0001512647-11-000003.txt : 20111114
0001512647-11-000003.hdr.sgml : 20111111
20111114162653
ACCESSION NUMBER: 0001512647-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Allied Advisory Services, Inc.
CENTRAL INDEX KEY: 0001512647
IRS NUMBER: 204187012
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14139
FILM NUMBER: 111203016
BUSINESS ADDRESS:
STREET 1: 15455 CONWAY ROAD
CITY: CHESTERFIELD
STATE: MO
ZIP: 63017-6032
BUSINESS PHONE: 619-881-5148
MAIL ADDRESS:
STREET 1: 15455 CONWAY ROAD
CITY: CHESTERFIELD
STATE: MO
ZIP: 63017-6032
13F-HR
1
faas13f3q11.txt
FAAS 13F 3Q11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: First Allied Advisory Services, Inc.
Address: 15455 Conway Road
Chesterfield, MO 63017-6032
13F File Number: 028-14139
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Luanne Borowski
Title: Chief Compliance Officer
Phone: 619-881-5148
Signature, Place, and Date of Signing:
Luanne Borowski San Diego, CA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 672
Form 13F Information Table Value Total: $136,604,131 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 86935 1211 SH SOLE 1211
8X8 INC NEW COM 282914100 1624 400 SH SOLE 400
ABB LTD SPONSORED ADR 000375204 19642 1150 SH SOLE 1150
ABBOTT LABS COM 002824100 349749 6839 SH SOLE 6839
ABERCROMBIE & FITCH CO CL A 002896207 3694 60 SH SOLE 60
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 173054 3285 SH SOLE 3285
ACE LTD SHS H0023R105 873269 14410 SH SOLE 14410
ACETO CORP COM 004446100 7935 1500 SH SOLE 1500
ADOBE SYS INC COM 00724F101 118554 4905 SH SOLE 4905
ADVANCE AUTO PARTS INC COM 00751Y106 186793 3215 SH SOLE 3215
AES CORP COM 00130H105 29280 3000 SH SOLE 3000
AETNA INC NEW COM 00817Y108 110111 3030 SH SOLE 3030
AFLAC INC COM 001055102 169685 4855 SH SOLE 4855
AGCO CORP COM 001084102 203973 5900 SH SOLE 5900
AGILENT TECHNOLOGIES INC COM 00846U101 1188 38 SH SOLE 38
AGL RES INC COM 001204106 41759 1025 SH SOLE 1025
AIR PRODS & CHEMS INC COM 009158106 30548 400 SH SOLE 400
AK STL HLDG CORP COM 001547108 9156 1400 SH SOLE 1400
ALASKA COMMUNICATIONS SYS GR COM 01167P101 20960 3200 SH SOLE 3200
ALCATEL-LUCENT SPONSORED ADR 013904305 476 168 SH SOLE 168
ALCOA INC COM 013817101 85921 8978 SH SOLE 8978
ALLIANCE DATA SYSTEMS CORP COM 018581108 950371 10252 SH SOLE 10252
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 858 66 SH SOLE 66
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 80879 5925 SH SOLE 5925
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1993 250 SH SOLE 250
ALLSTATE CORP COM 020002101 94760 4000 SH SOLE 4000
ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 2654 75 SH SOLE 75
ALTRIA GROUP INC COM 02209S103 307983 11487 SH SOLE 11487
AMEDISYS INC COM 023436108 741 50 SH SOLE 50
AMEREN CORP COM 023608102 153915 5170 SH SOLE 5170
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 785317 35567 SH SOLE 35567
AMERICAN CAP LTD COM 02503Y103 21059 3088 SH SOLE 3088
AMERICAN CAPITAL AGENCY CORP COM 02503X105 559317 20639 SH SOLE 20639
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 14416 1230 SH SOLE 1230
AMERICAN ELEC PWR INC COM 025537101 142383 3745 SH SOLE 3745
AMERICAN EXPRESS CO COM 025816109 88678 1975 SH SOLE 1975
AMERICAN WTR WKS CO INC NEW COM 030420103 45271 1500 SH SOLE 1500
AMERIGAS PARTNERS L P UNIT L P INT 030975106 131146 2981 SH SOLE 2981
AMERON INTL INC COM 030710107 12741 150 SH SOLE 150
AMGEN INC COM 031162100 122506 2229 SH SOLE 2229
AMPCO-PITTSBURGH CORP COM 032037103 124133 6070 SH SOLE 6070
AMYLIN PHARMACEUTICALS INC COM 032346108 11076 1200 SH SOLE 1200
AMYRIS INC COM 03236M101 73654 3637 SH SOLE 3637
ANALOG DEVICES INC COM 032654105 109983 3519 SH SOLE 3519
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 7114 172 SH SOLE 172
APACHE CORP COM 037411105 106719 1330 SH SOLE 1330
APPLE INC COM 037833100 1438717 3773 SH SOLE 3773
APPLIED MATLS INC COM 038222105 66067 6380 SH SOLE 6380
ARCH COAL INC COM 039380100 14580 1000 SH SOLE 1000
ARCHER DANIELS MIDLAND CO COM 039483102 160819 6482 SH SOLE 6482
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 108618 4024 SH SOLE 4024
ASTEC INDS INC COM 046224101 20496 700 SH SOLE 700
AT&T INC COM 00206R102 658865 23102 SH SOLE 23102
ATP OIL & GAS CORP COM 00208J108 141548 18358 SH SOLE 18358
AURIZON MINES LTD COM 05155P106 94557 18650 SH SOLE 18650
AUTODESK INC COM 052769106 7253 261 SH SOLE 261
AUTOMATIC DATA PROCESSING IN COM 053015103 403346 8554 SH SOLE 8554
AVERY DENNISON CORP COM 053611109 21945 875 SH SOLE 875
BAIDU INC SPON ADR REP A 056752108 1520270 14220 SH SOLE 14220
BAKER HUGHES INC COM 057224107 8076 175 SH SOLE 175
BALL CORP COM 058498106 97093 3130 SH SOLE 3130
BALLANTYNE STRONG INC COM 058516105 1540 500 SH SOLE 500
BANK MONTREAL QUE COM 063671101 166770 2986 SH SOLE 2986
BANK OF AMERICA CORPORATION COM 060505104 26437 4320 SH SOLE 4320
BANK OF NEW YORK MELLON CORP COM 064058100 86555 4656 SH SOLE 4656
BARD C R INC COM 067383109 113715 1299 SH SOLE 1299
BAXTER INTL INC COM 071813109 44912 800 SH SOLE 800
BCE INC COM NEW 05534B760 86533 2310 SH SOLE 2310
BECTON DICKINSON & CO COM 075887109 232061 3165 SH SOLE 3165
BED BATH & BEYOND INC COM 075896100 83674 1460 SH SOLE 1460
BEMIS INC COM 081437105 33708 1150 SH SOLE 1150
BERKSHIRE HATHAWAY INC DEL CL A 084670108 534000 5 SH SOLE 5
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13497 190 SH SOLE 190
BEST BUY INC COM 086516101 84815 3640 SH SOLE 3640
BHP BILLITON LTD SPONSORED ADR 088606108 7043 106 SH SOLE 106
BIG LOTS INC COM 089302103 72274 2075 SH SOLE 2075
BIOMARIN PHARMACEUTICAL INC COM 09061G101 25496 800 SH SOLE 800
BJS WHOLESALE CLUB INC COM 05548J106 8967 175 SH SOLE 175
BLACKROCK ENERGY & RES TR COM 09250U101 197299 8726 SH SOLE 8726
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2554 181 SH SOLE 181
BLACKROCK INC COM 09247X101 8881 60 SH SOLE 60
BLOCK H & R INC COM 093671105 85521 6425 SH SOLE 6425
BOEING CO COM 097023105 290328 4798 SH SOLE 4798
BOSTON SCIENTIFIC CORP COM 101137107 3546 600 SH SOLE 600
BP PLC SPONSORED ADR 055622104 69650 1931 SH SOLE 1931
BRIGHAM EXPLORATION CO COM 109178103 2527 100 SH SOLE 100
BRIGHTPOINT INC COM NEW 109473405 9220 1000 SH SOLE 1000
BRISTOL MYERS SQUIBB CO COM 110122108 375369 11962 SH SOLE 11962
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 13595 675 SH SOLE 675
BUCKLE INC COM 118440106 11538 300 SH SOLE 300
BUNGE LIMITED COM G16962105 23316 400 SH SOLE 400
CACI INTL INC CL A 127190304 167799 3360 SH SOLE 3360
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 284551 25070 SH SOLE 25070
CAMECO CORP COM 13321L108 87478 4775 SH SOLE 4775
CAMPBELL SOUP CO COM 134429109 173997 5375 SH SOLE 5375
CANADIAN NAT RES LTD COM 136385101 64394 2200 SH SOLE 2200
CANADIAN NATL RY CO COM 136375102 49935 750 SH SOLE 750
CAPITOL FED FINL INC COM 14057J101 143426 13582 SH SOLE 13582
CARDINAL HEALTH INC COM 14149Y108 6282 150 SH SOLE 150
CARLISLE COS INC COM 142339100 14346 450 SH SOLE 450
CATERPILLAR INC DEL COM 149123101 60548 820 SH SOLE 820
CDN IMPERIAL BK OF COMMERCE COM 136069101 44475 637 SH SOLE 637
CELGENE CORP COM 151020104 150132 2425 SH SOLE 2425
CENTENE CORP DEL COM 15135B101 2437 85 SH SOLE 85
CENTURYLINK INC COM 156700106 158631 4790 SH SOLE 4790
CHESAPEAKE ENERGY CORP COM 165167107 48802 1910 SH SOLE 1910
CHEVRON CORP NEW COM 166764100 616913 6663 SH SOLE 6663
CHIMERA INVT CORP COM 16934Q109 76249 27525 SH SOLE 27525
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 5894 121 SH SOLE 121
CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 915247 9554 SH SOLE 9554
CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 12378 200 SH SOLE 200
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 101490 4975 SH SOLE 4975
CHUBB CORP COM 171232101 314965 5250 SH SOLE 5250
CINTAS CORP COM 172908105 21809 775 SH SOLE 775
CISCO SYS INC COM 17275R102 120132 7750 SH SOLE 7750
CITIGROUP INC COM NEW 172967424 17059 666 SH SOLE 666
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 575671 16747 SH SOLE 16747
CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 6928 278 SH SOLE 278
CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 47090 2600 SH SOLE 2600
CLEAN ENERGY FUELS CORP COM 184499101 19460 1750 SH SOLE 1750
CLIFFS NATURAL RESOURCES INC COM 18683K101 541018 10573 SH SOLE 10573
CLOROX CO DEL COM 189054109 327387 4936 SH SOLE 4936
CME GROUP INC COM 12572Q105 88211 358 SH SOLE 358
COACH INC COM 189754104 76193 1470 SH SOLE 1470
COCA COLA CO COM 191216100 339759 5029 SH SOLE 5029
COCA COLA ENTERPRISES INC NE COM 19122T109 85587 3440 SH SOLE 3440
COHEN & STEERS INFRASTRUCTUR COM 19248A109 142024 9121 SH SOLE 9121
COLGATE PALMOLIVE CO COM 194162103 727343 8202 SH SOLE 8202
COLONIAL PPTYS TR COM SH BEN INT 195872106 2996 165 SH SOLE 165
COMCAST CORP NEW CL A 20030N101 4226 202 SH SOLE 202
COMMERCE BANCSHARES INC COM 200525103 290024 8346 SH SOLE 8346
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 227582 7425 SH SOLE 7425
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 88643 5973 SH SOLE 5973
COMPUTER SCIENCES CORP COM 205363104 8458 315 SH SOLE 315
CONAGRA FOODS INC COM 205887102 86223 3560 SH SOLE 3560
CONOCOPHILLIPS COM 20825C104 303049 4786 SH SOLE 4786
CONSOL ENERGY INC COM 20854P109 3393 100 SH SOLE 100
CONSOLIDATED EDISON INC COM 209115104 4048 71 SH SOLE 71
CONSTELLATION BRANDS INC CL A 21036P108 41400 2300 SH SOLE 2300
CORNING INC COM 219350105 40232 3255 SH SOLE 3255
COSTCO WHSL CORP NEW COM 22160K105 65705 800 SH SOLE 800
COVENTRY HEALTH CARE INC COM 222862104 54394 1888 SH SOLE 1888
CSX CORP COM 126408103 99961 5354 SH SOLE 5354
CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5011 4000 PRN SOLE 4000
CUMMINS INC COM 231021106 93909 1150 SH SOLE 1150
CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 177750 1630 SH SOLE 1630
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 202818 1587 SH SOLE 1587
CVS CAREMARK CORPORATION COM 126650100 404764 12050 SH SOLE 12050
DANAHER CORP DEL COM 235851102 50328 1200 SH SOLE 1200
DDR CORP COM 23317H102 13603 1248 SH SOLE 1248
DEERE & CO COM 244199105 95241 1475 SH SOLE 1475
DELCATH SYS INC COM 24661P104 4676 1400 SH SOLE 1400
DELL INC COM 24702R101 82662 5846 SH SOLE 5846
DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4400 5000 PRN SOLE 5000
DENDREON CORP COM 24823Q107 519975 57775 SH SOLE 57775
DEVON ENERGY CORP NEW COM 25179M103 10811 195 SH SOLE 195
DG FASTCHANNEL INC COM 23326R109 81373 4800 SH SOLE 4800
DIAMOND OFFSHORE DRILLING IN COM 25271C102 138767 2535 SH SOLE 2535
DIRECTV COM CL A 25490A101 871906 20627 SH SOLE 20627
DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 2664 200 SH SOLE 200
DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 498762 21675 SH SOLE 21675
DIREXION SHS ETF TR LATN AM BULL3X 25459W698 509656 39600 SH SOLE 39600
DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 464857 11950 SH SOLE 11950
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 794240 25270 SH SOLE 25270
DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 279008 9800 SH SOLE 9800
DISCOVER FINL SVCS COM 254709108 2294 100 SH SOLE 100
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1758 50 SH SOLE 50
DISNEY WALT CO COM DISNEY 254687106 229669 7615 SH SOLE 7615
DOLLAR TREE INC COM 256746108 11271 150 SH SOLE 150
DOMINION RES INC VA NEW COM 25746U109 329908 6498 SH SOLE 6498
DONNELLEY R R & SONS CO COM 257867101 21180 1500 SH SOLE 1500
DOW CHEM CO COM 260543103 92086 4100 SH SOLE 4100
DU PONT E I DE NEMOURS & CO COM 263534109 137897 3450 SH SOLE 3450
DUKE ENERGY CORP NEW COM 26441C105 5997 300 SH SOLE 300
E M C CORP MASS COM 268648102 12594 600 SH SOLE 600
EASTMAN CHEM CO COM 277432100 106908 1560 SH SOLE 1560
EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 17388 1380 SH SOLE 1380
EATON VANCE CORP COM NON VTG 278265103 105295 4728 SH SOLE 4728
EATON VANCE LTD DUR INCOME F COM 27828H105 243887 16636 SH SOLE 16636
EATON VANCE SH TM DR DIVR IN COM 27828V104 303650 18872 SH SOLE 18872
EATON VANCE TX ADV GLBL DIV COM 27828S101 1644 135 SH SOLE 135
EBAY INC COM 278642103 254207 8620 SH SOLE 8620
EDISON INTL COM 281020107 38250 1000 SH SOLE 1000
EMERSON ELEC CO COM 291011104 177511 4297 SH SOLE 4297
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 70333 1715 SH SOLE 1715
ENI S P A SPONSORED ADR 26874R108 597 17 SH SOLE 17
ENSCO PLC SPONSORED ADR 29358Q109 35376 875 SH SOLE 875
ENTERPRISE PRODS PARTNERS L COM 293792107 4015 100 SH SOLE 100
EVEREST RE GROUP LTD COM G3223R108 11907 150 SH SOLE 150
EXELON CORP COM 30161N101 229141 5378 SH SOLE 5378
EXPEDIA INC DEL COM 30212P105 19313 750 SH SOLE 750
EXPRESS SCRIPTS INC COM 302182100 488696 13183 SH SOLE 13183
EXXON MOBIL CORP COM 30231G102 1394422 19199 SH SOLE 19199
FEDERATED INVS INC PA CL B 314211103 49135 2803 SH SOLE 2803
FEDEX CORP COM 31428X106 81757 1208 SH SOLE 1208
FEI CO COM 30241L109 2996 100 SH SOLE 100
FIRST BANCSHARES INC MS COM 318916103 45911 5668 SH SOLE 5668
FIRST REP BK SAN FRAN CALI N COM 33616C100 11580 500 SH SOLE 500
FIRST TR ISE REVERE NAT GAS COM 33734J102 61698 3900 SH SOLE 3900
FIRST TR NAS100 EQ WEIGHTED SHS 337344105 46870 2178 SH SOLE 2178
FIRST TR STRTGC HIGH INCM FD COM 337347108 25875 7500 SH SOLE 7500
FIRST TR US IPO INDEX FD SHS 336920103 155484 7250 SH SOLE 7250
FIRST TR VALUE LINE DIVID IN SHS 33734H106 19761 1367 SH SOLE 1367
FIRSTENERGY CORP COM 337932107 39611 882 SH SOLE 882
FISERV INC COM 337738108 401339 7905 SH SOLE 7905
FLEXTRONICS INTL LTD ORD Y2573F102 43351 7700 SH SOLE 7700
FLUOR CORP NEW COM 343412102 88445 1900 SH SOLE 1900
FORD MTR CO DEL COM PAR $0.01 345370860 73011 7550 SH SOLE 7550
FORWARD AIR CORP COM 349853101 20361 800 SH SOLE 800
FOSTER WHEELER AG COM H27178104 44475 2500 SH SOLE 2500
FREEPORT-MCMORAN COPPER & GO COM 35671D857 64435 2116 SH SOLE 2116
FRONTIER COMMUNICATIONS CORP COM 35906A108 77812 12735 SH SOLE 12735
FUELCELL ENERGY INC COM 35952H106 1091 1300 SH SOLE 1300
GABELLI EQUITY TR INC COM 362397101 19356 4075 SH SOLE 4075
GABELLI UTIL TR COM 36240A101 13610 1984 SH SOLE 1984
GAMESTOP CORP NEW CL A 36467W109 930473 40280 SH SOLE 40280
GAP INC DEL COM 364760108 8412 518 SH SOLE 518
GENERAL DYNAMICS CORP COM 369550108 824040 14485 SH SOLE 14485
GENERAL ELECTRIC CO COM 369604103 597887 39283 SH SOLE 39283
GENERAL MLS INC COM 370334104 337022 8756 SH SOLE 8756
GENERAL MTRS CO COM 37045V100 11482 569 SH SOLE 569
GEOGLOBAL RESOURCES INC COM 37249T109 8352 34800 SH SOLE 34800
GERON CORP COM 374163103 9752 4600 SH SOLE 4600
GILEAD SCIENCES INC COM 375558103 1000884 25796 SH SOLE 25796
GLOBAL X FDS ANDEAN 40 ETF 37950E655 48080 4000 SH SOLE 4000
GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 840 1000 PRN SOLE 1000
GOLDMAN SACHS GROUP INC COM 38141G104 55880 591 SH SOLE 591
GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7035 7000 PRN SOLE 7000
GOOGLE INC CL A 38259P508 253400 492 SH SOLE 492
GRAINGER W W INC COM 384802104 221380 1481 SH SOLE 1481
GRANITE CONSTR INC COM 387328107 249847 13311 SH SOLE 13311
GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000
HARLEY DAVIDSON INC COM 412822108 652 19 SH SOLE 19
HARTFORD FINL SVCS GROUP INC COM 416515104 25018 1550 SH SOLE 1550
HCP INC COM 40414L109 202019 5762 SH SOLE 5762
HEALTH MGMT ASSOC INC NEW CL A 421933102 28061 4055 SH SOLE 4055
HELEN OF TROY CORP LTD COM G4388N106 22608 900 SH SOLE 900
HERSHEY CO COM 427866108 183898 3104 SH SOLE 3104
HESS CORP COM 42809H107 36722 700 SH SOLE 700
HEWLETT PACKARD CO COM 428236103 105675 4707 SH SOLE 4707
HOLOGIC INC COM 436440101 5658 372 SH SOLE 372
HOME DEPOT INC COM 437076102 37801 1150 SH SOLE 1150
HONDA MOTOR LTD AMERN SHS 438128308 7288 250 SH SOLE 250
HONEYWELL INTL INC COM 438516106 21955 500 SH SOLE 500
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 72713 3425 SH SOLE 3425
HUDSON CITY BANCORP COM 443683107 33394 5900 SH SOLE 5900
HUMAN GENOME SCIENCES INC COM 444903108 15228 1200 SH SOLE 1200
HUMANA INC COM 444859102 935890 12868 SH SOLE 12868
HUNTINGTON BANCSHARES INC COM 446150104 1920 400 SH SOLE 400
HUNTINGTON INGALLS INDS INC COM 446413106 608 25 SH SOLE 25
ILLINOIS TOOL WKS INC COM 452308109 69888 1680 SH SOLE 1680
IMPERIAL OIL LTD COM NEW 453038408 14445 400 SH SOLE 400
INGERSOLL-RAND PLC SHS G47791101 42136 1500 SH SOLE 1500
INGRAM MICRO INC CL A 457153104 55650 3450 SH SOLE 3450
INSIGHT ENTERPRISES INC COM 45765U103 4542 300 SH SOLE 300
INSMED INC COM PAR $.01 457669307 508 100 SH SOLE 100
INTEL CORP COM 458140100 468151 21943 SH SOLE 21943
INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 685522 42632 SH SOLE 42632
INTERCONTINENTALEXCHANGE INC COM 45865V100 23652 200 SH SOLE 200
INTERMEC INC COM 458786100 2934 450 SH SOLE 450
INTERNATIONAL BANCSHARES COR COM 459044103 4576 348 SH SOLE 348
INTERNATIONAL BUSINESS MACHS COM 459200101 933065 5336 SH SOLE 5336
INTEROIL CORP COM 460951106 4877 100 SH SOLE 100
INTL PAPER CO COM 460146103 161824 6960 SH SOLE 6960
INTREPID POTASH INC COM 46121Y102 14922 600 SH SOLE 600
ISHARES GOLD TRUST ISHARES 464285105 104478 6600 SH SOLE 6600
ISHARES INC MSCI AUSTRALIA 464286103 557590 27768 SH SOLE 27768
ISHARES INC MSCI BRAZIL 464286400 154157 2964 SH SOLE 2964
ISHARES INC MSCI CDA INDEX 464286509 510102 19991 SH SOLE 19991
ISHARES INC MSCI EMU INDEX 464286608 437 16 SH SOLE 16
ISHARES INC MSCI THAILAND 464286624 1715754 32227 SH SOLE 32227
ISHARES INC MSCI CHILE INVES 464286640 95973 1804 SH SOLE 1804
ISHARES INC MSCI SINGAPORE 464286673 87769 7979 SH SOLE 7979
ISHARES INC MSCI STH AFRCA 464286780 108896 1926 SH SOLE 1926
ISHARES INC MSCI MALAYSIA 464286830 106338 8727 SH SOLE 8727
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 61135 2025 SH SOLE 2025
ISHARES SILVER TRUST ISHARES 46428Q109 43481 1504 SH SOLE 1504
ISHARES TR LRGE CORE INDX 464287127 3914 61 SH SOLE 61
ISHARES TR NYSE COMP INDX 464287143 9160 145 SH SOLE 145
ISHARES TR DJ SEL DIV INX 464287168 1053849 21820 SH SOLE 21820
ISHARES TR BARCLYS TIPS BD 464287176 1854646 16226 SH SOLE 16226
ISHARES TR FTSE CHINA25 IDX 464287184 447281 14493 SH SOLE 14493
ISHARES TR BARCLY USAGG B 464287226 173203 1573 SH SOLE 1573
ISHARES TR MSCI EMERG MKT 464287234 233382 6650 SH SOLE 6650
ISHARES TR IBOXX INV CPBD 464287242 3396369 30229 SH SOLE 30229
ISHARES TR S&P500 GRW 464287309 24190 395 SH SOLE 395
ISHARES TR S&P NA NAT RES 464287374 11042 330 SH SOLE 330
ISHARES TR S&P 500 VALUE 464287408 3355895 64985 SH SOLE 64985
ISHARES TR BARCLYS 7-10 YR 464287440 2116951 20133 SH SOLE 20133
ISHARES TR BARCLYS 1-3 YR 464287457 563998 6669 SH SOLE 6669
ISHARES TR MSCI EAFE INDEX 464287465 351708 7361 SH SOLE 7361
ISHARES TR S&P MIDCAP 400 464287507 21838 280 SH SOLE 280
ISHARES TR NASDQ BIO INDX 464287556 3734 40 SH SOLE 40
ISHARES TR RUSSELL1000VAL 464287598 32539 575 SH SOLE 575
ISHARES TR S&P MC 400 GRW 464287606 227113 2528 SH SOLE 2528
ISHARES TR RUSSELL1000GRW 464287614 19718 375 SH SOLE 375
ISHARES TR RUSSELL 1000 464287622 5754 92 SH SOLE 92
ISHARES TR RUSL 2000 GROW 464287648 196166 2670 SH SOLE 2670
ISHARES TR RUSSELL 2000 464287655 778491 12095 SH SOLE 12095
ISHARES TR RUSL 3000 GROW 464287671 45743 1070 SH SOLE 1070
ISHARES TR DJ US UTILS 464287697 4088 50 SH SOLE 50
ISHARES TR DJ US TECH SEC 464287721 236975 4007 SH SOLE 4007
ISHARES TR DJ US BAS MATL 464287838 201206 3565 SH SOLE 3565
ISHARES TR DJ US INDEX FD 464287846 19796 350 SH SOLE 350
ISHARES TR S&P EURO PLUS 464287861 510 16 SH SOLE 16
ISHARES TR S&P SMLCP GROW 464287887 19906 309 SH SOLE 309
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VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14010 546 SH SOLE 546
VORNADO RLTY TR SH BEN INT 929042109 38653 518 SH SOLE 518
VOYAGER OIL & GAS INC COM 92911K100 82320 39200 SH SOLE 39200
WABCO HLDGS INC COM 92927K102 62469 1650 SH SOLE 1650
WAL MART STORES INC COM 931142103 614817 11846 SH SOLE 11846
WALGREEN CO COM 931422109 216503 6583 SH SOLE 6583
WASHINGTON POST CO CL B 939640108 9809 30 SH SOLE 30
WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 47540 1687 SH SOLE 1687
WASTE MGMT INC DEL COM 94106L109 225835 6936 SH SOLE 6936
WATERS CORP COM 941848103 35859 475 SH SOLE 475
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 73260 6000 SH SOLE 6000
WELLPOINT INC COM 94973V107 73440 1125 SH SOLE 1125
WELLS FARGO & CO NEW COM 949746101 14592 605 SH SOLE 605
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12660 1000 SH SOLE 1000
WESTERN ASSET HIGH INCM FD I COM 95766J102 56700 6000 SH SOLE 6000
WESTERN ASSET WORLDWIDE INCO COM 957668106 43225 3325 SH SOLE 3325
WESTERN DIGITAL CORP COM 958102105 40741 1584 SH SOLE 1584
WHOLE FOODS MKT INC COM 966837106 9797 150 SH SOLE 150
WINDSTREAM CORP COM 97381W104 213256 18305 SH SOLE 18305
WISDOMTREE TR ASIA LC DBT FD 97717X842 372040 7528 SH SOLE 7528
WISDOMTREE TR DREYFUS CMM FD 97717X859 8080 325 SH SOLE 325
WISDOMTREE TR EM LCL DEBT FD 97717X867 788913 16394 SH SOLE 16394
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 82587 4550 SH SOLE 4550
WISDOMTREE TRUST INTL MIDCAP DV 97717W778 13610 319 SH SOLE 319
WISDOMTREE TRUST INTL LRGCAP DV 97717W794 13780 363 SH SOLE 363
WOLVERINE WORLD WIDE INC COM 978097103 4988 150 SH SOLE 150
WORLD ACCEP CORP DEL COM 981419104 887369 15860 SH SOLE 15860
WRIGHT MED GROUP INC COM 98235T107 10728 600 SH SOLE 600
WYNDHAM WORLDWIDE CORP COM 98310W108 2423 85 SH SOLE 85
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ZIX CORP COM 98974P100 4005 1500 SH SOLE 1500