0001539338-12-000001.txt : 20120202
0001539338-12-000001.hdr.sgml : 20120202
20120202101305
ACCESSION NUMBER: 0001539338-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
EFFECTIVENESS DATE: 20120202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Advisory Group
CENTRAL INDEX KEY: 0001539338
IRS NUMBER: 760536640
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14635
FILM NUMBER: 12564693
BUSINESS ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-7660
MAIL ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
finadvgrp13f4q2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31,2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Financial Advisory Group, Inc.
Address: 5599 San Felipe, Suite 900
Houston, Texas 77056
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Curtis Holden
Title: Director of Investment Research
Phone: 713-627-7660
Signature, Place, and Date of Signing:
Curtis Holden Houston, Texas January 20,2012
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: none
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 44
-----------------------
Form 13F Information Table Value Total: $ 104048.976(x1000)
(x thousand)
-----------------------
List of Other Included Managers:
Name of Reporting Manager
Form 13F Information Table
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------------------------------------------------------------------------------------------------
3M CO COM 88579Y101 344.165 4211SH Sole 4211
AMERICAN ELEC TECH INC COM 025576109 147.864 29107SH Sole 29107
APPLE INC COM 037833100 368.145 909SH Sole 909
BAXTER INTERNTL INC COM 071813109 281.739 5694SH Sole 5694
BOEING CO COM 097023105 493.059 6722SH Sole 6722
CHEVRON CORP NEW COM 166764100 392.19 3686SH Sole 3686
EMERSON ELECTRIC CO COM 291011104 283.593 6087SH Sole 6087
ENTERPRISE PRODS PRTNR LP COM 293792107 323.315 6971SH Sole 6971
EXXON MOBIL CORP COM 30231G102 2582.636 30470SH Sole 30470
FREEPORT MCMORAN CPPR GLD COM 35671D857 267.978 7284SH Sole 7284
GENERAL ELECTRIC CO COM 369604103 192.335 10739SH Sole 10739
GOOGLE INC CL A 38259P508 375.268 581SH Sole 581
HEWLETT PACKARD CO COM 428236103 309.3 12007SH Sole 12007
HOME DEPOT INC COM 437076102 221.214 5262SH Sole 5262
ISHARES TR BRCLY INTR CR 464288638 294.745 2750SH Sole 2750
ISHARES TR MSCI ACJPN IDX 464288182 373.901 7493SH Sole 7493
ISHARES TR RUSSLL MIDCP 464287499 869.245 8832SH Sole 8832
ISHARES TR BARCLYS1-3YRCR BRCLY 464288646 1849.55 17750SH Sole 17750
ISHARES TR BARCLYS MBS BD BRCLY 464288588 454.11 4202SH Sole 4202
JOHNSON & JOHNSON COM 478160104 202.118 3082SH Sole 3082
JPMORGAN CHASE & CO ALERN ML ETN 46625H365 12173.838 312390SH Sole 312390
LOCKHEED MARTIN CORP COM 539830109 305.398 3775SH Sole 3775
MAGNUM HUNTER RES CORP DEL COM 55973B102 53.9 10000SH Sole 10000
MC DONALDS CORP COM 580135101 492.921 4913SH Sole 4913
NEOPROBE CORP COM 640518106 39.3 15000SH Sole 15000
NORFOLK SOUTHERN CORP COM 655844108 293.48 4028SH Sole 4028
ORACLE CORP COM 68389X105 409.964 15983SH Sole 15983
PEPSICO INC COM 713448108 847.024 12766SH Sole 12766
POWERSHS QQQ TRUST UNIT SER 1 73935A104 566.172 10141SH Sole 10141
PRECISION CASTPARTS CORP COM 740189105 411.975 2500SH Sole 2500
PROCTER & GAMBLE CO COM 742718109 383.849 5754SH Sole 5754
RYDEX ETF TRUST S&P500 EQ TRD 78355W106 4893.462 105736SH Sole 105736
SPDR S&P 500 ETF TR TR UNIT 78462F103 16485.304 131357SH Sole 131357
SCHLUMBERGER LTD COM 806857108 318.53 4663SH Sole 4663
SPDR DOWJONES INDL AVG ETF UT SER 1 78467X109 38496.923 315937SH Sole 315937
SPDR GOLD TRUST GOLD SHS 78463V107 1263.341 8312SH Sole 8312
SPDR SERIES TRUST S&P DIVID ETF 78464A763 5822.27 108080SH Sole 108080
UNION PAC CORP COM 907818108 305.319 2882SH Sole 2882
UNITED TECHNCORP COM 913017109 679.883 9302SH Sole 9302
VANGUARD SPECLIZD PORTFOL DIV APP ETF 921908844 306.04 5600SH Sole 5600
VANGUARD INDEX FDS LRG CAP ETF 922908637 6974.843 121725SH Sole 121725
VANGUARD INTL EQU IDX F MSCI EMR MKT ETF 922042858 725.99 19000SH Sole 19000
VANGUARD SCOTTSDALE FDS SHRT TRM CRP 92206C409 498.304 6400SH Sole 6400
WAL MART STORES INC COM 931142103 674.476 11286SH Sole 11286
TOTAL $104048.976x1000