0001047469-11-009395.txt : 20111114 0001047469-11-009395.hdr.sgml : 20111111 20111110185816 ACCESSION NUMBER: 0001047469-11-009395 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 111196915 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2206065z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/11 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 11/14/11 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 35 -------------------- Form 13F Information Table Value Total: $190,695 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------ OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ---- Acacia Research COM 003881307 10805 300225 300225 159925 140300 Allied Nevada Gold Corp. COM 019344100 2961 82700 82700 46200 36500 AXT Incorporated COM 00246W103 2585 514000 514000 246850 267150 Bank Of The Ozarks COM 063904106 10623 507550 507550 272100 235450 Cascade Industries Inc. COM 147195101 4749 142225 142225 72225 70000 Chart Industries Inc. COM 16115Q308 7790 184675 184675 88550 96125 Coherent Inc. COM 192479103 3888 90500 90500 44200 46300 Dresser-Rand Group Inc. COM 261608103 4909 121125 121125 59600 61525 EBIX Inc. COM 278715206 1355 92150 92150 42350 49800 Emergent Biosolutions, Inc. COM 29089Q105 2878 186525 186525 90450 96075 EnerSys COM 29275Y102 5197 259575 259575 126250 133325 FEI Company COM 30241L109 5189 173200 173200 84600 88600 First Financial Bancorp COM 320209109 6123 443700 443700 203250 240450 Haemonetics Corporation COM 405024100 5880 100550 100550 45900 54650 Herbalife Ltd. COM G4412G101 10687 199375 199375 100900 98475 Innophos Holdings Inc. COM 45774N108 8081 202625 202625 101875 100750 Jack Henry & Associates Inc. COM 426281101 8062 278200 278200 138175 140025 Landstar System Inc. COM 515098101 3413 86275 86275 40900 45375 Lennox International Inc. COM 526107107 2385 92500 92500 43875 48625 Oriental Financial Group COM 68618W100 8806 910624 910624 481974 428650 Patterson Companies Inc. COM 703395103 4609 161000 161000 77975 83025 Pier 1 Imports, Inc. COM 720279108 7830 800650 800650 390450 410200 Questcor Pharmaceuticals COM 74835Y101 5708 209400 209400 103150 106250 Regal-Beloit Corp. COM 758750103 4490 98950 98950 49050 49900 Sirona Dental Systems Inc. COM 82966C103 1063 25075 25075 12200 12875 Snap-On Incorporated COM 833034101 3544 79825 79825 39550 40275

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ---------------- ------- -------- ------------------ OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ---- SPDR Gold Trust ETF 863307104 3849 24350 24350 9950 14400 Stantec Inc. COM 85472N109 5628 252850 252850 127875 124975 Steven Madden, Ltd. COM 556269108 6953 230999 230999 128676 102323 Tupperware Brands Corp. COM 899896104 7732 143875 143875 72425 71450 Ultratech Inc. COM 904034105 3997 233050 233050 113225 119825 UMB Financial Corp. COM 902788108 7286 227125 227125 115150 111975 Veeco Instruments Inc. COM 922417100 2306 94525 94525 47300 47225 Wabtec Corporation COM 929740108 5041 95350 95350 45525 49825 Wi-Lan Inc. COM 928972108 4293 744000 744000 372200 371800