0001512647-11-000003.txt : 20111114 0001512647-11-000003.hdr.sgml : 20111111 20111114162653 ACCESSION NUMBER: 0001512647-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 111203016 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas13f3q11.txt FAAS 13F 3Q11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 028-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: Luanne Borowski San Diego, CA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 672 Form 13F Information Table Value Total: $136,604,131 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 86935 1211 SH SOLE 1211 8X8 INC NEW COM 282914100 1624 400 SH SOLE 400 ABB LTD SPONSORED ADR 000375204 19642 1150 SH SOLE 1150 ABBOTT LABS COM 002824100 349749 6839 SH SOLE 6839 ABERCROMBIE & FITCH CO CL A 002896207 3694 60 SH SOLE 60 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 173054 3285 SH SOLE 3285 ACE LTD SHS H0023R105 873269 14410 SH SOLE 14410 ACETO CORP COM 004446100 7935 1500 SH SOLE 1500 ADOBE SYS INC COM 00724F101 118554 4905 SH SOLE 4905 ADVANCE AUTO PARTS INC COM 00751Y106 186793 3215 SH SOLE 3215 AES CORP COM 00130H105 29280 3000 SH SOLE 3000 AETNA INC NEW COM 00817Y108 110111 3030 SH SOLE 3030 AFLAC INC COM 001055102 169685 4855 SH SOLE 4855 AGCO CORP COM 001084102 203973 5900 SH SOLE 5900 AGILENT TECHNOLOGIES INC COM 00846U101 1188 38 SH SOLE 38 AGL RES INC COM 001204106 41759 1025 SH SOLE 1025 AIR PRODS & CHEMS INC COM 009158106 30548 400 SH SOLE 400 AK STL HLDG CORP COM 001547108 9156 1400 SH SOLE 1400 ALASKA COMMUNICATIONS SYS GR COM 01167P101 20960 3200 SH SOLE 3200 ALCATEL-LUCENT SPONSORED ADR 013904305 476 168 SH SOLE 168 ALCOA INC COM 013817101 85921 8978 SH SOLE 8978 ALLIANCE DATA SYSTEMS CORP COM 018581108 950371 10252 SH SOLE 10252 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 858 66 SH SOLE 66 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 80879 5925 SH SOLE 5925 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1993 250 SH SOLE 250 ALLSTATE CORP COM 020002101 94760 4000 SH SOLE 4000 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 2654 75 SH SOLE 75 ALTRIA GROUP INC COM 02209S103 307983 11487 SH SOLE 11487 AMEDISYS INC COM 023436108 741 50 SH SOLE 50 AMEREN CORP COM 023608102 153915 5170 SH SOLE 5170 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 785317 35567 SH SOLE 35567 AMERICAN CAP LTD COM 02503Y103 21059 3088 SH SOLE 3088 AMERICAN CAPITAL AGENCY CORP COM 02503X105 559317 20639 SH SOLE 20639 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 14416 1230 SH SOLE 1230 AMERICAN ELEC PWR INC COM 025537101 142383 3745 SH SOLE 3745 AMERICAN EXPRESS CO COM 025816109 88678 1975 SH SOLE 1975 AMERICAN WTR WKS CO INC NEW COM 030420103 45271 1500 SH SOLE 1500 AMERIGAS PARTNERS L P UNIT L P INT 030975106 131146 2981 SH SOLE 2981 AMERON INTL INC COM 030710107 12741 150 SH SOLE 150 AMGEN INC COM 031162100 122506 2229 SH SOLE 2229 AMPCO-PITTSBURGH CORP COM 032037103 124133 6070 SH SOLE 6070 AMYLIN PHARMACEUTICALS INC COM 032346108 11076 1200 SH SOLE 1200 AMYRIS INC COM 03236M101 73654 3637 SH SOLE 3637 ANALOG DEVICES INC COM 032654105 109983 3519 SH SOLE 3519 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 7114 172 SH SOLE 172 APACHE CORP COM 037411105 106719 1330 SH SOLE 1330 APPLE INC COM 037833100 1438717 3773 SH SOLE 3773 APPLIED MATLS INC COM 038222105 66067 6380 SH SOLE 6380 ARCH COAL INC COM 039380100 14580 1000 SH SOLE 1000 ARCHER DANIELS MIDLAND CO COM 039483102 160819 6482 SH SOLE 6482 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 108618 4024 SH SOLE 4024 ASTEC INDS INC COM 046224101 20496 700 SH SOLE 700 AT&T INC COM 00206R102 658865 23102 SH SOLE 23102 ATP OIL & GAS CORP COM 00208J108 141548 18358 SH SOLE 18358 AURIZON MINES LTD COM 05155P106 94557 18650 SH SOLE 18650 AUTODESK INC COM 052769106 7253 261 SH SOLE 261 AUTOMATIC DATA PROCESSING IN COM 053015103 403346 8554 SH SOLE 8554 AVERY DENNISON CORP COM 053611109 21945 875 SH SOLE 875 BAIDU INC SPON ADR REP A 056752108 1520270 14220 SH SOLE 14220 BAKER HUGHES INC COM 057224107 8076 175 SH SOLE 175 BALL CORP COM 058498106 97093 3130 SH SOLE 3130 BALLANTYNE STRONG INC COM 058516105 1540 500 SH SOLE 500 BANK MONTREAL QUE COM 063671101 166770 2986 SH SOLE 2986 BANK OF AMERICA CORPORATION COM 060505104 26437 4320 SH SOLE 4320 BANK OF NEW YORK MELLON CORP COM 064058100 86555 4656 SH SOLE 4656 BARD C R INC COM 067383109 113715 1299 SH SOLE 1299 BAXTER INTL INC COM 071813109 44912 800 SH SOLE 800 BCE INC COM NEW 05534B760 86533 2310 SH SOLE 2310 BECTON DICKINSON & CO COM 075887109 232061 3165 SH SOLE 3165 BED BATH & BEYOND INC COM 075896100 83674 1460 SH SOLE 1460 BEMIS INC COM 081437105 33708 1150 SH SOLE 1150 BERKSHIRE HATHAWAY INC DEL CL A 084670108 534000 5 SH SOLE 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13497 190 SH SOLE 190 BEST BUY INC COM 086516101 84815 3640 SH SOLE 3640 BHP BILLITON LTD SPONSORED ADR 088606108 7043 106 SH SOLE 106 BIG LOTS INC COM 089302103 72274 2075 SH SOLE 2075 BIOMARIN PHARMACEUTICAL INC COM 09061G101 25496 800 SH SOLE 800 BJS WHOLESALE CLUB INC COM 05548J106 8967 175 SH SOLE 175 BLACKROCK ENERGY & RES TR COM 09250U101 197299 8726 SH SOLE 8726 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2554 181 SH SOLE 181 BLACKROCK INC COM 09247X101 8881 60 SH SOLE 60 BLOCK H & R INC COM 093671105 85521 6425 SH SOLE 6425 BOEING CO COM 097023105 290328 4798 SH SOLE 4798 BOSTON SCIENTIFIC CORP COM 101137107 3546 600 SH SOLE 600 BP PLC SPONSORED ADR 055622104 69650 1931 SH SOLE 1931 BRIGHAM EXPLORATION CO COM 109178103 2527 100 SH SOLE 100 BRIGHTPOINT INC COM NEW 109473405 9220 1000 SH SOLE 1000 BRISTOL MYERS SQUIBB CO COM 110122108 375369 11962 SH SOLE 11962 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 13595 675 SH SOLE 675 BUCKLE INC COM 118440106 11538 300 SH SOLE 300 BUNGE LIMITED COM G16962105 23316 400 SH SOLE 400 CACI INTL INC CL A 127190304 167799 3360 SH SOLE 3360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 284551 25070 SH SOLE 25070 CAMECO CORP COM 13321L108 87478 4775 SH SOLE 4775 CAMPBELL SOUP CO COM 134429109 173997 5375 SH SOLE 5375 CANADIAN NAT RES LTD COM 136385101 64394 2200 SH SOLE 2200 CANADIAN NATL RY CO COM 136375102 49935 750 SH SOLE 750 CAPITOL FED FINL INC COM 14057J101 143426 13582 SH SOLE 13582 CARDINAL HEALTH INC COM 14149Y108 6282 150 SH SOLE 150 CARLISLE COS INC COM 142339100 14346 450 SH SOLE 450 CATERPILLAR INC DEL COM 149123101 60548 820 SH SOLE 820 CDN IMPERIAL BK OF COMMERCE COM 136069101 44475 637 SH SOLE 637 CELGENE CORP COM 151020104 150132 2425 SH SOLE 2425 CENTENE CORP DEL COM 15135B101 2437 85 SH SOLE 85 CENTURYLINK INC COM 156700106 158631 4790 SH SOLE 4790 CHESAPEAKE ENERGY CORP COM 165167107 48802 1910 SH SOLE 1910 CHEVRON CORP NEW COM 166764100 616913 6663 SH SOLE 6663 CHIMERA INVT CORP COM 16934Q109 76249 27525 SH SOLE 27525 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 5894 121 SH SOLE 121 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 915247 9554 SH SOLE 9554 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 12378 200 SH SOLE 200 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 101490 4975 SH SOLE 4975 CHUBB CORP COM 171232101 314965 5250 SH SOLE 5250 CINTAS CORP COM 172908105 21809 775 SH SOLE 775 CISCO SYS INC COM 17275R102 120132 7750 SH SOLE 7750 CITIGROUP INC COM NEW 172967424 17059 666 SH SOLE 666 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 575671 16747 SH SOLE 16747 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 6928 278 SH SOLE 278 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 47090 2600 SH SOLE 2600 CLEAN ENERGY FUELS CORP COM 184499101 19460 1750 SH SOLE 1750 CLIFFS NATURAL RESOURCES INC COM 18683K101 541018 10573 SH SOLE 10573 CLOROX CO DEL COM 189054109 327387 4936 SH SOLE 4936 CME GROUP INC COM 12572Q105 88211 358 SH SOLE 358 COACH INC COM 189754104 76193 1470 SH SOLE 1470 COCA COLA CO COM 191216100 339759 5029 SH SOLE 5029 COCA COLA ENTERPRISES INC NE COM 19122T109 85587 3440 SH SOLE 3440 COHEN & STEERS INFRASTRUCTUR COM 19248A109 142024 9121 SH SOLE 9121 COLGATE PALMOLIVE CO COM 194162103 727343 8202 SH SOLE 8202 COLONIAL PPTYS TR COM SH BEN INT 195872106 2996 165 SH SOLE 165 COMCAST CORP NEW CL A 20030N101 4226 202 SH SOLE 202 COMMERCE BANCSHARES INC COM 200525103 290024 8346 SH SOLE 8346 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 227582 7425 SH SOLE 7425 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 88643 5973 SH SOLE 5973 COMPUTER SCIENCES CORP COM 205363104 8458 315 SH SOLE 315 CONAGRA FOODS INC COM 205887102 86223 3560 SH SOLE 3560 CONOCOPHILLIPS COM 20825C104 303049 4786 SH SOLE 4786 CONSOL ENERGY INC COM 20854P109 3393 100 SH SOLE 100 CONSOLIDATED EDISON INC COM 209115104 4048 71 SH SOLE 71 CONSTELLATION BRANDS INC CL A 21036P108 41400 2300 SH SOLE 2300 CORNING INC COM 219350105 40232 3255 SH SOLE 3255 COSTCO WHSL CORP NEW COM 22160K105 65705 800 SH SOLE 800 COVENTRY HEALTH CARE INC COM 222862104 54394 1888 SH SOLE 1888 CSX CORP COM 126408103 99961 5354 SH SOLE 5354 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5011 4000 PRN SOLE 4000 CUMMINS INC COM 231021106 93909 1150 SH SOLE 1150 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 177750 1630 SH SOLE 1630 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 202818 1587 SH SOLE 1587 CVS CAREMARK CORPORATION COM 126650100 404764 12050 SH SOLE 12050 DANAHER CORP DEL COM 235851102 50328 1200 SH SOLE 1200 DDR CORP COM 23317H102 13603 1248 SH SOLE 1248 DEERE & CO COM 244199105 95241 1475 SH SOLE 1475 DELCATH SYS INC COM 24661P104 4676 1400 SH SOLE 1400 DELL INC COM 24702R101 82662 5846 SH SOLE 5846 DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4400 5000 PRN SOLE 5000 DENDREON CORP COM 24823Q107 519975 57775 SH SOLE 57775 DEVON ENERGY CORP NEW COM 25179M103 10811 195 SH SOLE 195 DG FASTCHANNEL INC COM 23326R109 81373 4800 SH SOLE 4800 DIAMOND OFFSHORE DRILLING IN COM 25271C102 138767 2535 SH SOLE 2535 DIRECTV COM CL A 25490A101 871906 20627 SH SOLE 20627 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 2664 200 SH SOLE 200 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 498762 21675 SH SOLE 21675 DIREXION SHS ETF TR LATN AM BULL3X 25459W698 509656 39600 SH SOLE 39600 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 464857 11950 SH SOLE 11950 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 794240 25270 SH SOLE 25270 DIREXION SHS ETF TR 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27828S101 1644 135 SH SOLE 135 EBAY INC COM 278642103 254207 8620 SH SOLE 8620 EDISON INTL COM 281020107 38250 1000 SH SOLE 1000 EMERSON ELEC CO COM 291011104 177511 4297 SH SOLE 4297 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 70333 1715 SH SOLE 1715 ENI S P A SPONSORED ADR 26874R108 597 17 SH SOLE 17 ENSCO PLC SPONSORED ADR 29358Q109 35376 875 SH SOLE 875 ENTERPRISE PRODS PARTNERS L COM 293792107 4015 100 SH SOLE 100 EVEREST RE GROUP LTD COM G3223R108 11907 150 SH SOLE 150 EXELON CORP COM 30161N101 229141 5378 SH SOLE 5378 EXPEDIA INC DEL COM 30212P105 19313 750 SH SOLE 750 EXPRESS SCRIPTS INC COM 302182100 488696 13183 SH SOLE 13183 EXXON MOBIL CORP COM 30231G102 1394422 19199 SH SOLE 19199 FEDERATED INVS INC PA CL B 314211103 49135 2803 SH SOLE 2803 FEDEX CORP COM 31428X106 81757 1208 SH SOLE 1208 FEI CO COM 30241L109 2996 100 SH SOLE 100 FIRST BANCSHARES INC MS COM 318916103 45911 5668 SH SOLE 5668 FIRST REP BK SAN FRAN CALI N COM 33616C100 11580 500 SH SOLE 500 FIRST TR ISE REVERE NAT GAS COM 33734J102 61698 3900 SH SOLE 3900 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 46870 2178 SH SOLE 2178 FIRST TR STRTGC HIGH INCM FD COM 337347108 25875 7500 SH SOLE 7500 FIRST TR US IPO INDEX FD SHS 336920103 155484 7250 SH SOLE 7250 FIRST TR VALUE LINE DIVID IN SHS 33734H106 19761 1367 SH SOLE 1367 FIRSTENERGY CORP COM 337932107 39611 882 SH SOLE 882 FISERV INC COM 337738108 401339 7905 SH SOLE 7905 FLEXTRONICS INTL LTD ORD Y2573F102 43351 7700 SH SOLE 7700 FLUOR CORP NEW COM 343412102 88445 1900 SH SOLE 1900 FORD MTR CO DEL COM PAR $0.01 345370860 73011 7550 SH SOLE 7550 FORWARD AIR CORP COM 349853101 20361 800 SH SOLE 800 FOSTER WHEELER AG COM H27178104 44475 2500 SH SOLE 2500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 64435 2116 SH SOLE 2116 FRONTIER COMMUNICATIONS CORP COM 35906A108 77812 12735 SH SOLE 12735 FUELCELL ENERGY INC COM 35952H106 1091 1300 SH SOLE 1300 GABELLI EQUITY TR INC COM 362397101 19356 4075 SH SOLE 4075 GABELLI UTIL TR COM 36240A101 13610 1984 SH SOLE 1984 GAMESTOP CORP NEW CL A 36467W109 930473 40280 SH SOLE 40280 GAP INC DEL COM 364760108 8412 518 SH SOLE 518 GENERAL DYNAMICS CORP COM 369550108 824040 14485 SH SOLE 14485 GENERAL ELECTRIC CO COM 369604103 597887 39283 SH SOLE 39283 GENERAL MLS INC COM 370334104 337022 8756 SH SOLE 8756 GENERAL MTRS CO COM 37045V100 11482 569 SH SOLE 569 GEOGLOBAL RESOURCES INC COM 37249T109 8352 34800 SH SOLE 34800 GERON CORP COM 374163103 9752 4600 SH SOLE 4600 GILEAD SCIENCES INC COM 375558103 1000884 25796 SH SOLE 25796 GLOBAL X FDS ANDEAN 40 ETF 37950E655 48080 4000 SH SOLE 4000 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 840 1000 PRN SOLE 1000 GOLDMAN SACHS GROUP INC COM 38141G104 55880 591 SH SOLE 591 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7035 7000 PRN SOLE 7000 GOOGLE INC CL A 38259P508 253400 492 SH SOLE 492 GRAINGER W W INC COM 384802104 221380 1481 SH SOLE 1481 GRANITE CONSTR INC COM 387328107 249847 13311 SH SOLE 13311 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000 HARLEY DAVIDSON INC COM 412822108 652 19 SH SOLE 19 HARTFORD FINL SVCS GROUP INC COM 416515104 25018 1550 SH SOLE 1550 HCP INC COM 40414L109 202019 5762 SH SOLE 5762 HEALTH MGMT ASSOC INC NEW CL A 421933102 28061 4055 SH SOLE 4055 HELEN OF TROY CORP LTD COM G4388N106 22608 900 SH SOLE 900 HERSHEY CO COM 427866108 183898 3104 SH SOLE 3104 HESS CORP COM 42809H107 36722 700 SH SOLE 700 HEWLETT PACKARD CO COM 428236103 105675 4707 SH SOLE 4707 HOLOGIC INC COM 436440101 5658 372 SH SOLE 372 HOME DEPOT INC COM 437076102 37801 1150 SH SOLE 1150 HONDA MOTOR LTD AMERN SHS 438128308 7288 250 SH SOLE 250 HONEYWELL INTL INC COM 438516106 21955 500 SH SOLE 500 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 72713 3425 SH SOLE 3425 HUDSON CITY BANCORP COM 443683107 33394 5900 SH SOLE 5900 HUMAN GENOME SCIENCES INC COM 444903108 15228 1200 SH SOLE 1200 HUMANA INC COM 444859102 935890 12868 SH SOLE 12868 HUNTINGTON BANCSHARES INC COM 446150104 1920 400 SH SOLE 400 HUNTINGTON INGALLS INDS INC COM 446413106 608 25 SH SOLE 25 ILLINOIS TOOL WKS INC COM 452308109 69888 1680 SH SOLE 1680 IMPERIAL OIL LTD COM NEW 453038408 14445 400 SH SOLE 400 INGERSOLL-RAND PLC SHS G47791101 42136 1500 SH SOLE 1500 INGRAM MICRO INC CL A 457153104 55650 3450 SH SOLE 3450 INSIGHT ENTERPRISES INC COM 45765U103 4542 300 SH SOLE 300 INSMED INC COM PAR $.01 457669307 508 100 SH SOLE 100 INTEL CORP COM 458140100 468151 21943 SH SOLE 21943 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 685522 42632 SH SOLE 42632 INTERCONTINENTALEXCHANGE INC COM 45865V100 23652 200 SH SOLE 200 INTERMEC INC COM 458786100 2934 450 SH SOLE 450 INTERNATIONAL BANCSHARES COR COM 459044103 4576 348 SH SOLE 348 INTERNATIONAL BUSINESS MACHS COM 459200101 933065 5336 SH SOLE 5336 INTEROIL CORP COM 460951106 4877 100 SH SOLE 100 INTL PAPER CO COM 460146103 161824 6960 SH SOLE 6960 INTREPID POTASH INC COM 46121Y102 14922 600 SH SOLE 600 ISHARES GOLD TRUST ISHARES 464285105 104478 6600 SH SOLE 6600 ISHARES INC MSCI AUSTRALIA 464286103 557590 27768 SH SOLE 27768 ISHARES INC MSCI BRAZIL 464286400 154157 2964 SH SOLE 2964 ISHARES INC MSCI CDA INDEX 464286509 510102 19991 SH SOLE 19991 ISHARES INC MSCI EMU INDEX 464286608 437 16 SH SOLE 16 ISHARES INC MSCI THAILAND 464286624 1715754 32227 SH SOLE 32227 ISHARES INC MSCI CHILE INVES 464286640 95973 1804 SH SOLE 1804 ISHARES INC MSCI SINGAPORE 464286673 87769 7979 SH SOLE 7979 ISHARES INC MSCI STH AFRCA 464286780 108896 1926 SH SOLE 1926 ISHARES INC MSCI MALAYSIA 464286830 106338 8727 SH SOLE 8727 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 61135 2025 SH SOLE 2025 ISHARES SILVER TRUST ISHARES 46428Q109 43481 1504 SH SOLE 1504 ISHARES TR LRGE CORE INDX 464287127 3914 61 SH SOLE 61 ISHARES TR NYSE COMP INDX 464287143 9160 145 SH SOLE 145 ISHARES TR DJ SEL DIV INX 464287168 1053849 21820 SH SOLE 21820 ISHARES TR BARCLYS TIPS BD 464287176 1854646 16226 SH SOLE 16226 ISHARES TR FTSE CHINA25 IDX 464287184 447281 14493 SH SOLE 14493 ISHARES TR BARCLY USAGG B 464287226 173203 1573 SH SOLE 1573 ISHARES TR MSCI EMERG MKT 464287234 233382 6650 SH SOLE 6650 ISHARES TR IBOXX INV CPBD 464287242 3396369 30229 SH SOLE 30229 ISHARES TR S&P500 GRW 464287309 24190 395 SH SOLE 395 ISHARES TR S&P NA NAT RES 464287374 11042 330 SH SOLE 330 ISHARES TR S&P 500 VALUE 464287408 3355895 64985 SH SOLE 64985 ISHARES TR BARCLYS 7-10 YR 464287440 2116951 20133 SH SOLE 20133 ISHARES TR BARCLYS 1-3 YR 464287457 563998 6669 SH SOLE 6669 ISHARES TR MSCI EAFE INDEX 464287465 351708 7361 SH SOLE 7361 ISHARES TR S&P MIDCAP 400 464287507 21838 280 SH SOLE 280 ISHARES TR NASDQ BIO INDX 464287556 3734 40 SH SOLE 40 ISHARES TR RUSSELL1000VAL 464287598 32539 575 SH SOLE 575 ISHARES TR S&P MC 400 GRW 464287606 227113 2528 SH SOLE 2528 ISHARES TR RUSSELL1000GRW 464287614 19718 375 SH SOLE 375 ISHARES TR RUSSELL 1000 464287622 5754 92 SH SOLE 92 ISHARES TR RUSL 2000 GROW 464287648 196166 2670 SH SOLE 2670 ISHARES TR RUSSELL 2000 464287655 778491 12095 SH SOLE 12095 ISHARES TR RUSL 3000 GROW 464287671 45743 1070 SH SOLE 1070 ISHARES TR DJ US UTILS 464287697 4088 50 SH SOLE 50 ISHARES TR DJ US TECH SEC 464287721 236975 4007 SH SOLE 4007 ISHARES TR DJ US BAS MATL 464287838 201206 3565 SH SOLE 3565 ISHARES TR DJ US INDEX FD 464287846 19796 350 SH SOLE 350 ISHARES TR S&P EURO PLUS 464287861 510 16 SH SOLE 16 ISHARES TR S&P SMLCP GROW 464287887 19906 309 SH SOLE 309 ISHARES TR MSCI SMALL CAP 464288273 191018 5467 SH SOLE 5467 ISHARES TR JPMORGAN USD 464288281 3163 30 SH SOLE 30 ISHARES TR S&P NTL AMTFREE 464288414 1055088 9893 SH SOLE 9893 ISHARES TR HIGH YLD CORP 464288513 1094925 13215 SH SOLE 13215 ISHARES TR BARCLYS MBS BD 464288588 2309316 21338 SH SOLE 21338 ISHARES TR BARCLYS CR BD 464288620 30819 286 SH SOLE 286 ISHARES TR BARCLYS INTER CR 464288638 3204 30 SH SOLE 30 ISHARES TR BARCLYS 1-3YR CR 464288646 2772532 26649 SH SOLE 26649 ISHARES TR BARCLYS 10-20YR 464288653 372380 2817 SH SOLE 2817 ISHARES TR BARCLYS 3-7 YR 464288661 98278 809 SH SOLE 809 ISHARES TR US PFD STK IDX 464288687 1437012 40337 SH SOLE 40337 ISHARES TR S&P GLB MTRLS 464288695 268 5 SH SOLE 5 ISHARES TR DJ OIL EQUIP 464288844 135512 3126 SH SOLE 3126 ISHARES TR DJ OIL&GAS EXP 464288851 614 12 SH SOLE 12 ISHARES TR 2015 S&P AMTFR 464289339 161140 3067 SH SOLE 3067 ISIS PHARMACEUTICALS INC COM 464330109 6780 1000 SH SOLE 1000 ISTA PHARMACEUTICALS INC COM NEW 45031X204 5175 1500 SH SOLE 1500 ITT CORP NEW COM 450911102 225750 5375 SH SOLE 5375 ITT EDUCATIONAL SERVICES INC COM 45068B109 781940 13580 SH SOLE 13580 JACOBS ENGR GROUP INC DEL COM 469814107 24218 750 SH SOLE 750 JOHNSON & JOHNSON COM 478160104 809912 12717 SH SOLE 12717 JOHNSON CTLS INC COM 478366107 71993 2730 SH SOLE 2730 JOY GLOBAL INC COM 481165108 24952 400 SH SOLE 400 JPMORGAN CHASE & CO COM 46625H100 188400 6255 SH SOLE 6255 JUNIPER NETWORKS INC COM 48203R104 8630 500 SH SOLE 500 KBR INC COM 48242W106 4726 200 SH SOLE 200 KELLOGG CO COM 487836108 21276 400 SH SOLE 400 KEMPER CORP DEL COM 488401100 4792 200 SH SOLE 200 KIMBERLY CLARK CORP COM 494368103 255697 3601 SH SOLE 3601 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 30430 445 SH SOLE 445 KKR & CO L P DEL COM UNITS 48248M102 15600 1500 SH SOLE 1500 KOHLS CORP COM 500255104 161048 3280 SH SOLE 3280 KOPIN CORP COM 500600101 8575 2500 SH SOLE 2500 KRAFT FOODS INC CL A 50075N104 390639 11633 SH SOLE 11633 L-3 COMMUNICATIONS HLDGS INC COM 502424104 231152 3730 SH SOLE 3730 LACLEDE GROUP INC COM 505597104 113435 2927 SH SOLE 2927 LAKES ENTMNT INC COM 51206P109 5445 2250 SH SOLE 2250 LAUDER ESTEE COS INC CL A 518439104 57974 660 SH SOLE 660 LEGGETT & PLATT INC COM 524660107 15832 800 SH SOLE 800 LENDER PROCESSING SVCS INC COM 52602E102 4108 300 SH SOLE 300 LILLY ELI & CO COM 532457108 122778 3321 SH SOLE 3321 LIMITED BRANDS INC COM 532716107 6739 175 SH SOLE 175 LINCARE HLDGS INC COM 532791100 38476 1710 SH SOLE 1710 LINEAR TECHNOLOGY CORP COM 535678106 336163 12158 SH SOLE 12158 LIONS GATE ENTMNT CORP COM NEW 535919203 8970 1300 SH SOLE 1300 LMP CORPORATE LN FD INC COM 50208B100 16998 1590 SH SOLE 1590 LOCKHEED MARTIN CORP COM 539830109 147530 2031 SH SOLE 2031 LOWES COS INC COM 548661107 157350 8137 SH SOLE 8137 LSI CORPORATION COM 502161102 35286 6812 SH SOLE 6812 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 6791 8000 PRN SOLE 8000 MANITOWOC INC COM 563571108 17279 2575 SH SOLE 2575 MARATHON OIL CORP COM 565849106 2158 100 SH SOLE 100 MARATHON PETE CORP COM 56585A102 1353 50 SH SOLE 50 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 2811 65 SH SOLE 65 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 114839 4539 SH SOLE 4539 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 1377 300 SH SOLE 300 MASCO CORP COM 574599106 7120 1000 SH SOLE 1000 MASIMO CORP COM 574795100 2163 100 SH SOLE 100 MATTEL INC COM 577081102 54370 2100 SH SOLE 2100 MAXIM INTEGRATED PRODS INC COM 57772K101 2800 120 SH SOLE 120 MCDONALDS CORP COM 580135101 281414 3204 SH SOLE 3204 MCGRAW HILL COS INC COM 580645109 13940 340 SH SOLE 340 MEADWESTVACO CORP COM 583334107 2530 103 SH SOLE 103 MEDASSETS INC COM 584045108 11293 1175 SH SOLE 1175 MEDCO HEALTH SOLUTIONS INC COM 58405U102 37419 798 SH SOLE 798 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 35568 975 SH SOLE 975 MEDTRONIC INC COM 585055106 334689 10070 SH SOLE 10070 MERCK & CO INC NEW COM 58933Y105 360004 11009 SH SOLE 11009 MESABI TR CTF BEN INT 590672101 104258 5000 SH SOLE 5000 METLIFE INC COM 59156R108 23949 855 SH SOLE 855 METROPCS COMMUNICATIONS INC COM 591708102 29163 3350 SH SOLE 3350 MFS CHARTER INCOME TR SH BEN INT 552727109 217081 25449 SH SOLE 25449 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 199357 29933 SH SOLE 29933 MFS INTER INCOME TR SH BEN INT 55273C107 309880 51647 SH SOLE 51647 MICROCHIP TECHNOLOGY INC COM 595017104 137541 4421 SH SOLE 4421 MICRON TECHNOLOGY INC COM 595112103 2016 400 SH SOLE 400 MICROSOFT CORP COM 594918104 1251675 50288 SH SOLE 50288 MILLER HERMAN INC COM 600544100 8930 500 SH SOLE 500 MONSANTO CO NEW COM 61166W101 12008 200 SH SOLE 200 MORGAN STANLEY COM NEW 617446448 2027 150 SH SOLE 150 MOTOROLA MOBILITY HLDGS INC COM 620097105 8953 237 SH SOLE 237 MOTOROLA SOLUTIONS INC COM NEW 620076307 11356 271 SH SOLE 271 MOTRICITY INC COM 620107102 1020 604 SH SOLE 604 MURPHY OIL CORP COM 626717102 10819 245 SH SOLE 245 MYLAN INC COM 628530107 127429 7500 SH SOLE 7500 NABORS INDUSTRIES LTD SHS G6359F103 32807 2676 SH SOLE 2676 NATIONAL OILWELL VARCO INC COM 637071101 8964 175 SH SOLE 175 NAVIGANT CONSULTING INC COM 63935N107 9270 1000 SH SOLE 1000 NETAPP INC COM 64110D104 64467 1900 SH SOLE 1900 NETEASE COM INC SPONSORED ADR 64110W102 794761 20827 SH SOLE 20827 NEUTRAL TANDEM INC COM 64128B108 2904 300 SH SOLE 300 NEW GOLD INC CDA COM 644535106 151267 14700 SH SOLE 14700 NEW YORK CMNTY BANCORP INC COM 649445103 68424 5750 SH SOLE 5750 NEXTERA ENERGY INC COM 65339F101 203486 3767 SH SOLE 3767 NICOR INC COM 654086107 8252 150 SH SOLE 150 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 3023 3000 PRN SOLE 3000 NIKE INC CL B 654106103 34204 400 SH SOLE 400 NISOURCE INC COM 65473P105 1946 91 SH SOLE 91 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 11741 400 SH SOLE 400 NOKIA CORP SPONSORED ADR 654902204 143224 25304 SH SOLE 25304 NORFOLK SOUTHERN CORP COM 655844108 33561 550 SH SOLE 550 NORTHERN TR CORP COM 665859104 59117 1690 SH SOLE 1690 NORTHROP GRUMMAN CORP COM 666807102 20869 400 SH SOLE 400 NOVAGOLD RES INC COM NEW 66987E206 35153 5450 SH SOLE 5450 NOVARTIS A G SPONSORED ADR 66987V109 170372 3055 SH SOLE 3055 NOVAVAX INC COM 670002104 8960 5600 SH SOLE 5600 NTELOS HLDGS CORP COM 67020Q107 9752 550 SH SOLE 550 NUCOR CORP COM 670346105 393198 12428 SH SOLE 12428 NUVEEN MULT CURR ST GV INCM COM 67090N109 234 18 SH SOLE 18 NVIDIA CORP COM 67066G104 2502 200 SH SOLE 200 NYSE EURONEXT COM 629491101 224869 9676 SH SOLE 9676 OFFICE DEPOT INC COM 676220106 618 300 SH SOLE 300 OFFICEMAX INC DEL COM 67622P101 1940 400 SH SOLE 400 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 30933 300 SH SOLE 300 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 3049 3000 PRN SOLE 3000 OMNICARE INC COM 681904108 5722 225 SH SOLE 225 OMNICARE INC DBCV 3.250%12/1 681904AL2 3615 4000 PRN SOLE 4000 OMNICOM GROUP INC COM 681919106 32051 870 SH SOLE 870 ON SEMICONDUCTOR CORP COM 682189105 3590 500 SH SOLE 500 ONEOK INC NEW COM 682680103 22454 340 SH SOLE 340 OPTIMER PHARMACEUTICALS INC COM 68401H104 9688 700 SH SOLE 700 ORACLE CORP COM 68389X105 540661 18812 SH SOLE 18812 ORBOTECH LTD ORD M75253100 3872 400 SH SOLE 400 PAYCHEX INC COM 704326107 67247 2550 SH SOLE 2550 PENGROWTH ENERGY CORP COM 70706P104 2697 300 SH SOLE 300 PEOPLES UNITED FINANCIAL INC COM 712704105 57000 5000 SH SOLE 5000 PEPSICO INC COM 713448108 325449 5258 SH SOLE 5258 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 20460 1000 SH SOLE 1000 PETMED EXPRESS INC COM 716382106 2700 300 SH SOLE 300 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 413265 18408 SH SOLE 18408 PETSMART INC COM 716768106 37319 875 SH SOLE 875 PFIZER INC COM 717081103 103552 5857 SH SOLE 5857 PG&E CORP COM 69331C108 21658 512 SH SOLE 512 PHILIP MORRIS INTL INC COM 718172109 266737 4276 SH SOLE 4276 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 237848 14709 SH SOLE 14709 PIMCO ETF TR ENHAN SHRT MAT 72201R833 435422 4336 SH SOLE 4336 PITNEY BOWES INC COM 724479100 19740 1050 SH SOLE 1050 PITTSBURGH & W VA RR SH BEN INT 724819107 18125 1450 SH SOLE 1450 PNC FINL SVCS GROUP INC COM 693475105 250979 5208 SH SOLE 5208 PNM RES INC COM 69349H107 4929 300 SH SOLE 300 POLYCOM INC COM 73172K104 18370 1000 SH SOLE 1000 POSCO SPONSORED ADR 693483109 15203 200 SH SOLE 200 POTASH CORP SASK INC COM 73755L107 84063 1945 SH SOLE 1945 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1273024 49401 SH SOLE 49401 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 407832 14151 SH SOLE 14151 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 70253 4350 SH SOLE 4350 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 15460 800 SH SOLE 800 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 4089 78 SH SOLE 78 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 30886 1802 SH SOLE 1802 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 12551 700 SH SOLE 700 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 358856 14798 SH SOLE 14798 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 287018 21135 SH SOLE 21135 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8398 160 SH SOLE 160 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1128132 38010 SH SOLE 38010 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 5921 218 SH SOLE 218 POWERWAVE TECHNOLOGIES INC COM 739363109 21499 12500 SH SOLE 12500 PPG INDS INC COM 693506107 102457 1450 SH SOLE 1450 PROCTER & GAMBLE CO COM 742718109 838023 13264 SH SOLE 13264 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 43196 9750 SH SOLE 9750 PROSHARES TR PSHS ULTSH 20YRS 74347R297 478764 24619 SH SOLE 24619 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 15253 483 SH SOLE 483 PROSHARES TR PSHS SHRT S&P500 74347R503 5218720 113204 SH SOLE 113204 PROSHARES TR PSHS ULTASH DW30 74347R867 144523 7088 SH SOLE 7088 PROSHARES TR PSHS ULSHT SP500 74347R883 263617 10342 SH SOLE 10342 PROSHARES TR PSHS ULSHT MD400 74347X211 16899 317 SH SOLE 317 PROSHARES TR II ULTRA GOLD 74347W601 8734 100 SH SOLE 100 PROSHARES TR II ULTRASHORT YEN 74347W858 12995 943 SH SOLE 943 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 11500 2500 SH SOLE 2500 PRUDENTIAL FINL INC COM 744320102 153232 3270 SH SOLE 3270 PUBLIC STORAGE COM 74460D109 41088 369 SH SOLE 369 PUBLIC SVC ENTERPRISE GROUP COM 744573106 15217 456 SH SOLE 456 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 268926 53251 SH SOLE 53251 QUALCOMM INC COM 747525103 127168 2615 SH SOLE 2615 QUANEX BUILDING PRODUCTS COR COM 747619104 6023 550 SH SOLE 550 QUANTA SVCS INC COM 74762E102 11274 600 SH SOLE 600 RADCOM LTD SHS NEW M81865111 71640 19258 SH SOLE 19258 RANGE RES CORP COM 75281A109 5846 100 SH SOLE 100 RARE ELEMENT RES LTD COM 75381M102 100254 19735 SH SOLE 19735 RAYONIER INC COM 754907103 27593 750 SH SOLE 750 RAYTHEON CO COM NEW 755111507 851464 20833 SH SOLE 20833 REALTY INCOME CORP COM 756109104 42944 1332 SH SOLE 1332 RESEARCH IN MOTION LTD COM 760975102 4060 200 SH SOLE 200 RF MICRODEVICES INC COM 749941100 10144 1600 SH SOLE 1600 RIO TINTO PLC SPONSORED ADR 767204100 6876 156 SH SOLE 156 ROBERT HALF INTL INC COM 770323103 32679 1540 SH SOLE 1540 ROCKWELL COLLINS INC COM 774341101 34244 649 SH SOLE 649 ROGERS CORP COM 775133101 6848 175 SH SOLE 175 ROYAL BK CDA MONTREAL QUE COM 780087102 95374 2086 SH SOLE 2086 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 80961 1316 SH SOLE 1316 RYDEX ETF TRUST INV S&P500 2X 78355W767 3218 78 SH SOLE 78 SABINE ROYALTY TR UNIT BEN INT 785688102 4287 68 SH SOLE 68 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 750 50 SH SOLE 50 SAFEWAY INC COM NEW 786514208 2994 180 SH SOLE 180 SANDISK CORP COM 80004C101 817957 20269 SH SOLE 20269 SANOFI SPONSORED ADR 80105N105 68388 2085 SH SOLE 2085 SCHLUMBERGER LTD COM 806857108 156915 2627 SH SOLE 2627 SCHWAB CHARLES CORP NEW COM 808513105 126446 11219 SH SOLE 11219 SCHWAB STRATEGIC TR US REIT ETF 808524847 11232 480 SH SOLE 480 SCHWAB STRATEGIC TR US TIPS ETF 808524870 990026 18189 SH SOLE 18189 SCICLONE PHARMACEUTICALS INC COM 80862K104 79058 20750 SH SOLE 20750 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 16727 450 SH SOLE 450 SEI INVESTMENTS CO COM 784117103 19379 1260 SH SOLE 1260 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5339 180 SH SOLE 180 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 81914 1400 SH SOLE 1400 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 32142 1100 SH SOLE 1100 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 278249 8276 SH SOLE 8276 SEMPRA ENERGY COM 816851109 21837 424 SH SOLE 424 SHERWIN WILLIAMS CO COM 824348106 2271 31 SH SOLE 31 SHIP FINANCE INTERNATIONAL L SHS G81075106 650 50 SH SOLE 50 SIGMA ALDRICH CORP COM 826552101 12358 200 SH SOLE 200 SIRIUS XM RADIO INC COM 82967N108 62892 41650 SH SOLE 41650 SMITH MICRO SOFTWARE INC COM 832154108 912 600 SH SOLE 600 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1104 1000 PRN SOLE 1000 SNAP ON INC COM 833034101 13320 300 SH SOLE 300 SONDE RES CORP COM 835426107 458 200 SH SOLE 200 SONOCO PRODS CO COM 835495102 50815 1800 SH SOLE 1800 SOUTHERN CO COM 842587107 8474 200 SH SOLE 200 SOUTHERN COPPER CORP COM 84265V105 14994 600 SH SOLE 600 SOUTHWESTERN ENERGY CO COM 845467109 119990 3600 SH SOLE 3600 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 38671 355 SH SOLE 355 SPDR GOLD TRUST GOLD SHS 78463V107 3035376 19197 SH SOLE 19197 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 179211 4026 SH SOLE 4026 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 251374 7843 SH SOLE 7843 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 13530 640 SH SOLE 640 SPDR S&P 500 ETF TR TR UNIT 78462F103 4526 40 SH SOLE 40 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1139321 8008 SH SOLE 8008 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 27420 483 SH SOLE 483 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 128148 3541 SH SOLE 3541 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 12419 510 SH SOLE 510 SPDR SERIES TRUST DJ REIT ETF 78464A607 152295 2695 SH SOLE 2695 SPDR SERIES TRUST S&P PHARMAC 78464A722 60148 1315 SH SOLE 1315 SPDR SERIES TRUST OILGAS EQUIP 78464A748 826378 29116 SH SOLE 29116 SPDR SERIES TRUST S&P DIVID ETF 78464A763 122735 2528 SH SOLE 2528 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 31539 560 SH SOLE 560 SPECTRUM PHARMACEUTICALS INC COM 84763A108 19075 2500 SH SOLE 2500 SPRINT NEXTEL CORP COM SER 1 852061100 4560 1500 SH SOLE 1500 ST JUDE MED INC COM 790849103 25333 700 SH SOLE 700 STANDEX INTL CORP COM 854231107 4670 150 SH SOLE 150 STANLEY BLACK & DECKER INC COM 854502101 24550 500 SH SOLE 500 STAPLES INC COM 855030102 26800 2015 SH SOLE 2015 STATE STR CORP COM 857477103 29909 930 SH SOLE 930 STERICYCLE INC COM 858912108 8072 100 SH SOLE 100 STMICROELECTRONICS N V NY REGISTRY 861012102 3250 500 SH SOLE 500 STRYKER CORP COM 863667101 233060 4945 SH SOLE 4945 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 696 15 SH SOLE 15 SUN LIFE FINL INC COM 866796105 126450 5315 SH SOLE 5315 SUNCOR ENERGY INC NEW COM 867224107 58258 2290 SH SOLE 2290 SUNOPTA INC COM 8676EP108 4930 1000 SH SOLE 1000 SYNGENTA AG SPONSORED ADR 87160A100 20748 400 SH SOLE 400 SYSCO CORP COM 871829107 251380 9706 SH SOLE 9706 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 276331 24176 SH SOLE 24176 TARGET CORP COM 87612E106 114018 2325 SH SOLE 2325 TEEKAY CORPORATION COM Y8564W103 4522 200 SH SOLE 200 TELEFLEX INC COM 879369106 34951 650 SH SOLE 650 TELEFONICA S A SPONSORED ADR 879382208 14340 750 SH SOLE 750 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1495 100 SH SOLE 100 TEMPLETON EMERG MKTS INCOME COM 880192109 159268 10711 SH SOLE 10711 TEMPLETON GLOBAL INCOME FD COM 880198106 316125 33452 SH SOLE 33452 TENARIS S A SPONSORED ADR 88031M109 3894 153 SH SOLE 153 TESLA MTRS INC COM 88160R101 19512 800 SH SOLE 800 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 188333 5060 SH SOLE 5060 TEXAS INSTRS INC COM 882508104 75499 2833 SH SOLE 2833 THERMO FISHER SCIENTIFIC INC COM 883556102 17724 350 SH SOLE 350 THOMSON REUTERS CORP COM 884903105 16224 600 SH SOLE 600 TIME WARNER CABLE INC COM 88732J207 4637 74 SH SOLE 74 TIME WARNER INC COM NEW 887317303 13486 450 SH SOLE 450 TORONTO DOMINION BK ONT COM NEW 891160509 109760 1547 SH SOLE 1547 TORTOISE ENERGY CAP CORP COM 89147U100 19890 850 SH SOLE 850 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 83739 2468 SH SOLE 2468 TOTAL S A SPONSORED ADR 89151E109 173866 3963 SH SOLE 3963 TOTAL SYS SVCS INC COM 891906109 8465 500 SH SOLE 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 10922 160 SH SOLE 160 TRACTOR SUPPLY CO COM 892356106 104738 1675 SH SOLE 1675 TRANSOCEAN LTD REG SHS H8817H100 9070 190 SH SOLE 190 TRAVELERS COMPANIES INC COM 89417E109 63886 1311 SH SOLE 1311 TRINITY INDS INC COM 896522109 4282 200 SH SOLE 200 TRUE RELIGION APPAREL INC COM 89784N104 835978 31008 SH SOLE 31008 TWO HBRS INVT CORP COM 90187B101 4415 500 SH SOLE 500 TYSON FOODS INC CL A 902494103 894470 51525 SH SOLE 51525 U S ENERGY CORP WYO COM 911805109 462 200 SH SOLE 200 ULTRA PETROLEUM CORP COM 903914109 92723 3345 SH SOLE 3345 UMB FINL CORP COM 902788108 207910 6481 SH SOLE 6481 UNDER ARMOUR INC CL A 904311107 1660 25 SH SOLE 25 UNILEVER N V N Y SHS NEW 904784709 110562 3511 SH SOLE 3511 UNION PAC CORP COM 907818108 187874 2300 SH SOLE 2300 UNITED ONLINE INC COM 911268100 4707 900 SH SOLE 900 UNITED PARCEL SERVICE INC CL B 911312106 344106 5449 SH SOLE 5449 UNITED STATES NATL GAS FUND UNIT NEW 912318110 109861 12200 SH SOLE 12200 UNITED STATES STL CORP NEW COM 912909108 2201 100 SH SOLE 100 UNITED TECHNOLOGIES CORP COM 913017109 212638 3022 SH SOLE 3022 UNITEDHEALTH GROUP INC COM 91324P102 1040013 22550 SH SOLE 22550 URANIUM RES INC COM PAR $0.001 916901507 26274 38580 SH SOLE 38580 URS CORP NEW COM 903236107 5932 200 SH SOLE 200 URSTADT BIDDLE PPTYS INS COM 917286106 775 50 SH SOLE 50 URSTADT BIDDLE PPTYS INS CL A 917286205 799 50 SH SOLE 50 US BANCORP DEL COM NEW 902973304 149951 6370 SH SOLE 6370 USEC INC NOTE 3.000%10/0 90333EAC2 5276 10000 PRN SOLE 10000 V F CORP COM 918204108 303998 2502 SH SOLE 2502 VALE S A ADR 91912E105 76129 3339 SH SOLE 3339 VALERO ENERGY CORP NEW COM 91913Y100 59102 3324 SH SOLE 3324 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 218320 2379 SH SOLE 2379 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 52578 600 SH SOLE 600 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 8168383 100326 SH SOLE 100326 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 827854 9886 SH SOLE 9886 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 5435 100 SH SOLE 100 VANGUARD INDEX FDS REIT ETF 922908553 1039529 20423 SH SOLE 20423 VANGUARD INDEX FDS SML CP GRW ETF 922908595 86385 1292 SH SOLE 1292 VANGUARD INDEX FDS SM CP VAL ETF 922908611 17119 308 SH SOLE 308 VANGUARD INDEX FDS MID CAP ETF 922908629 2279 35 SH SOLE 35 VANGUARD INDEX FDS GROWTH ETF 922908736 2505220 44730 SH SOLE 44730 VANGUARD INDEX FDS VALUE ETF 922908744 169006 3592 SH SOLE 3592 VANGUARD INDEX FDS SMALL CP ETF 922908751 136304 2221 SH SOLE 2221 VANGUARD INDEX FDS TOTAL STK MKT 922908769 69115 1197 SH SOLE 1197 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 80925 2090 SH SOLE 2090 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1561365 43540 SH SOLE 43540 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 66777 1378 SH SOLE 1378 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 275391 6773 SH SOLE 6773 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 12744 240 SH SOLE 240 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 221830 2740 SH SOLE 2740 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 44518 913 SH SOLE 913 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 2885525 95679 SH SOLE 95679 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 20250 375 SH SOLE 375 VANGUARD WORLD FDS INF TECH ETF 92204A702 3406 60 SH SOLE 60 VANGUARD WORLD FDS MATERIALS ETF 92204A801 33525 520 SH SOLE 520 VARIAN MED SYS INC COM 92220P105 57375 1100 SH SOLE 1100 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 7280 500 SH SOLE 500 VERIFONE SYS INC COM 92342Y109 316940 9050 SH SOLE 9050 VERIZON COMMUNICATIONS INC COM 92343V104 94210 2560 SH SOLE 2560 VIACOM INC NEW CL A 92553P102 3627 75 SH SOLE 75 VIACOM INC NEW CL B 92553P201 2867 74 SH SOLE 74 VISA INC COM CL A 92826C839 196302 2290 SH SOLE 2290 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14010 546 SH SOLE 546 VORNADO RLTY TR SH BEN INT 929042109 38653 518 SH SOLE 518 VOYAGER OIL & GAS INC COM 92911K100 82320 39200 SH SOLE 39200 WABCO HLDGS INC COM 92927K102 62469 1650 SH SOLE 1650 WAL MART STORES INC COM 931142103 614817 11846 SH SOLE 11846 WALGREEN CO COM 931422109 216503 6583 SH SOLE 6583 WASHINGTON POST CO CL B 939640108 9809 30 SH SOLE 30 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 47540 1687 SH SOLE 1687 WASTE MGMT INC DEL COM 94106L109 225835 6936 SH SOLE 6936 WATERS CORP COM 941848103 35859 475 SH SOLE 475 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 73260 6000 SH SOLE 6000 WELLPOINT INC COM 94973V107 73440 1125 SH SOLE 1125 WELLS FARGO & CO NEW COM 949746101 14592 605 SH SOLE 605 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12660 1000 SH SOLE 1000 WESTERN ASSET HIGH INCM FD I COM 95766J102 56700 6000 SH SOLE 6000 WESTERN ASSET WORLDWIDE INCO COM 957668106 43225 3325 SH SOLE 3325 WESTERN DIGITAL CORP COM 958102105 40741 1584 SH SOLE 1584 WHOLE FOODS MKT INC COM 966837106 9797 150 SH SOLE 150 WINDSTREAM CORP COM 97381W104 213256 18305 SH SOLE 18305 WISDOMTREE TR ASIA LC DBT FD 97717X842 372040 7528 SH SOLE 7528 WISDOMTREE TR DREYFUS CMM FD 97717X859 8080 325 SH SOLE 325 WISDOMTREE TR EM LCL DEBT FD 97717X867 788913 16394 SH SOLE 16394 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 82587 4550 SH SOLE 4550 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 13610 319 SH SOLE 319 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 13780 363 SH SOLE 363 WOLVERINE WORLD WIDE INC COM 978097103 4988 150 SH SOLE 150 WORLD ACCEP CORP DEL COM 981419104 887369 15860 SH SOLE 15860 WRIGHT MED GROUP INC COM 98235T107 10728 600 SH SOLE 600 WYNDHAM WORLDWIDE CORP COM 98310W108 2423 85 SH SOLE 85 XCEL ENERGY INC COM 98389B100 9308 377 SH SOLE 377 XEROX CORP COM 984121103 47152 6765 SH SOLE 6765 XILINX INC COM 983919101 10976 400 SH SOLE 400 YAMANA GOLD INC COM 98462Y100 57372 4200 SH SOLE 4200 ZIMMER HLDGS INC COM 98956P102 48935 915 SH SOLE 915 ZIX CORP COM 98974P100 4005 1500 SH SOLE 1500