0001140361-11-053314.txt : 20111114 0001140361-11-053314.hdr.sgml : 20111111 20111114155753 ACCESSION NUMBER: 0001140361-11-053314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LP/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 111202207 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499500 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY DATE OF NAME CHANGE: 19990326 13F-HR 1 form13fhr.txt P. SCHOENFIELD ASSET MANAGEMENT, LP 13F-HR 9-30-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT LP Address: 1350 Avenue of the Americas, 21st Floor New York, NY 10019 Form 13F File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Dhananjay Pai Title: Chief Operating Officer Phone: (212) 649-9500 Signature, Place, and Date of Signing: /s/ Dhananjay Pai New York, New York 11/14/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $ 943,934 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- D ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 535 123700 SH SOLE 123700 0 0 D AMERICAN TOWER CORP CL A 029912201 4382 81454 SH SOLE 81454 0 0 D BJS WHOLESALE CLUB INC COM 05548J106 28360 553479 SH SOLE 553479 0 0 D BRE PROPERTIES INC CL A 05564E106 974 23000 SH SOLE 23000 0 0 D CAMDEN PPTY TR SH BEN INT 133131102 746 13500 SH SOLE 13500 0 0 D CEPHALON INC COM 156708109 77504 960399 SH SOLE 960399 0 0 D CEPHALON INC CALL 156708909 2508 411200 SH CALL SOLE 411200 0 0 D CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 22993 490886 SH SOLE 490886 0 0 D CLOROX CO DEL COM 189054109 9979 150457 SH SOLE 150457 0 0 D CLOROX CO DEL PUT 189054959 9525 150000 SH PUT SOLE 150000 0 0 D CONSTELLATION ENERGY GROUP I COM 210371100 22836 600000 SH SOLE 600000 0 0 D CORRECTIONS CORP AMER NEW COM NEW 22025Y407 720 31750 SH SOLE 31750 0 0 D CROWN CASTLE INTL CORP COM 228227104 1098 27000 SH SOLE 27000 0 0 D DARDEN RESTAURANTS INC COM 237194105 663 15500 SH SOLE 15500 0 0 D DIGITAL RLTY TR INC COM 253868103 1792 32500 SH SOLE 32500 0 0 D ENERGY TRANSFER EQUITY UNT COM UT LTD PTN 29273V100 760 289700 SH PUT SOLE 289700 0 0 D ENTERTAINMENT PPTYS TR CONV PFD 9% SR E 29380T600 3453 131054 SH SOLE 131054 0 0 D EQUITY LIFESTYLE PPTYS INC COM 29472R108 1649 26300 SH SOLE 26300 0 0 D GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 9756 10000000 PRN SOLE 10000000 0 0 D GOODRICH CORP COM 382388106 96544 800000 SH SOLE 800000 0 0 D GOODRICH CORP PUT 382388956 4 50000 SH PUT SOLE 50000 0 0 D HCP INC COM 40414L109 667 19000 SH SOLE 19000 0 0 D HEWLETT PACKARD CO COM 428236103 2245 100000 SH SOLE 100000 0 0 D HIGHWOODS PPTYS INC COM 431284108 961 34000 SH SOLE 34000 0 0 D HOME PROPERTIES INC COM 437306103 1362 24000 SH SOLE 24000 0 0 D HOWARD HUGHES CORP PUT 44267D957 632 15000 SH PUT SOLE 15000 0 0 D ISTAR FINL INC COM 45031U101 10471 1799207 SH SOLE 1799207 0 0 D ISTAR FINL INC FRNT 10/0 45031UBF7 10267 11712000 PRN SOLE 11712000 0 0 D JOHNSON & JOHNSON PUT 478160954 28 12100 SH PUT SOLE 12100 0 0 D KINETIC CONCEPTS INC COM NEW 49460W208 34930 530121 SH SOLE 530121 0 0 D LASALLE HOTEL PPTYS COM SH BEN INT 517942108 1248 65000 SH SOLE 65000 0 0 D LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 14585 27000000 PRN SOLE 27000000 0 0 D LORAL SPACE & COMMUNICATNS I COM 543881106 4042 80687 SH SOLE 80687 0 0 D LOWES COS INC COM 548661107 738 38200 SH SOLE 38200 0 0 D MACK CALI RLTY CORP COM 554489104 909 34000 SH SOLE 34000 0 0 D MARRIOTT INTL INC NEW CL A 571903202 1145 42000 SH SOLE 42000 0 0 D MCGRAW HILL COS INC COM 580645109 2050 50000 SH SOLE 50000 0 0 D MCGRAW HILL COS INC CALL 580645909 258 100000 SH CALL SOLE 100000 0 0 D MEDCO HEALTH SOLUTIONS INC COM 58405U102 45218 964344 SH SOLE 964344 0 0 D MERITAGE HOMES CORP COM 59001A102 712 47000 SH SOLE 47000 0 0 D MI DEVS INC COM 55304X104 3852 145101 SH SOLE 145101 0 0 D MOTOROLA MOBILITY HLDGS INC COM 620097105 93631 2425371 SH SOLE 2425371 0 0 D NALCO HOLDING COMPANY COM 62985Q101 69279 1980537 SH SOLE 1980537 0 0 D NATIONAL SEMICONDUCTOR CORP CALL 637640903 25491 1020000 SH CALL SOLE 1020000 0 0 D NETFLIX INC PUT 64110L956 19994 304200 SH PUT SOLE 304200 0 0 D NETLOGIC MICROSYSTEMS INC CALL 64118B900 2375 500000 SH CALL SOLE 500000 0 0 D P F CHANGS CHINA BISTRO INC COM 69333Y108 655 24000 SH SOLE 24000 0 0 D PHARMERICA CORP COM 71714F104 3567 250000 SH SOLE 250000 0 0 D RALCORP HLDGS INC NEW COM 751028101 13148 171397 SH SOLE 171397 0 0 D RALCORP HLDGS INC NEW CALL 751028901 52 115400 SH CALL SOLE 115400 0 0 D RALCORP HLDGS INC NEW PUT 751028951 145 100000 SH PUT SOLE 100000 0 0 D REDWOOD TR INC COM 758075402 670 60000 SH SOLE 60000 0 0 D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 4186 391581 SH SOLE 391581 0 0 D ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 4126 388896 SH SOLE 388896 0 0 D ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 2234 196499 SH SOLE 196499 0 0 D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 3173 263282 SH SOLE 263282 0 0 D RYLAND GROUP INC COM 783764103 1246 117000 SH SOLE 117000 0 0 D SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 2826 4000000 PRN SOLE 4000000 0 0 D SAVIENT PHARMACEUTICALS INC CALL 80517Q900 257 1026500 SH CALL SOLE 1026500 0 0 D SOUTHERN UN CO NEW COM 844030106 54244 1337044 SH SOLE 1337044 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- D SPDR S&P 500 ETF TR TR UNIT 78462F103 402 42000 SH PUT SOLE 42000 0 0 D STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1495 38500 SH SOLE 38500 0 0 D TAUBMAN CTRS INC COM 876664103 930 18500 SH SOLE 18500 0 0 D TEMPLE INLAND INC COM 879868107 78497 2502295 SH SOLE 2502295 0 0 D VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 64354 1052388 SH SOLE 1052388 0 0 D VERINT SYS INC COM 92343X100 19573 744504 SH SOLE 744504 0 0 D VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 7007 273079 SH SOLE 273079 0 0 D YAHOO INC COM 984332106 30997 2353626 SH SOLE 2353626 0 0 D YAHOO INC PUT 984332956 1240 1600000 SH PUT SOLE 1600000 0 0 D YAHOO INC CALL 984332906 5039 3600000 SH CALL SOLE 3600000 0 0