0000919458-11-000005.txt : 20111115 0000919458-11-000005.hdr.sgml : 20111115 20111115143757 ACCESSION NUMBER: 0000919458-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 111206853 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS FINANCIAL 13F-HR 09/30/11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota November 10, 2011 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: Arbor Capital Management LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 0 Form 13F Information Table Entry 97 Form 13F Information Table Value $358,366 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE AFLAC INC COM 001055102 4175 119455 SH SOLE 119,455 AT&T INC COM 00206R102 4877 171000 SH SOLE 171,000 ABBOTT LABORATORIES COM 002824100 7399 144682 SH SOLE 144,682 ADOBE SYSTEMS INC COM 00724F101 2576 106582 SH SOLE 106,582 ALCOA INC COM 013817101 174 18200 SH SOLE 18,200 ALTRIA GROUP INC COM 02209S103 297 11090 SH SOLE 11,090 AMERICAN EXPRESS CO COM 025816109 5366 119508 SH SOLE 119,508 APACHE INC COM 037411105 4352 54239 SH SOLE 54,239 APPLE COMPUTER COM 037833100 9644 25292 SH SOLE 25,292 BP PLC SPONSORED ADR 055622104 263 7292 SH SOLE 7,292 BAKER HUGHES INC COM 057224107 2240 48542 SH SOLE 48,542 BARD CR INC COM 067383109 3328 38022 SH SOLE 38,022 BARRICK GOLD CORP COM 067901108 252 5400 SH SOLE 5,400 BAXTER INTERNATIONAL COM 071813109 4951 88182 SH SOLE 88,182 BECTON DICKINSON & COMPANY COM 075887109 3599 49084 SH SOLE 49,084 BLACK HILLS CORPORATION COM 092113109 200 6536 SH SOLE 6,536 BLACKROCK INC COM 09247X101 821 5550 SH SOLE 5,550 BOEING COM 097023105 4212 69615 SH SOLE 69,615 BROADCOM CORPORATION CL A 111320107 2424 72825 SH SOLE 72,825 CME GROUP COM 12572Q105 1687 6847 SH SOLE 6,847 CVS CORP COM 126650100 3360 100036 SH SOLE 100,036 CARDINAL HEALTH INC COM 14149Y108 4331 103425 SH SOLE 103,425 CHEVRON TEXACO COM 166764100 6224 67216 SH SOLE 67,216 CISCO SYSTEMS COM 17275R102 4516 291379 SH SOLE 291,379 COGNIZANT TECH SOLUTIONS COM 192446102 3055 48722 SH SOLE 48,722 COLGATE-PALMOLIVE COMP COM 194162103 2406 27133 SH SOLE 27,133 COMCAST CORP COM 20030N101 717 34253 SH SOLE 34,253 CONOCOPHILLIPS COM 20825C104 2474 39070 SH SOLE 39,070 CUMMINS INC COM 231021106 2106 25791 SH SOLE 25,791 DARDEN RESTAURANTS COM 237194105 227 5300 SH SOLE 5,300 DEERE & CO COM 244199105 574 8887 SH SOLE 8,887 DISNEY COM 254687106 4452 147618 SH SOLE 147,618 DUPONT E I DENEMOURS COM 263534109 3751 93843 SH SOLE 93,843 EMC INC COM 268648102 4967 236630 SH SOLE 236,630 EATON CORPORATION COM 278058102 3023 85145 SH SOLE 85,145 ECOLAB INC COM 278865100 324 6630 SH SOLE 6,630 EXPEDITORS INTL OF WASH INC COM 302130109 2651 65373 SH SOLE 65,373 EXXON MOBIL CORP COM 30231G102 7038 96899 SH SOLE 96,899 FIRST ADVANTAGE BANCORP COM 31848L104 1506 117490 SH SOLE 117,490 GENERAL DYNAMICS COM 369550108 2798 49176 SH SOLE 49,176 GENERAL ELECTRIC COMPANY COM 369604103 7396 485907 SH SOLE 485,907 GENERAL MILLS INC COM 370334104 3568 92703 SH SOLE 92,703 GILEAD SCI INC COM 375558103 2746 70775 SH SOLE 70,775 GOOGLE INC COM 38259P508 6274 12181 SH SOLE 12,181 GRAINGER WW INC COM 384802104 324 2164 SH SOLE 2,164 HOME DEPOT INC COM 437076102 237 7220 SH SOLE 7,220 INTEL INC COM 458140100 5275 247229 SH SOLE 247,229 IBM COM 459200101 761 4354 SH SOLE 4,354 ISHARES TRUST DJ SEL DIV INX 464287168 408 8450 SH SOLE 8,450 JP MORGAN CHASE & CO COM 46625H100 7427 246564 SH SOLE 246,564 JOHNSON AND JOHNSON COM 478160104 226 3545 SH SOLE 3,545 JOHNSON CONTROLS INC COM 478366107 2563 97180 SH SOLE 97,180 JUNIPER NETWORKS INC COM 48203R104 1832 106144 SH SOLE 106,144 KELLOGG CORPORATION COM 487836108 1031 19380 SH SOLE 19,380 KOHLS CORPORATION COM 500255104 4702 95760 SH SOLE 95,760 LIFE TECHNOLOGIES CORP COM 53217V109 2636 68598 SH SOLE 68,598 MCDONALDS CORP COM 580135101 6998 79686 SH SOLE 79,686 MEDTRONIC INC COM 585055106 643 19346 SH SOLE 19,346 MICROSOFT INC COM 594918104 23047 925955 SH SOLE 925,955 MONSANTO COMPANY COM 61166W101 282 4700 SH SOLE 4,700 THE MOSAIC COMPANY COM 61945C103 1175 23999 SH SOLE 23,999 NATIONAL OILWELL VARCO COM 637071101 2334 45563 SH SOLE 45,563 NEXTERA ENERGY INC COM 65339F101 2824 52279 SH SOLE 52,279 NIKE INC COM 654106103 3467 40550 SH SOLE 40,550 NORFOLK SOUTHERN CORP COM 655844108 3117 51077 SH SOLE 51,077 ORACLE SYSTEMS INC COM 68389X105 6250 217473 SH SOLE 217,473 PACCAR INC COM 693718108 514 15209 SH SOLE 15,209 PATTERSON COMPANIES COM 703395103 244 8535 SH SOLE 8,535 PEABODY ENERGY CORP COM 704549104 2572 75903 SH SOLE 75,903 PEPSICO INC COM 713448108 5117 82665 SH SOLE 82,665 PHILIP MORRIS COM 718172109 5078 81406 SH SOLE 81,406 PRAXAIR INC COM 74005P104 3313 35441 SH SOLE 35,441 PRINCIPAL FINANCIAL GROUP COM 74251V102 3109 137155 SH SOLE 137,155 PROCTER AND GAMBLE COMPANY COM 742718109 7096 112319 SH SOLE 112,319 PROSHARES TR PSHS SH MSCI EAF74347R370 3181 56900 SH SOLE 56,900 PROSHARES TR PSHS SHRTS&P500 74347R503 3351 72700 SH SOLE 72,700 PROSHARES TR PSHSSH MDCAP400 74347R800 1775 49400 SH SOLE 49,400 PROSHARES TR PSHSSHTRUSS2000 74347R826 3619 101000 SH SOLE 101,000 PROSHARES TR ULTRASHORT EUR 74347W882 2395 124200 SH SOLE 124,200 PRUDENTIAL FINANCIAL INC COM 744320102 3525 75233 SH SOLE 75,233 SPDR S & P 500 ETF TR TR UNIT 78462F103 24236 214193 SH SOLE 214,193 SIFCO INDUSTRIES COM 826546103 603 32896 SH SOLE 32,896 STATE STREET CORP COM 857477103 2710 84253 SH SOLE 84,253 TJX COMPANIES COM 872540109 3734 67309 SH SOLE 67,309 TARGET CORP COM 87612E106 4051 82605 SH SOLE 82,605 TEVA PHARMACEUTICAL IND ADR 881624209 3194 85807 SH SOLE 85,807 UNITED TECHNOLOGIES INC COM 913017109 4249 60387 SH SOLE 60,387 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 10120 218098 SH SOLE 218,098 VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 12563 231153 SH SOLE 231,153 VERIZON COMMUNICATION COM 92343V104 4275 116157 SH SOLE 116,157 WAL-MART STORES INC COM 931142103 4982 95986 SH SOLE 95,986 WELLS FARGO & CO NEW COM STK COM 949746101 8155 338084 SH SOLE 338,084 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2161 41030 SH SOLE 41,030 COVIDIEN PLC SHS G2554F105 3351 75977 SH SOLE 75,977 NABORS INDUSTRIES LTD SHS G6359F103 154 12600 SH SOLE 12,600 NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 2156 73444 SH SOLE 73,444 TRANSOCEAN LTD REG SHS H8817H100 1903 39871 SH SOLE 39,871