32460 0 HESS CORP COM USD1 CMN 42809H107 196 3453 SH DEFINED 2 0 3453 0 HEWLETT-PACKARD CO COM CMN 428236103 12709 493345 SH DEFINED 2 0 493345 0 USD0.01 HEWLETT-PACKARD CO COM CMN 428236103 2031 78824 SH DEFINED 2 0 78824 0 USD0.01 HEXCEL CORP COM USD0.01 CMN 428291108 202 8345 SH SOLE 2 8345 0 0 HICKS ACQUISITION CO II CMN 429090103 0 400000 SH SOLE 6 400000 0 0 INC COM NPV HOLIDAY RV SUPERSTORES INC CMN 434902201 0 200000 SH SOLE 1 200000 0 0 USD0.01 HOLOGIC INC COM USD0.01 CNV 436440AB7 308 2822.4 SH SOLE 1 2822.4 0 0 HOME DEPOT INC COM USD0.05 CMN 437076102 1346 32012 SH SOLE 2 32012 0 0 HOME SOLUTIONS AMER INC COM CMN 437355100 0 300 SH SOLE 1 300 0 0 HONEYWELL INTERNATIONAL CMN 438516106 1376 25316 SH SOLE 2 25316 0 0 INC COM USD1 HORNBECK OFFSHORE SERVICES CMN 440543106 212 6837 SH DEFINED 2 0 6837 0 INC COM USD0.01 HORNBECK OFFSHORE SERVICES CMN 440543106 344 11090 SH DEFINED 1 0 11090 0 INC COM USD0.01 HOSPIRA INC COM USD0.01 CMN 441060100 209 6894 SH SOLE 2 6894 0 0 HOST HOTELS & RESORTS INC CNV 44107TAG1 4535 36428.19 SH SOLE 1 36428.19 0 0 COM STK USD0.01 HUGHES ELECTRONICS CMN 25490A101 532 12449 SH DEFINED 2 0 12449 0 CORP/OLD COM USD0.01 HUGHES ELECTRONICS CMN 25490A101 30 705 SH DEFINED 1 0 705 0 CORP/OLD COM USD0.01 HUMAN GENOME SCIENCES INC CMN 444903108 112 15223 SH SOLE 2 15223 0 0 COM USD0.01 HUNTINGTON BANCSHARES CMN 446150104 86 15588 SH SOLE 2 15588 0 0 INC/OH COM STK NPV HYPERDYNAMICS CORP COM CMN 448954107 123 50100 SH SOLE 2 50100 0 0 USD0.001 HYUNDAI MOTOR CO KRW5000 CMN 449187509 0 0.5 SH SOLE 2 0.5 0 0 IAMGOLD CORP COM NPV CMN 450913108 1984 125202 SH SOLE 2 125202 0 0 IBIZ TECHNOLOGY CORP COM CMN 45103B205 0 25 SH SOLE 1 25 0 0 NEW ICICI BANK LTD INR10 CMN 45104G104 1057 40000 SH DEFINED 2 0 40000 0 ICICI BANK LTD INR10 CMN 45104G104 1271 48086 SH DEFINED 2 0 48086 0 IDEARC INC COM CMN 451663108 0 820 SH SOLE 1 820 0 0 IEMI USD0.001 CMN 44950Q100 0 17500 SH SOLE 1 17500 0 0 IEXALT INC USD0.001 CMN 451691208 0 3 SH SOLE 1 3 0 0 ILLINOIS TOOL WORKS INC CMN 452308109 665 14242 SH DEFINED 2 0 14242 0 COM NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ ILLINOIS TOOL WORKS INC CMN 452308109 122 2610 SH DEFINED 2 0 2610 0 COM NPV ILLUMINA INC COM USD0.01 CMN 452327109 1862 61080 SH SOLE 2 61080 0 0 INCYTE CORP COM USD0.001 CMN 45337C102 255 17001 SH DEFINED 2 0 17001 0 INCYTE CORP COM USD0.001 CMN 45337C102 4647 309567 SH DEFINED 1 0 309567 0 INCYTE CORP COM USD0.001 CNV 45337CAJ1 103830 553758.54 SH SOLE 1 553758.54 0 0 INDEXIQ ETF TR US RL EST CMN 45409B628 4405 250000 SH SOLE 1 250000 0 0 SMCP INDUSTRIAL SELECT SECT CMN 81369Y704 864 25600 SH DEFINED 2 0 25600 0 SPDR AMEX INDUSTRIAL SELECT INDUSTRIAL SELECT SECT CMN 81369Y704 34 1000 SH DEFINED 2 0 1000 0 SPDR AMEX INDUSTRIAL SELECT INDUSTRIAL SELECT SECT CMN 81369Y704 7 200 SH DEFINED 1 0 200 0 SPDR AMEX INDUSTRIAL SELECT INFORMATION HWY COM INC COM CMN 456723105 0 200 SH SOLE 1 200 0 0 INFORMATION SYSTEMS CMN 45676R108 2 30000 SH SOLE 2 30000 0 0 ASSOCIATES INC COM NPV INFOSYS LTD INR5 CMN 456788108 2351 45764 SH SOLE 2 45764 0 0 INNOVACOM INC COM NPV CMN 45765K105 0 5000 SH SOLE 1 5000 0 0 INTEGRA LIFESCI HL COM STK CNV 457985AJ8 705 8356.4 SH SOLE 1 8356.4 0 0 USD0.01 INTEGRATED HEALTH SVCS INC CMN 45812C106 0 19 SH SOLE 1 19 0 0 COM INTEL CORP COM USD0.001 CMN 458140100 487 20087 SH DEFINED 2 0 20087 0 INTEL CORP COM USD0.001 CMN 458140100 3047 125651 SH DEFINED 2 0 125651 0 INTEL CORP COM USD0.001 CNV 458140AF7 13668 109042.31 SH SOLE 1 109042.31 0 0 INTERDIGITAL INC COM STK CNV 458660AA5 1001 9505.63 SH SOLE 1 9505.63 0 0 USD0.01 INTERDIGITAL INC COM STK CMN 45867G101 329 7555 SH SOLE 2 7555 0 0 USD0.01 INTERGRATED COMM NETWORKS CMN 458111101 0 8 SH SOLE 1 8 0 0 INC COM INTERIORS INC CL A CMN 458688108 0 600 SH SOLE 1 600 0 0 INTERNATIONAL BUSINESS CMN 459200101 426 2315 SH SOLE 2 2315 0 0 MACHINES CORP COM USD0.20 INTERNATIONAL GAME CMN 459902102 8769 509814 SH DEFINED 2 0 509814 0 TECHNOLOGY USD0.00062 INTERNATIONAL GAME CMN 459902102 236 13721 SH DEFINED 2 0 13721 0 TECHNOLOGY USD0.00062 INTEROIL CORP COM NPV CMN 460951106 764 14950 SH SOLE 2 14950 0 0 INTERPUBLIC GROUP OF COS CNV 460690803 1896 2121 SH SOLE 1 2121 0 0 CNV 5.25% CNV PRF SER 'B' INTERPUBLIC GROUP OF COS CNV 460690BA7 37454 373797.09 SH SOLE 1 373797.09 0 0 INC COM USD0.10 INTL FLAVORS & FRAGRANCES CMN 459506101 234 4471 SH SOLE 2 4471 0 0 INC COM USD0.125 INTUITIVE SURGICAL INC COM CMN 46120E602 408 881 SH DEFINED 2 0 881 0 USD0.001 INTUITIVE SURGICAL INC COM CMN 46120E602 714 1543 SH DEFINED 1 0 1543 0 USD0.001 INVESCO MORTGAGE CAPITAL CMN 46131B100 492 35000 SH SOLE 2 35000 0 0 INC USD0.01 IPATH INVERSE S&P 500 VIX CMN 06740L592 660 20000 SH SOLE 2 20000 0 0 SHOR ETP NPV IPATH S&P 500 VIX MID-TERM CMN 06740C519 723 11916 SH SOLE 1 11916 0 0 FUTURES ETN IPATH S&P 500 VIX M/T FU ETN

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ IPATH S&P 500 VIX CMN 06740C261 6218 175000 SH DEFINED 1 0 175000 0 SHORT-TERM FUTURES ETN ETP NPV IPATH S&P 500 VIX CMN 06740C261 17768 500095 SH DEFINED 2 0 500095 0 SHORT-TERM FUTURES ETN IPATH S&P 500 VIX S/T FU ETN IPATH S&P 500 VIX CMN 06740C261 55 1558 SH DEFINED 2 0 1558 0 SHORT-TERM FUTURES ETN IPATH S&P 500 VIX S/T FU ETN IPG PHOTONICS CORP COM CMN 44980X109 177 5219 SH DEFINED 2 0 5219 0 USD0.0001 IPG PHOTONICS CORP COM CMN 44980X109 29 869 SH DEFINED 1 0 869 0 USD0.0001 ISHARES DJ SELECT DIVIDEND CMN 464287168 213 3970 SH SOLE 2 3970 0 0 ISHARES GOLD TRUST COMEX CMN 464285105 79 5200 SH DEFINED 2 0 5200 0 GOLD ETF USD ISHARES GOLD TRUST COMEX CMN 464285105 92 6017 SH DEFINED 3 0 6017 0 GOLD ETF USD ISHARES INC - MSCI MEXICO CMN 464286822 208 3860 SH SOLE 2 3860 0 0 FREE INDX FUND ISHARES INC - MSCI TAIWAN CMN 464286731 577 49260 SH SOLE 2 49260 0 0 INDX FUND ISHARES INC MSCI JAPAN CMN 464286848 177 19391 SH DEFINED 2 0 19391 0 MSCI JAPAN INDEX FUND ISHARES INC MSCI JAPAN CMN 464286848 476 52245 SH DEFINED 1 0 52245 0 MSCI JAPAN INDEX FUND ISHARES INC MSCI SOUTH CMN 464286772 7008 134108 SH SOLE 1 134108 0 0 KOREA INDEX FUND ISHARES MSCI BRAZIL MSCI CMN 464286400 9 150 SH DEFINED 2 0 150 0 BRAZIL INDEX FUND ISHARES MSCI BRAZIL MSCI CMN 464286400 1945 33895 SH DEFINED 2 0 33895 0 BRAZIL INDEX FUND ISHARES MSCI BRAZIL MSCI CMN 464286400 13450 234367 SH DEFINED 1 0 234367 0 BRAZIL INDEX FUND ISHARES MSCI EAFE INDEX CMN 464287465 1281 25867 SH DEFINED 2 0 25867 0 FUND MSCI EAFE INDEX FUND ISHARES MSCI EAFE INDEX CMN 464287465 30 600 SH DEFINED 2 0 600 0 FUND MSCI EAFE INDEX FUND ISHARES MSCI EAFE INDEX CMN 464287465 565 11400 SH DEFINED 1 0 11400 0 FUND MSCI EAFE INDEX FUND ISHARES MSCI EMERGING CMN 464286566 513 21800 SH SOLE 2 21800 0 0 MARKETS EASTERN EUROPE INDEX FUND ETP NPV ISHARES MSCI GERMANY INDEX CMN 464286806 230 11951 SH SOLE 2 11951 0 0 MSCI GERMANY INDEX FUND ISHARES MSCI SINGAPORE CMN 464286673 458 42315 SH SOLE 2 42315 0 0 MSCI SINGAPORE FREE INDEX F ISHARES MSCI TURKEY INDEX CMN 464286715 638 15506 SH SOLE 2 15506 0 0 FD ISHARES MSCI TURKEY INDEX FD ISHARES RUSSELL 2000 CMN 464287655 1327 17990 SH DEFINED 2 0 17990 0 RUSSELL 2000 INDEX FUND ISHARES RUSSELL 2000 CMN 464287655 189 2565 SH DEFINED 2 0 2565 0 RUSSELL 2000 INDEX FUND ISHARES RUSSELL 2000 CMN 464287655 76768 1040921 SH DEFINED 1 0 1040921 0 RUSSELL 2000 INDEX FUND ISHARES SILVER TST ISHARES CMN 46428Q109 1228 45601 SH DEFINED 2 0 45601 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ ISHARES SILVER TST ISHARES CMN 46428Q109 108 4000 SH DEFINED 1 0 4000 0 ISHARES TRUST 1-3 YRS CMN 464287457 212 2504 SH SOLE 2 2504 0 0 TREASURY INDEX FUND ISHARES TRUST DOW JONES US CMN 464287739 284 5000 SH SOLE 1 5000 0 0 REAL EST IDX F ISHARES TRUST FUNDS HYG CMN 464288513 6278 70197 SH SOLE 2 70197 0 0 FUNDS HYG ISHARES TRUST GOLDMAN CMN 464287242 1923 16907 SH SOLE 2 16907 0 0 SACHS CRP BD FD ISHARES TRUST LEHMAN 20 CMN 464287432 758 6250 SH SOLE 2 6250 0 0 PLUS YR TREASURY ISHARES TRUST LEHMAN US CMN 464287226 6371 57787 SH SOLE 2 57787 0 0 AGGREGATE BOND FD ISHARES TRUST MCSI BRIC CMN 464286657 558 15386 SH SOLE 2 15386 0 0 INDEX FUND ISHARES TRUST MSCI CMN 464287234 1157 30491 SH DEFINED 2 0 30491 0 EMERGING MARKETS INDEX ISHARES TRUST MSCI CMN 464287234 26531 699278 SH DEFINED 2 0 699278 0 EMERGING MARKETS INDEX ISHARES TRUST MSCI CMN 464287234 7266 191503 SH DEFINED 1 0 191503 0 EMERGING MARKETS INDEX ITT CORP USD1 CMN 450911201 39 2001 SH DEFINED 2 0 2001 0 ITT CORP USD1 CMN 450911201 203 10499 SH DEFINED 1 0 10499 0 IVANHOE ENERGY INC COM NPV CMN 465790103 12 10500 SH SOLE 2 10500 0 0 IVANHOE MINES LTD/CA COM CMN 46579N103 3802 214556 SH SOLE 2 214556 0 0 NPV IXIA COM NPV CMN 45071R109 127 12100 SH SOLE 1 12100 0 0 JAB INTL INC COM CMN 466078102 0 381 SH SOLE 1 381 0 0 JABIL CIRCUIT INC COM CMN 466313103 434 22094 SH SOLE 2 22094 0 0 USD0.001 JAKKS PACIFIC INC COM STK CMN 47012E106 1474 104481 SH SOLE 1 104481 0 0 USD0.001 JANUS CAPITAL GROUP INC CMN 47102X105 60 9500 SH DEFINED 2 0 9500 0 COM USD0.01 JANUS CAPITAL GROUP INC CMN 47102X105 2682 425000 SH DEFINED 1 0 425000 0 COM USD0.01 JAZZ PHARMACEUTICALS INC CMN 472147107 226 5852 SH SOLE 2 5852 0 0 COM STK USD0.0001 JOHNSON & JOHNSON COM USD1 CMN 478160104 368 5619 SH DEFINED 2 0 5619 0 JOHNSON & JOHNSON COM USD1 CMN 478160104 11306 172397 SH DEFINED 2 0 172397 0 JOHNSON CONTROLS INC COM CMN 478366107 374 11976 SH DEFINED 2 0 11976 0 STK USD0.01388 JOHNSON CONTROLS INC COM CMN 478366107 34 1080 SH DEFINED 1 0 1080 0 STK USD0.01388 JOY GLOBAL INC COM USD1 CMN 481165108 313 4173 SH DEFINED 2 0 4173 0 JOY GLOBAL INC COM USD1 CMN 481165108 27 365 SH DEFINED 1 0 365 0 JP MORGAN CHASE BANK NA CMN 46625H100 653 19641 SH DEFINED 1 0 19641 0 COM USD1 JPMORGAN CHASE & CO COM CMN 46625H100 10326 310554 SH DEFINED 2 0 310554 0 USD1 JPMORGAN CHASE & CO COM CMN 46625H100 1873 56319 SH DEFINED 2 0 56319 0 USD1 JPMORGAN CHASE & CO COM CMN 46625H100 6 170 SH DEFINED 3 0 170 0 USD1 JUNIPER NETWORKS INC COM CMN 48203R104 247 12126 SH SOLE 2 12126 0 0 USD0.00001 KAISER ALUMINUM CORP COM CMN 483007704 3498 76243 SH SOLE 2 76243 0 0 USD0.01 KANDI TECHNOLGIES CORP COM CMN 483709101 43 11600 SH SOLE 2 11600 0 0 STK USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ KB HOME COM STK USD1 CMN 48666K109 129 19200 SH SOLE 2 19200 0 0 KELLOGG CO COM USD0.25 CMN 487836108 244 4827 SH SOLE 2 4827 0 0 KERYX BIOPHARMACEUTICALS CMN 492515101 74 29413 SH SOLE 2 29413 0 0 INC COM USD0.001 KEYCORP COM USD1 CMN 493267108 94 12262 SH SOLE 2 12262 0 0 KILROY REALTY CORP COM STK CNV 49427RAC6 4460 37682.81 SH SOLE 1 37682.81 0 0 USD0.01 KIMBERLY-CLARK CORP COM CMN 494368103 673 9149 SH SOLE 2 9149 0 0 USD1.25 KIMCO REALTY CORP COM CMN 49446R109 292 17975 SH SOLE 2 17975 0 0 USD0.01 KINDER MORGAN INC/DELAWARE CMN 49456B101 12 362 SH DEFINED 2 0 362 0 COM NPV KINDER MORGAN INC/DELAWARE CMN 49456B101 965 30000 SH DEFINED 1 0 30000 0 COM NPV KINROSS GOLD CORP COM NPV CMN 496902404 652 57217 SH SOLE 2 57217 0 0 KKR & CO LP LTD PART NPV CMN 48248M102 0 2 SH DEFINED 2 0 2 0 KKR & CO LP LTD PART NPV CMN 48248M102 2088 162742 SH DEFINED 1 0 162742 0 KLA-TENCOR CORP COM CMN 482480100 214 4435 SH SOLE 2 4435 0 0 USD0.001 KNIGHT CAPITAL GROUP INC CMN 499005106 6992 591542 SH DEFINED 2 0 591542 0 CLASS 'A'COM USD0.01 KNIGHT CAPITAL GROUP INC CMN 499005106 1 100 SH DEFINED 2 0 100 0 CLASS 'A'COM USD0.01 KODIAK OIL & GAS CORP COM CMN 50015Q100 291 30600 SH SOLE 2 30600 0 0 NPV KOHLBERG CAP CORP COM STK CNV 500233AA9 739 8296.78 SH SOLE 1 8296.78 0 0 USD0.01 KOHL'S CORP COM USD0.01 CMN 500255104 1347 27290 SH DEFINED 2 0 27290 0 KOHL'S CORP COM USD0.01 CMN 500255104 337 6825 SH DEFINED 1 0 6825 0 KRAFT FOODS INC COM STK CMN 50075N104 1981 53023 SH DEFINED 2 0 53023 0 NPV CLS'A' KRAFT FOODS INC COM STK CMN 50075N104 43 1158 SH DEFINED 1 0 1158 0 NPV CLS'A' KROGER CO/THE COM USD1 CMN 501044101 722 29820 SH SOLE 2 29820 0 0 L 3 COMMUNICATIONS HOLDING CNV 502413AW7 1560 16365.38 SH SOLE 1 16365.38 0 0 COM USD0.01 LAFAYETTE INDUSTRIES INC CMN 506377100 0 750 SH SOLE 1 750 0 0 COM LAM RESEARCH CORP COM CNV 512807AH1 1490 15820.37 SH SOLE 1 15820.37 0 0 USD0.001 LAS VEGAS SANDS CORP COM CMN 517834107 1636 38277 SH DEFINED 2 0 38277 0 USD0.001 LAS VEGAS SANDS CORP COM CMN 517834107 2141 50097 SH DEFINED 2 0 50097 0 USD0.001 LASERSIGHT INC COM NEW CMN 517924304 0 1491 SH SOLE 1 1491 0 0 LDK SOLAR CO LTD ADR EACH CMN 50183L107 79 18949 SH SOLE 2 18949 0 0 REPR 1 ORD USD0.10 LEAR CORP CMN 521865204 358.2 9000 SH SOLE 4 9000 0 0 LEGGETT & PLATT INC USD0.01 CMN 524660107 444 19270 SH SOLE 2 19270 0 0 LEHMAN BROTHERS HOLDINGS CMN 524908100 1 34803 SH SOLE 2 34803 0 0 INC USD0.1 LENNAR CORP COM CMN 526057104 102 5180 SH DEFINED 2 0 5180 0 CL'A'USD0.10 LENNAR CORP COM CMN 526057104 641 32637 SH DEFINED 1 0 32637 0 CL'A'USD0.10 LEVEL 3 COMMUNICATIONS INC CNV 52729NBQ2 2702 24814.81 SH SOLE 1 24814.81 0 0 USD0.01 LIFE TECHNOLOGIES CORP COM CNV 46185RAK6 9594 96079.2 SH SOLE 1 96079.2 0 0 USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ LIFEPOINT HOSPITALS INC CNV 53219LAH2 1013 9944 SH SOLE 1 9944 0 0 COM USD0.01 LIGHTNING ROD SOFTWARE INC CMN 532244100 0 20 SH SOLE 1 20 0 0 COM LIMELIGHT NETWORKS INC COM CMN 53261M104 95 32000 SH DEFINED 2 0 32000 0 STK USD0.001 LIMELIGHT NETWORKS INC COM CMN 53261M104 16 5300 SH DEFINED 1 0 5300 0 STK USD0.001 LINCARE HOLDINGS INC COM CNV 532791AF7 1130 10464.41 SH SOLE 1 10464.41 0 0 USD0.01 LINCOLN NATIONAL CORP COM CMN 534187109 252 12968 SH SOLE 2 12968 0 0 NPV LINEAR TECHNOLOGY CORP COM CNV 535678AC0 2121 20718.84 SH SOLE 1 20718.84 0 0 USD0.001 LLOYDS BANKING GROUP PLC CMN 539439109 226 143732 SH SOLE 2 143732 0 0 GBP0.1 LOCKHEED MARTIN CORP COM CMN 539830109 325 4014 SH SOLE 2 4014 0 0 USD1 LOOPNET INC COM STK CMN 543524300 32 1748 SH DEFINED 2 0 1748 0 USD0.001 LOOPNET INC COM STK CMN 543524300 6031 329909 SH DEFINED 1 0 329909 0 USD0.001 LORILLARD INC USD0.01 CMN 544147101 898 7877 SH DEFINED 2 0 7877 0 LORILLARD INC USD0.01 CMN 544147101 199 1743 SH DEFINED 1 0 1743 0 LOWE'S COS INC COM USD0.50 CMN 548661107 1207 47553 SH SOLE 2 47553 0 0 LSI CORP COM STK USD0.01 CMN 502161102 87 14601 SH SOLE 2 14601 0 0 LTD BRANDS INC COM USD0.50 CMN 532716107 1644 40738 SH SOLE 2 40738 0 0 LYONDELLBASELL INDUSTRIES CMN N53745100 2623 80720 SH DEFINED 2 0 80720 0 AF SCA NPV LYONDELLBASELL INDUSTRIES CMN N53745100 107 3301 SH DEFINED 2 0 3301 0 AF SCA NPV LYONDELLBASELL INDUSTRIES N CMN N53745100 4505.84337 191076 SH SOLE 4 159975 0 31101 LYRIC INTL INC COM NEW CMN 552350209 0 5 SH SOLE 1 5 0 0 MACY'S INC COM STK USD0.01 CMN 55616P104 262 8147 SH SOLE 2 8147 0 0 MAGIC SOFTWARE ENTERPRISES CMN 559166103 0 200 SH SOLE 2 200 0 0 LTD COM ILS0.10 MAGNUM HUNTER RESOURCES CMN 55973G119 0 600 SH SOLE 2 600 0 0 CORP COM USD0.01 MANNKIND CORP COM USD0.01 CMN 56400P201 147 58900 SH SOLE 2 58900 0 0 MANPOWERGROUP COM USD0.01 CMN 56418H100 1384 38711 SH SOLE 2 38711 0 0 MARATHON OIL CORP COM USD1 CMN 565849106 448 15313 SH SOLE 2 15313 0 0 MARC PHARMACEUTICALS INC CMN 566137105 0 3735000 SH SOLE 1 3735000 0 0 COM MARCHFIRST INC COM CMN 566244109 0 600 SH SOLE 1 600 0 0 MAREX INC COM NEW CMN 566536306 0 520 SH SOLE 1 520 0 0 MARKET VECTORS - GOLD CMN 57060U100 8229 160000 SH DEFINED 2 0 160000 0 MINERS ETF GOLD MINES MARKET VECTORS - GOLD CMN 57060U100 2819 54816 SH DEFINED 2 0 54816 0 MINERS ETF GOLD MINES MARKET VECTORS - GOLD CMN 57060U100 6777 131770 SH DEFINED 1 0 131770 0 MINERS ETF GOLD MINES MARKET VECTORS ETF SBI CMN 57060U506 105 3930 SH DEFINED 2 0 3930 0 USD0.001 RUSSIA ETF TRU MARKET VECTORS ETF SBI CMN 57060U506 1695 63587 SH DEFINED 2 0 63587 0 USD0.001 RUSSIA ETF TRU MARKET VECTORS JUNIOR GOLD CMN 57060U589 636 25753 SH DEFINED 2 0 25753 0 MINERS ETF ETP NPV MARKET VECTORS JUNIOR GOLD CMN 57060U589 1354 54800 SH DEFINED 1 0 54800 0 MINERS ETF ETP NPV MARKET VECTORS RARE CMN 57060U472 322 21600 SH SOLE 2 21600 0 0 EARTH/STRATEGIC METALS ETF ETP NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ MARKET VECTORS VIETNAM ETF CMN 57060U761 508 34885 SH SOLE 2 34885 0 0 ETP NPV MARRIOTT INTERNATIONAL INC CMN 571903202 4609 158000 SH DEFINED 1 0 158000 0 COM USD0.01 CLASS 'A' MARRIOTT INTL INC/DE COM CMN 571903202 207 7096 SH DEFINED 2 0 7096 0 USD0.01 CLASS 'A' MARRIOTT VACATIONS CMN 57164Y107 475 27700 SH SOLE 1 27700 0 0 WORLDWIDE CORP COM NPV MARSH & MCLENNAN COS INC CMN 571748102 218 6890 SH SOLE 2 6890 0 0 COM USD1 MARTHA STEWART LIVING CMN 573083102 88 20000 SH SOLE 2 20000 0 0 OMNIMEDIA CLASS'A' USD0.01 MARVELL TECHNOLOGY GROUP CMN G5876H105 142 10285 SH SOLE 2 10285 0 0 LTD COM USD0.002 MASCO CORP COM USD1 CMN 574599106 286 27326 SH SOLE 2 27326 0 0 MASTEC INC COM USD0.10 CNV 576323AM1 11447 85357.97 SH SOLE 1 85357.97 0 0 MASTERCARD INC COM CMN 57636Q104 594 1594 SH DEFINED 2 0 1594 0 USD0.0001 CLASS 'A' MASTERCARD INC COM CMN 57636Q104 229 613 SH DEFINED 1 0 613 0 USD0.0001 CLASS 'A' MATERIALS SELECT SECTOR CMN 81369Y100 14 430 SH DEFINED 2 0 430 0 SPDR SBI MATERIALS NPV MATERIALS SELECT SECTOR CMN 81369Y100 670 20000 SH DEFINED 1 0 20000 0 SPDR SBI MATERIALS NPV MATTEL INC COM USD1 CMN 577081102 207 7463 SH DEFINED 2 0 7463 0 MATTEL INC COM USD1 CMN 577081102 32 1157 SH DEFINED 1 0 1157 0 MCCORMICK & SCHMICK'S CMN 579793100 932 106598 SH SOLE 1 106598 0 0 SEAFOO COM STK USD0.001 MCDERMOTT INTERNATIONAL CMN 580037109 517 44936 SH SOLE 2 44936 0 0 INC COM STK USD1 MCDONALD'S CORP COM USD0.01 CMN 580135101 3325 33145 SH SOLE 2 33145 0 0 MCGRAW-HILL COS INC/THE CMN 580645109 1148 25523 SH DEFINED 2 0 25523 0 COM USD1 MCGRAW-HILL COS INC/THE CMN 580645109 35 780 SH DEFINED 1 0 780 0 COM USD1 MCKESSON CORP COM USD0.01 CMN 58155Q103 309 3972 SH DEFINED 2 0 3972 0 MCKESSON CORP COM USD0.01 CMN 58155Q103 14 177 SH DEFINED 1 0 177 0 MCMORAN EXPLORATION CO COM CMN 582411104 127 8700 SH DEFINED 2 0 8700 0 USD0.01 MCMORAN EXPLORATION CO COM CMN 582411104 1470 101000 SH DEFINED 1 0 101000 0 USD0.01 MEAD JOHNSON NUTRITION CO CMN 582839106 682 9918 SH DEFINED 2 0 9918 0 COM USD0.01 MEAD JOHNSON NUTRITION CO CMN 582839106 183 2669 SH DEFINED 1 0 2669 0 COM USD0.01 MEADWESTVACO CORP COM CMN 583334107 82 2735 SH DEFINED 2 0 2735 0 USD0.01 MEADWESTVACO CORP COM CMN 583334107 353 11800 SH DEFINED 1 0 11800 0 USD0.01 MECHEL OAO CMN 583840103 9535 1121711 SH SOLE 2 1121711 0 0 MED/WASTE INC COM CMN 583921101 0 2000 SH SOLE 1 2000 0 0 MEDCO HEALTH SOLUTIONS INC CMN 58405U102 14084 251943 SH DEFINED 2 0 251943 0 COM USD0.01 MEDCO HEALTH SOLUTIONS INC CMN 58405U102 7348 131449 SH DEFINED 1 0 131449 0 COM USD0.01 MEDIVATION INC COM USD0.01 CMN 58501N101 3707 80397 SH SOLE 2 80397 0 0 MEDTRAK ELECTRONICS INC COM CMN 58505A105 0 100 SH SOLE 1 100 0 0 MEDTRONIC INC COM USD0.10 CMN 585055106 2083 54468 SH DEFINED 2 0 54468 0 MEDTRONIC INC COM USD0.10 CMN 585055106 299 7807 SH DEFINED 2 0 7807 0 MEDTRONIC INC COM USD0.10 CNV 585055AM8 3298 32703.7 SH SOLE 1 32703.7 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ MEGALITH CORP COM CMN 58515K101 0 50 SH SOLE 1 50 0 0 MELCO PBL ENTERTAI ADR CMN 585464100 149 15516 SH SOLE 2 15516 0 0 REPR 3 ORD SHS USD0.01 MEMC ELECTRONIC MATERIALS CMN 552715104 79 19935 SH SOLE 2 19935 0 0 COM USD0.01 MENTOR GRAPHICS CORP COM CNV 587200AJ5 6388 63534.56 SH SOLE 1 63534.56 0 0 NPV MERCADOLIBRE INC COM STK CMN 58733R102 279 3502 SH SOLE 2 3502 0 0 USD0.001 MERCK & CO INC COM USD0.01 CMN 58933Y105 1594 42275 SH DEFINED 2 0 42275 0 MERCK & CO INC COM USD0.01 CMN 58933Y105 773 20494 SH DEFINED 2 0 20494 0 METASOURCE GROUP INC COM CMN 59139R209 0 3740 SH SOLE 1 3740 0 0 NEW METAWAVE COMMUNICATIONS CP CMN 591409107 0 37500 SH SOLE 1 37500 0 0 METLIFE INC COM USD0.01 CMN 59156R108 134 4296 SH DEFINED 2 0 4296 0 METLIFE INC COM USD0.01 CMN 59156R108 1335 42808 SH DEFINED 1 0 42808 0 METROPCS COMMUNICATIONS CMN 591708102 13 1501 SH DEFINED 2 0 1501 0 INC COM STK USD0.0001 METROPCS COMMUNICATIONS CMN 591708102 608 70100 SH DEFINED 1 0 70100 0 INC COM STK USD0.0001 MGM RESORTS INTERNATIONAL CMN 552953101 175 16782 SH SOLE 2 16782 0 0 COM STK USD0.01 MICROCHIP TECHNOLOGY INC CNV 595017AB0 18028 133788.67 SH SOLE 1 133788.67 0 0 COM USD0.001 MICRON TECHNOLOGY INC COM CMN 595112103 478 75996 SH DEFINED 2 0 75996 0 USD0.10 MICRON TECHNOLOGY INC COM CMN 595112103 304 48374 SH DEFINED 1 0 48374 0 USD0.10 MICRON TECHNOLOGY INC COM CNV 595112AH6 8235 86226.28 SH SOLE 1 86226.28 0 0 USD0.10 MICRON TECHNOLOGY INC COM CNV 595112AJ2 22737 159448.81 SH SOLE 1 159448.81 0 0 USD0.10 MICRON TECHNOLOGY INC COM CNV 595112AK9 234 2752.29 SH SOLE 1 2752.29 0 0 USD0.10 MICRON TECHNOLOGY INC COM CNV 595112AM5 14782 166842.1 SH SOLE 1 166842.1 0 0 USD0.10 MICROSOFT CORP COM CMN 594918104 9100 350524 SH DEFINED 2 0 350524 0 USD0.0000125 MICROSOFT CORP COM CMN 594918104 664 25572 SH DEFINED 1 0 25572 0 USD0.0000125 MICROVISION INC WA COM STK CMN 594960106 5 15000 SH SOLE 2 15000 0 0 USD0.01 MILESTONE SCIENTIFIC INC CMN 59935P209 123 341259 SH SOLE 2 341259 0 0 COM USD0.001 MINERALS MINING CORP DEL CMN 603156100 0 6 SH SOLE 1 6 0 0 COM MIRACOR DIAGNOSTICS INC COM CMN 60461S104 0 25 SH SOLE 1 25 0 0 MOBILE TELESYSTEMS OJSC CMN 607409109 9849 670942 SH SOLE 2 670942 0 0 MOLYCORP INC COM NPV CMN 608753109 372 15496 SH SOLE 2 15496 0 0 MONARCH CAP CORP DEL COM CMN 609023106 0 100 SH SOLE 1 100 0 0 SYM MONP MONSANTO CO COM STK USD0.01 CMN 61166W101 1362 19433 SH DEFINED 2 0 19433 0 MONSANTO CO COM STK USD0.01 CMN 61166W101 457 6520 SH DEFINED 2 0 6520 0 MONSTER WORLDWIDE INC COM CMN 611742107 207 26050 SH SOLE 2 26050 0 0 USD0.001 MOODY'S CORP COM USD0.01 CMN 615369105 207 6144 SH DEFINED 2 0 6144 0 MOODY'S CORP COM USD0.01 CMN 615369105 32 960 SH DEFINED 1 0 960 0 MORGAN STANLEY COM STK CMN 617446448 928 61329 SH DEFINED 2 0 61329 0 USD0.01 MORGAN STANLEY COM STK CMN 617446448 2315 153023 SH DEFINED 2 0 153023 0 USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ MORGANS HOTEL GROUP CO COM CNV 61748WAB4 3182 39161.43 SH SOLE 1 39161.43 0 0 STK NPV MOSAIC CO/THE COM STK CMN 61945C103 671 13312 SH SOLE 2 13312 0 0 USD0.01 MOTOROLA MOBILITY HOLDINGS CMN 620097105 23558 607164 SH DEFINED 2 0 607164 0 INC COM NPV MOTOROLA MOBILITY HOLDINGS CMN 620097105 8761 225800 SH DEFINED 1 0 225800 0 INC COM NPV MOTOROLA SOLUTIONS INC CNV 530715AN1 6619 117155 SH SOLE 1 117155 0 0 USD0.01 MOTOROLA SOLUTIONS INC CMN 620076307 555 11997 SH SOLE 2 11997 0 0 USD0.01 MOVADO GROUP INC COM CMN 624580106 182 10000 SH SOLE 2 10000 0 0 USD0.01 MPTV INC COM NEW CMN 553424409 0 3670 SH SOLE 1 3670 0 0 MUELLER WATER PROD COM STK CMN 624758108 180 73800 SH DEFINED 2 0 73800 0 USD0.01 SER 'A' MUELLER WATER PROD COM STK CMN 624758108 14 5700 SH DEFINED 1 0 5700 0 USD0.01 SER 'A' MULTI SOLUTIONS INC COM CMN 625430103 0 1500 SH SOLE 1 1500 0 0 MYLAN INC COM USD0.50 CNV 628530AG2 16878 167694.87 SH SOLE 1 167694.87 0 0 MYLAN INC COM USD0.50 CNV 628530AJ6 74321 425300.3 SH SOLE 1 425300.3 0 0 MYREXIS INC NON-VTG USD0.01 CMN 62856H107 59 22156 SH SOLE 2 22156 0 0 MYTURN COM COM CMN 628690109 0 500 SH SOLE 1 500 0 0 NASDAQ 100 INDEX TRACK CMN 73935A104 452 8104 SH DEFINED 2 0 8104 0 STCK UNITS SERIES'1' NASDAQ 100 INDEX TRACK CMN 73935A104 290 5200 SH DEFINED 1 0 5200 0 STCK UNITS SERIES'1' NASH FINCH CO COM USD1.66 CNV 631158AD4 4098 89388.93 SH SOLE 1 89388.93 0 0 2/3 NATIONAL MICRONETICS INC CMN 636904104 0 114 SH SOLE 1 114 0 0 COM NATIONAL BANK OF GREECE SA CMN 633643606 128 64663 SH SOLE 2 64663 0 0 EUR5.00(REGD) NATIONAL OILWELL VARCO INC CMN 637071101 613 9009 SH SOLE 2 9009 0 0 COM USD0.01 NATIONAL RETAIL PROPERTIES CNV 637417AA4 6402 57057.05 SH SOLE 1 57057.05 0 0 INC COM USD0.01 NATIONAL RETAIL PROPERTIES CNV 637417AC0 5727 50482.16 SH SOLE 1 50482.16 0 0 INC COM USD0.01 NAVIOS MARITIME HOLDINGS CMN Y62196103 54 15265 SH SOLE 2 15265 0 0 INC USD0.0001 NBI INC COM NEW CMN 628735201 0 15 SH SOLE 1 15 0 0 NEKTAR THERAPEUTICS COM CMN 640268108 120 21400 SH SOLE 2 21400 0 0 USD0.0001 NET SERVICOS DE CMN 64109T201 197 20492 SH SOLE 2 20492 0 0 COMUNICACAO SA PRF NPV NETAPP INC COM USD0.001 CMN 64110D104 251 6909 SH DEFINED 2 0 6909 0 NETAPP INC COM USD0.001 CMN 64110D104 596 16442 SH DEFINED 1 0 16442 0 NETLOGIC MICROSYSTEMS INC CMN 64118B100 23897 482076 SH DEFINED 2 0 482076 0 COM USD0.01 NETLOGIC MICROSYSTEMS INC CMN 64118B100 4090 82500 SH DEFINED 1 0 82500 0 COM USD0.01 NETWORK CN INC USD0.001 CMN 64125G209 5 31800 SH SOLE 2 31800 0 0 NETWORK PLUS CORP COM CMN 64122D506 0 1211 SH SOLE 1 1211 0 0 NEWCARE HEALTH CORP COM CMN 651053100 0 5 SH SOLE 1 5 0 0 NEWELL RUBBERMAID INC COM CMN 651229106 366 22664 SH SOLE 2 22664 0 0 USD1 NEWFIELD EXPLORATION CO CMN 651290108 745 19745 SH SOLE 2 19745 0 0 COM USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ NEWMONT MINING CORP COM CMN 651639106 3241 54005 SH DEFINED 2 0 54005 0 USD1.60 NEWMONT MINING CORP COM CMN 651639106 779 12984 SH DEFINED 2 0 12984 0 USD1.60 NEWMONT MINING CORP COM CNV 651639AH9 1278 9171.82 SH SOLE 1 9171.82 0 0 USD1.60 NEWMONT MINING CORP COM CNV 651639AK2 3496 26615.06 SH SOLE 1 26615.06 0 0 USD1.60 NEWS CORP COM USD0.01 CMN 65248E104 839 47040 SH DEFINED 2 0 47040 0 CLASS'A' NEWS CORP COM USD0.01 CMN 65248E104 4090 229287 SH DEFINED 1 0 229287 0 CLASS'A' NIKE INC CLASS'B'COM NPV CMN 654106103 769 7979 SH DEFINED 2 0 7979 0 NIKE INC CLASS'B'COM NPV CMN 654106103 37 380 SH DEFINED 1 0 380 0 NOBLE CORP CHF3.54 CMN H5833N103 689 22800 SH SOLE 2 22800 0 0 NOBLE ENERGY INC COM CMN 655044105 540 5722 SH DEFINED 2 0 5722 0 USD3.33 1/3 NOBLE ENERGY INC COM CMN 655044105 3 30 SH DEFINED 1 0 30 0 USD3.33 1/3 NOKIA OYJ NPV CMN 654902204 2132 442317 SH SOLE 2 442317 0 0 NORDSTROM INC COM NPV CMN 655664100 321 6452 SH SOLE 2 6452 0 0 NORTHROP GRUMMAN CORP COM CMN 666807102 385 6580 SH DEFINED 2 0 6580 0 USD1 NORTHROP GRUMMAN CORP COM CMN 666807102 924 15795 SH DEFINED 1 0 15795 0 USD1 NORTHWEST PIPE CO COM CMN 667746101 416 18197 SH SOLE 1 18197 0 0 USD0.01 NORTHWESTERN CORP-OLD CMN 668074107 0 2800 SH SOLE 1 2800 0 0 NOVAGOLD RESOURCES INC COM CMN 66987E206 105 12419 SH SOLE 2 12419 0 0 NPV NOVELLUS SYSTEMS INC COM CNV 670008AC5 11024 92015.99 SH SOLE 1 92015.99 0 0 NPV NUANCE COMMUNICATIONS INC CMN 67020Y100 105 4169 SH DEFINED 2 0 4169 0 COM USD0.001 NUANCE COMMUNICATIONS INC CMN 67020Y100 210 8327 SH DEFINED 1 0 8327 0 COM USD0.001 NUCOR CORP COM STK USD0.40 CMN 670346105 5253 132760 SH DEFINED 2 0 132760 0 NUCOR CORP COM STK USD0.40 CMN 670346105 233 5892 SH DEFINED 2 0 5892 0 NUVASIVE INC COM USD0.001 CMN 670704105 835 66310 SH DEFINED 2 0 66310 0 NUVASIVE INC COM USD0.001 CMN 670704105 2 130 SH DEFINED 2 0 130 0 NUVASIVE INC COM USD0.001 CMN 670704105 22 1765 SH DEFINED 1 0 1765 0 NVIDIA CORP COM USD0.001 CMN 67066G104 4448 320918 SH DEFINED 2 0 320918 0 NVIDIA CORP COM USD0.001 CMN 67066G104 166 11957 SH DEFINED 1 0 11957 0 NYSE EURONEXT COM STK CMN 629491101 430 16460 SH DEFINED 2 0 16460 0 USD0.01 NYSE EURONEXT COM STK CMN 629491101 55 2110 SH DEFINED 1 0 2110 0 USD0.01 OCCIDENTAL PETROLEUM CORP CMN 674599105 664 7082 SH DEFINED 2 0 7082 0 COM USD0.20 OCCIDENTAL PETROLEUM CORP CMN 674599105 317 3382 SH DEFINED 2 0 3382 0 COM USD0.20 OCCIDENTAL PETROLEUM CORP CMN 674599105 245 2612 SH DEFINED 1 0 2612 0 COM USD0.20 OCEANEERING INTERNATIONAL CMN 675232102 222 4821 SH SOLE 2 4821 0 0 INC COM USD0.25 OLD REPUBLIC INTERNATIONAL CNV 680223AH7 907 10296.01 SH SOLE 1 10296.01 0 0 CORP COM USD1 OMNICARE CAPITAL TRUST II CNV 68214Q200 434 9400 SH SOLE 1 9400 0 0 PRF50 OMNICARE INC COM USD1 CMN 681904108 210 6084 SH SOLE 2 6084 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ OMNICARE INC COM USD1 CNV 681904AN8 18498 132458.21 SH SOLE 1 132458.21 0 0 ON SEMICONDUCTOR CORP COM CNV 682189AG0 2376 21809.52 SH SOLE 1 21809.52 0 0 USD0.01 ONCOR INC COM CMN 682311105 0 15000 SH SOLE 1 15000 0 0 ONEOK INC COM USD0.01 CMN 682680103 239 2752 SH SOLE 2 2752 0 0 ONYX PHARMACEUTICALS INC CMN 683399109 217 4937 SH SOLE 2 4937 0 0 COM USD0.001 OPENWAVE SYSTEMS INC COM CMN 683718308 40 25000 SH SOLE 2 25000 0 0 USD0.001 ORACLE CORP COM USD0.01 CMN 68389X105 8686 338632 SH DEFINED 2 0 338632 0 ORACLE CORP COM USD0.01 CMN 68389X105 1387 54075 SH DEFINED 2 0 54075 0 ORCKIT COMMUNICATIONS LTD CMN M7531S206 10 10000 SH SOLE 2 10000 0 0 NPV O'REILLY AUTOMOTIVE INC CMN 67103H107 280 3507 SH SOLE 2 3507 0 0 COM USD0.01 ORIENT-EXPRESS HOTELS LTD CMN G67743107 75 10000 SH SOLE 2 10000 0 0 CL'A'COM USD0.01 OSCIENT PHARMACEUTICALS CMN 68812R303 0 29 SH SOLE 1 29 0 0 CORP COM NEW OWENS-ILLINOIS INC COM CNV 69073TAQ6 977 10617.23 SH SOLE 1 10617.23 0 0 USD0.01 PACIFIC BIOSCIENCES OF CMN 69404D108 38 13500 SH SOLE 2 13500 0 0 CALIFORNIA INC USD0.0001 PACIFIC ETHANOL INC CMN 69423U206 22 20714 SH SOLE 2 20714 0 0 USD0.001 PACIFIC GATEWAY EX COM STK CMN 694327107 0 170 SH SOLE 1 170 0 0 USD0.0001 PACIFIC SUNWEAR OF CMN 694873100 171 100000 SH SOLE 2 100000 0 0 CALIFORNIA INC COM USD0.01 PALLET MGMT SYS INC COM NEW CMN 696435304 0 2200 SH SOLE 1 2200 0 0 PAN AMERICAN SILVER CORP CMN 697900108 263 12036 SH SOLE 2 12036 0 0 COM NPV PARAGON SHIPPING INC COM CMN 69913R309 24 37780 SH SOLE 2 37780 0 0 STK USD0.001 CL'A' PATRIOT COAL CORP COM STK CMN 70336T104 180 21224 SH SOLE 2 21224 0 0 USD0.01 PDL BIOPHARMA INC COM STK CMN 69329Y104 484 78000 SH DEFINED 2 0 78000 0 USD0.01 PDL BIOPHARMA INC COM STK CMN 69329Y104 42 6800 SH DEFINED 2 0 6800 0 USD0.01 PDL BIOPHARMA INC COM STK CNV 69329YAA2 48444 454877.34 SH SOLE 1 454877.34 0 0 USD0.01 PDL BIOPHARMA INC COM STK CNV 69329YAC8 6542 64864.42 SH SOLE 1 64864.42 0 0 USD0.01 PEABODY ENERGY CORP COM CMN 704549104 1403 42369 SH DEFINED 2 0 42369 0 STK USD0.01 PEABODY ENERGY CORP COM CMN 704549104 492 14854 SH DEFINED 2 0 14854 0 STK USD0.01 PEABODY ENERGY CORP COM CMN 704549104 530 16000 SH DEFINED 1 0 16000 0 STK USD0.01 PENNICHUCK CORP COM USD1 CMN 708254206 513 17788 SH SOLE 1 17788 0 0 PEPSICO INC CAP USD0.016666 CMN 713448108 1648 24831 SH SOLE 2 24831 0 0 PEREGRINE SYSTEMS INC COM CMN 71366Q101 0 15 SH SOLE 1 15 0 0 PERFECT WORLD CO LTD ADR CMN 71372U104 1312 125340 SH SOLE 2 125340 0 0 EACH REPR 5 COM CLS'B'S PERRIGO CO COM NPV CMN 714290103 310 3185 SH SOLE 2 3185 0 0 PETROBRAS ARGENTINA SA CMN 71646J109 1754 138980 SH SOLE 2 138980 0 0 CLASS'B'ARS1 PETROLEO BRASILEIRO SA - CMN 71654V408 73370 2952508 SH DEFINED 2 0 2952508 0 PETROBRAS COM NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ PETROLEO BRASILEIRO SA - CMN 71654V408 31590 1271222 SH DEFINED 2 0 1271222 0 PETROBRAS COM NPV PETROLEUM DEVELOPMENT CORP CNV 716578AC3 2621 24646.22 SH SOLE 1 24646.22 0 0 COM USD0.01 PETSMART INC COM USD0.0001 CMN 716768106 135 2639 SH DEFINED 2 0 2639 0 PETSMART INC COM USD0.0001 CMN 716768106 1364 26597 SH DEFINED 1 0 26597 0 PFIZER INC COM USD0.05 CMN 717081103 3879 179259 SH SOLE 2 179259 0 0 PG&E CORP COM NPV CMN 69331C108 203 4933 SH SOLE 2 4933 0 0 PHARMASSET INC COM STK CMN 71715N106 43236 337258 SH DEFINED 2 0 337258 0 USD0.001 PHARMASSET INC COM STK CMN 71715N106 2500 19500 SH DEFINED 1 0 19500 0 USD0.001 PHARMATHENE INC USD0.0001 CMN 71714G102 69 54500 SH SOLE 2 54500 0 0 PHARMERICA CORP COM STK CMN 71714F104 1342 88418 SH SOLE 1 88418 0 0 USD0.01 PHH CORP COM NPV CMN 693320202 1352 126388 SH DEFINED 2 0 126388 0 PHH CORP COM NPV CMN 693320202 26 2384 SH DEFINED 2 0 2384 0 PHILIP MORRIS CMN 718172109 2537 32322 SH DEFINED 2 0 32322 0 INTERNATIONAL INC COM STK NPV 'WI' PHILIP MORRIS CMN 718172109 121 1537 SH DEFINED 1 0 1537 0 INTERNATIONAL INC COM STK NPV 'WI' PHOENIX RES TECHNOLOGIES CMN 719131203 0 2 SH SOLE 1 2 0 0 INC COM NEW PINNACLE WEST CAPITAL CORP CMN 723484101 281 5831 SH SOLE 2 5831 0 0 COM NPV PLATINUM GROUP METALS LTD CMN 72765Q205 11 13000 SH SOLE 2 13000 0 0 COM NPV PLUM CREEK TIMBER CO INC CMN 729251108 1047.06 27000 SH SOLE 5 27000 0 0 PLURISTEM THERAPEUTICS INC CMN 72940R102 25 10000 SH SOLE 2 10000 0 0 COM STK USD0.00001 PNC FINANCIAL SERVICES CMN 693475105 3398 58930 SH DEFINED 2 0 58930 0 GROUP INC COM USD5 PNC FINANCIAL SERVICES CMN 693475105 8 139 SH DEFINED 2 0 139 0 GROUP INC COM USD5 PNC FINANCIAL SERVICES CMN 693475105 3315 57487 SH DEFINED 1 0 57487 0 GROUP INC COM USD5 POLARIS INDUSTRIES INC COM CMN 731068102 185 3300 SH DEFINED 2 0 3300 0 USD0.01 POLARIS INDUSTRIES INC COM CMN 731068102 31 554 SH DEFINED 1 0 554 0 USD0.01 POLYPORE INTERNATIONAL INC CMN 73179V103 219 4972 SH SOLE 2 4972 0 0 COM STK USD0.01 POTASH CORP OF CMN 73755L107 544 13167 SH SOLE 2 13167 0 0 SASKATCHEWAN COM NPV POWER-ONE INC COM USD0.001 CMN 73930R102 289 74021 SH SOLE 2 74021 0 0 POWERSHARES DB AGRICULTURE CMN 73936B408 325 11242 SH SOLE 2 11242 0 0 FUND POWERSHARES DB AGRICULTURE POWERSHARES DB COMMODITY CMN 73935S105 2226 82929 SH DEFINED 2 0 82929 0 IND UNIT BEN INT POWERSHARES DB COMMODITY CMN 73935S105 24 900 SH DEFINED 1 0 900 0 IND UNIT BEN INT POWERSHARES DB OIL FUND CMN 73936B507 293 10255 SH SOLE 2 10255 0 0 POWERSHARES DB OIL FUND POWERSHARES GLOBAL GLOBAL CMN 73936T623 246 15770 SH SOLE 2 15770 0 0 WATER PORTFOLIO POWERSHARES INDIA CMN 73935L100 655 40195 SH SOLE 2 40195 0 0 PORTFOLIO POWER SHS INDIA PORT

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ POWERWAVE TECHNOLOGIES INC CMN 739363307 61 29500 SH SOLE 2 29500 0 0 USD0.0001 PPG INDUSTRIES INC COM CMN 693506107 181 2170 SH DEFINED 2 0 2170 0 USD1.666 PPG INDUSTRIES INC COM CMN 693506107 205 2450 SH DEFINED 1 0 2450 0 USD1.666 PPL CORP COM USD0.01 CMN 69351T106 166 5654 SH DEFINED 2 0 5654 0 PPL CORP COM USD0.01 CMN 69351T106 347 11800 SH DEFINED 1 0 11800 0 PPL CORP PRF50 CNV 69351T601 2226 40000 SH SOLE 1 40000 0 0 PRICELINE.COM INC COM CMN 741503403 926 1979 SH DEFINED 2 0 1979 0 USD0.008 PRICELINE.COM INC COM CMN 741503403 79 168 SH DEFINED 1 0 168 0 USD0.008 PRICELINE.COM INC COM CNV 741503AM8 570 3467.98 SH SOLE 1 3467.98 0 0 USD0.008 PRIMUS TELECOMMUNICATIONS CMN 741929301 1554.395 122780 SH SOLE 4 117540 0 5240 GR PROCTER & GAMBLE CO COM NPV CMN 742718109 22 330 SH DEFINED 2 0 330 0 PROCTER & GAMBLE CO COM NPV CMN 742718109 4210 63114 SH DEFINED 2 0 63114 0 PROCTER & GAMBLE CO COM NPV CMN 742718109 8 117 SH DEFINED 1 0 117 0 PROGRESS ENERGY INC COM NPV CMN 743263105 30 540 SH DEFINED 2 0 540 0 PROGRESS ENERGY INC COM NPV CMN 743263105 5378 96000 SH DEFINED 1 0 96000 0 PROLOGIS INC COM USD0.01 CNV 74340XAT8 3860 37626.21 SH SOLE 1 37626.21 0 0 PROSHARES TRUST ULTRASHORT CMN 74347R867 164 10705 SH SOLE 2 10705 0 0 PROSHARES TRUST ULTRSHORT CMN 74347R883 1004 52067 SH SOLE 2 52067 0 0 S&P500 PROSHARES ULTRA SILVER CMN 74347W841 555 13337 SH SOLE 2 13337 0 0 PROSHARES ULTRA SILVER PROSHARES ULTRASHORT CMN 74347W668 343 8866 SH SOLE 2 8866 0 0 DJ-AIG CRUDE OIL 'AIG CRUDE OIL'PROSHRE U/S DJ-AIG CRUDE OI PROSHARES ULTRASHORT QQQ CMN 74347X237 211 4670 SH SOLE 2 4670 0 0 ULTRASHORT QQQ PROSHARES PROSPECT CAPITAL CORP COM CNV 74348TAA0 6397 68710.35 SH SOLE 1 68710.35 0 0 STK USD0.001 PROSPECT CAPITAL CORP COM CNV 74348TAB8 10494 120689.65 SH SOLE 1 120689.65 0 0 STK USD0.001 PROTALIX BIOTHERAPEUTICS CMN 74365A101 234 47500 SH SOLE 2 47500 0 0 INC COM STK USD0.0001 PSIVIDA CORP CDI CMN 74440J101 111 100000 SH SOLE 2 100000 0 0 PSS WORLD MED INC COM CNV 69366AAC4 18142 141402.71 SH SOLE 1 141402.71 0 0 USD0.01 PUBLIC SERVICE ENTERPRISE CMN 744573106 776 23496 SH SOLE 2 23496 0 0 GROUP INC COM NPV PULTE GROUP INC COM USD0.01 CMN 745867101 399 63195 SH SOLE 2 63195 0 0 QUAD SYSTEMS CORP USD0.03 CMN 74730Q104 0 40 SH SOLE 1 40 0 0 QUALCOMM INC COM USD0.0001 CMN 747525103 45 821 SH DEFINED 2 0 821 0 QUALCOMM INC COM USD0.0001 CMN 747525103 710 12978 SH DEFINED 2 0 12978 0 QUALCOMM INC COM USD0.0001 CMN 747525103 44 800 SH DEFINED 3 0 800 0 QUALITY DISTR INC FLA CMN 74756M102 362.4975 32222 SH SOLE 4 30234 0 1988 QUANTECH LTD COM NEW CMN 74762K306 0 18 SH SOLE 1 18 0 0 QUESTCOR PHARMACEUTICALS CMN 74835Y101 208 5011 SH SOLE 2 5011 0 0 INC COM NPV QUICKSILVER RESOURCES INC CMN 74837R104 87 12962 SH SOLE 2 12962 0 0 COM USD0.01 QUOKKA SPORTS INC COM NEW CMN 749077400 0 280 SH SOLE 1 280 0 0 RACKSPACE HOSTING INC COM CMN 750086100 307 7145 SH SOLE 2 7145 0 0 NPV RADIAN GROUP INC COM CMN 750236101 83 35550 SH SOLE 2 35550 0 0 USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ RADIOSHACK CORP COM USD1 CMN 750438103 581 59876 SH SOLE 2 59876 0 0 RADVISION LTD ILS0.1 CMN M81869105 93 11000 SH SOLE 2 11000 0 0 RALPH LAUREN CORP CMN 751212101 1145 8291 SH DEFINED 2 0 8291 0 CLASS'A'COM USD0.01 RALPH LAUREN CORP CMN 751212101 32 234 SH DEFINED 1 0 234 0 CLASS'A'COM USD0.01 RAMBUS INC COM USD0.001 CMN 750917106 152 20183 SH SOLE 2 20183 0 0 RANDGOLD RESOURCES LTD ORD CMN 752344309 651 6373 SH SOLE 2 6373 0 0 USD0.05 RANGE RESOURCES CORP COM CMN 75281A109 880 14201 SH SOLE 2 14201 0 0 USD0.01 RAPTOR PHARMACEUTICAL CORP CMN 75382F106 2923 466883 SH SOLE 2 466883 0 0 USD0.001 RARE ELEMENT RESOURCES LTD CMN 75381M102 192 59038 SH SOLE 2 59038 0 0 COM NPV RASER TECHNOLOGIES INC COM CMN 754055101 0 160800 SH SOLE 1 160800 0 0 RAYONIER INC CMN 754907103 1097.52 24000 SH SOLE 5 24000 0 0 RAYONIER INC COM NPV CNV 75508AAB2 8971 71996.02 SH SOLE 1 71996.02 0 0 RAYONIER INC COM NPV CNV 75508AAD8 2295 16239.52 SH SOLE 1 16239.52 0 0 RAYTHEON CO COM USD0.01 CMN 755111507 497 10282 SH SOLE 2 10282 0 0 RED HAT INC COM STK CMN 756577102 248 6015 SH SOLE 2 6015 0 0 USD0.0001 REGENERON PHARMACEUTICALS CMN 75886F107 203 3663 SH SOLE 2 3663 0 0 INC COM USD0.001 REGIONS FINANCIAL CORP CMN 7591EP100 2 503 SH DEFINED 2 0 503 0 (NEW) COM USD0.625 REGIONS FINANCIAL CORP CMN 7591EP100 379 88200 SH DEFINED 1 0 88200 0 (NEW) COM USD0.625 RELIANCE GROUP HOLDINGS CMN 759464100 0 294 SH SOLE 1 294 0 0 INC COM RENESOLA LTD ORD SHS NPV CMN 75971T103 0 4 SH DEFINED 3 0 4 0 RENESOLA LTD ORD SHS NPV CMN 75971T103 198 129572 SH DEFINED 2 0 129572 0 RENESOLA LTD ORD SHS NPV CNV 75971TAA1 898 18957.34 SH SOLE 2 18957.34 0 0 RESEARCH IN MOTION LTD COM CMN 760975102 686 47333 SH DEFINED 2 0 47333 0 NPV RESEARCH IN MOTION LTD COM CMN 760975102 4396 303172 SH DEFINED 2 0 303172 0 NPV RETAIL HOLDRS TR DEP RCPT CMN 76127U101 0 50 SH SOLE 1 50 0 0 REYNOLDS AMERICAN INC COM CMN 761713106 321 7746 SH SOLE 2 7746 0 0 USD0.0001 RIGEL PHARMACEUTICALS INC CMN 766559603 206 26100 SH SOLE 2 26100 0 0 COM USD0.001 RIGHTNOW TECHNOLOGIES INC CMN 76657R106 1822 42634 SH SOLE 2 42634 0 0 COM USD0.001 RIGHTNOW TECHNOLOGIES INC CNV 76657RAB2 429 2978.99 SH SOLE 1 2978.99 0 0 COM USD0.001 RIO TINTO PLC ORD GBP0.10 CMN 767204100 1531 31288 SH SOLE 2 31288 0 0 RIVERBED TECHNOLOGY INC CMN 768573107 266 11331 SH SOLE 2 11331 0 0 COM USD0.0001 ROBOTIC VISION SYS INC COM CMN 771074309 0 378865 SH SOLE 1 378865 0 0 NEW ROSS STORES INC COM USD0.01 CMN 778296103 836 17594 SH DEFINED 2 0 17594 0 ROSS STORES INC COM USD0.01 CMN 778296103 422 8886 SH DEFINED 1 0 8886 0 ROVI CORP COM USD0.001 CNV 779376AB8 955 9565.05 SH SOLE 1 9565.05 0 0 ROWAN COS INC COM USD0.125 CMN 779382100 427 14067 SH SOLE 2 14067 0 0 ROYAL CARIBBEAN CRUISES CMN V7780T103 494 19935 SH SOLE 2 19935 0 0 LTD COM USD0.01 RPC INC COM USD0.10 CMN 749660106 233 12749 SH DEFINED 2 0 12749 0 RPC INC COM USD0.10 CMN 749660106 31 1707 SH DEFINED 1 0 1707 0 RSC HOLDINGS INC COM STK CMN 74972L102 1708 92350 SH SOLE 2 92350 0 0 NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ RTI INTERNATIONAL METALS CNV 74973WAA5 2646 26315.78 SH SOLE 1 26315.78 0 0 INC COM USD0.01 RUSSELL EXCHANGE TRADED CMN 782474696 8910 200000 SH SOLE 1 200000 0 0 FDS TR LOW P/E ETF RUSSELL EXCHANGE TRADED CMN 782474480 12138 200000 SH SOLE 1 200000 0 0 FDS TR SMALL CAP ETF RYDER SYSTEM INC COM CMN 783549108 205 3857 SH SOLE 2 3857 0 0 USD0.50 S1 CORP COM USD0.01 CMN 78463B101 422 44074 SH DEFINED 2 0 44074 0 S1 CORP COM USD0.01 CMN 78463B101 6625 692246 SH DEFINED 1 0 692246 0 SAF T LOK INC COM NEW CMN 78636P201 0 130 SH SOLE 1 130 0 0 SAFE BULKERS INC COM NPV CMN Y7388L103 60 10000 SH SOLE 2 10000 0 0 SAKS INC COM USD0.10 CMN 79377W108 3828 392600 SH DEFINED 2 0 392600 0 SAKS INC COM USD0.10 CMN 79377W108 215 22000 SH DEFINED 2 0 22000 0 SAKS INC COM USD0.10 CNV 79377WAL2 28745 284461.15 SH SOLE 1 284461.15 0 0 SALESFORCE.COM INC COM CMN 79466L302 11835 116644 SH DEFINED 2 0 116644 0 USD0.001 SALESFORCE.COM INC COM CMN 79466L302 501 4942 SH DEFINED 2 0 4942 0 USD0.001 SALESFORCE.COM INC COM CNV 79466LAB0 6481 47514.73 SH SOLE 1 47514.73 0 0 USD0.001 SANDERSON FARMS INC COM CMN 800013104 595 11876 SH SOLE 2 11876 0 0 USD1 SANDISK CORP COM USD0.001 CMN 80004C101 10844 220371 SH DEFINED 2 0 220371 0 SANDISK CORP COM USD0.001 CMN 80004C101 541 10990 SH DEFINED 2 0 10990 0 SANDISK CORP COM USD0.001 CMN 80004C101 3306 67175 SH DEFINED 1 0 67175 0 SANDISK CORP COM USD0.001 CNV 80004CAC5 617 6265.17 SH SOLE 1 6265.17 0 0 SANDRIDGE ENERGY INC COM CMN 80007P307 177 21680 SH DEFINED 2 0 21680 0 STK USD0.001 SANDRIDGE ENERGY INC COM CMN 80007P307 408 50000 SH DEFINED 1 0 50000 0 STK USD0.001 SANITAS INC COM PAR $0.10 CMN 801036203 0 380 SH SOLE 1 380 0 0 SARA LEE CORP USD0.01 CMN 803111103 264 13975 SH SOLE 2 13975 0 0 SARATOGA RESOURCES INC CMN 803521103 183 25000 SH SOLE 2 25000 0 0 USD0.001 SAVIENT PHARMACEUTICALS CNV 80517QAA8 1879 44637.05 SH SOLE 1 44637.05 0 0 INC COM USD0.01 SCHLUMBERGER LTD COM CMN 806857108 854 12507 SH SOLE 2 12507 0 0 USD0.01 SCRIPPS NETWORKS CMN 811065101 357 8413 SH DEFINED 2 0 8413 0 INTERACTIVE INC COM NPV SCRIPPS NETWORKS CMN 811065101 36 837 SH DEFINED 1 0 837 0 INTERACTIVE INC COM NPV SEA CONTAINERS LTD CL A CMN 811371707 0 391636 SH SOLE 1 391636 0 0 SEASPAN CORP COM STK CMN Y75638109 410 30000 SH SOLE 2 30000 0 0 USD0.01 SEATTLE GENETICS INC COM CMN 812578102 252 15067 SH SOLE 2 15067 0 0 USD0.001 SECTOR SPDR TRUST AMEX CMN 81369Y803 75 2964 SH DEFINED 2 0 2964 0 TECHNOLOGY SELECT IDX SECTOR SPDR TRUST AMEX CMN 81369Y803 1658 65130 SH DEFINED 1 0 65130 0 TECHNOLOGY SELECT IDX SELECT SECTOR SPDR ENERGY CMN 81369Y506 675 9765 SH DEFINED 2 0 9765 0 FUND SBI USD0.001 ENERGY SELECT SECTOR SPDR ENERGY CMN 81369Y506 8372 121100 SH DEFINED 1 0 121100 0 FUND SBI USD0.001 ENERGY SELECT SECTOR SPDR SBI CMN 81369Y407 6 150 SH DEFINED 2 0 150 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR SBI CMN 81369Y407 1680 43055 SH DEFINED 1 0 43055 0 CONSUMER DISCRETIONARY

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ SEMICONDUCTOR HLDRS TR DEP CMN 816636203 0 34700 SH SOLE 1 34700 0 0 RCPT SEMICONDUCTOR HOLDRS TST CMN 57060U233 225 7400 SH SOLE 1 7400 0 0 DEP REC(20 SEMI COND COS) SHAMAN PHARMACEUTICALS INC CMN 819319500 0 121 SH SOLE 1 121 0 0 COM PAR $.0001 SHANDA INTERACTIVE SPON CMN 81941Q203 1087 27163 SH SOLE 2 27163 0 0 ADR EA REP 2 ORD USD SHIMODA RES HLDGS INC COM CMN 82454P202 0 57 SH SOLE 1 57 0 0 NEW SHIRE PLC ORD GBP0.05 CMN 82481R106 206 1980 SH SOLE 2 1980 0 0 SIGA TECHNOLOGIES INC COM CMN 826917106 184 73000 SH SOLE 2 73000 0 0 USD0.0001 SIGMA-ALDRICH CORP COM USD1 CMN 826552101 312 4998 SH SOLE 2 4998 0 0 SILICON GRAPHICS INC CMN 827056102 0 287 SH SOLE 1 287 0 0 SILVER WHEATON CORP COM NPV CMN 828336107 1010 34874 SH SOLE 2 34874 0 0 SILVERCORP METALS INC COM CMN 82835P103 241 37610 SH SOLE 2 37610 0 0 NPV SIMCERE PHARMACEUT SPONS CMN 82859P104 132 14000 SH SOLE 2 14000 0 0 ADR EA REP 2 ORD SHS SINA CORP/CHINA ORD CMN G81477104 1140 21932 SH SOLE 2 21932 0 0 USD0.133 SIRIUS XM RADIO INC COM CMN 82967N108 1057 580639 SH DEFINED 2 0 580639 0 USD0.001 SIRIUS XM RADIO INC COM CMN 82967N108 51 28158 SH DEFINED 2 0 28158 0 USD0.001 SIRIUS XM RADIO INC COM CMN 82967N108 0 100 SH DEFINED 1 0 100 0 USD0.001 SIRIUS XM RADIO INC COM CNV 98375YAU0 254714 1993066.66 SH SOLE 1 1993066.66 0 0 USD0.001 SITI-SITES COM INC CMN 82981P105 0 816 SH SOLE 1 816 0 0 SIX FLAGS ENTMT CORP NEW CMN 83001A102 5656.148 137152 SH SOLE 4 99900 0 37252 SKF AB 'B SHARES'NON-VTG CMN 784375404 0 4000 SH SOLE 2 4000 0 0 SEK1.25 SKY-MOBI LTD 'MOBI LTD'NPV CMN 83084G109 85 28000 SH SOLE 2 28000 0 0 SL GREEN REALTY CORP COM CNV 78444FAC0 1200 11653.65 SH SOLE 1 11653.65 0 0 USD0.01 SMALL CAP BEAR 3X SHARES CMN 25459W110 3027 114297 SH SOLE 2 114297 0 0 SMALL CAP BEAR 3X SHARES SMARTHEAT INC COM STK CMN 83172F104 6 18500 SH SOLE 2 18500 0 0 USD0.001 SMITHFIELD FOODS INC COM CNV 832248AR9 5079 41613.4 SH SOLE 1 41613.4 0 0 USD0.5 SOHU.COM INC COM USD0.001 CMN 83408W103 345 6890 SH DEFINED 2 0 6890 0 SOHU.COM INC COM USD0.001 CMN 83408W103 85 1700 SH DEFINED 1 0 1700 0 SOLUTIA INC/NEW COM STK CMN 834376501 299 17308 SH SOLE 2 17308 0 0 USD0.01 SONIC AUTOMOTIVE INC COM CNV 83545GAQ5 296 2241.73 SH SOLE 1 2241.73 0 0 USD0.01 CL'A' SONOSITE INC COM USD0.01 CNV 83568GAA2 6725 45996.81 SH SOLE 1 45996.81 0 0 SOUTHERN UNION CO COM USD1 CMN 844030106 20423 485001 SH SOLE 2 485001 0 0 SOUTHWEST AIRLINES CO COM CNV 00949PAD0 8532 66348.42 SH SOLE 1 66348.42 0 0 USD1 SOUTHWEST AIRLINES CO COM CMN 844741108 107 12500 SH SOLE 2 12500 0 0 USD1 SOUTHWESTERN ENERGY CO CMN 845467109 517 16178 SH DEFINED 2 0 16178 0 USD0.1 SOUTHWESTERN ENERGY CO CMN 845467109 21 666 SH DEFINED 1 0 666 0 USD0.1 SPDR GOLD SHARES GOLD CMN 78463V107 34238 225263 SH DEFINED 2 0 225263 0 SHARES NPV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ SPDR GOLD SHARES GOLD CMN 78463V107 40551 266800 SH DEFINED 1 0 266800 0 SHARES NPV SPDR METALS & MINING ETF CMN 78464A755 255 5200 SH SOLE 1 5200 0 0 SPDR S&P METALS & MNG ETF SPDR S&P 500 ETF TRUST CMN 78462F103 32666 260286 SH DEFINED 2 0 260286 0 UNITS SER 1 NPV SPDR S&P 500 ETF TRUST CMN 78462F103 128 1022 SH DEFINED 2 0 1022 0 UNITS SER 1 NPV SPDR S&P 500 ETF TRUST CMN 78462F103 721316 5747541 SH DEFINED 1 0 5747541 0 UNITS SER 1 NPV SPDR S&P DIVIDEND ETF CMN 78464A763 242 4500 SH SOLE 1 4500 0 0 DIVIDEND ETF SPDR S&P MIDCAP 400 ETF CMN 78467Y107 2675 16775 SH SOLE 2 16775 0 0 TRUST UNIT SERIES 1 SPDR SERIES TRUST LEHMAN CMN 78464A417 451 11724 SH SOLE 2 11724 0 0 HIGH YIELD BD ETF SPECTRA ENERGY CORP COM CMN 847560109 307 9982 SH SOLE 2 9982 0 0 STK USD0.001 SPECTRUM PHARMACEUTICALS CMN 84763A108 300 20508 SH SOLE 2 20508 0 0 INC COM USD0.001 SPRINT NEXTEL CORP COM CMN 852061100 121 51531 SH DEFINED 2 0 51531 0 USD2 SERIE 1 SPRINT NEXTEL CORP COM CMN 852061100 127 54170 SH DEFINED 1 0 54170 0 USD2 SERIE 1 STANLEY BLACK & DECKER INC CMN 854502101 212 3133 SH SOLE 2 3133 0 0 COM USD2.50 STANLEY BLACK & DECKER INC CNV 854616AM1 3327 29987.43 SH SOLE 1 29987.43 0 0 COM USD2.50 STAPLES INC COM STK CMN 855030102 402 28972 SH SOLE 2 28972 0 0 USD0.0006 STAR BULK CARRIERS CORP CMN Y8162K105 0 30000 SH SOLE 2 30000 0 0 COM STK USD0.01 STARBUCKS CORP COM USD0.001 CMN 855244109 895 19463 SH SOLE 2 19463 0 0 STARTER CORP COM CMN 855684106 0 850 SH SOLE 1 850 0 0 STARWOOD HOTELS & RESORTS CMN 85590A401 311 6487 SH SOLE 2 6487 0 0 COM STK USD0.01 STATE BANCORP INC/NY COM CMN 855716106 995 81568 SH SOLE 1 81568 0 0 USD5 STEEL DYNAMICS INC CMN 858119100 339 25807 SH DEFINED 1 0 25807 0 STEEL DYNAMICS INC COM STK CMN 858119100 134 10200 SH DEFINED 2 0 10200 0 USD0.01 STMICROELECTRONICS NV COM CMN 861012102 890 150000 SH SOLE 2 150000 0 0 EUR1.04 (NY REG) STREETTRACKS GOLD TRUST CMN 78463V107 151 1000 SH DEFINED 2 0 1000 0 GOLD SHARES NPV STREETTRACKS SERIE SPDR CMN 78464A888 67 3900 SH DEFINED 2 0 3900 0 HOMEBUILDERS ETF STREETTRACKS SERIE SPDR CMN 78464A888 2986 174620 SH DEFINED 1 0 174620 0 HOMEBUILDERS ETF STREETTRACKS SPDR O&G CMN 78464A730 969 18400 SH SOLE 1 18400 0 0 EX&PRD STRYKER CORP COM USD0.10 CMN 863667101 217 4364 SH SOLE 2 4364 0 0 SUCCESSFACTORS INC USD0.001 CMN 864596101 6014 150840 SH SOLE 2 150840 0 0 SULPHCO INC COM USD0.001 CMN 865378103 0 67200 SH SOLE 2 67200 0 0 SUN HBR FINL RES INC COM CMN 866916109 0 5 SH SOLE 1 5 0 0 SUNBEAM CORP COM CMN 867071102 0 8000 SH SOLE 1 8000 0 0 SUNCOR ENERGY INC COM NPV CMN 867224107 246 8518 SH SOLE 2 8518 0 0 SUNOCO INC COM USD1 CMN 86764P109 72 1748 SH DEFINED 2 0 1748 0 SUNOCO INC COM USD1 CMN 86764P109 222 5414 SH DEFINED 1 0 5414 0 SUNPOWER CORP COM USD0.001 CMN 867652406 66 10650 SH SOLE 2 10650 0 0 CLASS'A'

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ SUNPOWER CORP COM USD0.001 CNV 867652AE9 2060 25432.75 SH SOLE 1 25432.75 0 0 CLASS'A' SUNTECH POWER HLDG SPONS CMN 86800C104 196 88660 SH SOLE 2 88660 0 0 ADR EA REPR 1 ORD SHS SUNTRUST BANKS, INC COM CMN 867914103 185 10449 SH DEFINED 2 0 10449 0 USD1 SUNTRUST BANKS, INC COM CMN 867914103 0 3 SH DEFINED 1 0 3 0 USD1 SUPERIOR WELL SERVICES INC CNV 86837X204 3647 4052 SH SOLE 1 4052 0 0 PRF1000 SUPERVALU INC COM USD1 CMN 868536103 71 8686 SH DEFINED 2 0 8686 0 SUPERVALU INC COM USD1 CMN 868536103 49 5975 SH DEFINED 1 0 5975 0 SUREBEAM CORP CL A CMN 86866R102 0 69 SH SOLE 1 69 0 0 SYNOVUS FINANCIAL CORP COM CMN 87161C105 17 12000 SH SOLE 2 12000 0 0 STK USD1 SYSCO CORP COM USD1 CMN 871829107 635 21665 SH DEFINED 2 0 21665 0 SYSCO CORP COM USD1 CMN 871829107 87 2951 SH DEFINED 1 0 2951 0 T U INTL INC COM PAR $0.10 CMN 873054209 0 500 SH SOLE 1 500 0 0 TAIWAN SEMICONDUCTOR CMN 874039100 41427 3208895 SH SOLE 2 3208895 0 0 MANUFACTURING CO LTD TWD10 TAKE-TWO INTERACTIVE CMN 874054109 6819 503283 SH DEFINED 2 0 503283 0 SOFTWARE INC COM USD0.01 TAKE-TWO INTERACTIVE CMN 874054109 9 686 SH DEFINED 2 0 686 0 SOFTWARE INC COM USD0.01 TAKE-TWO INTERACTIVE CNV 874054AB5 2542 26191.72 SH SOLE 1 26191.72 0 0 SOFTWARE INC COM USD0.01 TALBOTS INC COM USD0.01 CMN 874161102 3 1000 SH DEFINED 2 0 1000 0 TALBOTS INC COM USD0.01 CMN 874161102 196 73500 SH DEFINED 1 0 73500 0 TALISMAN ENERGY INC COM NPV CMN 87425E103 220 17250 SH SOLE 2 17250 0 0 TAM SA PRF NPV CMN 87484D103 6802 351549 SH SOLE 1 351549 0 0 TANZANIAN ROYALTY CMN 87600U104 72 30000 SH SOLE 2 30000 0 0 EXPLORATION CORP COM NPV TARGET CORP COM STK CMN 87612E106 4745 92636 SH DEFINED 2 0 92636 0 USD0.0833 TARGET CORP COM STK CMN 87612E106 737 14386 SH DEFINED 2 0 14386 0 USD0.0833 TARGET CORP COM STK CMN 87612E106 4 70 SH DEFINED 1 0 70 0 USD0.0833 TARRAGON CORP COM CMN 876287103 0 6845 SH SOLE 1 6845 0 0 TBM HOLDING INC COM CMN 872197108 0 2 SH SOLE 1 2 0 0 TBS INTERNATIONAL PLC COM CMN G8657Q104 3 20370 SH SOLE 2 20370 0 0 USD0.01 CLASS 'A' TELECOMMNS SYSTEMS COM CMN 87929J103 118 50000 SH SOLE 2 50000 0 0 USD0.01 TELEFONICA SA EUR1 CMN 879382208 443 25785 SH SOLE 2 25785 0 0 TELEKOMUNIKASI INDONESIA CMN 715684106 615 20000 SH SOLE 2 20000 0 0 TBK PT SER'B'IDR250 TELEPHONE & DATA SYSTEMS CMN 879433860 4263 179054 SH SOLE 2 179054 0 0 INC SPECIAL COM USD0.01 TELLABS INC COM USD0.01 CMN 879664100 309 76370 SH SOLE 2 76370 0 0 TEMPLE-INLAND INC COM USD1 CMN 879868107 11410 359838 SH DEFINED 2 0 359838 0 TEMPLE-INLAND INC COM USD1 CMN 879868107 4008 126400 SH DEFINED 1 0 126400 0 TEMPUR-PEDIC INTERNATIONAL CMN 88023U101 872 16593 SH DEFINED 2 0 16593 0 INC COM USD0.01 TEMPUR-PEDIC INTERNATIONAL CMN 88023U101 32 610 SH DEFINED 1 0 610 0 INC COM USD0.01 TENARIS SA USD1 CMN 88031M109 444 11950 SH SOLE 2 11950 0 0 TERADATA CORP COM STK CMN 88076W103 400 8250 SH DEFINED 2 0 8250 0 USD0.01 TERADATA CORP COM STK CMN 88076W103 30 614 SH DEFINED 1 0 614 0 USD0.01

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ TERADYNE INC COM USD0.125 CMN 880770102 10944 802907 SH DEFINED 2 0 802907 0 TERADYNE INC COM USD0.125 CMN 880770102 275 20196 SH DEFINED 2 0 20196 0 TEREX CORP COM USD0.01 CNV 880779AV5 8212 73846.15 SH SOLE 1 73846.15 0 0 TESLA MOTORS INC USD0.001 CMN 88160R101 208 7290 SH DEFINED 2 0 7290 0 TESLA MOTORS INC USD0.001 CMN 88160R101 60 2095 SH DEFINED 2 0 2095 0 TESLA MOTORS INC USD0.001 CMN 88160R101 348 12200 SH DEFINED 1 0 12200 0 TESORO CORP COM USD0.1666 CMN 881609101 543 23225 SH DEFINED 2 0 23225 0 TESORO CORP COM USD0.1666 CMN 881609101 33 1395 SH DEFINED 1 0 1395 0 TEVA PHARMACEUTICAL IND CMN 881624209 1903 47161 SH SOLE 2 47161 0 0 LTD ILS0.1 (POST CONS) TEVA PHARMACEUTICAL IND CNV 88163VAE9 15741 152268.17 SH SOLE 1 152268.17 0 0 LTD ILS0.1 (POST CONS) TEXAS INSTRUMENTS INC COM CMN 882508104 68 2346 SH DEFINED 2 0 2346 0 USD1 TEXAS INSTRUMENTS INC COM CMN 882508104 8126 279150 SH DEFINED 1 0 279150 0 USD1 TEXTRON INC COM STK CMN 883203101 12643 683781 SH DEFINED 2 0 683781 0 USD0.125 TEXTRON INC COM STK CMN 883203101 166 8967 SH DEFINED 2 0 8967 0 USD0.125 TEXTRON INC COM STK CNV 883203BN0 61128 398095.23 SH SOLE 1 398095.23 0 0 USD0.125 THE CHARLES SCHWAB CMN 808513105 371 32960 SH SOLE 2 32960 0 0 CORPORATION COM USD0.01 THE GOLDMAN SACHS GROUP, CMN 38141G104 11064 122348 SH DEFINED 2 0 122348 0 INC COM USD0.01 THE GOLDMAN SACHS GROUP, CMN 38141G104 5238 57928 SH DEFINED 2 0 57928 0 INC COM USD0.01 THE GOLDMAN SACHS GROUP, CMN 38141G104 1214 13424 SH DEFINED 1 0 13424 0 INC COM USD0.01 THERAVANCE INC COM STK CNV 88338TAA2 11126 104367.99 SH SOLE 1 104367.99 0 0 USD0.01 THERMO ELECTRON CORP COM CMN 883556102 686 15249 SH SOLE 2 15249 0 0 USD1 TIANRONG BUILDING MATERIAL CMN 886305101 0 1500 SH SOLE 1 1500 0 0 USD0.02 TIBCO SOFTWARE INC COM CMN 88632Q103 234 9800 SH SOLE 2 9800 0 0 USD0.001 TIFFANY & CO COM USD0.01 CMN 886547108 682 10289 SH DEFINED 2 0 10289 0 TIFFANY & CO COM USD0.01 CMN 886547108 18 266 SH DEFINED 1 0 266 0 TIME WARNER CABLE INC CMN 88732J207 331 5202 SH SOLE 2 5202 0 0 'A'USD0.01 TIME WARNER INC USD0.01 CMN 887317303 929 25712 SH DEFINED 2 0 25712 0 TIME WARNER INC USD0.01 CMN 887317303 15 410 SH DEFINED 1 0 410 0 TJX COS INC COM USD1 CMN 872540109 602 9331 SH DEFINED 2 0 9331 0 TJX COS INC COM USD1 CMN 872540109 884 13700 SH DEFINED 1 0 13700 0 TOTAL SA EUR2.5 CMN 89151E109 207 4050 SH SOLE 2 4050 0 0 TOTALAXCESS COM INC COM NEW CMN 89151J207 0 333 SH SOLE 1 333 0 0 TOYOTA MOTOR CORP NPV CMN 892331307 244 3690 SH SOLE 2 3690 0 0 TRACKER CORP OF CMN 89234G105 0 50000 SH SOLE 1 50000 0 0 AMERICA/THE COM USD0.001 TRACTOR SUPPLY CO COM CMN 892356106 158 2258 SH DEFINED 2 0 2258 0 USD0.008 TRACTOR SUPPLY CO COM CMN 892356106 384 5480 SH DEFINED 1 0 5480 0 USD0.008 TRANS GLOBAL SVCS INC COM CMN 892916503 0 749 SH SOLE 1 749 0 0 NEW TRANSATLANTIC HOLDINGS INC CMN 893521104 3581 65432 SH DEFINED 2 0 65432 0 COM USD1 TRANSATLANTIC HOLDINGS INC CMN 893521104 4005 73185 SH DEFINED 1 0 73185 0 COM USD1

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ TRANSOCEAN LTD/SWITZERLAND CMN H8817H100 812 21163 SH SOLE 2 21163 0 0 CHF15 TRAVELZOO INC COM USD0.01 CMN 89421Q106 689 28036 SH SOLE 2 28036 0 0 TRIANGLE HOME PRODS INC CMN 895858108 0 225 SH SOLE 1 225 0 0 DEL COM TRINA SOLAR LIMITE ADR REP CMN 89628E104 282 42165 SH SOLE 2 42165 0 0 50 ORD USD0.00001 TRINITY INDUSTRIES INC COM CMN 896522109 48 1613 SH DEFINED 2 0 1613 0 USD1 TRINITY INDUSTRIES INC COM CMN 896522109 296 9855 SH DEFINED 1 0 9855 0 USD1 TRIPADVISOR INC 'W/I'NPV CMN 896945201 43 1708 SH DEFINED 2 0 1708 0 TRIPADVISOR INC 'W/I'NPV CMN 896945201 1601 63494 SH DEFINED 1 0 63494 0 TTM TECHNOLOGIES INC COM CMN 87305R109 44 4000 SH DEFINED 2 0 4000 0 NPV TTM TECHNOLOGIES INC COM CMN 87305R109 264 24100 SH DEFINED 1 0 24100 0 NPV TULLY'S COFFEE CORP COM CMN 899432405 0 75 SH SOLE 1 75 0 0 STK NPV TUPPERWARE BRANDS CORP COM CMN 899896104 181 3234 SH DEFINED 2 0 3234 0 USD0.01 TUPPERWARE BRANDS CORP COM CMN 899896104 32 572 SH DEFINED 1 0 572 0 USD0.01 TW TELECOM INC CNV 887319AC5 8945 76124.56 SH SOLE 1 76124.56 0 0 CLASS'A'USD0.01 TYCO INTERNATIONAL LTD CMN H89128104 283 6061 SH SOLE 2 6061 0 0 CHF6.7 TYSON FOODS INC CMN 902494103 882 42725 SH SOLE 2 42725 0 0 CLASS'A'COM USD0.10 TYSON FOODS INC CNV 902494AP8 19506 147214.64 SH SOLE 1 147214.64 0 0 CLASS'A'COM USD0.10 ULTRA PETROLEUM CORP COM CMN 903914109 573 19325 SH SOLE 2 19325 0 0 NPV ULTRASHORT FINS PROSHA CMN 74347X146 587 9889 SH SOLE 2 9889 0 0 ULTRASHORT FINANCIALS PROSH ULTRASHORT LEHMAN 20+ YEAR CMN 74347R297 2483 137389 SH SOLE 2 137389 0 0 ULTRASHORT LEHMAN 20+ YEAR UNISOURCE ENERGY NPV COM CMN 909205106 78 2109 SH DEFINED 2 0 2109 0 NPV UNISOURCE ENERGY NPV COM CMN 909205106 207 5617 SH DEFINED 1 0 5617 0 NPV UNITED STATES NATURAL GAS CMN 912318110 1625 251606 SH SOLE 2 251606 0 0 FUND LP UNIT UNITED STATES STEEL CORP CMN 912909108 601 22723 SH SOLE 2 22723 0 0 COM USD1 UNITED STATES STEEL CORP CNV 912909AE8 4982 45082.35 SH SOLE 1 45082.35 0 0 COM USD1 UNITED TECHNOLOGIES CORP CMN 913017109 1066 14589 SH DEFINED 2 0 14589 0 COM USD1 UNITED TECHNOLOGIES CORP CMN 913017109 397 5435 SH DEFINED 1 0 5435 0 COM USD1 UNITED THERAPEUTICS CORP CNV 91307CAE2 574 4948.62 SH SOLE 1 4948.62 0 0 COM USD0.01 UNITEDHEALTH GROUP INC COM CMN 91324P102 474 9347 SH SOLE 2 9347 0 0 USD0.01 UNIVERSAL CORP 6.75% PERP CNV 913456307 6310 5925 SH SOLE 1 5925 0 0 PFD CONV 15/03/ URANERZ ENERGY CORP COM CMN 91688T104 73 40137 SH SOLE 2 40137 0 0 USD0.001

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ URANIUM ENERGY CORP COM CMN 916896103 80 26000 SH SOLE 2 26000 0 0 USD0.001 URANIUM RESOURCES INC COM CMN 916901507 12 16008 SH SOLE 2 16008 0 0 STK USD0.001 US AIRWAYS GROUP INC COM CMN 911905107 0 2449 SH SOLE 1 2449 0 0 US AIRWAYS GROUP INC/NEW CMN 90341W108 58 11453 SH SOLE 2 11453 0 0 COM STK USD0.01 US BANCORP INC COM USD0.01 CMN 902973304 1304 48194 SH DEFINED 2 0 48194 0 US BANCORP INC COM USD0.01 CMN 902973304 378 13985 SH DEFINED 1 0 13985 0 USA BROADBAND INC COM CMN 90335P101 0 4290 SH SOLE 1 4290 0 0 USEC INC COM USD0.10 CMN 90333E108 87 76500 SH SOLE 2 76500 0 0 USEC INC COM USD0.10 CNV 90333EAC2 400 8364 SH SOLE 2 8364 0 0 UTD RENTALS INC COM USD0.01 CNV 911363AL3 50932 185376.82 SH SOLE 1 185376.82 0 0 UTD STS OIL FD LP UNITS CMN 91232N108 482 12660 SH DEFINED 2 0 12660 0 UTD STS OIL FD LP UNITS CMN 91232N108 1253 32873 SH DEFINED 2 0 32873 0 VALE SA COM NPV CMN 91912E105 41360 1928209 SH DEFINED 2 0 1928209 0 VALE SA COM NPV CMN 91912E105 2271 105893 SH DEFINED 2 0 105893 0 VALENCE TECHNOLOGY INC COM CMN 918914102 14 14000 SH SOLE 2 14000 0 0 USD0.001 VALERO ENERGY CORP COM CMN 91913Y100 677 32156 SH SOLE 2 32156 0 0 USD0.01 VANGUARD MSCI EMERGING CMN 922042858 21 542 SH DEFINED 2 0 542 0 MARKETS FUND VANGUARD MSCI EMERGING CMN 922042858 252 6600 SH DEFINED 1 0 6600 0 MARKETS FUND VCA ANTECH INC COM USD0.001 CMN 918194101 602 30484 SH SOLE 2 30484 0 0 VECTOR DEV INC COM CMN 92239E109 0 2500 SH SOLE 1 2500 0 0 VELOCITYSHARES DAILY CMN 22542D795 2213 340000 SH SOLE 2 340000 0 0 INVERSE VIX SHORT TERM ETN 'TM'ETP NPV VELTI PLC ORD GBP0.05 CMN G93285107 762 112098 SH DEFINED 2 0 112098 0 VELTI PLC ORD GBP0.05 CMN G93285107 258 37920 SH DEFINED 2 0 37920 0 VERENIUM CORP USD0.001 CMN 92340P209 109 50000 SH SOLE 2 50000 0 0 VERIFONE SYSTEMS INC COM CNV 92342YAB5 5596 54752.81 SH SOLE 1 54752.81 0 0 USD0.01 VERIZON COMMUNICATIONS INC CMN 92343V104 38 943 SH DEFINED 2 0 943 0 COM USD0.10 VERIZON COMMUNICATIONS INC CMN 92343V104 664 16554 SH DEFINED 2 0 16554 0 COM USD0.10 VERTEX PHARMACEUTICALS INC CMN 92532F100 414 12474 SH SOLE 2 12474 0 0 COM USD0.01 VF CORP COM NPV CMN 918204108 438 3453 SH SOLE 2 3453 0 0 VIACOM INC NEW CL'B' CMN 92553P201 812 17871 SH DEFINED 2 0 17871 0 NON-VTG USD0.001 VIACOM INC NEW CL'B' CMN 92553P201 1268 27927 SH DEFINED 1 0 27927 0 NON-VTG USD0.001 VIDEOLAN TECHNOLOGIES INC CMN 926919309 0 125 SH SOLE 1 125 0 0 COM NEW VIRGIN MEDIA INC COM STK CNV 92769LAB7 28814 208116.54 SH SOLE 1 208116.54 0 0 USD0.01 VIROPHARMA INC COM USD0.002 CNV 928241AH1 8339 52994.17 SH SOLE 1 52994.17 0 0 VISA INC USD0.0001 CMN 92826C839 576 5675 SH DEFINED 2 0 5675 0 VISA INC USD0.0001 CMN 92826C839 40 393 SH DEFINED 1 0 393 0 VISHAY INTERTECHNOLOGY INC CNV 928298AG3 7941 97676.86 SH SOLE 1 97676.86 0 0 COM USD0.10 VISHAY PRECISION GROUP INC CMN 9289990A0 209 467164 SH SOLE 1 467164 0 0 COM NPV VISHAY PRECISION GROUP INC CMN 9289990B8 5 121698 SH SOLE 1 121698 0 0 COM NPV VISTEON CORP CMN 92839U206 8143.916 163074 SH SOLE 4 124640 0 38434

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ VMWARE INC COM STK USD0.01 CMN 928563402 365 4388 SH SOLE 2 4388 0 0 CLASS 'A' VODAFONE GROUP PLC ORD CMN 92857W209 580 20680 SH SOLE 2 20680 0 0 USD0.11428571 VORNADO REALTY TRUST COM CNV 929043AC1 4628 45371.11 SH SOLE 1 45371.11 0 0 USD0.04 VULCAN MATERIALS CO COM CMN 929160109 253 6427 SH SOLE 2 6427 0 0 STK USD1 WADDELL & REED FINANCIAL CMN 930059100 263 10614 SH DEFINED 2 0 10614 0 INC CL A COM USD0.01 WADDELL & REED FINANCIAL CMN 930059100 30 1226 SH DEFINED 1 0 1226 0 INC CL A COM USD0.01 WALGREEN CO COM USD0.078125 CMN 931422109 3665 110846 SH DEFINED 2 0 110846 0 WALGREEN CO COM USD0.078125 CMN 931422109 831 25133 SH DEFINED 2 0 25133 0 WAL-MART STORES INC COM CMN 931142103 2576 43110 SH SOLE 2 43110 0 0 USD0.10 WALT DISNEY CO/THE DISNEY CMN 254687106 1749 46645 SH DEFINED 2 0 46645 0 COM USD0.01 WALT DISNEY CO/THE DISNEY CMN 254687106 915 24407 SH DEFINED 1 0 24407 0 COM USD0.01 WALTER ENERGY INC COM CMN 93317Q105 4498 74278 SH SOLE 2 74278 0 0 USD0.01 WEATHERFORD INTERNATIONAL CMN H27013103 209 14306 SH SOLE 2 14306 0 0 LTD COM USD1 WEBLINK WIRELESS INC CL A CMN 94769A101 0 1000 SH SOLE 1 1000 0 0 WEIGHT WATCHERS CMN 948626106 318 5775 SH DEFINED 2 0 5775 0 INTERNATIONAL INC COM NPV WEIGHT WATCHERS CMN 948626106 31 567 SH DEFINED 1 0 567 0 INTERNATIONAL INC COM NPV WELLPOINT INC COM USD0.01 CMN 94973V107 34 515 SH DEFINED 2 0 515 0 WELLPOINT INC COM USD0.01 CMN 94973V107 433 6539 SH DEFINED 1 0 6539 0 WELLS FARGO & CO COM USD1 CMN 949746101 2720 98701 SH DEFINED 2 0 98701 0 2/3 WELLS FARGO & CO COM USD1 CMN 949746101 7 266 SH DEFINED 1 0 266 0 2/3 WENDT-BRISTOL HEALTH SVCS CMN 95058J109 0 137 SH SOLE 1 137 0 0 CORP COM WESTERN REFINING INC COM CNV 959319AC8 25422 177407.4 SH SOLE 1 177407.4 0 0 STK USD0.01 WESTPORT INNOVATIONS INC CMN 960908309 326 9800 SH SOLE 2 9800 0 0 COM NPV WHIRLPOOL CORP COM USD1 CMN 963320106 208 4391 SH DEFINED 2 0 4391 0 WHIRLPOOL CORP COM USD1 CMN 963320106 66 1400 SH DEFINED 1 0 1400 0 WHITEHALL ENTERPRISES INC CMN 965042104 0 28000 SH SOLE 1 28000 0 0 USD0.0001 WHOLE FOODS MARKET INC COM CMN 966837106 234 3358 SH DEFINED 2 0 3358 0 NPV WHOLE FOODS MARKET INC COM CMN 966837106 80 1144 SH DEFINED 1 0 1144 0 NPV WINN-DIXIE STORES INC COM CMN 974280307 68 7277 SH DEFINED 2 0 7277 0 STK USD1 WINN-DIXIE STORES INC COM CMN 974280307 1002 106800 SH DEFINED 1 0 106800 0 STK USD1 WINSTAR COMMUNICATIONS INC CMN 975515107 0 382 SH SOLE 1 382 0 0 COM WISDOMTREE CHINA YUAN FUND CMN 97717W182 566 22460 SH SOLE 2 22460 0 0 WISDOMTREE CHINA YUAN FUND WISDOMTREE INDIA EARNINGS CMN 97717W422 521 33420 SH DEFINED 2 0 33420 0 FUND INDIA EARNINGS FUND WISDOMTREE INDIA EARNINGS CMN 97717W422 30 1900 SH DEFINED 1 0 1900 0 FUND INDIA EARNINGS FUND

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- ----------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------ WORLDCOM INC GA NEW CMN 98157D106 0 12 SH SOLE 1 12 0 0 WRLDCOM GP COM WORLDCOM INC-MCI GROUP CMN 98157D304 0 13 SH SOLE 1 13 0 0 WYNDHAM WORLDWIDE CORP COM CMN 98310W108 4852 128271 SH DEFINED 2 0 128271 0 STK USD0.01 WYNDHAM WORLDWIDE CORP COM CMN 98310W108 138 3650 SH DEFINED 2 0 3650 0 STK USD0.01 WYNN RESORTS LTD COM CMN 983134107 2128 19260 SH SOLE 2 19260 0 0 USD0.01 XEROX CORP COM USD1 CMN 984121103 177 22227 SH SOLE 2 22227 0 0 XILINX INC COM USD0.01 CMN 983919101 322 10033 SH SOLE 2 10033 0 0 XILINX INC COM USD0.01 CNV 983919AD3 35533 312924.54 SH SOLE 1 312924.54 0 0 XINYUAN REAL ESTATE CO LTD CMN 98417P105 2608 1490012 SH SOLE 2 1490012 0 0 ADR EACH REPR 2 ORD SHS XO COMMUNICATIONS INC CL A CMN 983764101 0 336 SH SOLE 1 336 0 0 XOMA LTD ORD USD0.0005 CMN G9825R206 22 18966 SH SOLE 2 18966 0 0 XYLEM INC/NY 'W/I'NPV CMN 98419M100 3 99 SH DEFINED 2 0 99 0 XYLEM INC/NY 'W/I'NPV CMN 98419M100 206 8000 SH DEFINED 1 0 8000 0 YAHOO INC COM USD0.001 CMN 984332106 3778 234232 SH DEFINED 1 0 234232 0 YAHOO! INC COM USD0.001 CMN 984332106 165210 10242434 SH DEFINED 2 0 10242434 0 YAHOO! INC COM USD0.001 CMN 984332106 2580 159955 SH DEFINED 2 0 159955 0 YAMANA GOLD INC COM NPV CMN 98462Y100 227 15451 SH SOLE 2 15451 0 0 YANDEX NV COM NPV CMN N97284108 888 45091 SH SOLE 2 45091 0 0 YINGLI GREEN ENERG ADR CMN 98584B103 438 115270 SH SOLE 2 115270 0 0 EACH REP 1 ORD SHS YUM! BRANDS INC COM NPV CMN 988498101 702 11904 SH DEFINED 2 0 11904 0 YUM! BRANDS INC COM NPV CMN 988498101 35 594 SH DEFINED 1 0 594 0 ZAGG INC COM USD0.001 CMN 98884U108 119 16790 SH SOLE 2 16790 0 0 ZALICUS INC COM STK CMN 98887C105 138 114400 SH SOLE 2 114400 0 0 USD0.001 ZYNGA INC COM NPV CMN 98986T108 4 400 SH DEFINED 2 0 400 0 ZYNGA INC COM NPV CMN 98986T108 8940 950000 SH DEFINED 1 0 950000 0