0001040197-11-000010.txt : 20111117
0001040197-11-000010.hdr.sgml : 20111117
20111117103617
ACCESSION NUMBER: 0001040197-11-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111117
DATE AS OF CHANGE: 20111117
EFFECTIVENESS DATE: 20111117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Wealth Advisors
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 111212041
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR/A
1
mai093011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAI Wealth Advisors LLC
Address: 1360 E. 9th St., Suite 1100
Cleveland, Ohio 44114-1782
Form 13F File Number: 28-06392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kimberly A. Novak
Title: Director
Phone: (216) 920-4987
Signature, Place, and Date of Signing
Kimberly A. Novak Cleveland, Ohio November 11, 2011
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 256
Form 13F Information Table Value Total: $340985
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3GS, LLC Class B COM 0 20000 SH SOLE 20000
A T & T Corp New COM 00206R102 970 34028 SH SOLE 34028
ANSYS Inc COM 03662Q105 257 5235 SH SOLE 5235
Abbott Labs Inc. COM 002824100 7721 150979 SH SOLE 11153 139826
Accenture PLC Cl A COM G1151C101 3332 63253 SH SOLE 17723 45530
Adobe Systems COM 00724F101 3092 127945 SH SOLE 28234 99711
Affiliated Managers COM 008252108 510 6532 SH SOLE 6532
Air Products & Chemicals Inc COM 009158106 1028 13455 SH SOLE 3837 9618
Akamai Tech COM 00971T101 2052 103200 SH SOLE 17150 86050
Albemarle Corp COM 012653101 1704 42180 SH SOLE 6694 35486
Alcoa Inc. COM 013817101 395 41243 SH SOLE 16834 24409
Amazon.com COM 023135106 234 1084 SH SOLE 1084
America Movil ADR COM 02364W105 2229 100942 SH SOLE 16842 84100
America Movil S.A.B. de C.V. COM P0280A101 16 14884 SH SOLE 14884
American Eagle Outfitters Inc. COM 02553E106 138 11803 SH SOLE 11803
American Electric Power COM 025537101 235 6179 SH SOLE 6179
American Express COM 025816109 206 4592 SH SOLE 4592
American Tower COM 029912201 3395 63097 SH SOLE 12965 50132
Ameriprise Financial Inc COM 03076C106 323 8203 SH SOLE 8203
Ametek Inc COM 031100100 2357 71476 SH SOLE 11635 59841
Amgen Inc COM 031162100 212 3863 SH SOLE 3863
Anadarko Pete Co. COM 032511107 270 4290 SH SOLE 4290
Analog Devices Inc COM 032654105 2040 65265 SH SOLE 65265
Annaly Capital Management Inc COM 035710409 6898 414813 SH SOLE 15499 399314
Apartment Invt & Mgmt Co. COM 03748r101 310 13998 SH SOLE 13998
Apple Inc COM 037833100 6444 16898 SH SOLE 2223 14675
Applied Industrial Technologie COM 03820C105 1266 46600 SH SOLE 46600
Archer-Daniels Midland COM 039483102 5719 230516 SH SOLE 15379 215137
Avon Products Inc. COM 054303102 462 23590 SH SOLE 23590
Axcelis Technologies Inc. COM 054540109 15 12869 SH SOLE 12869
BHP Billiton Limited COM 088606108 3437 51729 SH SOLE 51729
BP Amoco PLC ADR COM 055622104 284 7883 SH SOLE 7883
Baker Hughes Inc. COM 057224107 801 17348 SH SOLE 7074 10274
Bank of America Corp COM 060505104 266 43395 SH SOLE 43395
Baxter International COM 071813109 1061 18900 SH SOLE 18900
Berkshire Hathaway COM 084670108 320 3 SH SOLE 3
Berkshire Hathaway Class B COM 084670702 624 8782 SH SOLE 8782
Blackstone Group LP COM 09253U108 494 41224 SH SOLE 23067 18157
Boeing Company COM 097023105 4442 73407 SH SOLE 73407
Bowood Energy COM 103066106 3 10000 SH SOLE 10000
Bristol-Myers Squibb COM 110122108 583 18590 SH SOLE 18590
Brocade Communications System COM 111621306 120 27751 SH SOLE 27751
Buckle Inc COM 118440106 247 6432 SH SOLE 6432
CVS/Caremark Corp. COM 126650100 327 9733 SH SOLE 9733
Cablevision New Cl A COM 12686C109 251 15954 SH SOLE 15954
Camden Property Trust COM 133131102 217 3925 SH SOLE 3925
Cameron International COM 13342b105 347 8342 SH SOLE 8342
CareFusion Corp COM 14170T101 800 33416 SH SOLE 13363 20053
Carnival Corp. COM 143658300 280 9249 SH SOLE 7107 2142
Chesapeake Energy Corp. COM 165167107 779 30486 SH SOLE 13374 17112
Chevron Corp. COM 166764100 7161 77339 SH SOLE 6391 70948
Chimera Investments COM 16934Q109 155 56000 SH SOLE 56000
Chubb Corporation COM 171232101 5460 91014 SH SOLE 91014
Church & Dwight Co COM 171340102 306 6925 SH SOLE 6925
Cisco Systems COM 17275R102 413 26641 SH SOLE 9850 16791
Citrix Systems Inc COM 177376100 2437 44687 SH SOLE 6069 38618
Coach Inc. COM 189754104 328 6333 SH SOLE 6333
Coca-Cola Co. COM 191216100 292 4324 SH SOLE 4324
Colgate Palmolive COM 194162103 1407 15862 SH SOLE 3819 12043
Comcast Corp Class A Special COM 20030N200 1093 52772 SH SOLE 52772
Comcast Corp. Cl A COM 20030N101 1099 52532 SH SOLE 52532
Concho Resources COM 20605p101 294 4136 SH SOLE 4136
ConocoPhillips COM 20825C104 6051 95561 SH SOLE 4986 90575
Core Laboratories N.V. COM N22717107 285 3175 SH SOLE 3175
Corning, Inc. COM 219350105 722 58405 SH SOLE 11772 46633
Costco Wholesale Corp COM 22160K105 3371 41042 SH SOLE 5734 35308
Credit Agricole SA COM 225313105 64 18222 SH SOLE 18222
Danaher Corp. COM 235851102 2289 54569 SH SOLE 9332 45237
Deere & Co COM 244199105 3034 46980 SH SOLE 10883 36097
Dell Inc. COM 24702r101 349 24714 SH SOLE 24714
Developers Diversified Realty COM 23317H102 137 12614 SH SOLE 12614
Diageo PLC ADR COM 25243Q205 4938 65036 SH SOLE 65036
DirectTV Group Inc COM 25490A101 1645 38915 SH SOLE 38915
Discovery Communications COM 25470f104 1755 46648 SH SOLE 7472 39176
Disney, Walt Co. COM 254687106 223 7399 SH SOLE 7399
Donaldson Company Inc. COM 257651109 256 4670 SH SOLE 4670
Dover Corp. COM 260003108 430 9235 SH SOLE 9235
Dow Chemical COM 260543103 297 13213 SH SOLE 13213
Dresser-Rand Group COM 261608103 241 5950 SH SOLE 5950
Du Pont (EI) de Nemours COM 263534109 1034 25859 SH SOLE 25859
E M C Corporation COM 268648102 974 46412 SH SOLE 11153 35259
EQT Corp COM 26884L109 271 5075 SH SOLE 5075
Eaton Corporation COM 278058102 662 18652 SH SOLE 18652
Emerson Electric COM 291011104 236 5710 SH SOLE 5710
Enerplus Corp COM 292766102 705 28710 SH SOLE 28710
Ericsson LM Tel Co. ADR Cl B COM 294821608 138 14450 SH SOLE 14450
Exxon Mobil Corp. COM 30231G102 10721 147606 SH SOLE 147606
FMC Corp COM 302491303 506 7316 SH SOLE 7316
FMC Technologies Inc. COM 30249U101 271 7195 SH SOLE 7195
Fifth Third Bancorp. COM 316773100 209 20730 SH SOLE 20730
Flir Systems COM 302445101 979 39100 SH SOLE 7216 31884
Ford Motor Corp. com new COM 345370860 379 39200 SH SOLE 39200
Freeport McMoRan Copper & Gold COM 35671D857 1029 33809 SH SOLE 7368 26441
Gap Incorporated COM 364760108 206 12699 SH SOLE 12699
Gardner Denver COM 365558105 228 3580 SH SOLE 3580
General Dynamics COM 369550108 338 5940 SH SOLE 5940
General Electric COM 369604103 5976 392674 SH SOLE 20281 372393
General Growth Properties Inc COM 370023103 184 15188 SH SOLE 15188
Genesee & Wyoming Inc COM 371559105 220 4720 SH SOLE 4720
Gentex Corp COM 371901109 234 9732 SH SOLE 9732
Genworth Financial COM 37247D106 62 10884 SH SOLE 10884
Goldman Sachs Group, Inc. COM 38141G104 347 3668 SH SOLE 2095 1573
Goodrich Corp. COM 382388106 2086 17282 SH SOLE 3564 13718
Google Inc COM 38259P508 4444 8628 SH SOLE 1604 7024
Grand Central Silver Mines COM 384906202 0 17000 SH SOLE 17000
Great Plains Energy Inc. COM 391164100 205 10617 SH SOLE 10617
Grupo Financiero Banorte S.A.B COM P49501201 559 187800 SH SOLE 187800
Grupo Financiero Inbursa S.A. COM P4950U165 98 58000 SH SOLE 58000
HMS Holdings Corp. COM 40425J101 258 10590 SH SOLE 10590
Halliburton Company COM 406216101 260 8520 SH SOLE 8520
Harley Davidson Inc. COM 412822108 633 18447 SH SOLE 18447
Hasbro Inc COM 418056107 279 8554 SH SOLE 8554
Healthwatch Inc COM 422214809 0 10000 SH SOLE 10000
Hercules Offshore COM 427093109 35 12000 SH SOLE 12000
Hewlett-Packard COM 428236103 474 21118 SH SOLE 8860 12258
Hexcel Corp COM 428291108 262 11825 SH SOLE 11825
Hittite Microwave Corp COM 43365Y104 264 5415 SH SOLE 5415
Home Depot COM 437076102 4585 139484 SH SOLE 139484
Honeywell International COM 438516106 4203 95715 SH SOLE 95715
Hormel Geo A Co COM 440452100 248 9175 SH SOLE 9175
Huntington Bancshares COM 446150104 50 10400 SH SOLE 10400
IDEXX Laboratories COM 45168D104 243 3520 SH SOLE 3520
ING Groep NV ADS COM 456837103 76 10744 SH SOLE 10744
Illinois Tool Works COM 452308109 3135 75353 SH SOLE 75353
Informatica Corp COM 45666Q102 2715 66300 SH SOLE 8779 57521
Int'l Business Machines COM 459200101 7686 43955 SH SOLE 3393 40562
Intel Corp COM 458140100 954 44725 SH SOLE 44725
International Power Group Ltd COM 46018A100 0 20000 SH SOLE 20000
Interpublic Group of Cos COM 460690100 94 13047 SH SOLE 13047
J C Penney Co. COM 708160106 331 12375 SH SOLE 12375
J P Morgan Chase & Co. COM 46625H100 5115 169828 SH SOLE 169828
Jacobs Engineering COM 469814107 442 13686 SH SOLE 13686
Johnson & Johnson COM 478160104 7505 117837 SH SOLE 117837
Juniper Networks Inc. COM 48203R104 1445 83710 SH SOLE 15435 68275
KeyCorp COM 493267108 200 33775 SH SOLE 33775
Kimberly-Clark COM 494368103 233 3287 SH SOLE 3287
Kingfisher ADR COM 495724403 130 16741 SH SOLE 16741
Kirby Corporation COM 497266106 311 5907 SH SOLE 5907
Kraft Foods Inc. COM 50075N104 230 6849 SH SOLE 6849
L-3 Communications COM 502424104 205 3300 SH SOLE 3300
LNB Bancorp Inc. COM 502100100 41 11000 SH SOLE 11000
LTX-Credence Corp COM 502403207 54 10277 SH SOLE 10277
Ladenburg Thalmann Financial S COM 50575Q102 23 15000 SH SOLE 15000
Las Vegas Sands Corp. COM 517834107 498 13000 SH SOLE 13000
Leapfrog Enterprises COM 52186N106 45 13290 SH SOLE 13290
Level 3 Communications COM 52729N308 60 40098 SH SOLE 40098
Liberty Capital Media A COM 530322106 572 8656 SH SOLE 8656
Liberty Global Inc Cl A COM 530555101 409 11305 SH SOLE 11305
Liberty Global Inc Ser C COM 530555309 238 6872 SH SOLE 6872
Liberty MediaStarz A COM 530322304 208 3265 SH SOLE 3265
Life Technologies Corp COM 53217V109 1518 39490 SH SOLE 8000 31490
Lilly, Eli Co COM 532457108 357 9651 SH SOLE 9651
MEMC Electronic Materials Inc. COM 552715104 62 11841 SH SOLE 11841
Mako Surgical COM 560879108 368 10750 SH SOLE 10750
McDonalds Corp COM 580135101 5432 61852 SH SOLE 61852
McKesson HBOC Corp. COM 58155Q103 1967 27062 SH SOLE 9631 17431
MedAssets COM 584045108 1046 108808 SH SOLE 18985 89823
Medco Health Solutions COM 58405U102 2913 62133 SH SOLE 15516 46617
Mednax COM 58502B106 263 4205 SH SOLE 4205
Medtronic Inc. COM 585055106 3953 118916 SH SOLE 118916
Merck & Co COM 58933Y105 644 19700 SH SOLE 19700
Metlife Inc. COM 59156R108 241 8605 SH SOLE 8605
Micro Systems Inc COM 594901100 315 7165 SH SOLE 7165
Microsoft Corporation COM 594918104 5620 225804 SH SOLE 225804
Mylan Laboratories Inc. COM 628530107 177 10405 SH SOLE 10405
Nabors Industries COM G6359F103 1054 85983 SH SOLE 11208 74775
Nalco Holding Co COM 62985Q101 1753 50105 SH SOLE 8540 41565
National Oilwell Varco Inc COM 637071101 208 4067 SH SOLE 4067
Neoprobe Corp COM 640518106 62 21000 SH SOLE 21000
Nestle SA (REG) ADR COM 641069406 553 10033 SH SOLE 10033
Newell Rubbermaid Company COM 651229106 140 11834 SH SOLE 11834
Newfield Exploration Co COM 651290108 213 5369 SH SOLE 5369
NextEra Energy (formerly FPL) COM 65339f101 4920 91079 SH SOLE 91079
Nice Systems ADR COM 653656108 2121 69870 SH SOLE 12077 57793
Nike Inc. COM 654106103 731 8550 SH SOLE 8550
Nordson COM 655663102 220 5525 SH SOLE 5525
Norfolk Southern COM 655844108 4487 73533 SH SOLE 73533
Nucor Corporation COM 670346105 4611 145719 SH SOLE 145719
Nvidia Corp. COM 67066G104 360 28800 SH SOLE 28800
O'Reilly Automotive Inc COM 67103H107 309 4640 SH SOLE 4640
Occidental Petroleum COM 674599105 2452 34293 SH SOLE 4468 29825
Ocwen Financial Corp COM 675746309 132 10000 SH SOLE 10000
Omnicom Group COM 681919106 2323 63054 SH SOLE 9104 53950
Oracle Corp COM 68389X105 4156 144606 SH SOLE 22655 121951
PNC Financial Services Group COM 693475105 816 16925 SH SOLE 6972 9953
PVF Capital Corp COM 693654105 343 214516 SH SOLE 214516
Panera Bread Company COM 69840W108 248 2390 SH SOLE 2390
Parker-Hannifin COM 701094104 1941 30742 SH SOLE 8092 22650
Peabody Energy Corp COM 704549104 918 27091 SH SOLE 6338 20753
Pepsico Inc. COM 713448108 8602 138959 SH SOLE 11941 127018
Perrigo Company COM 714290103 325 3350 SH SOLE 3350
Petroleo Brasil COM 71654V408 210 9350 SH SOLE 9350
Pfizer Inc COM 717081103 1202 68006 SH SOLE 68006
Philip Morris Int'l COM 718172109 5838 93580 SH SOLE 7593 85987
Portfolio Recovery Associates COM 73640Q105 2148 34515 SH SOLE 5230 29285
Praxair Inc. COM 74005P104 1746 18676 SH SOLE 3568 15108
Premier Foods PLC COM 74051J101 26 16434 SH SOLE 16434
Procter & Gamble COM 742718109 1801 28503 SH SOLE 28503
Progressive Corp COM 743315103 804 45264 SH SOLE 45264
Prospect Cap Corp COM 74348T102 101 12000 SH SOLE 12000
Qualcomm Incorporated COM 747525103 11098 228207 SH SOLE 22903 205304
Quest Diagnostics Inc COM 74834L100 231 4675 SH SOLE 4675
Range Resources Corp. COM 75281A109 217 3705 SH SOLE 3705
Raytheon Company COM 755111507 217 5301 SH SOLE 5301
Republic Services Inc. COM 760759100 215 7656 SH SOLE 7656
Robbins & Myers Inc COM 770196103 261 7506 SH SOLE 7506
Roper Industries COM 776696106 2751 39923 SH SOLE 6344 33579
Ross Stores Inc COM 778296103 287 3647 SH SOLE 3647
Royal Caribbean COM V7780T103 231 10674 SH SOLE 4735 5939
Royal Dutch Shell Plc Spon Adr COM 780259206 5920 96224 SH SOLE 6454 89770
Royal Dutch Shell Plc Spon Adr COM 780259107 220 3548 SH SOLE 3548
SAP AG Spon ADR COM 803054204 237 4684 SH SOLE 4684
Schlumberger Limited COM 806857108 446 7470 SH SOLE 7470
Secom Ltd ADR COM 813113206 195 16000 SH SOLE 16000
Sigma-Aldrich Corp. COM 826552101 252 4085 SH SOLE 4085
Signature Bank NY COM 82669G104 270 5660 SH SOLE 5660
Siliconware Precision Industri COM 827084864 81 16945 SH SOLE 16945
Spirit Aerosystems COM 848574109 227 14245 SH SOLE 14245
Staples Inc COM 855030102 222 16666 SH SOLE 16666
State Street Corp. COM 857477103 2338 72704 SH SOLE 15737 56967
Stryker Corp. COM 863667101 297 6307 SH SOLE 6307
Synovus Financial Corp. COM 87161C105 30 27868 SH SOLE 27868
Sysco Corp COM 871829107 231 8927 SH SOLE 8927
T. Rowe Price Associates Inc COM 74144T108 6050 126653 SH SOLE 6527 120126
TCF Financial Corp. COM 872275102 128 13997 SH SOLE 13997
Taiwan Semiconductor Manufactu COM 874039100 161 14109 SH SOLE 14109
Target COM 87612E106 264 5385 SH SOLE 5385
TeleCommunications Systems Inc COM 87929J103 41 11812 SH SOLE 11812
Telefonica Brasil Spon ADR COM 87936R106 330 12477 SH SOLE 12477
Telefonos de Mexico COM 879403780 329 22000 SH SOLE 22000
Teradata COM 88076W103 359 6710 SH SOLE 6710
Teva Pharmaceutical Inds COM 881624209 3835 103035 SH SOLE 15098 87937
The Wendy's Company COM 95058W100 231 50400 SH SOLE 50400
Time Warner Inc COM 887317303 327 10905 SH SOLE 10905
Travelers Companies Inc COM 89417E109 981 20133 SH SOLE 7117 13016
Turkiye Garanti Bankasi AS COM 900148701 73 18784 SH SOLE 18784
U S Bancorp new COM 902973304 422 17938 SH SOLE 17938
Ulta Salon Cosmetics & Fragran COM 90384S303 316 5070 SH SOLE 5070
Union Pacific Corp COM 907818108 486 5950 SH SOLE 5950
United Natural Foods COM 911163103 280 7563 SH SOLE 7563
United Technologies COM 913017109 1051 14931 SH SOLE 14931
VF Corp. COM 918204108 331 2725 SH SOLE 2725
VISA Inc Cl A COM 92826C839 2872 33509 SH SOLE 8157 25352
Verizon Communications COM 92343V104 1924 52275 SH SOLE 52275
Vodafone Group PLC COM 92857W209 7209 280956 SH SOLE 280956
Vulcan Materials COM 929160109 215 7795 SH SOLE 7795
W. W. Grainger Inc COM 384802104 286 1915 SH SOLE 1915
WCA Waste Corporation COM 92926K103 213 50298 SH SOLE 50298
Wal-Mart Stores Inc. COM 931142103 375 7223 SH SOLE 7223
Walgreen Inc. COM 931422109 206 6251 SH SOLE 6251
Waste Management Inc. COM 94106L109 2063 63346 SH SOLE 63346
Weatherford Int'l Inc COM H27013103 2251 184340 SH SOLE 45109 139231
WellPoint Inc. COM 94973V107 234 3592 SH SOLE 3592
Wells Fargo and Company COM 949746101 360 14942 SH SOLE 14942
Western Union COM 959802109 260 17030 SH SOLE 17030
Yum! Brands Inc. COM 988498101 3204 64879 SH SOLE 15653 49226