0000950103-11-004785.txt : 20111116 0000950103-11-004785.hdr.sgml : 20111116 20111116165814 ACCESSION NUMBER: 0000950103-11-004785 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 EFFECTIVENESS DATE: 20111116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHILTON INVESTMENT CO LLC CENTRAL INDEX KEY: 0001332632 IRS NUMBER: 870742367 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11480 FILM NUMBER: 111210567 BUSINESS ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 7 FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-352-4000 MAIL ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 7 FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR/A 1 dp27296_13fhra.txt FORM 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [X]; This amendment (Check only one.):[X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHILTON INVESTMENT CO LLC ---------------------------------- Address: 1290 East Main Street, 1st floor ---------------------------------- Stamford, CT 06902 ---------------------------------- 13 File Number: 028-11480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, reconsidered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer A. Duggins --------------------------------------------- Title: Vice President - Chief Compliance Officer --------------------------------------------- Phone: (203) 352-4000 --------------------------------------------- Signature, Place and Date of Signing: /s/ JENNIFER A. DUGGINS November 16, 2011 ----------------------- ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [] 13F NOTICE. [] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total: 4313941 FORM 13F INFORMATION TABLE /PUT/OTHER VALUE SHARES/ SH CALL VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN MANAGERS SOLE SHARED NONE ------------------------------ -------------- -------- -------- ------- --- ------------ -------- ------ ---- D 7 DAYS GROUP HOLDINGS LTD ADRS STOCKS 81783J101 11,235.97 887,517 SH SOLE 887517 0 0 D ADVANTAGE OIL & GAS LTD COMMON STOCK 00765F101 14,318.05 3,828,382 SH SOLE 3828382 0 0 D AEROFLEX HOLDING CORP COMMON STOCK 007767106 3,412.56 375,007 SH SOLE 375007 0 0 D AFC ENTERPRISES INC COMMON STOCK 00104Q107 27,341.74 2,311,221 SH SOLE 2311221 0 0 D AGNICO-EAGLE MINES LTD COMMON STOCK 008474108 99,634.63 1,673,969 SH SOLE 1673969 0 0 D AGRIUM INC COMMON STOCK 008916108 84,465.49 1,267,109 SH SOLE 1267109 0 0 D AIRGAS INC COMMON STOCK 009363102 67,375.48 1,055,711 SH SOLE 1055711 0 0 D ALEXCO RESOURCE CORP ADRS STOCKS 01535P106 7,075.62 1,043,602 SH SOLE 1043602 0 0 D ALPHA NATURAL RESOURCES INC COMMON STOCK 02076X102 71,834.99 4,060,768 SH SOLE 4060768 0 0 D AMAZON.COM INC COMMON STOCK 023135106 4,021.88 18,600 SH SOLE 18600 0 0 D AMERICAN EXPRESS CO COMMON STOCK 025816109 38,600.08 859,690 SH SOLE 859690 0 0 D AMPHENOL CORP COMMON STOCK 032095101 32,313.65 792,584 SH SOLE 792584 0 0 D APPLE INC COMMON STOCK 037833100 2,115.55 5,550 SH SOLE 5550 0 0 D APPLIED MICRO CIRCUITS CORP COMMON STOCK 03822W406 3,527.44 656,879 SH SOLE 656879 0 0 D ARCH COAL INC COMMON STOCK 039380100 34,561.66 2,370,484 SH SOLE 2370484 0 0 D ASCENA RETAIL GROUP INC COMMON STOCK 04351G101 25,353.71 936,598 SH SOLE 936598 0 0 D ATMEL CORP COMMON STOCK 049513104 41,422.03 5,132,842 SH SOLE 5132842 0 0 D AUGUSTA RESOURCE CORP COMMON STOCK 050912203 8,941.70 3,011,541 SH SOLE 3011541 0 0 D AUTONAVI HOLDINGS LTD COMMON STOCK 05330F106 11,487.24 843,410 SH SOLE 843410 0 0 D AUTOZONE INC COMMON STOCK 053332102 62,736.79 196,550 SH SOLE 196550 0 0 D AVAGO TECHNOLOGIES LTD ADRS STOCKS Y0486S104 135,649.12 4,139,430 SH SOLE 4139430 0 0 D AVALON RARE METALS INC COMMON STOCK 053470100 4,570.87 1,722,858 SH SOLE 1722858 0 0 D BAIDU INC/CHINA COMMON STOCK 056752108 11,081.22 103,650 SH SOLE 103650 0 0 D BAKER HUGHES INC COMMON STOCK 057224107 22,249.12 482,000 SH SOLE 482000 0 0 D BALLY TECHNOLOGIES INC COMMON STOCK 05874B107 45,344.75 1,680,680 SH SOLE 1680680 0 0 D BARRICK GOLD CORP COMMON STOCK 067901108 740.80 15,880 SH SOLE 15880 0 0 D BAYTEX ENERGY CORP COMMON STOCK 07317Q105 34,762.36 828,450 SH SOLE 828450 0 0 D BECTON DICKINSON AND CO COMMON STOCK 075887109 11,396.86 155,440 SH SOLE 155440 0 0 D BITAUTO HOLDINGS LTD ADRS STOCKS 091727107 2,670.32 437,758 SH SOLE 437758 0 0 D BRIGHTPOINT INC COMMON STOCK 109473405 51,762.24 5,620,221 SH SOLE 5620221 0 0 D BROWN-FORMAN CORP COMMON STOCK 115637209 7,014.00 100,000 SH SOLE 100000 0 0 D CABOT OIL & GAS CORP COMMON STOCK 127097103 82,119.59 1,326,435 SH SOLE 1326435 0 0 D CADENCE DESIGN SYSTEMS INC COMMON STOCK 127387108 619.08 67,000 SH SOLE 67000 0 0 D CAMECO CORP COMMON STOCK 13321L108 51,519.80 2,812,216 SH SOLE 2812216 0 0 D CASELLA WASTE SYSTEMS INC COMMON STOCK 147448104 1,052.00 200,000 SH SOLE 200000 0 0 D CASUAL MALE RETAIL GROUP INC COMMON STOCK 148711302 17,792.02 4,731,921 SH SOLE 4731921 0 0 D CBIZ INC COMMON STOCK 124805102 868.07 131,726 SH SOLE 131726 0 0 D CENOVUS ENERGY INC COMMON STOCK 15135U109 22,262.45 720,285 SH SOLE 720285 0 0 D CF INDUSTRIES HOLDINGS INC COMMON STOCK 125269100 36,861.04 298,736 SH SOLE 298736 0 0 D CHEVRON CORP COMMON STOCK 166764100 9,483.30 102,500 SH SOLE 102500 0 0 D CHINA KANGHUI HOLDINGS INC ADRS STOCKS 16890V100 10,689.71 548,190 SH SOLE 548190 0 0 D CHINACACHE INTERNATIONAL HOLDI ADRS STOCKS 16950M107 1,489.31 328,041 SH SOLE 328041 0 0 D CIENA CORP COMMON STOCK 171779309 145.60 13,000 SH SOLE 13000 0 0 D CLOUD PEAK ENERGY INC COMMON STOCK 18911Q102 32,443.77 1,914,087 SH SOLE 1914087 0 0 D COCA-COLA CO/THE COMMON STOCK 191216100 28,014.02 414,654 SH SOLE 414654 0 0 D COGNIZANT TECHNOLOGY SOLUTIONS ADRS STOCKS 192446102 2,633.40 42,000 SH SOLE 42000 0 0 D COLGATE-PALMOLIVE CO COMMON STOCK 194162103 1,130.67 12,750 SH SOLE 12750 0 0 D CONCHO RESOURCES INC COMMON STOCK 20605P101 30,157.03 423,911 SH SOLE 423911 0 0 D CONSOL ENERGY INC COMMON STOCK 20854P109 62,192.84 1,832,975 SH SOLE 1832975 0 0 D CORNING INC COMMON STOCK 219350105 74,395.58 6,019,060 SH SOLE 6019060 0 0 D COSTCO WHOLESALE CORP COMMON STOCK 22160K105 42,974.46 523,313 SH SOLE 523313 0 0 D CTRIP.COM INTERNATIONAL LTD COMMON STOCK 22943F100 7,396.80 230,000 SH SOLE 230000 0 0 D CUMMINS INC COMMON STOCK 231021106 19,341.17 236,850 SH SOLE 236850 0 0 D DEERE & CO COMMON STOCK 244199105 17,452.75 270,292 SH SOLE 270292 0 0 D DIAGEO PLC COMMON STOCK 25243Q205 496.73 6,542 SH SOLE 6542 0 0 D DINEEQUITY INC COMMON STOCK 254423106 9,376.16 243,600 SH SOLE 243600 0 0 D DOLLAR GENERAL CORP COMMON STOCK 256677105 71,153.40 1,884,359 SH SOLE 1884359 0 0 D DOLLAR TREE INC COMMON STOCK 256746108 41,522.01 552,816 SH SOLE 552816 0 0 D ECHOSTAR CORP COMMON STOCK 278768106 791.35 35,000 SH SOLE 35000 0 0 D E-COMMERCE CHINA DANGDANG INC ADRS STOCKS 26833A105 231.88 46,940 SH SOLE 46940 0 0 D EMC CORP/MASSACHUSETTS COMMON STOCK 268648102 6,578.27 313,400 SH SOLE 313400 0 0 D ENDEAVOUR SILVER CORP COMMON STOCK 29258Y103 9,755.81 1,079,000 SH SOLE 1079000 0 0 D ENSCO PLC COMMON STOCK 29358Q109 819.52 20,270 SH SOLE 20270 0 0 D ENTEGRIS INC COMMON STOCK 29362U104 50,311.42 7,885,803 SH SOLE 7885803 0 0 D EOG RESOURCES INC COMMON STOCK 26875P101 85,157.18 1,199,228 SH SOLE 1199228 0 0 D EQT CORP COMMON STOCK 26884L109 43,900.71 822,727 SH SOLE 822727 0 0 D EXCEL TRUST INC COMMON STOCK 30068C109 10,522.36 1,093,800 SH SOLE 1093800 0 0 D FEDEX CORP COMMON STOCK 31428X106 38,665.58 571,300 SH SOLE 571300 0 0 D FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 1,119.28 46,023 SH SOLE 46023 0 0 D FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 3,117.08 523,000 SH SOLE 523000 0 0 D FOCUS MEDIA HOLDING LTD ADRS STOCKS 34415V109 4,445.52 264,772 SH SOLE 264772 0 0 D FREEPORT-MCMORAN COPPER & GOLD COMMON STOCK 35671D857 36,813.59 1,208,985 SH SOLE 1208985 0 0 D FREIGHTCAR AMERICA INC COMMON STOCK 357023100 16,926.97 1,174,668 SH SOLE 1174668 0 0 D GARTNER INC COMMON STOCK 366651107 7,653.97 219,500 SH SOLE 219500 0 0 D GLOBE SPECIALTY METALS INC COMMON STOCK 37954N206 11,621.21 800,359 SH SOLE 800359 0 0 D GOOGLE INC COMMON STOCK 38259P508 18,332.50 35,640 SH SOLE 35640 0 0 D GREAT PANTHER RESOURCES LTD COMMON STOCK 39115V101 9,421.57 3,740,225 SH SOLE 3740225 0 0 D HALLIBURTON CO COMMON STOCK 406216101 19,838.00 650,000 SH SOLE 650000 0 0 D HARRY WINSTON DIAMOND CORP COMMON STOCK 41587B100 40,897.16 4,005,588 SH SOLE 4005588 0 0 D HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK 42235N108 4,663.41 236,481 SH SOLE 236481 0 0 D HELMERICH & PAYNE INC COMMON STOCK 423452101 28,761.32 708,407 SH SOLE 708407 0 0 D HOME DEPOT INC COMMON STOCK 437076102 60,802.04 1,849,773 SH SOLE 1849773 0 0 D HOSPIRA INC COMMON STOCK 441060100 9,329.88 252,159 SH SOLE 252159 0 0 D HSW INTERNATIONAL INC COMMON STOCK 40431N203 123.64 42,199 SH SOLE 42199 0 0 D HUB GROUP INC COMMON STOCK 443320106 1,447.42 51,200 SH SOLE 51200 0 0 D IAMGOLD CORP ADRS STOCKS 450913108 47,540.50 2,403,463 SH SOLE 2403463 0 0 D IMAX CORP COMMON STOCK 45245E109 3,116.10 215,200 SH SOLE 215200 0 0 D INTERLINE BRANDS INC COMMON STOCK 458743101 18,380.38 1,428,157 SH SOLE 1428157 0 0 D INTREPID POTASH INC COMMON STOCK 46121Y102 33,708.10 1,355,372 SH SOLE 1355372 0 0 D INTUIT INC COMMON STOCK 461202103 2,372.00 50,000 SH SOLE 50000 0 0 D ISHARES SILVER TRUST COMMON STOCK 46428Q109 84,315.18 2,914,455 SH SOLE 2914455 0 0 D ISOFTSTONE HOLDINGS LTD ADRS STOCKS 46489B108 473.15 72,905 SH SOLE 72905 0 0 D JB HUNT TRANSPORT SERVICES INC COMMON STOCK 445658107 1,361.72 37,700 SH SOLE 37700 0 0 D KIMBER RESOURCES INC ADRS STOCKS 49435N101 4,718.18 3,574,382 SH SOLE 3574382 0 0 D KODIAK OIL & GAS CORP COMMON STOCK 50015Q100 16,016.87 3,078,350 SH SOLE 3078350 0 0 D LE GAGA HOLDINGS LTD ADRS STOCKS 521168104 3,080.85 523,065 SH SOLE 523065 0 0 D LKQ CORP COMMON STOCK 501889208 96,354.62 3,988,188 SH SOLE 3988188 0 0 D LOWE'S COS INC COMMON STOCK 548661107 825.82 42,700 SH SOLE 42700 0 0 D MARKET VECTORS GOLD MINERS ETF COMMON STOCK 57060U100 1,275.33 23,108 SH SOLE 23108 0 0 D MARVELL TECHNOLOGY GROUP LTD COMMON STOCK G5876H105 101,722.21 7,000,840 SH SOLE 7000840 0 0 D MCDONALD'S CORP COMMON STOCK 580135101 36,754.08 418,516 SH SOLE 418516 0 0 D MCMORAN EXPLORATION CO COMMON STOCK 582411104 26,290.25 2,647,558 SH SOLE 2647558 0 0 D MEADWESTVACO CORP COMMON STOCK 583334107 26,108.51 1,063,050 SH SOLE 1063050 0 0 D MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 311.10 10,000 SH SOLE 10000 0 0 D MICRON TECHNOLOGY INC COMMON STOCK 595112103 27,134.21 5,383,772 SH SOLE 5383772 0 0 D MOLYCORP INC COMMON STOCK 608753109 34,605.70 1,052,805 SH SOLE 1052805 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 110,583.71 2,258,193 SH SOLE 2258193 0 0 D MOUNTAIN PROVINCE DIAMONDS INC COMMON STOCK 62426E402 5,229.76 1,287,793 SH SOLE 1287793 0 0 D NATIONAL INSTRUMENTS CORP COMMON STOCK 636518102 1,630.28 71,316 SH SOLE 71316 0 0 D NEOPHOTONICS CORP COMMON STOCK 64051T100 6,277.77 912,466 SH SOLE 912466 0 0 D NEVSUN RESOURCES LTD COMMON STOCK 64156L101 7,833.85 1,549,072 SH SOLE 1549072 0 0 D NEWELL RUBBERMAID INC COMMON STOCK 651229106 6,901.22 581,400 SH SOLE 581400 0 0 D NIKE INC COMMON STOCK 654106103 15,869.63 185,588 SH SOLE 185588 0 0 D NOAH HOLDINGS LTD ADRS STOCKS 65487X102 1,998.05 217,179 SH SOLE 217179 0 0 D NORTH AMERICAN PALLADIUM LTD ADRS STOCKS 656912102 14,951.50 5,863,333 SH SOLE 5863333 0 0 D NOVAGOLD RESOURCES INC COMMON STOCK 66987E206 32,995.51 5,115,583 SH SOLE 5115583 0 0 D NVR INC COMMON STOCK 62944T105 27,764.96 45,970 SH SOLE 45970 0 0 D OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 29,458.00 412,000 SH SOLE 412000 0 0 D ORACLE CORP COMMON STOCK 68389X105 369.45 12,855 SH SOLE 12855 0 0 D PAN AMERICAN SILVER CORP COMMON STOCK 697900108 22,417.87 837,425 SH SOLE 837425 0 0 D PATRIOT COAL CORP COMMON STOCK 70336T104 46,737.69 5,524,550 SH SOLE 5524550 0 0 D PATTERSON COS INC COMMON STOCK 703395103 5,086.32 177,657 SH SOLE 177657 0 0 D PATTERSON-UTI ENERGY INC COMMON STOCK 703481101 44,435.73 2,562,614 SH SOLE 2562614 0 0 D PERFECT WORLD CO LTD ADRS STOCKS 71372U104 4,294.17 384,782 SH SOLE 384782 0 0 D PERICOM SEMICONDUCTOR CORP COMMON STOCK 713831105 4,129.44 557,280 SH SOLE 557280 0 0 D PLATINUM GROUP METALS LTD COMMON STOCK 72765Q205 11,739.91 10,847,174 SH SOLE 10847174 0 0 D PLX TECHNOLOGY INC COMMON STOCK 693417107 2,987.73 992,601 SH SOLE 992601 0 0 D PMC - SIERRA INC COMMON STOCK 69344F106 12,954.09 2,166,236 SH SOLE 2166236 0 0 D POTASH CORP OF SASKATCHEWAN IN COMMON STOCK 73755L107 111,121.73 2,571,072 SH SOLE 2571072 0 0 D PRAXAIR INC COMMON STOCK 74005P104 19,490.58 208,500 SH SOLE 208500 0 0 D PRICELINE.COM INC COMMON STOCK 741503403 28,765.44 64,000 SH SOLE 64000 0 0 D PSS WORLD MEDICAL INC COMMON STOCK 69366A100 5,260.77 267,180 SH SOLE 267180 0 0 D QUALCOMM INC COMMON STOCK 747525103 729.45 15,000 SH SOLE 15000 0 0 D QUICKSILVER RESOURCES INC COMMON STOCK 74837R104 11,223.78 1,480,710 SH SOLE 1480710 0 0 D RANDGOLD RESOURCES LTD ADRS STOCKS 752344309 20,532.98 212,293 SH SOLE 212293 0 0 D RANGE RESOURCES CORP COMMON STOCK 75281A109 84,849.78 1,451,416 SH SOLE 1451416 0 0 D RDA MICROELECTRONICS INC ADRS STOCKS 749394102 169.00 20,000 SH SOLE 20000 0 0 D ROBERT HALF INTERNATIONAL INC COMMON STOCK 770323103 6,779.28 319,476 SH SOLE 319476 0 0 D ROVI CORP COMMON STOCK 779376102 18,806.80 437,571 SH SOLE 437571 0 0 D SANDISK CORP COMMON STOCK 80004C101 67,825.16 1,680,921 SH SOLE 1680921 0 0 D SHERWIN-WILLIAMS CO/THE COMMON STOCK 824348106 39,941.43 537,425 SH SOLE 537425 0 0 D SILVER STANDARD RESOURCES INC COMMON STOCK 82823L106 27,749.49 1,512,234 SH SOLE 1512234 0 0 D SILVER WHEATON CORP COMMON STOCK 828336107 67,178.07 2,266,927 SH SOLE 2266927 0 0 D SIMPSON MANUFACTURING CO INC COMMON STOCK 829073105 1,388.60 55,700 SH SOLE 55700 0 0 D SONOCO PRODUCTS CO COMMON STOCK 835495102 846.90 30,000 SH SOLE 30000 0 0 D SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 113,485.08 3,404,893 SH SOLE 3404893 0 0 D SPDR GOLD SHARES COMMON STOCK 78463V107 41,000.26 259,364 SH SOLE 259364 0 0 D SPS COMMERCE INC COMMON STOCK 78463M107 211.77 13,000 SH SOLE 13000 0 0 D STARBUCKS CORP COMMON STOCK 855244109 443.75 11,900 SH SOLE 11900 0 0 D SUNCOKE ENERGY INC COMMON STOCK 86722A103 275.00 25,000 SH SOLE 25000 0 0 D SUNCOR ENERGY INC COMMON STOCK 867224107 45,252.70 1,778,801 SH SOLE 1778801 0 0 D TAL EDUCATION GROUP ADRS STOCKS 874080104 3,112.46 326,596 SH SOLE 326596 0 0 D TD AMERITRADE HOLDING CORP COMMON STOCK 87236Y108 1,602.85 109,000 SH SOLE 109000 0 0 D TEVA PHARMACEUTICAL INDUSTRIES ADRS STOCKS 881624209 400.78 10,768 SH SOLE 10768 0 0 D TOTAL SA ADRS STOCKS 89151E109 2,456.72 56,000 SH SOLE 56000 0 0 D TRIANGLE PETROLEUM CORP COMMON STOCK 89600B201 2,677.07 823,691 SH SOLE 823691 0 0 D TUDOU HOLDINGS LTD ADRS STOCKS 89903T107 409.50 30,000 SH SOLE 30000 0 0 D UNITED PARCEL SERVICE INC COMMON STOCK 911312106 23,160.26 366,750 SH SOLE 366750 0 0 D UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 41,548.28 590,510 SH SOLE 590510 0 0 D VALASSIS COMMUNICATIONS INC COMMON STOCK 918866104 18,308.70 976,985 SH SOLE 976985 0 0 D VCA ANTECH INC COMMON STOCK 918194101 11,570.75 724,077 SH SOLE 724077 0 0 D VERISK ANALYTICS INC COMMON STOCK 92345Y106 7,834.59 225,326 SH SOLE 225326 0 0 D VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 489.44 13,300 SH SOLE 13300 0 0 D VISA INC COMMON STOCK 92826C839 1,087.02 12,681 SH SOLE 12681 0 0 D VIVUS INC COMMON STOCK 928551100 66,131.90 8,194,783 SH SOLE 8194783 0 0 D WAL-MART STORES INC COMMON STOCK 931142103 15,621.90 301,000 SH SOLE 301000 0 0 D WALT DISNEY CO/THE COMMON STOCK 254687106 24,147.30 800,640 SH SOLE 800640 0 0 D WALTER ENERGY INC COMMON STOCK 93317Q105 48,400.77 806,545 SH SOLE 806545 0 0 D WEATHERFORD INTERNATIONAL LTD COMMON STOCK H27013103 96,896.77 7,935,853 SH SOLE 7935853 0 0 D WELLS FARGO & CO COMMON STOCK 949746101 920.08 38,146 SH SOLE 38146 0 0 D WESTERN UNION CO/THE COMMON STOCK 959802109 753.03 49,250 SH SOLE 49250 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 54,501.82 1,103,499 SH SOLE 1103499 0 0 D SINA COMMON STOCK G81477104 9,452.52 132,000 SH SOLE 132000 0 0 D SENSATA TECHNOLOGIES HOLDINGS COMMON STOCK N7902X106 954.15 36,060 SH SOLE 36060 0 0 D CBRE GROUP INC COMMON STOCK 12497T101 306.78 22,792 SH SOLE 22792 0 0 D MICROSOFT CORP COMMON STOCK 594918904 4,978.00 200,000 SH CALL SOLE 200000 0 0 D WELLS FARGO & CO NEW PERP PFD CNV 949746804 3,129.02 3,032 SH SOLE 3032 0 0 S REPORT SUMMARY 177 DATA RECORDS 4,313,941 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED